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WATER RESOURCES RESEARCH, VOL. 38, NO. 10, 1208, doi:10.

1029/2001WR000864, 2002

A similarity approach to predict landscape saturation


in catchments
Santosh K. Aryal1
Cooperative Research Centre for Catchment Hydrology, Department of Civil Engineering, Monash University, Melbourne,
Victoria, Australia

Emmett M. O’Loughlin
Rosedale, New South Wales, Australia

Russell G. Mein
Cooperative Research Centre for Catchment Hydrology, Department of Civil Engineering, Monash University, Melbourne,
Victoria, Australia

Received 30 July 2001; revised 28 February 2002; accepted 28 February 2002; published 23 October 2002.

[1] An investigation into landscape saturation has been carried out analytically using
similarity parameters derived from topographic, soil, and climatic attributes. Three
parameters (an input index (q/Z)(L/KS), convergence ratio (CR), and profile factor (B))
define the extent of hillslope saturation. From these, a single dimensionless parameter has
been derived to describe the occurrence of saturation in planar, concave, and convex
profile hillslope shapes, and with parallel, convergent, and divergent planforms. The
relationship can be represented by a single dimensionless curve. The theory derived in this
paper provides a basis for combining the individual parameters into a similarity criterion
for saturation in landscapes. The theory and ensuing similarity hypothesis are applied to
three natural catchments near Canberra, Australia, and are tested against observed rainfall-
runoff data. The results support the validity of the similarity approach. There is a clear link
between the distribution of hillslope similarity parameters and catchment saturation
behavior. INDEX TERMS: 1821 Hydrology: Floods; 1860 Hydrology: Runoff and streamflow; 1866
Hydrology: Soil moisture; KEYWORDS: hydrologic similarity, hillslope shapes, hydrological processes,
process-wise similarity, scaling, hillslope saturation
Citation: Aryal, S. K., E. M. O’Loughlin, and R. G. Mein, A similarity approach to predict landscape saturation in catchments, Water
Resour. Res., 38(10), 1208, doi:10.1029/2001WR000864, 2002.

1. Introduction applied elsewhere. This is the basic issue in catchment


[2] Previous work on catchment similarity has dealt similarity.
almost exclusively with the comparison of lumped or total [3] The timing and magnitude of flows from smaller
response of catchments to rainfall, particularly their flood catchments are regulated by processes in the landscape
magnitudes and timing. Some studies used scaled labo- rather than in the stream channels. These processes depend
ratory models, others were based on the similarity of strongly on soil and topography, so the question of sim-
geomorphologic indicators. These concentrated on the ilarity in smaller catchments must address these variables.
behavior of stream channel networks and the hydraulic We have taken a process-based approach to define similarity
aspects of hydrograph production. While these concepts criteria, giving particular attention to the causative factors of
may be applicable to large catchments where channel flow the total catchment response to rainfall. It emphasizes the
processes are the dominant factors that shape the hydro- way that water drains through the landscape, and how the
graph, they are usually irrelevant in smaller catchments, of characteristics of runoff-producing zones are affected by
the order of some hundreds of hectares. Catchments of soils and topography.
this size make up the bulk of experimental sites. They [4] This paper deals with the issue of similarity criteria
range from the hillslope scale to basins containing second for steady state saturation behavior in hillslopes, and
or third-order streams. The major question we face is extends the results to small catchments containing second
whether data from the experimental catchments can be or third-order streams. Its aims are (1) to derive similarity
parameters and analytical expressions for the size of runoff-
producing areas (saturated zones) in hillslopes, (2) to
1 investigate the steady state behavior of saturation zones in
Now at CSIRO Land and Water, Wembley, Western Australia,
Australia. hillslopes and to explore the relative importance of their
profile and planform geometries and scale, and (3) to apply
Copyright 2002 by the American Geophysical Union. the similarity criteria to small natural catchments to test their
0043-1397/02/2001WR000864 validity.
26 - 1
26 - 2 ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION

