Professional Documents
Culture Documents
Unit 3
Unit 3
UNIT 3
Life Cycle Sustainability Assessment: Life Cycle Sustainability Assessment, LCA Applications
in Engineering: Environmental Product Declarations and Product Category Rules, Carbon and
Water Foot Print, Energy systems in Buildings and the Built Environment, LCA in Chemical
Production, Food and Agriculture
Tools for sustainability Assessment: Environmental Management System, Environmental
Auditing, Cleaner Production Assessment, Environmental Impact Assessment, Strategic
Environmental Assessment.
LIFE CYCLE SUSTAINABILITY ASSESSMENT
Increasing interest in developing methods to better understand and address the impacts of products
along their life cycle has been stimulated by a growing global awareness of the importance of
protecting the environment; an acknowledgement of the risks of trade-offs between possible
impacts associated with products (both manufactured and consumed); and the necessity of taking
account of climate change issues and biodiversity from a holistic perspective. Potential and future
decision-makers, stakeholders, enterprises and consumers can benefit from LCSA in the following
ways:
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
LCSA supports decision-makers in prioritizing resources and investing them where there are
more chances of positive impacts and less chance of negative ones.
LCSA helps decision-makers choose sustainable technologies and products.
LCSA can support consumers in determining which products are not only cost-efficient, eco-
efficient or socially responsible, but also more sustainable.
LCSA stimulates innovation in enterprises and value chain actors.
LCSA has the potential to inform labelling initiatives.
Communicating transparent LCSA information helps enterprises to raise their credibility.
LCSA provides guiding principles to achieve SCP.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
product category rule that covers everything from toys to trucks; there must be a separate product
category rule for each kind of product. Sharing a functional unit means that the products provide
the same social benefit for consumers, and direct comparisons can be made between different
products. Logically, this means that every kind of product must have its own rule.
Environmental Product Declarations are owned by the companies that are selling the product.
However, the PCRs are produced and owned by a third party, called the program operator. The
program operator is responsible for making sure that the rules are developed in a transparent and
fair fashion according to the international standards, and that the validation of EPDs using the PCR
is done in such as way that quality is assured.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
use patterns and to explore the effect between fragmentation and complexity of landscape on
building energy consumption.
Furthermore, building characteristics are another way to reduce building energy consumption from
the point of view of physical attributes. Building layout (orientation, sky view factor (SVF), etc.),
construction intensity (building density, aspect ratio (AR), etc.) and building physical form
(orientation, building height, etc.) are keys factors for studies. These factors can change cooling
and heating energy use by affecting the shelter between buildings, the availability of sunlight and
ventilation. Specifically, narrow urban canyons (high AR) can increase the shadows between
buildings, which can decrease the cooling demand of buildings. A high SVF of buildings can
improve the solar irradiation rate and influence the heating energy use.
5.LCA in Chemical Production
Students should understand LCA in chemical production through a case study. Follow the link to
download/read the case study for sodium hydroxide LCA analysis and have a discussion in tutorial
class.
https://deiso.co.jp/life-cycle-assessment-lca-in-chemical-industry/
6.LCA in Food and Agriculture
Food production needs to increase to feed a growing world population. In addition, diets in
developing countries include increasing amounts of meat. This comes with an increase of the
adverse environmental effects of food production, including the loss of biodiversity (from change
in land use), the emission of greenhouse gases, nutrient pollution, and the emission of toxic
compounds. To address these impacts, a systemic shift in the current agri-food system is needed –
and that requires the fact-based decision-making that life cycle assessment (LCA) supports like no
other. In this article, we will discuss the impacts of food production in some detail, as well as how
LCA can be a part of the solution.
These issues are varied and complex, but are mostly related to the scale and production pressure
of agriculture. Some of the impacts also have an inverse relationship: if you want to reduce the
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
area of land that needs to be harnessed for agriculture while keeping food production at the same
level or even increasing it, that may mean that more fertilizer and pesticides are required.
a) Biodiversity loss
Terrestrial food production needs land to grow crops and house animals. Fifty percent of the
world’s habitable land is used for agriculture. Seventy-seven percent of that is used for livestock,
and 23% for crops (see the figure below).
Deforestation is a significant and well-known problem that exacerbates climate change and results
in a huge loss of biodiversity. Forests provide a diverse habitat for all kinds of animals and plants
that cannot live on agricultural land. Agricultural land does of course provide a new type of habitat,
which can support different plants and animals. However, in monocultures, the variety of species
is much lower than it would be in a forest, leading to a loss of biodiversity. Eighty-five percent of
the world’s 28,000 endangered species are under threat because of agriculture and aquaculture.
