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.Pavel NOVÁK
ABSTRACT
During the General Assembly of the European Geosciences Union in April 2008, the new Earth Gravitational Model 2008
(EGM08) was released with fully-normalized coefficients in the spherical harmonic expansion of the Earth's gravitational
potential complete to degree and order 2159. EGM08 is based on inverse modeling methods that rely on data observed both
on the Earth's surface and in space. Forward modeling equations based on Newtonian integrals can be converted into series
forms that are compatible with the spherical harmonic description of the geopotential. Namely gravitational potentials of
ocean water (fluid masses below the geoid) and topographical masses (solid masses above the geoid) can be formulated and
evaluated numerically through spherical harmonic expansions. The potential constituents as well as their radial derivatives
can be used for a step known in geodesy and geophysics as gravity field reduction or stripping. Reducing EGM08 for these
constituents can help to analyze the internal structure of the Earth (geophysics) as well as to derive the Earth's gravitational
field harmonic outside the geoid (geodesy).
KEYWORDS: Earth Gravitational Model, gravity reduction and stripping, gravitational potential, ocean water, spherical
harmonic series, topography
r ≥ξ . rt ( Ω ) = R + H ( Ω ) ≈ R + ∑ H n , m Yn, m ( Ω ) . (4)
n,m
(2)
Another abbreviated notation was introduced as Harmonic coefficients Hn,m of the height/depth
follows: function H up to degree and order 2159 were released
DIRECT MODELING OF THE GRAVITATIONAL FIELD USING HARMONIC SERIES 37
with EGM08. The mean sea level or the geoid can The function Ft in Eq. (9) describes the geometry
approximately be estimated from EGM08 of the topographical masses. Higher-order terms were
neglected in the binomial series of Eq. (8). Its
rg ( Ω ) = R + N ( Ω ) ≈ R + R ∑N
n,m
n, m Yn , m ( Ω ) . (5) convergence is discussed in Section 6. The function Ft
can also be written as the spherical harmonic series
Spherical harmonic coefficients Nn,m refer to F t ( Ω ) = ∑ Fnt,m Yn ,m ( Ω ) , (10)
geometric deviations N of the geoid from the mean n,m
(6) n,m 2n + 1
Obviously, it is expected that rt ≥ rg over dry ⋅∫ F ( Ω ' ) Yn∗, m ( Ω ' ) d Ω ' ,
t
Θ
land Θd and rt = rg over sea areas Θw. Substituting (12)
Eq. (2) into (6) and assuming the mean topographical
mass density ρ ot , the topographical potential reads that can further be developed as follows:
.
V t ( r, Ω ) = n +1
nax
⎛R⎞ 1
⎛1⎞
n +1
1 V t ( r , Ω ) = GR 2 ρ ot ∑ ⎜ ⎟ Yn , m ( Ω ) ⋅
Gρ t
o ∑
n,m
⎜ ⎟
⎝r⎠ 2n + 1
Yn , m (Ω) ⋅ (7) n,m ⎝r⎠ 2n + 1
rt ( Ω ')
⋅ ∫ Yn∗, m (Ω ') ∫ξ ξ n+2 dξ d Ω ' . nax
Θ = rg ( Ω ')
⋅ ∑ Fnt', m ' ∫ Yn ', m ' ( Ω ' ) Yn∗, m ( Ω ' ) d Ω '
Θ
n'm '
The summation and integration can be
(13)
interchanged as long as the series is uniformly
The well known orthogonality of the fully-
convergent. Since the computation point is assumed to
normalized spherical harmonic functions then yields
be outside the gravitating masses, there is no problem
the topographical potential in the form
with satisfying this requirement. The radial integral in
Eq. (7) can be evaluated, cf. (Tsoulis, 2001), V t ( r, Ω ) =
R + H (Ω) n +1
(14)
∫ξ ⎛R⎞
nax
ξ n + 2 d ξ = R n + 3 F t ( Ω) , (8) 1
= R + N (Ω) = 4π GR 2 ρ ot ∑ n,m
⎜ ⎟
⎝r⎠ 2n + 1
Fnt, m Yn , m ( Ω ) .
radius
, of the mean sphere R. The geocentric computed by using the formulas from the previous
gravitational constant reads for the spherical Earth section derived for masses of constant density. For rt
with the homogeneous mass density ρe = 5,500 kg·m-3 ≥ (rg - 1 km) the sea water potential is given by the
integral
4
GM = GR3πρ e . (15) V s ( r, Ω ) =
3
rg ( Ω ')
Fns, m ≈ + (n + 2 −α R) +
R 2R2
V s
( r, Ω ) = N n(3), m − H n(3), m
rg ( Ω ') + ⎡⎣( n + 2 )( n + 1) − 2(n + 2)α R ⎤⎦ .