2. Background determining similarity by Larsen et al. [1994]. Later Siva-


[5] Two landscapes are said to be similar with respect to a palan et al. [1990] coupled the GUH based model and
specific process if their responses to an appropriately scaled partial area runoff generation model by Sivapalan et al.
input are similar. These process outputs, the dependent [1987] to estimate flood frequency distributions.
variables, are functions of catchment properties, the inde- [10] Although considerable efforts have been put into
pendent variables, given by the topographic, soil, and studying hydrologic similarity by several methods, definitive
climatic characteristics. The independent variables can be studies of similarity behavior of catchments, based on sim-
grouped into parameters that are either nondimensional, or ilarity or dissimilarity of dominant hillslope processes, have
have a dimension that can be normalized with a variable of not yet been published or accepted in the field of hydrology.
similar dimension. The strength of dimensional analysis is This is due primarily to a lack of analytical relationships
that it allows development of parsimonious relationships between the flow processes that occur in the landscape and
between physical processes and catchment characteristics quantitative descriptors of topographic, soil, and climate
[Willgoose et al., 1991]. This practice has been used with attributes. Previous research into hillslope processes has
success in the field of fluid dynamics, but similar success mostly been expressed in terms of qualitative landscape
has not been achieved in hydrology [Dooge, 1986]. descriptors [Dunne and Black, 1970a, 1970b; Anderson
[6] The need for similarity studies in hydrology was and Burt, 1978a, 1978b; Carson and Kirkby, 1972].
raised in the early 1950s, e.g., by Langhaar [1951]. Pre-
vious work on catchment similarity using physical labora- 3. Definition of Terms and Underlying
tory models of catchments, imitating the well established Assumptions
practice in the field of hydraulics has had limited success [11] We denote hillslope type by a two-word name
due to the lack of complete similitude. It was concluded that describing its shape in plan and in profile. For example a
digital computers have a greater potential usefulness in convergent-convex hillslope has a convergent planform
hydrologic studies than have physical models, suggesting geometry and convex profile. A compound hillslope is
that there is no need for further proliferation of the latter defined as a hillslope with both nonparallel planform
(Mamisao [1952], as discussed by Chery [1967], Amorocho geometry and nonplanar profile; e.g., convergent-concave.
and Hart [1965], Chery [1967, 1969], and Eagleson Figure 1 shows the types of hillslopes used.
[1969]). [12] The assumptions for our theoretical derivations are
[7] Rodriguez-Iturbe et al. [1979] suggested hydrologic similar to those made by other researchers in analyzing
similarity of two catchments based on indicators derived hillslope behavior, e.g., O’Loughlin [1986], Sivapalan et al.
from geomorphologic unit hydrograph (GUH) [Rodriguez- [1987], Moore and Grayson [1991], Barling et al. [1994],
Iturbe and Valdes, 1979]. Attempts to describe similarity in Ambroise et al. [1996a] and many others. The principal
terms of such geomorphologic numbers are likely to be assumptions are: the surface soil is underlain by a lower
affected by one of its major shortcomings, as GUH based permeability layer, downslope flow is predominantly
methods do not account for all the hydrological processes through the saturated soil lying above the low permeability
that convert rainfall into streamflow [Sivapalan et al., layer (driven by a hydraulic gradient equal to the local
1990]. Also, catchments with topologically similar net- surface slope), local vertical recharge is effectively instanta-
works can produce different response indicating the top- neous, soil depth is uniform, the surface across the hillslope
ology of the network only is unable to capture catchment width is planar, and there is no macropore flow.
response [Surkan, 1969]. Limitations of such GUH based
methods have been discussed [e.g., Hebson and Wood,
1982]. 4. Similarity Parameters
[8] Quite different approaches to describe similarity [13] We start with a nondimensional parameter, the wet-
behavior of landscapes have been based on the topographic ness index W, which is a measure of saturation at a location
indices ln (a/tanb) and ln(a/Ktanb) developed by Beven and p in a hillslope and is given by [O’Loughlin, 1986]
Kirkby [1979], where a the area drained per unit contour Z
length at a given point, tanb is the local slope gradient and K 1
W ð pÞ ¼ qda ð1Þ
is the lateral saturated hydraulic conductivity. Beven and S*Tb
Wood [1983], Iorgulescu and Jordan [1994], Thomson and
Moore [1996], Moore and Thomson [1996], Freer et al. where S* is the local slope; T is the soil transmissivity (the
[1997], and Western et al. [1999] have correlated these integral of the saturated hydraulic conductivity K [LT 1]
indices with the saturation behavior of landscapes with over the soil depth Z [L]); a is the upslope contributing area
varying degrees of success. at p [L2]; b is the contour length subtending the area a [L];
[9] An approach based on the similitude of nondimen- and q is the net drainage flux (rainfall minus losses) in the
sional similarity parameters, derived from topographic, soil hillslope [LT 1]. For simplicity, we assume that K is
and climatic attributes for specific hydrological processes uniform over the soil depth Z, which is also constant over
conceptually seems to hold promise [O’Loughlin, 1997; the hillslope. The transmissivity T is then equal to KZ.
Blöschl, 2001]. An example of this approach is given by [14] The wetness index in (1) is conceptually similar to the
Sivapalan et al. [1987] who use five parameters to assess topographic index ln(a/tanb) of Beven and Kirkby [1979]. At
similarity of dominant runoff generation mechanisms. a given location, the value of W depends, among other
Doubts have been raised about the likelihood that any two things, on the profile and the planform geometry of the
catchments could satisfy all those parameters [e.g., Wood et hillslope. For a uniform
R net rainfall over a parallel hillslope
al., 1990], and only two have been found to be useful in of width b, the term qda in (1) equals to qAc, where Ac is the
ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION 26 - 3

Figure 1. Different shapes of basic hillslopes (after R. Suzuki, as discussed by Tsukamoto and Ohta
[1988]).

upslope contributing area. The saturation zone boundary An arbitrary constant B, (called the profile factor), denotes
(thus the saturated area As) can be determined by putting the degree of concavity or convexity of the profile. Table 1
W = 1 in (1), which, for a parallel hillslope, gives gives the relevant equations that are used to calculate
concave and convex hillslope profiles, and expressions for
Ac q ¼ K Z S* b ð2Þ
the profile function f (X ) defined by
[15] For planar hillslopes, S* is equal to the overall slope
S. Expressing Ac in terms of total and saturated area (At and S* ¼ Sf ð X Þ ð4Þ
As respectively) and noting that At = Lb (where L is the
planform length of the hillslope) in a parallel-planar hill- [18] The profile function determines the local slope S*
slope, we obtain (= dh/dx) at any point X (= x/L), and is obtained by
As 1
differentiating the concave and convex profile equations in
¼1q L ð3Þ Table 1, respectively. S is the average slope (= H/L), where
At Z KS H is the overall hillslope height.
[19] In Table 1, Y = h/H, and h is the surface elevation
[16] A zero or negative value of (As/At) in (3) implies no of the profile at a distance x from the bottom of the
saturation. As seen in (3), the extent of area that is saturated hillslope. In the concave and convex profile equations in
(As/At) at steady state in a parallel-planar hillslope is a Table 1 the profile factor B determines the degree of
function of two parameters, L/KS, and the ratio of q to the concavity or convexity of the profile such that when B
soil depth, Z. The product (q/Z)(L/KS) (= p1), termed the approaches 0, these equations yield Y = X (a planar
input index, is a nondimensional parameter that gives the profile). For planar hillslopes f (X ) = 1. Nondimensional
aggregated effects of hillslope attributes (scale and soil) and profiles of concave and convex hillslopes generated using
drainage flux in causing saturation. A value of p1 greater the concave and convex profile equations in Table 1 are
than 1 not only guarantees saturation in parallel-planar shown in Figure 2.
hillslopes but also determines the location of the saturation
zone boundary. p1 can be modified to account for the
influence of hillslope shape factors in causing saturation,
as described later.
Table 1. Concave and Convex Hillslope Profile Equations and
Profile Functions
5. Similarity of Saturation Zones in Hillslopes:
Theoretical Development Profiles Concave (B > 0) Convex (B < 0)
tan1 fBð X 1Þgþtan1 ð BÞ 1
ð BX Þ
5.1. Characterization of Hillslope Shapes Profile equations Y ¼ tan1 ð BÞ
Y ¼ tan
tan1 ð BÞ