The breakdown of what land is used for, showing the large proportion that is taken up by
agriculture. Source: OurWorldInData.org.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
Greenhouse gas emissions caused by the production of different types of food. Source:
OurWorldInData.org.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
c) Nutrient pollution
The major nutrients causing nutrient pollution are reactive nitrogen (N) and phosphorus (P). These
nutrients often enter the surrounding water system, with on average 20% of N applied being lost
with runoff and leaching. Reactive nitrogen and phosphorus in water systems can lead to
eutrophication and algal blooms. Globally, agriculture is a leading contributor to eutrophication.
Algal blooms threaten the aquatic ecosystem, can deplete oxygen and kill fish.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
in the food chain, thus leading to high levels of toxicity. For example, DDT (an insecticide that is
now banned) was found in small doses in mice where it was sprayed, and was then eventually
found in birds of prey through bioaccumulation, thus leading to high mortality in these birds.
Toxic compounds other than those from pesticides can enter the environment through manure.
Manure of livestock contains heavy metals, antibiotics, and pathogenic microorganisms that can
be toxic to ecosystems and human health.
Calculated using Agribalyse 3.0 food products and the ReCiPe Midpoint (H) Impact assessment
method in SimaPro 9.2.
Transitioning to a sustainable food system and thus lowering the environmental impact of food
production will be a tremendous challenge, in particular because each of these issues is too big to
simply “solve”. A multi-pronged approach is needed, with activity on the global, national,
company and personal level.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
That is where LCA comes in. It provides the fact-based analysis that is needed to make clear-
headed decisions. Decisions that will have the biggest impact and the best chances of not causing
adverse effects elsewhere. Decisions that will allow everyone involved to focus their efforts where
they will do most good.
The LCA methodology was developed to generate insights into the environmental footprints of
products, companies and even entire supply chains. That means it can be used to reduce the impact
of any particular actor’s activities, helping them stay ahead in a competitive market and comply
with demands of clients or investors.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
policy, then uses its policy as a basis for establishing a plan, which sets objectives and targets for
improving environmental performance. The next step is implementation. After that, the
organization evaluates its environmental performance to see whether the objectives and targets are
being met. If targets are not being met, corrective action is taken. The results of this evaluation are
then reviewed by top management to see if the EMS is working. Management revisits the
environmental policy and sets new targets in a revised plan. The company then implements the
revised plan. The cycle repeats, and continuous improvement occurs.
The most commonly used framework for an EMS is the one developed by the International
Organization for Standardization (ISO) for the ISO 14001 standard . Established in 1996, this
framework is the official international standard for an EMS which is based on the Plan-Do-Check-
Act methodology. The five main stages of an EMS, as defined by the ISO 14001 standard , are
described below:
1. Commitment and Policy - Top management commits to environmental improvement and
establishes the organization's environmental policy. The policy is the foundation of the EMS.
2. Planning - An organization first identifies environmental aspects of its operations.
Environmental aspects are those items, such as air pollutants or hazardous waste, that can have
negative impacts on people and/or the environment. An organization then determines which
aspects are significant by choosing criteria considered most important by the organization. For
example, an organization may choose worker health and safety, environmental compliance, and
cost as its criteria. Once significant environmental aspects are determined, an organization sets
objectives and targets. An objective is an overall environmental goal (e.g., minimize use of
chemical X). A target is a detailed, quantified requirement that arises from the objectives (e.g.,
reduce use of chemical X by 25% by September 2030). The final part of the planning stage is
devising an action plan for meeting the targets. This includes designating responsibilities,
establishing a schedule, and outlining clearly defined steps to meet the targets.
3. Implementation - A organization follows through with the action plan using the necessary
resources (human, financial, etc.). An important component is employee training and awareness
for all employees (including interns, contractors, etc.). Other steps in the implementation stage
include documentation, following operating procedures, and setting up internal and external
communication lines.
4. Evaluation - A company monitors its operations to evaluate whether objectives and targets are
being met. If not, the company takes corrective action.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
5. Review - Top management reviews the results of the evaluation to see if the EMS is working.
Management determines whether the original environmental policy is consistent with the
organization's values. The plan is then revised to optimize the effectiveness of the EMS. The
review stage creates a loop of continuous improvement for a company.
2. Environmental Auditing
At its core, an environmental audit evaluates a company’s environmental performance.
Environmental audits can be done on specific procedures and operational areas to assess their
effectiveness and compliance with environmental rules and regulations.
Environmental audits are in place to ensure companies do what they can to preserve the
environment. Additionally, these audits aim to control a company’s environmental practices and
ensure compliance with the different regulations that may apply to them.