=G ∫ ∫ξ ρ s (ξ , Ω ') L−1 ( r , Ω, ξ , Ω ') ξ 2 d ξ d Ω ' . 6 R3
Θ = rt ( Ω ')
(18)
(22)
In this case, rt = rg over dry land Θd and rt ≤ rg Limiting the series by maximum degree nax =
over sea areas Θw. The mass density ρs of ocean water 2159 results in the series for the sea water potential
at the sea surface is about 1.025 kg·m-3. The density
continuously increases with decreasing temperature nax
⎛R⎞
n +1
4π
and increasing salinity of sea water with temperature V s ( r , Ω ) = GR 2 ρ os ∑
n,m
⎜ ⎟
⎝r⎠ 2n + 1
Fns, m Yn , m ( Ω ) .
having a greater effect on the density of sea water than
salinity does. The deep ocean is layered with the (23)
densest water on bottom and the lightest water on top. Finally, the sea water potential becomes
Sea water tends to move horizontally along isopycnals n +1
(surfaces of equal density). The density of ocean water GM nax
⎛R⎞
is rarely measured directly but it can be derived from
V s ( r, Ω ) =
R
∑n, m
⎜ ⎟
⎝r⎠
Vns, m Yn , m ( Ω ) , (24)
an equation called the equation of state of sea water if
salinity, temperature and pressure have been with the spherical harmonic coefficients
measured. The mass density of ocean water increases
3 ρos
almost linearly to the depth of about 1 km where the Vns, m = Fns, m . (25)
density equals to 1,028 kg·m-3. For larger depths, the 2n + 1 ρ e
mass density of ocean water does not change
significantly and can be considered as constant. 5. SELECTED FUNCTIONALS OF THE
The following simple model for the sea water GRAVITATIONAL POTENTIAL
density can be adopted for depths up to 1 km Having defined the harmonic series expansions
for the gravitational potentials of the topographical
ρ s (ξ , Ω ) ≈ ρ s (ξ ) = ρ os [ 1 + αξ ] = ρos f s (ξ ) , (19)
masses and ocean water and having derived their
corresponding numerical coefficients, functionals of
with ρ os = 1.025 kg m-3. The value of the parameter α
these potentials can be computed as well. In this
(m-1) computed as an average linear gradient of the contribution, we will focus on selected directional
sea water density within the 1 km depth is -2.9268 × derivatives of the potentials, namely the first- ( Dr )
10-6 m-1. The constant density model of 1,028 kg·m-3
can be then used for depths larger than 1 km. and second-order ( Dr2 ) radial derivatives. For the
In the following the sea water potential for the general potential, e.g., in Eq. (3), we can define these
upper 1 km layer of sea water is only considered. The functionals as follows:
remaining part (sea water below 1 km) can be
DIRECT MODELING OF THE GRAVITATIONAL FIELD USING HARMONIC SERIES 39
n+2 n+2
⎛ n + 3 ⎞ H n,m
(k )
GM nax
⎛R⎞ nax
n +1 ⎛R⎞ n ∞
DrV ( r , Ω ) = −
R2
∑ (n + 1) ⎜ ⎟ Vn , m Yn , m ( Ω ) , ∑ ⎜ ⎟
(2n + 1)(n + 3) ⎝ r ⎠
∑∑ ⎜ ⎟ k
,
n,m ⎝r⎠ n=0 m = 0 k =1 ⎝ k ⎠ R
(26) (29)
and n +3
⎛ n + 3 ⎞ H n,m
(k )
n+3 nax
(n + 1)(n + 2) ⎛ R ⎞ n ∞
GM ⎛R⎞ ∑ ∑∑
nax
.
D V ( r, Ω ) = 3
2
r
R
∑
n,m
( n + 1)( n + 2) ⎜ ⎟
⎝r⎠
Vn , m Yn , m ( Ω )
n=0
⎜ ⎟
(2n + 1)(n + 3) ⎝ r ⎠ m = 0 k =1
⎜
⎝ k ⎠ R
⎟ k
(27) (30)
Comparing the series for the potential with those The series in Eq. (28) applies to the gravitational
for its radial derivatives, it is obvious that the potentials in Eqs. (16) and (24), the other two series in
magnitude of their degree variances is largely affected Eqs. (29) and (30) refer then to their first- and second-
by the eigenvalue (n + 1)/R for the first-order radial order radial derivatives, respectively. In the series,
derivative and (n + 1) (n + 2)/R2 for the second-order some approximations were applied, namely the
radial derivative. The convergence of the series thus spherical approximation of the geoid was used
depends on the distance of the computation point from and sea water density was approximated by its
the geocenter (radius r), degree n as well as the power global mean value. Two different geocentric radii of
of the attenuation factor R/r, respectively. This issue is the computation level were used, namely r = R and
further discussed in Section 6. r = R + 250 km.
