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FERTILITY AND STERILITY Vol. 56, No.

4, October 1991
Copyright<> 1991 The American Fertility Society Printed on acid-free paper in U.S.A.

The basic infertility investigation

Sharon B. Jaffe, M.D.


Raphael Jewelewicz, M.D.

Division of Reproductive Endocrinology and Infertility, Department of Obstetrics and Gynecology,


College of Physicians and Surgeons of Columbia University, New York, New York

The demand for infertility investigations and genesis, reproductive anatomy, and sexual function
treatment has increased dramatically from approx- to deposit an adequate number of morphologically
imately 600,000 physician visits in 1968 to over 2 normal, motile spermatozoa in the upper vagina. The
million in the early 1980s. 1 In response to this de- female needs a functionally intact hypothalamic-pi-
mand, which has reportedly escalated since 1981, tuitary-ovarian axis to regulate the menstrual cycle
fertility service centers have developed and ex- and provide normal folliculogenesis, ovulation, and
panded, along with assisted reproductive technology luteal phase hormonal milieu. For the ovum and
(ART) programs. Unfortunately, in vitro fertiliza- spermatozoa to meet in the fallopian tube, the sper-
tion (IVF) has sometimes been used to treat incom- matozoa must initially penetrate periovulatory cer-
pletely evaluated patients. 2 The basic infertility in- vical mucus, and the fallopian tube must be ade-
vestigation of the 1990s modifies and expands the quately mobile and functional to pick up and trans-
traditional work-up. Nevertheless, care must be port the ovum. Once fertilization has occurred, the
taken to avoid exploitation of the infertile couple pre-embryo is transferred to the uterus, where suc-
with expensive, unnecessary tests, procedures, and cessful implantation depends on a hormonally stim-
treatment. ulated endometrium maintained by a functional
corpus luteum (CL).
PREVALENCE OF INFERTILITY
ETIOLOGY
In the United States today, approximately 10%
to 20% of couples are infertile. 1•3 •4 Infertility is de- A disruption in any aspect of these processes can
fined as the inability to conceive after 1 year of reg- result in infertility. A male factor is responsible in
ular coitus without contraception. The definition of 40% to 50% of infertile couples; some form of ovu-
infertility is based on a monthly conception rate of latory dysfunction in 30%; uterine or tubal disease
20% to 25% in normal couples actively attempting in 20%; cervical problems, immunological factors,
pregnancy. 4 In 1956, Guttmacher1 reported that 85% and infectious disease in about 5%. 3 The prevalence
of normal couples conceived after 1 year of exposure of unexplained infertility in various studies ranges
and 93% after 2 years. Others have reported a 95% from 6% to 60%, with an average of 20%. 6 The in-
conception rate after 1 year of exposure based on a cidence of any individual factor as a cause of infer-
20% monthly fecundity. 4 Recently, Page5 surveyed tility can only be estimated and varies with the study
250 couples by mail. Of the 82% who responded, population.4 Furthermore, infertility in many cou-
20% to 35% took longer than 1 year to conceive at ples has multiple etiologies.
some stage in their reproductive history.
