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Comparison of Plant-Based Emulsifier Performance in Water-In-oil-In-water Emulsion
Comparison of Plant-Based Emulsifier Performance in Water-In-oil-In-water Emulsion
A R T I C L E I N F O A B S T R A C T
Keywords: The impact of natural emulsifier type on the fabrication, stability, and release attributes of water-in-oil-in-water
Double emulsions (W/O/W) emulsions prepared with a high-shear mixer were investigated: gum arabic, high-methoxy pectin,
Biopolymer whey protein isolate (WPI), and soy protein isolate (SPI). At 1 wt%, all emulsifiers produced W/O/W emulsions
Plant-based emulsifier
with similar mean droplet diameters (d32 = 23–25 μm). However, less pectin was required to form small droplets
Emulsifying capability
Ion transport
than gum arabic, WPI or SPI. The impact of emulsifier type on the transport of small ions between the aqueous
phases was then examined by placing iodine and starch in the external and internal water phases, respectively.
Iodine turned blue when it came into contact with starch. W/O/W emulsions prepared using proteins (SPI and
WPI) were more effective at inhibiting mass transport than those prepared using polysaccharides (gum arabic
and pectin). These results are useful for rationalizing the selection of biopolymer emulsifiers for application in
double emulsions.
1. Introduction help to inhibit the transport of encapsulated substances into or out of the
droplets, e.g., by changing the interfacial thickness, permeability, or
Water-in-oil-in-water (W/O/W) emulsions are complex colloidal binding properties. Numerous kinds of emulsifiers have been approved
dispersions consisting of water droplets trapped within oil droplets that for application within commercial food products, which vary in their
are dispersed in an aqueous continuous phase (Dickinson 2010). There cost-in-use, ease of use, functional performance, and label friendliness
are numerous potential applications of this kind of double emulsion in (McClements and Gumus 2016). Food manufacturers must therefore
the food industry. For instance, they can be used to develop select the most suitable one based on their particular product specifi
reduced-calorie products by replacing some of the oil present inside the cations. It is therefore important to systematically characterize and
oil droplets with water droplets, including dressings, sauces, and bev compare the properties of food-grade emulsifiers as this generates
erages, (Liu et al., 2020). Double emulsions can also be utilized for the valuable knowledge that manufacturers can utilize when selecting an
encapsulation and protection of water-soluble and oil-soluble bioactive appropriate formulation for creating W/O/W emulsions.
components, including probiotics, vitamins, nutraceuticals, and anti More and more consumers are moving towards “clean label” prod
oxidants. However, the application of double emulsions within com ucts formulated from ingredients that are perceived as being natural and
mercial food applications is often limited because they have a tendency sustainable, thereby triggering interest by the food industry in replacing
to breakdown due to droplet creaming, aggregation, Ostwald ripening, petroleum-based surfactants with natural emulsifiers (McClements and
and expulsion/leakage of encapsulated substances (Muschiolik and Gumus 2016; McClements et al., 2017). In particular, is great interest in
Dickinson 2017). Many of these instability mechanisms can be inhibited plant-based ingredients due to ethical, health, and sustainability reasons
or prevented by careful selection of emulsifiers to stabilize the oil/water (Ozturk and McClements 2016). Many amphiphilic biopolymers, such as
and water/oil interfaces (Jafari et al., 2008). They typically do this by proteins, polysaccharides, and their combinations, have been shown to
forming a cohesive interfacial coating that surrounds the droplets, be effective at forming and stabilizing oil-in-water emulsions in foods
thereby inhibiting their ability to come close and merge together. because they can adsorb to the surfaces of oil droplets and inhibit their
Moreover, the mechanical rigidity of this coating may inhibit swel aggregation (Bai et al., 2017). Protein-based emulsifiers are already
ling/shrinking of the droplets. Finally, the presence of this coating may frequently used in commercial food and beverage products due to their
* Corresponding author. Department of Food Science, University of Massachusetts Amherst, Amherst, MA, 01003, USA.