Values of the first-order radial derivatives can be In Figures 1-3, the power spectra (signal degree
used for reduction of gravity observations. In fact, the variances) for terms in the series replacing the
radial derivative is only an approximation of the binomial expressions in the topographical potential up
topographical correction since observed gravity does to the 5th order (i.e., k = 1-5) and its first- and
not represent the radial derivative of the geopotential. second-order radial derivatives for r = R are
Values of the second-order radial derivatives could shown. Figures 4-6 depict the very same quantities
then be applied for reduction of spaceborne for r = R + 250 km. These figures demonstrate the
gradiometric data measured by GOCE. behavior of the series expansions based on the
binomial expressions. Obviously they have problems
6. COMPUTATIONAL ASPECTS AND RESULTS with convergency when a computation point is located
In Sections 3 and 4 the harmonic series at the sphere of radius R. In this case the numerical
representations of the gravitational potentials were study indicates that the truncated series can be used
formulated. Moreover, the first- and second-order for n ≈ 2000 (i.e., for angular resolutions up to the
radial derivatives of these harmonic expansions were level of approximately 5 arcmin) without any
defined in Section 5 as representative functionals problem. The problem vanishes with an increasing
of the gravitational potentials applied routinely distance from the geocenter: for typical low orbiting
in geodesy and geophysics. In the following satellites (such as ESA's GOCE) the series replacing
these series are investigated with respect to their the binomial expression can safely be truncated.
numerical applicability, namely in terms of Moreover, the power of all terms decreases very fast
convergence/divergence with the increasing degree and for degrees of the spherical harmonic expansion
of the harmonic expansion n and increasing geocentric relevant for spaceborne data, the spherical harmonic
radius r. series can also safely be truncated.
Already in some early investigations, the Numerical results related to Sections 4 and 5 are
binomial in Eq. (8) was analyzed by, e.g., (Rummel at discussed in this paragraph. We start with the
al., 1988; Vaníček et al., 1995). For low-degree topographical potential derived in Section 4. Its
spherical series (such as n=180 in case of Rummel et discrete numerical values synthesized at the global
al., 1988), no problems were reported in this regard. 5 arcmin equiangular coordinate grid are shown in
However, this situation has changed rather Figure 7 using the Cartesian linear projection (Wessel
dramatically in recent years since recent global and Smith, 1991). Numerical values of its first- and
topographical models allow for derivation of second-order radial derivatives evaluated at the same
corresponding harmonic models up to degree and coordinate grid can be found in Figures 8 and 9,
order of approximately 10,000 (respective angular respectively. Figure 10 then represents synthesized
resolution at the level of 1 arcmin). In this article, the numerical values of the sea water potential given
2 arcmin global relief model of the Earth's surface again at the global 5 arcmin equiangular coordinate
ETOPO2 is considered. The series to be investigated grid. Its first- and second-order radial derivatives can
can be summarized as follows: be found in Figures 11 and 12, respectively. Values of
the potential and its first-order radial derivative refer
n +1
⎛ n + 3 ⎞ H n, m
(k )
nax
1 ⎛R⎞ n ∞ to the Earth's surface approximated by the geocentric
∑ ⎜ ⎟
(2n + 1)(n + 3) ⎝ r ⎠
∑∑ ⎜ ⎟ k
, sphere of radius R. Values of the second-order
n=0 m = 0 k =1 ⎝ k ⎠ R
derivative refer to the radius R + 250 km. The
(28) difference in their resolution caused by altitude-
dependent attenuation is clearly visible.
40 P. Novák
Both gravitational potentials nicely correspond approximations that lead to some limitations of this
to the respective mass distributions, i.e., major method.
mountain ranges as well as deep oceanic trenches and
other features can nicely be traced in the plotted ACKNOWLEDGEMENT
functions. Numerical values of the first-order radial The study was supported by the Czech Science
derivatives reflect changes of the potential functions Foundation (grant 205/08/1103) and the Czech
in the radial direction (gravitation in the radial Ministry of Education, Youth and Sports (project
direction). Both radial derivatives are more complex LC506). Two anonymous reviewers are
than their respective potentials, still correlations with acknowledged for their thoughtful comments.
height and depth can clearly be recognized. For the
topographical masses the loss of a detail in Figure 8 REFERENCES
over areas covered by ice sheets (Greenland, Abramowitz, M. and Stegun, I.A.: 1972, Handbook of
Antarctica) is caused by the elevation model used for mathematical functions with formulas, graphs, and
derivation of the potential coefficients (ETOPO2). mathematical tables. Dover, 9th printing.