Numerous factors may be responsible for low
EPIDEMIOLOGY
conception rates. Conception and pregnancy depend
on complex physiological, anatomic, and immuno- Several epidemiologic factors contribute to infer-
logical factors. The male needs normal spermato- tility. Because many women are delaying childbear-

Vol. 56, No. 4, October 1991 Jaffe and Jewelewicz The basic infertility investigation 599
ing, age is a major factor. Fertility rates have been idemiologic study of well-educated, affluent women
shown to decline with age of spouse and duration of showed a lower pregnancy rate (PR) per cycle among
marriage, presumably secondary to decrease in sex- smokers compared with nonsmokers (0.22 versus
ual activity. 7 0.32, respectively). 15
In addition to the inherent effects of age on the In addition to the adverse effects of cigarette
reproductive organs, advancing age increases the smoking on female fertility, studies have shown an
interval of time available for exposure to diseases impairment of sperm density, motility, and mor-
with potentially damaging effects on fertility, in- phology among male smokers. 13 In experimental an-
cluding endometriosis, sexually transmitted dis- imals, exposure to nicotine, cigarette smoke, and
eases, and pelvic inflammatory disease (PID). Stud- polycyclic aromatic hydrocarbons leads to testicular
ies have shown that the risk of infertility becomes atrophy, blocks spermatogenesis, and alters sperm
greater with each episode of PID.8 •9 Infections can morphology. However, some authors have found no
also cause deficient spermatogenesis and blockage statistically significant effect of smoking on sperm
in the male. Use of an intrauterine device (IUD) has density, motility, and morphology in healthy
been shown to increase the risk of PID and subse- males. 12,16
quent tubal infertility.7·8 Animal studies clearly show that delta-9-tetra-
Exercise programs have become routine for many hydrocannabinol, the principal psychoactive ingre-
women and can be associated with menstrual ab- dient in marijuana, inhibits the secretion of lutein-
normalities and decreased fecundity. 10 A large per- izing hormone (LH), follicle-stimulating hormone
centage of women who participate in strenuous (FSH), and prolactin (PRL), thereby inhibiting
sports have amenorrhea or oligomenorrhea. Stren- ovulation at the hypothalamic level. 17 Approxi-
uous exercise can adversely affect gonadotropins, mately 20% of young adults use marijuana more than
androgens, estrogens (Es), and progesterone (P),
five times per month. 8 In the human, marijuana has
culminating in menstrual dysfunction. 10·11 In
been associated with shorter menstrual cycles and
addition, the low weight-for-height of female ath-
shorter luteal phases, but one study revealed the de-
letes is associated with ovulatory dysfunction and
velopment of tolerance with regular use and sub-
infertility .10
sequent return of normal hormone levels and cy-
Cigarette smoking and illicit drug use have also
clesP Human studies indicate a temporary decrease
been associated with infertility. Approximately 30%
in sperm counts with marijuana usage.
of women smoke cigarettes.8 The Oxford Family
Planning Association contraceptive study showed a Illicit use of narcotics can modify hypothalamic-
consistent and significant trend of decreasing fer- pituitary control of gonadotropins and PRL with
tility with increasing number of cigarettes smoked. 12 subsequent effects on reproduction because of
In this study, ex-smokers did not show any evidence change in libido, sexual dysfunction, and menstrual
of a decrease in fertility related to lifetime non- irregularityP Alcohol may also have an adverse ef-
smokers. Stillman et al. 13 provides an excellent re- fect on fertility. Approximately 5% of child-bearing
view of the epidemiologic studies on the effects of females drink at least two drinks that contain al-
cigarette smoking on fecundity. These studies dem- cohol per dayP Chronic alcohol use has been as-
onstrate a decreased ability to conceive during a sociated with infertility and menstrual disorders. 17
given menstrual cycle. In the male, alcohol affects testicular synthesis and
Nicotine and other components of smoke may secretion of testosterone (T) and can result in sexual
have adverse effects on the reproductive system. dysfunction and abnormal sperm morphology .17
Nicotine and cotinine, a nicotine metabolite, are Chronic alcoholism may result in permanent im-
present in cervical mucus of smokers and may be potence.17
toxic to sperm. 14 Some human and animal studies Environmental and occupational exposures have
support the possibility of alterations in tubal phys- adverse effects on fertility. In Denmark, a case-con-
iology and transport. 13·14 Smoking may result in de- trol study of female infertility and occupational ex-
creased E and altered tubal ciliogenesis and cervical posures demonstrated increased risks for idiopathic
mucus. 14 Experimental evidence supports the hy- infertility associated with noise, dry cleaning chem-
pothesis that smoke and its toxic components, in- icals, mercury, cadmium, and textile dyes. 8 In the
cluding nicotine and polycyclic aromatic hydrocar- male, heat, vibration, ionizing radiation, and nu-
bons, result in oocyte follicle destruction. 13 An ep- merous chemicals have been associated with alter-

600 Jaffe and Jewelewicz The basic infertility investigation Fertility and Sterility
ations in sperm morphology and decrease in sperm eludes testicular size, position of urethral opening,
production.8 and identification of a possible varicocele.