E-mail address: mcclements@foodsci.umass.edu (D.J. McClements).
https://doi.org/10.1016/j.jfoodeng.2021.110625
Received 8 February 2021; Received in revised form 3 April 2021; Accepted 5 April 2021
Available online 21 April 2021
0260-8774/© 2021 Elsevier Ltd. All rights reserved.
J. Liu et al. Journal of Food Engineering 307 (2021) 110625
good emulsifying properties (Dickinson 2015). Several kinds of amphi utilized to create a sustained release profile of encapsulated nutraceut
philic polysaccharides have also been utilized as nature-derived emul icals or micronutrients, which may enhance their absorption or
sifiers within foods, including modified starch and gum arabic bioactivity.
(Ngouémazong et al., 2015; Ozturk and McClements 2016).
Gum arabic ingredients, which are typically isolated from the Acacia 2. Materials and methods
Senegal tree, contain a complex mixture of biopolymers, including
amphiphilic polysaccharide-protein complexes that can form and sta 2.1. Materials
bilize emulsions (Anderson et al., 1985). The emulsifying properties of
this component are linked to its good water solubility, low thickening Soybean oil, which was used to formulate the oil phase of the mul
power, high surface activity, and good film forming properties (Glicks tiple emulsions, was obtained from Wesson (Conagra Brands, Inc. IL).
man 2020). It is widely utilized within soft drinks to form and stabilize Polyglycerol polyricinoleate (PGPR), a hydrophobic surfactant used to
the oil droplets in cloud or flavor emulsions, however, it typically has to form the W/O emulsions, was obtained from Palsgaard (Juelsminde,
be used at a high emulsifier-to-oil ratio (Charoen et al., 2011). Denmark). Gum arabic from acacia tree, starch from corn, iodine (ACS
Pectin is an acidic heteropolysaccharide extracted from the plant cell reagent, ≥99.8%), and potassium iodide (ACS reagent) were obtained
walls of waste materials generated from various food and beverage from the Sigma-Aldrich Company (St Louis, MO). Pectin HM (stan
processing operations (Ozturk and McClements 2016). Pectin in dardized with maltodextrin) was obtained from TIC Gums (Belcamp,
gredients can be obtained from various plant-based sources, but citrus MD). Whey protein isolate (WPI, BiPRO 9500) and soy protein isolate
fruits, apples, and beets are some of the most commonly used. Pectin is (WPI, ProFam 891) were obtained from Agropur (La Crosse, WI). The
commonly utilized to form gels, to thicken solutions, or to stabilize foods gum arabic, pectin, WPI, and SPI were used as hydrophilic emulsifiers to
and beverages (Ngouémazong et al., 2015). The molecular characteris stabilize the W/O droplets in the W/O/W emulsions. Any other chem
tics of pectin ingredients, which determines their functionality, depends icals utilized within this study were analytical grade. Solutions and
on the source, extraction processes, and any modification methods used emulsions were prepared using double distilled water (NANOpure In
(Leroux et al., 2003). Basically, pectin is a branched polymer that has a finity, Barnstead International, Dubuque, IA).
linear backbone made up of α-D-galacturonic acid units with 1–4 link
ages (Aspinall, 1980). The galacturonic acid groups in the linear region 2.2. Emulsion preparation
may be partially methyl-esterified, while the side branches attached to
the main chain consist of neutral sugars that may have phenolic groups The W/O/W emulsions were prepared at room temperature using the
attached (Fry 1983). In addition, pectin molecules may be attached to same two-step process described in our previous study (Liu et al., 2020).
proteins also originating from the plant cell walls (Lamport and North For this reason, only a brief description of the method is given here.