Numerical values of the second-order radial Anderson, E.G.: 1976, The effect of topography on solutions
derivatives of the gravitational potentials are of Stokes's problem. UNISURV Rep. S14, University
compatible with some previous studies such as (Wild of New South Wales, Kensington, Australia.
and Heck, 2008). ETOPO2v2 Global Gridded 2-minute Database, National
Geophysical Data Center, National Oceanic and
Atmospheric Administration, U.S. Dept. of
7. CONCLUSIONS
Commerce.
The gravitational potentials of solid topography Heiskanen, W.A. and Moritz, H.: 1967, Physical geodesy.
and sea water were formulated in terms of spherical Freeman and Co., San Francisco.
harmonic expansions. Their corresponding spherical MacMillan, W.D.: 1958, Theory of the potential. Dover
harmonic coefficients up to degree and order 5400 Publications, New York.
were derived by the spherical harmonic analysis of the Mader, K.: 1951, Das Newtonsche Raumpotential
prismatischer Körper und seine Ableitungen bis zur
global relief model ETOPO2. Based on these
dritten Ordnung. Österreichische Zeitschrift für
formulations their first- and second-order radial Vermessungswesen, Sonderheft, 11.
derivatives can easily be derived and computed as Martinec, Z. and Vaníček, P.: 1994, The indirect effect of
well. The spherical harmonic series rely on the topography in the Stokes-Helmert technique for
truncated expansion of binomial expressions that must a spherical approximation of the geoid. Manuscripta
be investigated for convergency. Numerical studies Geodaetica, 19, 213–219.
revealed that the series diverged when the values were Pavlis, N.K., Holmes, S.A., Kenyon, S.C. and Factor, J.K.:
evaluated at the surface of the sphere of radius R. For 2008, An Earth Gravitational Model to degree 2160:
the radial derivatives the problem can already be EGM2008. Presented at the 2008 General Assembly
of the European Geosciences Union, Vienna, Austria,
encountered for lower degrees. For typical elevation
April 13-18, 2008.
of low orbiting satellites the harmonic series can Rummel, R., Rapp, R.H., Sünkel, H. and Tscherning, C.C.:
safely be truncated (bellow degree 1000), i.e., there is 1988, Comparison of global topographic/isostatic
no problem regarding diverging series. models to the Earth's observed gravitational field.
The two gravitational potentials and their first- Report No. 388, The Ohio State University,
and second-order radial derivatives were evaluated Columbus, Ohio, 43210–1247.
numerically deploying spherical harmonic coefficients Torge, W.: 2001, Geodesy. Walter de Gruyter, Berlin New
up to degree and order 2159 (5 arcmin angular York, 3rd edition.
resolution). Numerical values of all functions Tsoulis, D.: 2001, A comparison between the
Airy/Heiskanen and the Pratt/Hayford isostatic models
computed at the global 5 arcmin equiangular
for the computation of potential harmonic coefficients.
coordinate grid (9,331,200 values) illustrate quite Journal of Geodesy,74, 637–643.
nicely the spatial behavior of the functions. The Vaníček, P., Najafi, M., Martinec, Z., Harrie, L. and
method and computed values demonstrate the Sjöberg, L.E.: 1995, Higher-degree reference field in
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International Association of Geodesy Symposia, 132,
latest EGM08). The spherical harmonic models of the 49–55.
topographical and sea water gravitational fields
represent constituents of such global models that can
be used for their reduction or stripping. Other mass
constituents (ice mass, lake water, ocean sediments,
upper layers of the mantle etc.) can be modeled as
well. However, one has to be careful about different
P. Novák: DIRECT MODELING OF THE GRAVITATIONAL FIELD USING HARMONIC SERIES
Fig. 1 Potential – series power spectrum for Fig. 2 First-order radial derivative – series power
H = 0 km. spectrum for H = 0 km.
Fig. 3 Second-order radial derivative – series power Fig. 4 Potential – series power spectrum for
spectrum for H = 0 km. H = 250 km.
Fig. 5 First-order radial derivative – series power Fig. 6 Second-order radial derivative – series power
spectrum for H = 250 km. spectrum for H = 250 km.
P. Novák: DIRECT MODELING OF THE GRAVITATIONAL FIELD USING HARMONIC SERIES
Fig. 8 First-order radial derivative of the topographical potential at H = 0 km (mGal = 10-5 m·s-2)
P. Novák: DIRECT MODELING OF THE GRAVITATIONAL FIELD USING HARMONIC SERIES
Fig. 9 Second-order radial derivative of the topographical potential at H = 250 km (E = 10-9 s-2).
Fig. 11 First-order radial derivative of the sea water potential at H = 0 km (mGal=10-5 m·s-2 ).
Fig. 12 Second-order radial derivative of the sea water potential at H = 250 km (E=10-9 s-2).