Finally, legalized abortion and social acceptance Before initiating further diagnostic evaluation, the
of single parenthood has decreased the availability menstrual cycle, fertile period, and reproductive
of babies for adoption, thus increasing the demand anatomy and physiology should be briefly outlined
for fertility services. Of note, legal abortion per- for the couple so that they understand the impor-
formed in the United States does not carry an excess tance and timing of the diagnostic tests and have
risk for future tubal infertility. 18 time to ask questions. The work-up should be in-
dividualized and not prolonged. Tests should be
performed expediently but should allow adequate
HISTORY AND PHYSICAL EXAMINATION
time for conception after certain procedures.
A knowledge of the epidemiology of infertility is A thorough endocrine investigation is done if in-
important when taking the couple's history. At the dicated by history and physical examination. A full
initial visit, a comprehensive medical and surgical discussion is beyond the scope of this article, but a
history of both partners should be obtained to help few basic concepts will be reviewed. In the presence
direct the infertility evaluation. The history of the of galactorrhea or irregular cycles, a serum prolactin
female includes menstrual, pregnancy, contracep- (PRL) level is needed. In view of the daily and cyclic
tive, and sexual history. It is important to inquire fluctuations of PRL level, an elevated level warrants
about coital frequency and timing, sexual dysfunc- a repeat sample obtained in the morning after a quiet
tion, and possible use of lubricants that may be period and without a high protein meaU 9 In addi-
spermicidal. Questions are directed at endocrinologic tion, thyroid function should also be evaluated. In
etiologies of infertility, including galactorrhea, the presence of virilization, hirsutism, or acne, an-
weight fluctuations, acne, frontal balding, and hir- drogen production needs evaluation. Hyperandro-
sutism. Hirsutism may not be apparent on physical genism may lead to the impairment of folliculoge-
examination if the patient has had electrolysis or nesis and subsequent anovulation20 and may prevent
uses epilatory agents. The male partner's history conception. 21 High androgen levels may indicate
should include known prior fertility and sexual his- polycystic ovaries or adrenal hyperplasia, which can
tory. A social history and prior exposure to envi- cause ovulatory disorders. 21 Some findings show that
ronmental and occupational toxins need to be elic- determination of androgen levels is indicated in the
ited from both partners. The history may reveal initial evaluation of all infertile females. 21 Latent,
clues to the underlying etiology of infertility in the cryptic, or adult-onset congenital adrenal hyperpla-
couple. Finally, the history must include any prior sia may lead to infertility. The gene for nonclassical
work-up or treatment for infertility. Any pertinent 21-hydroxylase deficiency is prevalent. Jews of Ash-
records should be obtained and, if available, films kenazi descent have a 1 in 30 chance of having this
of a previous hysterosalpingogram (HSG) should be disorder; Hispanics have a 1 in 40 chance; Yugoslavs
reviewed. have a 1 in 50 chance. 1 The importance for infertility
Findings on the initial physical examination will is currently under investigation.22
help direct the infertility work-up. The general ex-
amination should be complete, keeping in mind that
SEMEN ANALYSIS
the gynecologist is usually the woman's primary care
physician. Special attention should be directed at Ideally, the couple should be present at the initial
height and weight (lean mass), presence of galac- visit because cooperation of the male partner is
torrhea, acne, breast size, and hair distribution. The mandatory for a proper infertility investigation. To
pelvic exam should screen for an anatomic or patho- determine the adequacy of the spermatozoa, the male
logical abnormality, including masses, infections, must submit a semen sample for analysis. After 3
and suggestive evidence of adhesions or endometri- to 7 days of sexual abstinence, 23 he obtains this
osis. In addition to a Papanicolaou smear, appro- sample by masturbation into a clean glass or plastic
priate cultures include mycoplasma and ureaplasma, jar. If he is unable to masturbate because of religious
chlamydia, and gonorrhea, if indicated. An exami- or personal reasons, silicon condoms can be used to
nation of the male's external genitalia is important obtain a specimen through intercourse; however, la-
if there is evidence of abnormal semen or abnormal tex condoms must not be used because they are
postcoital test (PCT) results. The examination in- spermicidal. 3 The sample must be kept warm and

Vol. 56, No. 4, October 1991 Jaffe and Jewelewicz The basic infertility investigation 601
delivered to a reliable laboratory within 1 hour. A Table 2 Relative Risk of Infertility According
to Sperm Count•
history of past paternity or adequate PCT does not
eliminate the need for a semen analysis. Sperm count Relative risk Significance
The basic semen analysis assesses the physical
<10 10.3 <1o-•
characteristics of the semen, the sperm density, mo- 10 to 19 5.2 <10- 5
tility, and morphology. Table 1 defines the 1987 20 to 39 3.1 <0.001
World Health Organization (WHO) criteria for 40 to 59 1.7 <0.02
60 to 159 1.0
normal values of semen variables. 24 It is difficult to
160 to 199 1.3
determine exact parameters for a normal semen 200+ 1.5
analysis. The conventional semen analysis has been
used for approximately 60 years, and numerous a Unit risk is that obtained for counts of 60 to 159 X 106 /mL.