cote 1960). The presence of phenolic acids and proteins in pectin in First, W/O emulsions were prepared by blending 20% aqueous phase
gredients can enhance their ability to adsorb to oil-water interfaces, (1% w/w starch in water) and 80% oil phase (5% w/w PGPR in soybean
reduce the interfacial tension, and protect droplets from aggregation oil) for 2 min at 10,000 rpm (M133/1281–0, Biospec Products, Inc.,
(Gülseren and Corredig 2014). They do this by forming non-polar re ESGC, Switzerland). Second, W/O/W emulsions were prepared by ho
gions on the pectin molecules that increase their ability to attach to the mogenizing 20% W/O emulsions with 80% aqueous phases (0.5–4.0%
oil droplet surfaces. Moreover, the presence of these groups may alter w/w biopolymer emulsifier and 4% v/v iodine dissolved in water) for 2
the colloidal interactions between the pectin-coated oil droplets, such as min at 7000 rpm. These samples were then kept at ambient temperature
the electrostatic, steric, and hydrophobic interactions. prior to analysis.
Whey protein is a widely utilized protein-based emulsifier within the
food industry due to its strong surface activity, as well as its tendency to 2.3. Emulsion characterization
generate electrostatic repulsion under appropriate solution conditions
(Dickinson 1992; McClements 2015). However, the capability of whey The W/O/W emulsions were characterized using the same methods
proteins to create stable emulsions is dependent upon various factors, as described in our previous study (Liu et al., 2020): the particle size and
particularly pH, ionic strength, and temperature (Dickinson and charge were measured using laser diffraction and electrophoresis; the
Stainsby 1982). Thus, whey protein should only be used for fabricating microstructures were measured by optical microscopy; the rheology was
food emulsions when the environmental and solution conditions pro measured using a shear rheometer.
mote the creation of a stable product. The proteins isolated from soy
beans have also been widely utilized in food products because of their 2.4. Ion mass transport
diverse range of functional attributes (Messina 1995; Riaz 2005). Soy
contains a number of surface-active globular proteins that can promote The mass transport of ions in the W/O/W emulsions was monitored
emulsion formation by reducing the interfacial tension between the oil using a colorimetric method by encapsulating starch in the inner water
and water phases, and then promote emulsion stability by forming a phase and iodine in the outer water phase. If iodine ions moved from the
barrier that generates electrostatic and steric repulsion (Molina et al., external to internal aqueous phases it would react with the starch,
2001). thereby resulting in a color change in the W/O/W emulsions. Thus,
The purpose of this study was to characterize the emulsifying per measurements of the color change during storage provides information
formance of these four biopolymer emulsifiers in W/O/W emulsions, as about the transport of the iodine ions. The tristimulus color coordinates
well as their impact on the ability of mass transport of small ions. Spe of the W/O/W emulsions were measured with a colorimeter and
cifically, the influence of the type and concentration of the four emul described in our previous study (Liu et al., 2020). The color coordinates
sifiers on these characteristics was studied. Our hypothesis was that the were measured over time as the emulsions were continuously stirred
type of biopolymer used as an emulsifier would impact the formation, using a magnetic stirrer (400 rpm) at room temperature.
stability, retention, and release characteristics of the W/O/W emulsions.
The results obtained provide useful information for selecting effective 2.5. Statistical analysis
natural emulsifiers to create functional double emulsions for food and
beverage applications. For instance, the possibility of controlling the Each experiment was repeated twice with two replicates per sample.
release of encapsulated molecules from the internal aqueous phase of The mean and standard error were then determined from the combined
W/O/W emulsions offers a means of manipulating the flavor profile of values (n = 4). Statistical analysis was conducted using Excel (Microsoft,
foods (e.g., delayed or prolonged release). Alternatively, it could be Redmond, VA, USA).