Generally, an environmental audit aims to:
identify which environmental management practices are working effectively;
find different areas of improvement when it comes to environmental compliance; and
assess any new and potential risks to the environment.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
For ISO 14001 certification, companies must go through checks conducted by an independent third
party. However, before the third-party inspection, companies can perform internal audits to gauge
where the company is and whether they can qualify for the certi Types
2.3. Types of Environmental Auditing:
There are three main types of environmental audits that a company may conduct. These are as
follows:
Environmental compliance
Environmental Management System (EMS) audits
Functional environmental audits
While most US-based and worldwide companies focus on environmental compliance audits, all
three types are important. Depending on the needs of a company, it may need one or more of these
audits.
2.3.1. Environmental Compliance
The environmental compliance audit is companies’ most common type of audit, especially within
the US. These audits focus on checking whether or not the company meets certain requirements
and follows specific regulations using a definite checklist.
Environmental compliance audits verify whether or not a company meets certain requirements
while handling a specific task. Depending on the company’s industry and operations, they may
need to conduct audits on different processes. However, these audits are usually required for
different environment authorizations or for obtaining specific licenses.
Companies can assess whether or not they are doing all the required actions to reduce
environmental harm. The requirements for different industries are usually clearly laid out by the
organization that provides the authorization and certification, making it much easier for companies
to check their compliance.
2.3.2. Environmental Management System (EMS) Audit
Also known as EMS audits, they aim to evaluate the different management systems in place and
determine whether they are working effectively. The ISO 14001 standards clearly state how
companies need to conduct an EMS audit to ensure that the company’s EMS is working properly.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
The primary goal of an EMS audit is to certify that a company’s EMS is working effectively.
Additionally, an EMS audit aims to accomplish the following goals:
Evaluate the key objectives of the EMS and whether they are being met
Find new opportunities for an EMS
Determine the areas of improvement for their EMS
Review the EMS’ sustainability
Ensure that the company is taking steps to continually improve their EMS
EMS audits allow companies to ensure that their systems do the job and provide them with the
required benefits. Additionally, they enable companies to identify where improvements are
necessary and take steps to improve their EMS.
2.3.3. Functional Environmental Audits
These audits aim to determine whether or not a company complies with specific regulations for
certain tasks. For example, companies can audit their waste management facility to ensure
compliance with the waste management plan of their jurisdiction.
Another example of these audits is the air quality monitoring audit. This ensures that the
company’s atmospheric emissions management plan is effective and meets the necessary
requirements.
This also allows companies to check certain aspects of their operations and ensure compliance
before regulatory boards conduct their own inspections. These specialized audits provide
companies with specific information they may need in the future.
2.4. Conducting an Environmental Audit
Conducting an environmental audit doesn’t have to be complicated. To paint a clearer picture of
the process of conducting one within a company, it’s best to divide it into three phases:
Pre-audit phase
Audit phase
Post-audit phase
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
During the pre-audit phase, companies can build the team, create an auditing plan, determine the
documents they need, make the appropriate requests, and do as much prep as necessary. This
involves creating a list of things that regulatory bodies may ask for, figuring out the material
needed, and ensuring that the company is prepared for an audit.
2.4.2. Audit Phase
From there, the team can proceed with the audit. When conducting an audit, it’s crucial for the
team to follow the ground rules put in place during the first phase. During the audit, teams may
conduct site inspections and interviews, evaluate teams and perform document reviews. This is to
ensure they gather as much relevant data as possible.
It’s important to have daily meetings when conducting an audit to ensure that everyone is on the
same page. This also makes it easier to check whether all the goals were met during the closing
meeting after conducting the audit.
2.4.3. Post Audit Phase
During the post-audit phase, the team gets to interpret all the data. This also involves creating the
environmental audit reports, identifying areas of improvement, and creating an action plan to meet
the shortcomings found during the audit.
2.5. Documents Needed for an Audit
Conducting an audit can be daunting, especially with all the documents required to create a
comprehensive report. Companies generally need maps and floor plans of their facility to figure
out where to perform the audit and how to do it. Additionally, companies may need to submit the
following documents:
Environmental compliance certificates
Environmental permits
All raw materials used in company procedures
Environmental plans
Employee training records
Coming up with all these documents is challenging enough. And considering that gathering the
documents is only the start of the audit, modern companies need to incorporate different tools to
make it much easier to conduct these audits.
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
Environment Impact Assessment or EIA can be defined as the study to predict the effect of a
proposed activity/project on the environment. A decision making tool, EIA compares various
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
alternatives for a project and seeks to identify the one which represents the best combination of
economic and environmental costs and benefits.
EIA systematically examines both beneficial and adverse consequences of the project and ensures
that these effects are taken into account during project design. It helps to identify possible
environmental effects of the proposed project, proposes measures to mitigate adverse effects and
predicts whether there will be significant adverse environmental effects, even after the mitigation
is implemented. By considering the environmental effects of the project and their mitigation early
in the project planning cycle, environmental assessment has many benefits, such as protection of
environment, optimum utilisation of resources and saving of time and cost of the project. Properly
conducted EIA also lessens conflicts by promoting community participation, informing decision
makers, and helping lay the base for environmentally sound projects. Benefits of integrating EIA
have been observed in all stages of a project, from exploration and planning, through construction,
operations, decommissioning, and beyond site closure.