b NS, not significant.
studies show that couples can conceive with an ab- (From Nelson et al26 and DeCherney. 27 Reprinted by permission
normal semen analysis. 25 The sperm density is the of the publisher.)
parameter that has been investigated most exten-
sively. A German investigation published in 1977
demonstrated a substantial decrease in fertility with superior form of spermatozoal motion. 25 They hy-
counts < 20 X 106 sperm/mL and a larger decrement pothesized that rapid movement may be less effec-
with counts < 10 X 106 sperm/mL. The relative risk tive and may be associated with decreased longevity
of infertility according to sperm count was calculated and decreased fertilization. 25 As for morphology, an
by Nelson and Bunge in 1974. 26 The relative risk of in vitro study revealed enhanced fertilization with
infertility according to sperm density was compared a greater degree of normal morphology. 28
with 60 to 159 X 106 sperm/mL and is illustrated in Nevertheless, numerous variables affect the qual-
Table 2. It is important to note that up to 20% to ity of the semen sample, and it is important to eval-
25% of proven fertile men have sperm counts< 20 uate more than one sample as well as a PCT, which
X 106 sperm/mL. 4 Normal motility is generally ac- will be discussed at length. An artificially poor sam-
cepted as 50% or more. Dunphy et al. 25 classified ple can occur secondary to stress or lack of adequate
sperm motility as grades based on progressive mo- stimulation. 29 Variables reported to adversely affect
tility, linearity, and velocity. They concluded that spermatogenesis include frequent hot baths, wearing
slow or sluggish linear or nonlinear motility is the tight underwear, certain medications, and recre-
ational drugs including alcohol, tobacco, and mari-
juana, as previously discussed. 30 The effect of avoid-
Table 1 Normal Values of Semen Variables•
ance or abstinence from these factors can take a
Volume 2.0 mL or more minimum of 3 to 4 months to show because sper-
pH 7.2 to 7.8 matozoa require about 74 days to develop and an-
Sperm concentration 20 X 106 spermatozoa/mL or other 2 weeks to pass through the testis and epidi-
more
Total sperm count 40 X 106 spermatozoa or more dymis.28 Numerous drugs and toxins have also been
Motility 50% or more with forward implicated in male infertility. 29
progression of 25% or more The male factor is reportedly significant in up to
with rapid linear progression
within 60 minutes after 50% of couples. In 20% to 25% of couples, both the
collection male and female have reproductive abnormalities. 28
Morphology 50% or more with normal Cooperation and coordination of care between the
morphology
Viability 50% or more live gynecologist and urologist is important. Therefore,
White blood cells <1 X 106 /mL knowledge of male reproductive physiology and the
Zinc (total) 2.4 ILM or more per ejaculate
diagnostic infertility work-up is critical. Problems
Citric acid (total) 52 !LM (10 mg) or more per
ejaculate can occur at any level, from spermatogenesis to co-
Fructose (total) 13 ILM or more per ejaculate itus. Several reviews that elaborate on this topic are
Mixed antiglobulin test <10% spermatozoa with adherent available in the current literature. 23 ·28·29 Abnormal
particles
Immunobead test <10% spermatozoa with adherent semen parameters can arise from changes in hor-
beads monal levels, from genetic or congenital abnormal-
ities, including retrograde ejaculation, and from drug
a (From World Health Organization: WHO Laboratory Manual
for the Examination of Human Semen and Semen-Cervical Mucus use, exposure to occupational and environmental
Interaction. 24 Reprinted by permission of the publisher.) toxins, infections, and surgical sequelae.