[17] Hillslope profiles can be described by relations given Profile functions f ðX Þ ¼ B


f1þB2 ð X 1Þ2 gtan1 ðBÞ
f ð X Þ ¼ f1þB2 X 2Bgtan1 ðBÞ
by Zaslavsky and Rogowski [1969] and O’Loughlin [1981].
26 - 4 ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION

steady state saturation in all hillslopes types shown in


Figure 1. Equation (6), cubic in terms of X, has one real
positive root and two complex conjugate roots for all
concave and most convex hillslopes of all planform shapes.
For hillslopes with higher convexity however, (6) may have
more than one real root for a certain range of input values.
We consider first the set of hillslopes which yield a single
positive root. For such roots the extent of saturated area in
compound hillslopes is:

As f ðX r Þ
¼ 1  q L  ð8Þ
Z KS lðXr Þ
At

where Xr is the single real positive root of (6). The term


l(X )/f (X ) in (6), which is the ratio of the plan and profile
Figure 2. Concave, convex, and planar hillslope profiles shape functions, is termed the shape function and is denoted
for different profile factors (B). by l(X ).
[24] A plot of (8) gives a general, nondimensional, shape-
[20] The extent of convergence or divergence of different independent curve for saturation in hillslopes of all profile
hillslope shapes in plan is defined by the convergence and planform shapes (Figure 3). Comparing (3) and (8) it
ratio CR, the ratio of ridge length to the outlet length, can be seen that this curve is normalized with both the
br/bo. The value of CR denotes convergent (CR > 1), profile and planform shape functions, thus collapsing indi-
divergent (CR < 1), or parallel (CR = 1) hillslopes. For the vidual curves for hillslopes with different profile and plan-
convergent and divergent shapes shown in Figure 1 the ratio form shapes into a single curve. The individual saturation
of saturated area As, to the total area At can be expressed in curves showing the effects of hillslope shapes are described
terms of X and CR as in the following sections.
5.2.1. Prediction of Saturation in Parallel-Concave/
As X ð2  X þ XCRÞ Convex Hillslopes
¼ ð5Þ [25] Equation (6) can be used to calculate the location of
At 1 þ CR
the saturated zone boundary X measured from the bottom of
hillslopes with parallel planform (CR = 1) as:
where X is the location of the saturated zone boundary.
f ðX Þ
5.2. Saturation in Compound Hillslopes X ¼ 1  q L  ð9Þ
Z KS
[21] Previous researchers have noted the influence of the
degree of convergence and profile shape of natural land- [26] Equation 9 shows that the saturated zone boundary
scapes on the extent of saturation zones [Kirkby and for parallel-concave and parallel-convex hillslopes is a
Chorley, 1967; Dunne and Black, 1970a, 1970b; Anderson function of the input index (q/Z)(L/KS), as well as the slope
and Burt, 1978a, 1978b]. In the following section, we study function f (X ) which is a function of X and the profile factor
planar, concave and convex hillslopes with parallel, con- B. Figure 4 shows the hillslope saturation curves computed
vergent and divergent planforms to quantitatively describe for three concave hillslopes with profile factors B of 3, 2
the effects of hillslope profile and planform shapes and the and 1, and a planar hillslope (B  0), depicting scale-
similarity parameter input index (p1) on the development of independent curves for parallel-concave hillslopes. It also
saturation zones. shows that hillslopes with concavity B = 3, 2 and 1 start to
[22] Equations (2), (4) and (5) can be generalized to
calculate the extent of saturation in convergent/divergent
hillslopes:

X ð2  X þ XCRÞ f ðX Þ
¼1q L ð6Þ
1 þ CR Z KS lð X Þ

where l(X ), a function of planform geometry, termed the


plan function, given by

1 þ CR
lð X Þ ¼ ð7Þ
2ð1  X þ XCRÞ

[23] Equation (6) is a general equation depicting the


compound effects of planform and profile geometry on
hillslope saturation. The equation contains the basic input
index (p1) as well as the effects of topographic profile and Figure 3. The general, nondimensional, shape-indepen-
planform geometry. It can be used to calculate the extent of dent saturation curve for all hillslope types.
ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION 26 - 5