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J. Liu et al. Journal of Food Engineering 307 (2021) 110625
The impact of the type and amount of emulsifier used on the particle
size characteristics of the W/O/W emulsions was investigated. We could
not prepare emulsions using more than 2% pectin because the aqueous
phase was too viscous to homogenize. In addition, emulsions could not
be formed with less than 1% WPI or SPI, presumably because the protein
concentration was insufficient to form stable W/O droplets. There was
the expected reduction in mean droplet diameter (d32) with increasing
emulsifier concentration for pectin and gum arabic (Fig. 1), since there
would have been more amphiphilic polysaccharide molecules available
to adsorb to the W/O droplet surfaces and/or to thicken the aqueous
phase (Tcholakova et al., 2004). Surprisingly, however, there was
actually an increase in d32 with increasing WPI and SPI concentration
(Fig. 1). This effect was unexpected, as the droplet size typically de
creases with increasing protein concentration in O/W emulsions
(McClements, 2015). It is possible that high levels of non-adsorbed
protein may have interacted with the oil-soluble surfactant in the oil
Fig. 1. Influence of emulsifier type and concentration on the mean droplet phase (PGPR), thereby altering its performance, but further research is
diameter (d32) of W/O/W emulsions. required to confirm this. For instance, it would be insightful to perform
Fig. 2. Influence of emulsifier type and concentration on the particle size distribution of W/O/W emulsions. (A) gum Arabic; (B) pectin; (C) WPI; (D) SPI.
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J. Liu et al. Journal of Food Engineering 307 (2021) 110625
Fig. 4. Microstructures of W/O/W emulsions observed by optical microscopy using a 40 × objective lens. (A) gum arabic; (B) pectin; (C) WPI; (D) SPI.
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J. Liu et al. Journal of Food Engineering 307 (2021) 110625
Fig. 5. Shear viscosity versus shear rate profiles with different concentrations of emulsifiers. (A) gum arabic; (B) pectin; (C) WPI; (D) SPI.
polysaccharide-coated ones suggests that they had a higher surface emulsifiers were capable of forming W/O/W emulsions. The results of
charge density (net number of negative charges per unit surface area). the optical microscopy analysis were consistent with those of the light
The origin of the negative charge on the protein-coated W/O droplets scattering analysis discussed earlier. Specifically, the emulsions pre
can be attributed to the dominance of carboxylic acid groups (-COO-) on pared from gum arabic (Fig. 4A) or pectin (Fig. 4B) contained smaller
the surfaces of the proteins under neutral pH conditions, i.e., above their droplets than the ones prepared from WPI (Fig. 4C) and SPI (Fig. 4D).
isoelectric point. The presence of the biopolymers at the oil droplet The protein-coated W/O droplets also seemed to exhibit a much broader
surfaces should lead to the formation of a viscoelastic interfacial layer distribution of sizes than the polysaccharide-coated ones. Interestingly,
that inhibits the coalescence of the W/O droplets, thereby improving there appeared to be many oil droplets without smaller water droplets
emulsion stability (Dridi et al., 2018). inside for the SPI-double emulsions. This result suggests that these
proteins may have interacted with the oil-soluble surfactant used to
stabilize the water droplets in the oil phase. The smaller more uniform
3.3. Influence of emulsifier properties on microstructure of W/O/W size of the W/O droplets in the polysaccharide-double emulsions may
emulsions have been because the large polysaccharide molecules formed a more
protective coating that inhibited droplet coalescence during blending.
The impact of emulsifier type and concentration on the formation
and stability of the W/O/W emulsions was also characterized by
measuring their microstructure using optical microscopy (Fig. 4). The 3.4. Influence of emulsifier type and concentration on W/O/W emulsion
emulsions formed from all four emulsifiers appeared to contain spherical rheology
oil droplets containing small water droplets (darker regions). The mi
croscopy images therefore confirm that all the biopolymer-based The rheological properties of double emulsions are important for
5
J. Liu et al. Journal of Food Engineering 307 (2021) 110625
Fig. 6. Mass transport of iodine studied by measuring the color change in W/O/W emulsions stabilized by gum arabic, pectin, WPI, and SPI. Here, Δb* represents the
change in b* from the initial value after 3 h.
applications where specific textural attributes are required, such as the biopolymers in the WPI, SPI, and gum arabic ingredients.