602 Jaffe and Jewelewicz The basic infertility investigation Fertility and Sterility
In the presence of persistent oligospermia or azo- premenstrual symptoms, and dysmenorrhea are
ospermia, the male needs an endocrine evaluation, usually indicative of ovulation.
including T, FSH, and PRL levels. If hormone levels The BBT is the oldest, most widely used method
are normal and there is a suspicion of retrograde of ovulation detection. 34 The BBT has the advan-
ejaculation, one does a postejaculatory urinalysis. tages of being a simple, cost effective, noninvasive
Next, a vasogram and a testicular biopsy are per- method of retrospectively identifying that ovulation
formed to evaluate for obstruction of the ductile has occurred. 34 It is, however, not an accurate or
system or congenital abnormality. Current tech- reliable predictor of ovulation. 34-36 Ovulation has
nology permits removal of spermatozoa retrograde been reported to occur in 3% to 20% of monophasic
to an obstruction for use in IVF. BBTs and may be absent in a small percent of hi-
Finally, the relevance of a varicocele to infertility phasic BBTs. 3 •34 The temperature is taken upon
remains controversial. A varicocele is present in 8% awakening, before any activity, and recorded on a
to 23% of the male population and in 17% of men BBT graph, reading to the closest tenth of a degree.
with proven fertility. 31 Of men attending infertility The BBT serves several functions: (1) indicates the
clinics, 19% to 41% had a varicocele.31 Some authors probable occurrence of ovulation; (2) aids in timing
advocate a spermatic vein ligation in the presence and interpretation of diagnostic tests; and (3) in-
of a varicocele associated with infertility if the semen dicates coital frequency and evaluates timing when
analysis reveals persistent oligospermia, astheno- the patient is asked to mark days of intercourse.
spermia, or teratospermia. 32 Possible mechanisms Several factors that influence the day-to-day vari-
responsible for disturbed spermatogenesis in the ability of the temperature include accuracy of the
presence of a varicocele include: (1) diminished ox- reading, cycle variability, illness, diet, medication,
ygenation of testis; (2) increased scrotal tempera- and sleeping pattern alterations. 35 The te:q1perature
ture; and (3} influence of catecholamines and steroid elevation is secondary to the thermogenic effects of
from the left adrenal gland. 32 According to Model et P on the hypothalamus. 37 The nadir, or dip in the
al., 32 improvement in semen parameters and PR af- curve, signals the approach of ovulation and should
ter a spermatic vein ligation was first reported by be at least 0.1 °F (0.06°C) lower than the six previous
Tulloch in 1952. Subsequent studies have produced days. 35 A sharp rise of0.4° to 0.6°F (0.22° to 0.33°C)
contradictory results. According to Peng et al., 31 the between 2 consecutive days indicates ovulation.
cofactor effect may be responsible. They proposed However, it is important to note that in up to 39%
that the varicocele may require cofactors, such as of graphs, the temperature shift is <0.4 °F (0.22°C). 35
various gonadotoxins, to cause male infertility. 31 The inaccuracy of the nadir for predicting ovu-
Nicotine and cigarette smoke may be among these lation was demonstrated by Vermesh et al., 38 who
gonadotoxins. evaluated the BBT in predicting and detecting ovu-
lation in 31 cycles, 14 spontaneous and 17 clomi-
phene citrate (CC)-induced. Ovulation occurred on
OVULATION ASSESSMENT AND the day of the nadir in 10%, 1 day after in 20%, and
THE LUTEAL PHASE within the following 3 days in the remaining 70%,
according to daily transvaginal US and hormonal
In contrast to the direct assessment of the avail- assays. Quagliarello and Arn~9 measured LH levels
ability of spermatozoa, ovulation is evaluated indi- and blindly read BBT charts of 21 patients for 60
rectly. Ovulation disorders account for approxi- total cycles to predict when the LH surge occurred.
mately 20% of all infertility. 1 Definitive proof of The BBT predicted the LH surge within a 2 to 3-
ovulation involves establishment of pregnancy or day period on either side of the surge.