[30] Figure 7 shows steady state saturation curves as a


function of convexity for all values of (q/Z )(L/KS ), and
illustrates that a convex hillslope (B = 1) required a 27%
larger input index than planar hillslope to exhibit saturation.
It also shows the plot for a hillslope with higher concavity
(B =  2) exhibiting the effects of multiple saturation zones.
In this case, for a value of (q/Z )(L/KS ) > 1.97 the hillslope
ceases to exhibit the hanging slope behavior.
5.2.2. Prediction of Saturation in Convergent/
Divergent-Planar Hillslopes
[31] Equation (6) can be used to investigate the effects
of convergence and divergence in planar hillslopes [B 
0, f (X ) = 1]. In (6) the value of the plan function l(X )
affects the likelihood of saturation at location X in
convergent and divergent hillslopes. In convergent hill-
slopes, the plan function is greater than 1 near the
Figure 4. Percent saturation area for parallel-concave hillslope base, thus creating a more favorable condition
hillslopes as a function of concavity only. for saturation than in parallel-planar hillslopes. In the case
of divergent hillslopes, the value of l(X ) is less than 1 in
the lower part of the hillslope, thus making saturation at
such locations less likely. Hence, in the case of divergent
exhibit saturation for 75%, 64%, and 35% lower values of hillslopes, the input index [(q/Z )(L/KS )] needs to be
the input index than for a planer hillslope respectively. This larger to cause saturation at these locations. Figure 8
provides a quantitative estimate of the influence of con- shows normalized curves of the steady state saturated area
cavity on hillslope saturation. in convergent and divergent hillslopes as a function of
[27] For highly convex hillslopes, (9) can produce more convergence ratio only. It can be seen that for convergent
than one positive real root. To demonstrate the multiple-root and divergent hillslopes (CR = 5 and 0.2 respectively),
phenomenon, equation (9) and the convex profile function saturation starts occurring at 67% lower and 67% higher
equation in Table 1 have been solved to produce the values of the input index compared with the parallel
saturation response curve with respect to q (Z = 1) for a hillslope respectively.
hillslope with convexity B = 2 and L/KS = 500 days 5.2.3. Prediction of Saturation in Compound Hillslopes
(Figure 5). Up to a value of q = 3.6 mm/day [(q/Z)(L/KS) = [32] In (6) the shape function l(X ) [= l(X )/f (X )] scales
1.8], the hillslope remains unsaturated; for steady state the combination of the width of flow and slope at the
drainage flux values between 3.6 and 3.9 mm/day, the location X and indicates the susceptibility of that location
hillslope becomes saturated at multiple locations. Figure 6 to being saturated. For highly concave and convergent
shows an example of such midslope saturation for the case hillslopes, the value of l(X) is higher at the lower reaches
of three positive roots. of the hillslopes, making those areas most prone to
[28] This phenomenon is due to the configuration of a saturation even for a small value of drainage flux. The
convex hillslope in which the slope is steepest at the base, shape function thus gives the relative importance of plan-
and which gradually decreases upslope (Figure 6a). These form and profile geometry in causing saturation at a point.
upslope areas, although they have smaller contributing The shape functions for concave hillslopes with different
areas, are susceptible to saturation because of their flatter convergence ratios CR and profile factors B are plotted
slopes. At the same time, the lower hillslope areas are also
prone to saturation because of high contributing areas from
upslope. Hillslope locations between these two, which are
steeper than the areas upslope and have smaller contribu-
ting areas than the downslope locations, may not be
saturated for the same value of q. This can result in
saturation patches at both the upslope and bottom loca-
tions, with a nonsaturated area in between. For hillslopes
with still higher convexity, the occurrence of midslope
saturation with no saturation at lower hillslope locations is
also possible. In the example corresponding to Figure 5,
when the net drainage flux exceeds the value 3.9 mm/day,
the upslope and downslope saturation areas join and
become a continuous wet patch.
[29] The term ‘‘hanging swamp’’ is often used to describe
midslope saturation. Many instances of their occurrence
have been observed by the authors in natural catchments
with convex hillslopes. The existence of the hanging swamp
phenomenon has also been demonstrated through hydro-
logic simulation using a physically based model, TOPOG Figure 5. Plot of q versus location of saturation zones in a
[Aryal, 1998]. highly convex hillslope (B = 2, L/KS = 500 days).
26 - 6 ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION

Figure 6. (a) Profile and (b) plan of a convex hillslope (B = 2). The plan view shows the existence of
a ‘‘hanging swamp.’’

against X in Figure 9. The curves show, for example, that CR = 5, B = 2) yields a saturated area, even for a small
for a convergent and highly concave (CR = 3 and B = 3) input value of (q/Z )(L/KS ). Similar curves for other
hillslope, the shape function is four times higher than for combinations of planform and profile hillslope shapes
the concave hillslope with CR = 1 and B = 1 at the can also be easily determined and plotted. Figure 10 also
location X = 0.1. The net effect of two opposing factors on shows the combined saturated area curve for a divergent-
saturation (e.g. divergent-concave) is to diminish it, as convex hillslope which was determined by summing the
shown by the value of l(X ) for divergent (CR = 0.3) and nonadjacent saturated areas.
concave (B = 3) hillslopes.
[33] A plot for several compound hillslopes, showing 6. Application to Natural Catchments
the effects of plan and profile geometries on saturation
zones for the index (q/Z )(L/KS ), is given in Figure 10. [34] The analytical expressions derived for steady state
Figure 10 shows that a high degree of convergence, saturation were applied to three natural catchments to
compounded with higher concavity of the hillslope, (e.g., determine their ability to predict the saturation phenomenon
observed in nature. As discussed earlier (section 2), there
are other examples of application of saturation indices [e.g.,
Beven and Kirkby, 1979] to natural catchments including

Figure 7. Saturation behavior of parallel-convex hill-


slopes as a function of the convexity of the hillslopes. The
curve for B = 2 shows the sum of the noncontiguous
saturation areas in a hillslope with a hanging swamp. The Figure 8. Saturation area curves for convergent (CR = 5),
response of a parallel-planar hillslope is also shown for divergent (CR = 0.2), and parallel hillslopes with planar
comparison. profiles for all L/KS.
ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION 26 - 7