4.1.Evolution of EIA
EIA is one of the successful policy innovations of the 20th Century for environmental
conservation. Thirty-seven years ago, there was no EIA but today, it is a formal process in many
countries and is currently practiced in more than 100 countries. EIA as a mandatory regulatory
procedure originated in the early 1970s, with the implementation of the National Environment
Policy Act (NEPA) 1969 in the US. A large part of the initial development took place in a few
high-income countries, like Canada, Australia, and New Zealand (1973-74). However, there were
some developing countries as well, which introduced EIA relatively early - Columbia (1974),
Philippines (1978).
The EIA process really took off after the mid-1980s. In 1989, the World Bank adopted EIA for
major development projects, in which a borrower country had to undertake an EIA under the
Bank's supervision.
4.2.The EIA process
The stages of an EIA process will depend upon the requirements of the country or donor. However,
most EIA processes have a common structure and the application of the main stages is a basic
standard of good practice.
The environment impact assessment consists of eight steps with each step equally important in
determining the overall performance of the project. Typically, the EIA process begins with
screening to ensure time and resources are directed at the proposals that matter environmentally
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
and ends with some form of follow up on the implementation of the decisions and actions taken as
a result of an EIA report. The eight steps of the EIA process are presented in brief below:
Screening: First stage of EIA, which determines whether the proposed project, requires an EIA
and if it does, then the level of assessment required.
Scoping: This stage identifies the key issues and impacts that should be further investigated. This
stage also defines the boundary and time limit of the study.
Impact analysis: This stage of EIA identifies and predicts the likely environmental and social
impact of the proposed project and evaluates the significance.
Mitigation: This step in EIA recommends the actions to reduce and avoid the potential adverse
environmental consequences of development activities.
Reporting: This stage presents the result of EIA in a form of a report to the decision-making
body and other interested parties.
Review of EIA: It examines the adequacy and effectiveness of the EIA report and provides the
information necessary for decision-making.
Decision-making: It decides whether the project is rejected, approved or needs further change.
Post monitoring: This stage comes into play once the project is commissioned. It checks to
ensure that the impacts of the project do not exceed the legal standards and implementation of the
mitigation measures are in the manner as described in the EIA report.
4.3.Strategic environment assessment
Strategic Environment Assessment (SEA) refers to systematic analysis of the environmental
effects of development policies, plans, programmes and other proposed strategic actions. This
process extends the aims and principles of EIA upstream in the decision-making process, beyond
the project level and when major alternatives are still open. SEA represents a proactive approach
to integrating environmental considerations into the higher levels of decision-making.
Difference in EIA and SEA
EIA SEA
Takes place at end of decision-making cycle Takes place at earlier stages of decision
Reactive approach to development proposal making cycle
Identifies specific impacts on the Pro-active approach to development
environment proposals
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
Despite its wide use and acceptance, EIA has certain shortcomings as a tool for minimising
environmental effects of development proposals. It takes place relatively late at the downstream
end of the decision making process, after major alternatives and directions have been chosen (see
table : Difference in EIA and SEA).
SEA had limited development and implementation till 1990. However, after 1990, a number of
countries in developed economies adopted SEA. Some countries such as Canada and Denmark
have made provision for SEA of policy, plans and programmes separately from EIA legislation
and procedure. Other countries such as Czech Republic, Slovakia, etc have introduced SEA
requirements through reforms in EIA legislation and in case of United Kingdom through
environmental appraisal. While in New Zealand and Australia, it is a part of resource management
or biodiversity conservation regimes. The adoption of SEA is likely to grow significantly in the
coming years especially with directives by European Union and Protocol to the UNECE
Convention on Transboundary EIA by signatory countries (with a provisional date of May 2003
for completion).
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT
Introduction to Sustainable Engineering-22ETC25D
Source:
https://www.lifecycleinitiative.org/starting-life-cycle-thinking/life-cycle-approaches/life-cycle-
sustainability-assessment/
https://longtrailsustainability.com/sustainability-solutions/product-sustainability/environmental-
product-declaration/
https://unesdoc.unesco.org/ark:/48223/pf0000217181
https://www.iea.org/reports/energy-system-overview
https://www.epa.gov/ems/learn-about-environmental-management-systems
https://safetyculture.com/topics/environmental-audit/
https://www.lifecycleinitiative.org/LCM_navigator/1_6_7_c.html
https://www.cseindia.org/understanding-eia-383
https://pre-sustainability.com/articles/lca-for-agri-food/
Prepared by:
Dr. Sumaraj
Assistant Professor
Civil Engineering Department, NMIT