recovery of an ovum from the oviduct. 33 For an in- In 1980, the WHO multicenter collaborative study
fertility work-up, the investigator usually relies on estimated ovulation to occur 16 to 48 hours after
presumptive evidence of ovulation, which is gener- the onset of the serum LH surge. 398 The LH surge
ally determined by basal body temperature (BBT), represents a threefold increase in LH over the av-
steroid or gonadotropin hormone assays, ultrasound erage of the three previous days. 36 The midcycle
(US), cervical mucus changes, or endometrial biopsy. serum LH surge is the most reliable predictor of
Ovulation should be evaluated in several cycles by ovulation, but the need for frequent blood sampling
different methods. The history can be helpful in the and expensive radioimmunoassays (RIA) makes the
evaluation of ovulation. Monthly menstruation, test less desirable. 36 Urinary LH kits are noninva-

Vol. 56, No.4, October 1991 Jaffe and Jewelewicz The basic infertility investigation 603
sive, convenient, rapid, self-administered, and less of a barrier contraceptive method is recommended
expensive. 36 The evening RIA urine LH kit was in the cycle of the endometrial biopsy for a patient
found to detect the day of surge correctly in 98%. who does not want to take this minimal risk.
The enzyme-linked immunosorbent assay kit de- Is the endometrial biopsy necessary? Driessen et
tected the day of the surge in 18% and the subse- al. 47 reported that the endometrial biopsy findings
quent day in 82%. 36 The midcycle serum LH surge had no effect on the diagnosis or outcome of infer-
begins between 5 A.M. and 9 A.M. and is detectable tility, whereas several others have shown that the
in the urine shortly thereafter. Vermesh et al. 38 diagnosis of luteal phase inadequacy and its therapy
found a late morning urine LH kit test more reliable have improved reproductive outcome. 40·48•49
in predicting ovulation than a first morning urine Diagnosis and treatment of luteal phase defect
LH kit test, 87.5% versus 53.3% predicted ovulation (LPD) remains controversial. Some authors define
correctly, respectively. It is important to remember an LPD as two endometrial biopsies 2 or more days
that the urinary kit results can be affected by the out of phase,50-52 whereas others define it as >2 days
patient's motivation and ability to read and follow out of phase. 40·42·49·52-57 It is current practice to date
instructions correctly. Determination of the LH the endometrial biopsy with cycle day 28 defined as
surge is not essential for the basic infertility work- the 1st day of the subsequent menses. Some authors
up because ovulation can be determined by BBT advocate that prospective dating of the endometrial
and endometrial biopsy. biopsy more accurately corresponds to the sequence
In addition to confirming ovulation, the endo- of endometrial maturation. 58 They claim that the
metrial biopsy evaluates the adequacy of the luteal LH surge or transvaginal US defines the day of ovu-
phase. The endometrial biopsy provides histologic lation or onset of the luteal phase more accu-
evidence of normal endometrial development and rately. 58,59
acts as a bioassay of P production. 40·41 To allow for As determined by customary methods, the luteal
full endometrial development, the biopsy should be phase is inadequate in up to 30% of cycles in normal
performed 2 to 3 days before the subsequent men- females. 1·55 The incidence of recurrent LPD in the
ses.40 Menstrual history and BBT graph aid in infertile population ranges from 3% to 14%.1·54•55·57·60
scheduling the endometrial biopsy. Factors associated with an increased incidence of
The histologic characteristics of the endometrial out-of-phase biopsy include hyperprolactinemia, re-
biopsy are dated according to the criteria established current abortions, extremes of reproductive life, and
in 1950 by Noyes et al. 42 The endometrial biopsy use of human menopausal gonadotropins (hMGs)
can also rule out unsuspected pathology such as pol- or CC. 40·60 Nevertheless, half of patients with LPD
yps or endometritis. Sugkraroek and Chatura- do not have predisposing factors. 40
chinoa43 found 4% of patients to have endometrial Luteal phase inadequacy may be a defect of P
abnormalities. The tissue must be obtained from the secretion by the CL or a defect in the endometrial
anterior or posterior wall of the fundus because the response to hormonal stimulation. 42 The defect may
tissue from the poorly vascularized lower segment occur in either the follicular, periovulatory, or luteal