catchments are covered with native forest containing differ-


ent species of Eucalypt and a sparse understorey of shrubs.
Detailed descriptions of vegetation and soil in the Brinda-
bella Ranges are given by O’Loughlin et al. [1982] and
Talsma [1983].
[39] The Bushrangers catchment is 108 ha, with an
altitude range of 955 to 1280 m (Figure 11). This catchment
consists of several subcatchments draining into wet seepage
areas. The soil depths in this catchment are 0.65 to 1 m. The
Bulls Head catchment is 83 ha, with an altitude range of
1165 to 1365 m. One third of the catchment is underlain at 1
to 2 m depth by highly weathered metamorphosed Ordo-
vician sedimentary rock, with the average soil depth of 1.7
m at the lower reaches of the hillslopes. The remaining area
is underlain at 0.5 to 1.5 m depth by weathered Silurian
granite [Talsma and Hallam, 1980], while the lower reaches
of the hillslopes have an average soil depth of 1.3 m. The
Figure 9. Variation of shape function l(X ) with locations Pago catchment (43 ha) lies adjacent to the Bulls Head
in hillslopes of different shapes (only the concave profiles catchment with an elevation range of 1135 to 1365 m. The
are shown). entire Pago catchment is underlain at 0.5 to 1.5 m depth by
Silurian granite. The average soil depth at the lower reaches
of the hillslopes of this catchment is similar to Bulls Head.
those of Iorgulescu and Jordan [1994] who used the topo-
graphic index to map waterlogged soil, and to validate the 6.3. Partitioning of Catchments and Extraction of Data
TOPMODEL concept.
[40] The Bushrangers, Bulls Head and Pago catchments
6.1. Method of Application were divided into 15, 23 and 16 land units consisting of
simple hillslopes similar to those shown in Figure 11 for
[35] Under conditions where runoff from infiltration Bushrangers catchment. The contour maps used were
excess is negligible, quick flow (produced from rain falling 1:10000 maps prepared using areal photographs of the same
on saturated areas) can be a good indicator of the extent of scale. These data have been used in the past by many
saturated areas in a catchment. Hence, quick flow itself, researchers [e.g., O’Loughlin, 1981, 1986, 1990; O’Lough-
which often constitutes a major portion of the catchment lin et al., 1982; T. Talsma, Catchment soil studies, CSIRO
outflow, can be predicted by the extent of saturated areas, Division of Forest Research, unpublished Hydrology Sec-
assuming no quick flow is due to fast macropore flow tion reports 1979, 1980] and were found to be quite
[O’Loughlin, 1981; Woods and Sivapalan, 1997]. We cal- satisfactory. The partitioned land units were approximated
culate quick flow directly from observed streamflow data, by idealized hillslopes of regular geometry such that the
and compare it with theoretically calculated quick flow area of each ideal hillslope was equal to the corresponding
volumes. subarea of the catchment, and the basic planform shape
[36] The following steps were used to apply the analysis unchanged [see, e.g., Beven and Wood, 1983]. Hillslopes 1,
to natural catchments: (1) each natural catchment was
subdivided into simple hillslopes, each having a single
predominant geometry; (2) the topographic and soil proper-
ties of each hillslope were obtained from topographic maps
and from field data respectively; (3) the net drainage flux
was deduced from the observed streamflow data by separat-
ing the base flow; (4) storm events were extracted from
rainfall data; (5) the saturated areas were computed for each
hillslope using equations (6) and (5).
[37] By summing the individual hillslope saturation areas,
the total saturated area of each catchment was calculated.
The quick flow generated in each catchment during several
storm events (as saturation-excess overland flow) was then
determined from the depth of net storm rain on the calcu-
lated saturated area.
6.2. Selection of Catchments
[38] The Bushrangers, Bulls Head and Pago catchments
in the Brindabella Ranges near the western boundary of the
Australian Capital Territory (ACT) near Canberra (Latitude
35.31S, Longitude 149.19E) were chosen primarily Figure 10. Steady state saturation curves for compound
because of the data available for them. These catchments hillslopes. The curve for B = 2, CR = 0.5 (divergent-
are all moderately steep, with slopes up to 80%. The mean convex) was calculated by summing the nonadjacent
annual rainfall in this area is approximately 1100 mm. The saturated areas.
26 - 8 ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION

Figure 11. Partitioning of Bushrangers catchment into simple hillslope subcatchments. The contour
interval is 5 m.

4, 6 –9 and 11 in Figure 11 are convergent; hillslopes 2, 3, 5, data were missing. To approximate steady state saturation,
10, 12 and 13 are divergent and hillslopes 14 and 15 are rainfall events were selected such that they followed a long
parallel. wet period. For these catchments, a period greater than
[41] The length L and convergence ratio CR for the about four months allowed the catchment to attain a steady
idealized hillslopes were obtained from topographic maps. state, which was apparent from the near-constant base flow
By plotting the nondimensional sectional profile of the during the later months. Seven such periods were selected
hillslope against the template of standard B profiles, the from 25 years (1967 – 1992) of concurrent rainfall and
value of the profile factor B for each hillslope was deter- runoff records for these catchments. The storm events used
mined. In doing so, the value of B at the lower parts was to calculate overland flow were those that occurred imme-
adopted in preference to an overall B value for the hillslope diately after the period for which steady state conditions
as most saturation activities occur at the footslopes. were approximated.
[42] Soil hydraulic conductivities measured by T. Talsma [44] Base flow was separated from total storm flow using
(Catchment soil studies, CSIRO Division of Forest a digital filter technique [Lyne and Hollick, 1979]. The
Research, unpublished Hydrology Section reports, 1979, steady state drainage fluxes for the selected storm events
1980) at several locations in these catchments using a were determined for these catchments. O’Loughlin [1986]
constant-head well permeameter were used to calculate and Moore et al. [1986] observed that the drainage fluxes
transmissivities separately for each hillslope. In the Bush- given by mean base flow during the storm event, rather than
rangers, Bulls Head and Pago catchments, the geometric the initial values, give better predictions of storm runoff.
means of these were 1.5 105 m2/s, 5.2 105 m2/s and These mean values of drainage flux apparently account for
2.9 105 m2/s, respectively, which are of the same order the dynamic changes in saturation area during the event.
of magnitude used by O’Loughlin [1986] for Bushrangers. The calculated mean drainage fluxes (q) for all events are
shown in Table 2.
6.4. Selection of Rainfall and Streamflow Events
[43] Rainfall data was taken from the Bendora dam 6.5. Comparison of Computed and Observed Quick
station (570958), a few kilometers south of Bushrangers, Flow Volumes
Bulls Head and Pago catchments, and at similar altitude. [45] The saturated areas were calculated from extracted
The data from this station are continuous and of good topographic, soil and climatic variables using (6) and (5)
quality. Less than five percent of the rainfall and runoff from the base flow derived from the digital filter. The quick
ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION 26 - 9

Table 2. Comparison of Calculated and Observed Overland Flow Volumes of Pago, Bulls Head, and Bushrangers
Catchmentsa
Events Total Storm q, mm/d Calculated Saturated Percentage of Total vol_obs vol_cal diff %
Rainfall, mm Area, m2 Catchment Area

Pago
Oct. 1969 19.1 1.16 15212 3.5 169 232 37
Sept. 1980 33.3 0.40 2022 0.5 469 35 93
Sept. 1978 60.9 1.52 22750 5.2 1248 1109 11
Nov. 1983 74.3 2.20 34679 7.9 1783 2061 16
July 1974 89.8 2.44 41843 9.6 2512 3006 20
Aug. 1983 103.0 1.96 30717 7.0 3313 2530 24
Jan. 1984 113.4 1.78 27627 6.3 2457 2506 2