creams, dressings, spreads, or sauces (McClements, 2015). We therefore
studied the impact of emulsifier type and concentration on the apparent
shear viscosities of the W/O/W emulsions (Fig. 5). All four W/O/W 3.5. Influence of emulsifier type and concentration on ion mass transport
emulsions exhibited shear thinning. In other words, their apparent shear
viscosities decreased as the shear rate applied to them was increased. Finally, we examined the ability of the double emulsions to inhibit
This effect can be attributed to progressive alignment of the W/O the transport of small ions from the external to the internal water phase.
droplets into layers within the fluid flow profile as the shear stress is An indicator system based on the color change that occurs when iodine
raised (McClements, 2015). The double emulsions stabilized by 2% interacts with starch was used. It is known that the triiodide anion (I−3 )
pectin had a much higher shear viscosity than the ones stabilized by the rapidly generates a strong blue-black color when it comes into contact
other three emulsifiers. This effect is due to the relatively large open with starch molecules. For this reason, we encapsulated starch inside the
flexible structure of the pectin molecules, which leads to a high effective internal aqueous phase of the double emulsions, since it is a large hy
volume fraction within the colloidal dispersion (Bai et al., 2017). In drophilic molecule that would not be expected to be transported across
addition, the self-association of the pectin molecules due to hydrophobic the oil phase, while we dispersed iodide in the external aqueous phase.
attraction between ester groups and hydrogen bonding between hy We hypothesized that the ability of the triiodide ions to diffuse through
droxyl groups may also have contributed to this effect (Williams et al., the oil phase would depend on the formulation of the double emulsions.
2005). As expected, the viscosity increased as the pectin concentration It should be noted that some of the triiodide ions may have been released
increased because the effective volume of the dispersed phase (droplets from the internal water phase during the formation of the W/O/W
+ biopolymers) increased (Fig. 5). There was also an increase in vis emulsions due to the applied mechanical forces. However, this effect
cosity with increasing concentration for the other emulsifiers used, but would be expected to occur during homogenization, and so would not
this increase was much less pronounced than that observed for the affect the subsequent release profile.
pectin system, which can be attributed to the more compact structure of Immediately after preparation, the different emulsions had different
optical properties. The appearance of the WPI- and SPI-double
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J. Liu et al. Journal of Food Engineering 307 (2021) 110625
emulsions changed from colorless to light blue, that of the GA-double Declaration of competing interest
emulsions changed from brown to light blue, and that of the pectin-
double emulsions changed from brownish green to dark blue. The dif The authors declare no known conflicts of interest.
ference in the initial colors of the double emulsions can mainly be
attributed to the ability of the triiodide ions to interact with the poly Credit author statement
saccharide emulsifiers.
Since the four double emulsions started with different colors, we Jinning Liu: Conceptualization; Data curation; Formal analysis;
calculated the change in color to monitor the kinetics of the mass Investigation; Methodology; Visualization; Writing – original draft.
transport process. The Δb* values were calculated throughout storage to Hualu Zhou: Data curation; Investigation. Yunbing Tan: Data curation;
show changes in the blueness (b*) of the samples due to the interaction Investigation.Jorge L. Muriel Mundo: Data curation; Investigation.
between starch and iodine. The GA- and pectin-double emulsions David Julian McClements: Conceptualization; Funding acquisition;
exhibited appreciable color changes over time, regardless of the emul Project administration; Resources; Supervision; Writing – review &
sifier concentration used (Fig. 6), suggesting that the iodine was trans editing.
ported from the external to the internal aqueous phase. A similar effect
was observed in the protein-stabilized double emulsions at low emulsi Acknowledgements
fier concentrations, but not at higher concentrations (Fig. 6). For
instance, no color change was observed at 2 and 4% emulsifier in the This material was partly based upon work supported by the National
WPI-system and at 4% emulsifier in the SPI-system. This suggests that Institute of Food and Agriculture, USDA, Massachusetts Agricultural
high concentrations of protein were able to prevent ion transport from Experiment Station (MAS00491). We also appreciate the support from
the external to internal aqueous phases. A possible reason for this phe the Chinese Scholarship Council.
nomenon is that the proteins could bind the triiodide ions, and therefore
prevent their transport across the oil phase. Indeed, previous studies References
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