has a high incidence of being out-of-phase. 44·45 phase. It may initially be a problem of ovarian
The endometrial biopsy entails minimal risk. An folliculogenesis 52·5s-63 or inherent in the endome-
analysis of 774 patients who had endometrial biopsy trium.41·58·60·64 Table 3 lists postulated and proven
for infertility revealed complications in 3.6% (28), causes of luteal phase deficiency. 41 A full discussion
including difficulty obtaining the biopsy secondary of possible pathophysiology of LPD is beyond the
to cervical stenosis (12), excessive bleeding (5), fever scope of this discussion; the interested reader is re-
(4), excessive pain (2), vasovagal reaction (2), uterine ferred to the review by McNeely and SoulesY
perforation (2), and interruption of pregnancy (1). 46 Although endometrial histology is the most reli-
Wentz et al. 44 studied patients who had an endo- able method of evaluating the luteal phase, other
metrial biopsy done in the cycle of conception and available modalities include midluteal P levels or
concluded that the procedure did not appear to in- the BBT graph. Most women with LPD have normal
crease fetal wastage. The incidence of performing appearing BBT graphsY Persistent elevation in
an endometrial biopsy in the cycle of conception is temperature for ~11 days usually correlates with an
3% to 5%; the overall incidence of interrupting a extremely out-of-phase biopsy. 41 Because P is re-
pregnancy is 0.067%, and <2% if the implantation leased in a pulsatile fashion, random serum P levels
site is biopsied.44 A sensitive pregnancy test or use are not useful in diagnosing LPDY Some authors,

604 Jaffe and Jewelewicz The basic infertility investigation Fertility and Sterility
Table 3 Postulated and Proven Causes CERVICAL FACTOR
of Luteal Phase Deficiency
A cervical factor accounts for 5% to 10% of in-
Neuroendocrine
Increased LH pulse frequency fertility.28 Although the PCT, also known as the
Follicular phase FSH deficiency Simms-Huhner test, is generally accepted as an in-
Inadequate LH surge tegral part of the infertility work-up, controversy
Abnormal follicular phase LH/FSH ratio
Mild hyperprolactinemia exists concerning its interpretation, reliability, and
Deficient luteal LH levels correlation to pregnancy. It does, however, provide
Ovarian concrete evidence of coital adequacy.
Reduced number of primordial follicles
Accelerated luteolysis Normal, midcycle mucus facilitates the passage
Uterine of normal, motile spermatozoa, and it acts as a filter,
Inadequate endometrial steroid (P) receptors restricting entry of morphologically abnormal sper-
Endometritis
Other matozoa. 66 The cervical crypts fill with mucus and
Physiological (postpartum, postmenarchal, premenopause) provide storage for viable sperm to be gradually re-
Chronic hypoxia leased to the uterus and fallopian tubes. The first
Drugs (e.g., CC, hMGs)
Chronic systemic disease (e.g., renal or liver failure) stage of capacitation may also occur in the crypts. 67
Thyroid disease The PCT assesses the cervical mucus and the sperm-
Over- or under-weight
Exercise
mucus interaction.
Psychosocial stress The PCT should be performed close to ovulation
as predicted by BBT, change in cervical mucus, LH
(Modified from McNeely and Soules. 41 Reprinted by permission surge, or US. The couple is instructed to abstain
of the publisher.)
from intercourse for 48 hours before the test. The
optimum time to perform the test after intercourse
is debatable. Some authors report no decrease in the
however, advocate use of a single serum P level of number of sperm after 24 hours, whereas others re-
10 to 15 ng/mL, a midluteal phase mean of 12 to 13 port a decrease after only 8 hours. 1 Some authors
ng/mL, or a sum of > 15 ng/mL for three samples suggest performing the test within 2 hours to obtain
obtained on alternate days in the midluteal maximum information; however, complement-de-
phase.41·55 A single serum P level of ~3 ng/mL in pendent reactions that immobilize sperm require 8
the luteal phase is presumptive evidence of ovula- to 10 hours. Thus, performing the PCT earlier than
tion.65 In the presence of an equivocal BBT graph, 8 to 10 hours after intercourse may not detect this
the P level can be used to ascertain if the patient potential problem:68 To optimize the information
has ovulated before performing an endometrial bi- obtained from a PCT, we recommend at least an 8-
opsy to rule out an LPD. hour time span after intercourse.