Bulls Head
Oct. 1969 19.1 1.28 14705 1.8 559 224 60
Sept. 1980 33.3 0.32 0 0.0 702 0 100
Sept. 1978 60.9 1.81 37165 4.4 2146 1811 16
Nov. 1983 74.3 2.84 89676 10.7 3121 5330 71
July 1974 89.8 2.95 95175 11.4 5505 6837 24
Aug. 1983 103.0 2.68 83075 9.9 5368 6843 27
Jan. 1984 113.4 2.51 75571 9.0 5039 6856 36

Bushrangers
Oct. 1969 19.1 0.35 45370 4.2 766 692 10
Sept. 1980 33.3 0.45 72627 6.7 3072 1935 37
Sept. 1978 60.9 0.70 154431 14.2 5029 7525 50
Nov. 1983 74.3 1.05 253142 23.3 11113 15047 35
July 1974 89.8 0.87 208798 19.2 9168 15000 64
Aug. 1983 103.0 0.84 200123 18.4 15840 16485 4
Jan. 1984 113.4 0.79 185339 17.0 11369 16814 48
a
Here vol_obs is from observed quick flow volume (m3), vol_cal is calculated quick flow volume (m3) from observed base
flow and observed rainfall using equations (5) and (6), q is net drainage flux (mm/d), and diff% is difference in the volumes (%).

flow (storm overland flow) volumes were then calculated planar was also analyzed. Figure 12 shows the base values
from the depth of the net storm rainfall on the calculated and the change in saturated areas for the parameter changes
saturation area. The calculated storm overland flow volumes made in the sensitivity studies.
were compared with the observed quick flow volumes for [48] Since the processes that determine the sizes of
seven events for each of these catchments (Table 2). The saturated areas are not linear, catchments show different
table lists the storm events and their magnitudes, steady degrees of sensitivity to similar percentage changes in a
drainage fluxes, calculated saturated areas, observed and parameter value. For example, in the case of the September
calculated flow volumes, and their percentage difference for 1978 event for Bulls Head catchment, a 20% increase in q/Z
the three catchments. resulted in an increase in the saturated area of 58%, whereas
[46] With some exceptions, the calculated overland flow a 20% decrease in the q/Z value decreased the saturated area
volumes vary from the observed ones by up to 100%, which by a smaller amount (42%). It is noted here that the
may seem high. However, in the following subsection, a saturation area during this event was also rather small
sensitivity analysis of parameters shows that the saturation (4.4%), therefore the effect of these changes results in a
area is highly sensitive to the parameters L/KS and q/Z in range of saturated area of 2.6 –6.9% which could be seen as
these catchments. With respect to L/KS, the high variability rather minor. In these cases expressing the sensitivity as a
of K found in nature, and the accompanying sampling percentage may be misleading due to the smaller base
errors, is sufficient to explain the differences between values involved.
observed and calculated values. Spatial variations of rainfall [49] Catchments shown to be sensitive to an increase of
observed in nature can also account for difference between some parameters may not exhibit similar responses to a
observed and calculated runoff [e.g., Chapman, 1970]. similar decrease in the same parameters. As seen in Figure
Therefore sensitivity to the parameter q/Z could also explain 12, the relative sensitivity of the saturation area to each
some of the discrepancies in the above results. parameter is not fixed and depends on a combination of
the other parameters, and is specific to each event in a
6.6. Sensitivity Analyses particular catchment. The computed saturation area is most
[47] The sensitivity of calculated saturation areas in Pago, sensitive to L/KS and q/Z, and least sensitive to CR and B.
Bulls Head and Bushrangers catchments to changes in L/KS, Those catchments whose overall profile shapes are already
q/Z, CR and B were evaluated for two events each, Sep- close to planar (e.g. Bushrangers) showed little effect of
tember 1978 and August 1983. The sensitivity analysis the simplification made assuming all hillslopes to be
examined the effects of doubling and halving the base value planar. The most affected catchment was Bulls Head
of K. For the other parameters, a change of ±20% was used (72% and 15% difference for September 1978 and
in the sensitivity analysis because of their relatively lower August 1983 events respectively), whose hillslopes have
variability. The effect of assuming all hillslope profiles as an equal mixture of concave and convex profiles. In all
26 - 10 ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION

Figure 12. The results of sensitivity analyses showing absolute change in saturated area with various
changes in the parameters in Bushrangers, Bulls Head, and Pago catchments.

cases, the effect of uncertainty due to K is much greater Bushrangers hillslopes are 0.7 and 1.0, suggesting mostly
than the effect of assuming all hillslopes to be planar. This divergent and parallel planform shapes respectively.
emphasizes that form factors have less influence than K. [53] The distribution of L/KS of hillslopes for the three
This supports the findings of Iorgulescu and Jordan catchments showed that hillslopes of Bushrangers catch-
[1994] who suggested that topography is relevant but not ment have the largest values of L/KS, followed by Pago and
sufficient to override soil and geological factors in deter- Bulls Head. In general, for an identical drainage flux in
mining saturated area. simple (parallelplanar) hillslopes with similar soil depths,
lower values of L/KS indicate a smaller percentage of
7. Similarity Applications saturated area.
[50] Equation (8) provides a theoretical basis for com- 7.2. Similarity of the Extent of Saturated Area
bining catchment and input climatic variables to describe
[54] The relationship that exists when the saturation
similarity criteria for landscape saturation. The distribu-
boundary occurs at location X in a hillslope is given by
tions of the parameters CR, B, L/KS, q/Z and a suitable
(8). Thus, for a given drainage flux, the product of topo-
combination of these, as given by the theories derived in
graphic and soil parameters [(L/KSZ)l(X )/f (X )], called the
section 5 are examined below. The characteristics of these
combined parameter (V ), should provide a measure of the
distributions in natural catchments are then used to pro-
likelihood of saturation in natural catchments. Rewriting (8)
pose similarity criteria for storm runoff from saturated
in terms of the combined parameter V, we obtain
zones.
As 1
7.1. Distribution of Independent Parameters in the ¼1 ð10Þ
At qV
Brindabella Catchments
[51] Analysis of hillslope profile shapes in the catchments If the value of V is large, a smaller value of q is needed to
of the Brindabella Range showed that hillslopes of Bulls cause the same degree of saturation (given by As/At). By
Head have an approximately equal distribution of convex plotting distributions of this combined parameter for
and concave profiles, lying within the profile factor (B) different catchments and comparing them, insights into
values of ±2. The hillslopes of Pago also consist mostly of the similarity behavior of saturation processes in these
an equal number of convex and concave hillslopes, but with catchments may be gained. If the distribution of V for
a smaller spread of B [within B = 1 and 2] than Bulls hillslopes in a catchment shows a tail of large values, then,
Head. The majority of hillslopes of Bushrangers are planar for a given q, a large number of hillslopes of that catchment
and convex, with a relatively narrow spread of B values are likely to become saturated at (or around) the location X.
(between B = ±1) suggesting that Bushrangers has approx-
imately planar hillslopes. Consequently, as seen in Figure 7.3. Distributions of the Combined Parameter
12, the effect of simplifying all hillslope profiles of Bush- [55] Figure 13 shows frequency distribution plots of the
rangers to planar had a negligible impact on the predicted parameter V at location X = 0.1 for the three catchments. The
saturated area. distributions of the combined parameter for Bulls Head and
[52] Examination of convergence ratios of hillslopes of Pago catchments are similar, whereas Bushrangers has a
all three catchments indicated that the majority of landscape markedly different distribution, containing larger values of
units of Pago are of divergent planform geometry (median the combined parameter (L/KSZ )l(X )/f (X ). These distribu-
CR = 0.1). The median values of CR for Bulls Head and tions of the combined parameter provide a means for
ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION 26 - 11

response per unit area, suggesting similarity in the extent of


saturation areas. Table 3 shows the values of observed quick
flow volumes per unit area of Pago, Bulls Head and
Bushrangers catchments for all the seven events. Except
for the smallest storm event (October 1969), the values for
the former two catchments are comparable. The Bush-
rangers catchment, with a long tail of large V values, shows
a distinctly larger quick flow response implying a larger
percentage of saturated area. In this case, the response of
Bushrangers catchment is dissimilar to the response of the
other two catchments (see Table 3), as predicted by the
dissimilar distributions of the parameter V.

8. Discussion
[58] This analytical study of steady state saturation
Figure 13. A cumulative frequency distribution of the behavior in landscapes has used nondimensional similarity
combined parameter (L/KSZ)l(X )/f (X ) at X = 0.1 for Pago, parameters extracted from topographic, soil and climatic
Bulls Head and Bushrangers catchments. The data point attributes to derive nondimensional expressions for compar-
corresponding to the cumulative frequency of 1 for ing the extent of saturated area on different hillslopes. Our
Bushrangers catchment is not shown, as it lies beyond the work was motivated by the need for adopting a process-
range of abscissa chosen here. based approach [see, e.g., O’Loughlin, 1997; Blöschl, 2001]
akin to that of Sivapalan et al. [1987] who studied similarity
in dominant runoff generation mechanisms rather than total
comparing the similarity or dissimilarity of saturation pro- catchment runoff response. Our approach differs from ear-
cesses in different catchments. lier studies of hydrologic similarity in five respects:
1. For a similar range of steady state drainage flux (q), 1. Most of the research relating the position and
which causes saturation boundaries to occur at locations expansion of saturated areas to geology, hillslope topogra-
given by the value of X equal to (or around) 0.1, Pago and phy, and soil and rainfall characteristics is qualitative in
Bulls Head catchments are likely to show similarity of nature [e.g., Kirkby and Chorley, 1967; Dunne and Black,
saturation; and 1970a, 1970b; Carson and Kirkby, 1972; Anderson and
2. The distribution of the combined parameter for Burt, 1978a, 1978b; Beven and Wood, 1983]. We have
Bushrangers, showing a tail of large values of V at X = quantified effects of hillslope, soil and climatic attributes on
0.1, implies that more hillslopes of Bushrangers catchment changes in saturation patterns in hillslopes. The effects of
are prone to saturation at this location. In this case, due to hillslope planform and profile geometries have been
large values of the V parameter, even ‘small’ values of q explicitly incorporated to investigate the physical controls
would cause many hillslopes to be saturated at these of hillslope shapes on saturation. Thus we are able to show
locations (at the lower hillslope positions). In section 7.4 that a convex hillslope with uniform soil depth can
this interpretation is tested against observed data. experience saturation at midhillslope location without
exhibiting saturation at lower hillslope regions. Further-
7.4. Investigation of Similarity of Steady State more, our method provides a direct measure of the extent of
Saturation Area Based on Similarity of the saturated area and not just the presence of saturation at a
Combined Parameter location [cf. Beven and Kirkby, 1979; O’Loughlin, 1986].
[56] The inference drawn from the distributions of the 2. Previous studies have involved the use of more than
combined parameter shown in Figure 13 was ‘‘tested’’ with one similarity measure. Our method uses a single parameter
the observed storm events. Figure 14 shows the responses of (V) comprising soil hydraulic and hillslope shape attributes
these catchments for three representative events from the that are physically based and easily field measurable, and it
seven events given in Table 2. These three examples are does not contain any parameters that require estimation by
chosen to represent small, medium and large storm volumes fitting rainfall-runoff models to storm hydrographs [cf.
respectively. The percentage of saturation area for the seven Sivapalan et al., 1987; Larsen et al., 1994].
events in Table 2 varied from 0% to 11% for Bulls Head, 3. Earlier studies applied different forms of similarity
0.5% to 10% for Pago and from 4% to 23% for the theory to real or synthetic catchments using output derived
Bushrangers catchment. This indicates that the median from rainfall-runoff models [e.g., Rodriguez-Iturbe et al.,
values of X were less than 0.1 for all of these events in 1979; Rodriguez-Iturbe and Valdes, 1979; Larsen et al.,
the first two catchments, and for some of these events in the 1994]. We have tested the derived similarity principles
third. using observed rainfall, hydraulic conductivity and runoff
[57] The similarity of the saturation process in these three data from three natural catchments. This avoids any effects
catchments is related to the similarity of the distributions of that shortcomings in the structure of a rainfall-runoff model,
their combined parameter. The quick flow hydrographs of or its parameterization may have on similarity parameters.
all these events, taken as indicators of saturated area, show a 4. Many models of saturation-excess runoff compute the
remarkable compliance with the trend predicted by the value of a topographic or wetness index using a digital
distributions of the combined parameter (Figure 13). For elevation model (DEM) analysis [e.g., Grayson et al., 1992;
all events, Bulls Head and Pago show similar quick flow Ambroise et al., 1996b]. The use of DEMs is highly data
26 - 12 ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION

Figure 14. Total outflow from three catchments in the Brindabella Range for the (a) September 1980
storm event (total storm rainfall = 33 mm), (b) November 1983 storm event (total storm rainfall = 74
mm), and (c) August 1983 storm event (total storm rainfall = 103 mm).

intensive and requires specialized tools and personnel.


Furthermore, topographic index values are affected by Table 3. Comparison of Observed Quick Flow Values of Pago,
elevation errors in DEMs, and vary with the grid resolution Bulls Head, and Bushrangers Catchments
and DEM analysis techniques used [see Willgoose and
Observed Quick Flow Volume
Perera, 2001]. Our method provides an organized way of Per Unit Area, m3/ha
grouping soil, topography and climatic inputs to hillslope Events
units to predict steady state saturation in simple catchments Storm Date Amount, mm Pago Bulls Head Bushrangers
without resorting to DEMs. We have shown that some
Oct. 1969 19.1 3.9 6.7 7.0
analyses can be done by subdividing catchments into a Sept. 1980 33.3 10.7 8.4 28.2
dozen or so simple hillslopes; a much less data intensive Sept. 1978 60.9 28.5 25.7 46.2
exercise. This somewhat supports Duffy’s [1996] hypothesis Nov. 1983 74.3 40.7 37.3 102.1
that while the rainfall-runoff process is a complex function July 1974 89.8 57.4 65.8 84.3
of topography, soil and climate variability, simple models Aug. 1983 103.0 75.6 64.2 145.6
Jan. 1984 113.4 56.1 60.3 104.5
involving the subdivision of catchments into nonoverlap-
ARYAL ET AL.: SIMILARITY APPROACH FOR LANDSCAPE SATURATION 26 - 13

ping subregions with similar characteristics can capture (CR). For catchments with similar distributions of the
important aspects of this behavior. parameter (L/KSZ )l(X )/f (X ), storm runoff data support
5. Willgoose and Perera [2001] developed a conceptual the hypothesis of similar development of saturated areas.
model to predict the percentage of catchment saturated [63] The key finding is that, by grouping variables to
which reduces the need for a detailed DEM analysis. Their normalize the relationships, the saturation behavior of most
approach incorporates a slope-area relationship which uses of the geometric shapes given in Figure 1 can be described
mean slope at the bottom of the hillslope but does not by a single curve. This paper also examines the relative
consider its shape. In catchments with predominantly influence of planform and profile geometries of hillslopes
convex hillslopes, where midslope saturation can occur, on the extent of saturation.
the percentage of catchment saturation determined using [64] The theory for the response of idealized hillslopes
their approach may incorporate large errors. derived for steady state saturation was applied to three
[59] Antecedent soil moisture conditions in a catchment catchments of the Brindabella Ranges in the ACT to
and its associated "valley saturated area" play a prominent determine their response to a range of storm events. Calcu-
role in determining catchment response to rainfall [Dunne, lated values of quick flow volumes were compared with the
1978; O’Loughlin, 1981]. For any given value of net observed data. In most cases, the predicted volumes were
drainage flux q, the distribution of V yields a similarity within a factor of two to the observed ones, and were
criterion for catchment susceptibility to saturation. Thus our certainly within the scope of the data accuracy. Here, steady
method might be able to address the recognized need for a state saturation in natural catchments was found to be most
better understanding of the physical factors that control the sensitive to two parameters: L/KS and q/Z. The saturated
probability distribution of floods [cf. Potter, 1987; Gupta et area was less sensitive to the convergence ratio CR and
al., 1994; Bobèe and Rasmussen, 1995]. In particular, it profile factor B. In catchments whose hillslope profile
could be used to explore two ideas put forward by Beven et shapes lie within the envelope of standard profile shapes
al. [1988], Wood et al. [1990] and Larsen et al. [1994]. The given by the profile factor B = +1 (concave) and B = 1
first is to explore the classification of watersheds by the (convex), the profile shapes of all hillslopes may be sim-
similarity in their runoff generation response. The second is plified to planar without a substantial effect in the prediction
to examine the extent to which this classification matches of the saturation area.
groupings identified during regional flood frequency anal- [65] The relationships derived in this paper are specific to
ysis. For example, for regional flood peak data in south- the hillslope shapes adapted to the analysis. However, the
eastern Australia Bates et al. [1998] found that membership forms of these relationships should provide useful indicators
of hydrologically homogeneous regions is determined of the existence of similarity of hillslope runoff generation
largely by a combination of climatic characteristics that is behavior with different shape forms, which may not con-
related to catchment wetness. Application of our method to form exactly to these mathematically tractable shapes. The
the same set of catchments could provide a physical basis derivations assume steady state conditions, so the time
for regionalization in southeastern Australia. This work has dynamics of changes in saturation area have not been
been completed and will be the subject of another paper. considered. A detailed discussion of saturation area dynam-
[60] As discussed by Blöschl [2001], the process-wise ics is beyond the scope of this paper.
similarity approach, as adopted in this study, can also help
in understanding the scaling behavior of catchments. The [66] Acknowledgments. This research was supported by the Coop-
relationships between the dominant processes and nondi- erative Research Centre for Catchment Hydrology as a part of Project D2:
mensional similarity parameters make them amenable to Regionalisation and scaling of hydrologic data. We thank Craig Beverly
transferring across different scales and can provide insights and Chris Maunder for their support with TOPOG. We are thankful for the
comments from Neil Viney, P.E. Weinmann and Mike Trefry on earlier
into how the processes change with scale. drafts. We also thank Bryson Bates, Günter Blöschl, Stephen Burges and
[61] Finally, the findings of this study raise the possibility two anonymous reviewers for their suggestions.
of using analytical techniques to model the effects of land
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