Finally, recording of alterations in the amount, After wiping the external os, the mucus is obtained
physical characteristics, and chemical constituents with a polyp forceps or aspirated with a tuberculin
of cervical mucus has been successfully used to de- syringe or 16-gauge angiocath. Because sperm dis-
tect and predict ovulation. 33 These alterations are tribution is uniform throughout the cervical canal,
regulated by ovarian hormones. Cervical mucus ap- there is no need for selective sampling. 1 Grossly, the
pears on cycle days 8 to 10 and peaks at ovulation quantity, color, and viscosity are assessed. The mu-
when the peak estradiol (E 2) level results in pro- cus should be clear and abundant. Spinnbarkheit or
duction of a large amount of thin, watery, alkaline, stretchability is assessed when obtaining the spec-
acellular cervical mucus with ferning, spinnbarkheit, imen from the cervix or by stretching it between the
and sperm receptivity. After ovulation, P inhibits slide and coverslip and measuring the length in cen-
secretory activity ofthe cervical epithelium. Cervical timeters before it breaks. Eight to ten centimeters
mucus becomes scant, viscous, cellular, and impen- is normal. 1 The microscopic examination assesses
etrable to sperm,33 with minimal spinnbarkheit and fern pattern, cellularity, debris, white blood cells,
no ferning. This change is presumptive evidence that and number and motility of spermatozoa. Cellular
ovulation has occurred. Ovulation can occur from 3 elements and an atypical fern pattern indicate a
days before to 3 days after peak mucus output. 33 possible underlying chronic cervicitis. 67 If cervicitis
Sperm receptivity of the cervical mucus is of prime is suspected, treatment with a course of doxycycline
importance for the PCT. may improve a subsequent PCT.69

Vol. 56, No.4, October 1991 Jaffe and Jewelewicz The basic infertility investigation 605
The number of motile sperm considered adequate E 2, inadequate E levels, vaginal or cervical infection,
remains debatable. 1•70 Several authors have pub- acid mucus, or presence of sperm antibodies. Several
lished definitions of a normal PCT71 : (1) 7 motile PCTs, serum E and P, or the LH surge kit can be
sperm progressing purposefully; (2) ;;:::10 sperm per used to improve timing. Exposure to diethylstilbes-
high-power field (hpf) when >50% show purposeful trol in utero or before cervical surgery can affect
motility; (3) ;;:::10 sperm per hpf with directional mucus production. 34 As already discussed, disorders
motility 24·33 ; (4) >20 sperm per hpf1•70; and (5) a sin- of folliculogenesis produce inadequate E levels lead-
gle sperm. 1•70 According to Speroff et al., 1 the ma- ing to poor mucus. In addition, CC can have an anti-
jority use 5 motile sperm per hpf. E effect on cervical mucus. Supplementary E in the
What is the prognostic value of the PCT for the late follicular phase may improve the PCT results.
infertile couple? The PCT provides assessment of In the presence of acid cervical mucus, Ansari et
coital technique. Jette and Glass 70 examined there- al. 74 showed that the PCT result improves ifthe mu-
lation of the quality of cervical mucus to subsequent cus is alkalinized by douching with sodium bicar-
pregnancy and found aPR of 53.8% and 37% for bonate (1 tablespoon/quart of water) 30 to 60 min-
good and repeatedly poor mucus, respectively. A utes before intercourse. Possible mechanisms of ac-
previous study reported 43% and 14.5%, respec- tion of the sodium bicarbonate include: (1) alteration
tively.70 Clear, watery mucus without white blood of vaginal pH; (2) alteration of cervical pH; (3) al-
cells was good, and thick, tenacious cloudy mucus teration of cervical mucus electrolytes; (4) removal
loaded with white blood cells was poor. Some authors of excess vaginal discharge; and (5) reduction of
support the view that a good PCT implies a good pathogenic organisms. 74 Douching with tap water
PR, whereas others report no correlation between alone did not yield favorable results. 74
PCT results and pregnancy in fertile couples or in- The presence of white blood cells in the cervical
fertile couples. 1 •28·72 Several studies report no differ- mucus may implicate an underlying infection. The
ence in PR with 1 to 5 sperm/hpf compared with 11 importance of microbial colonization for sperm-mu-
to 20 sperm/hpf. 28 In addition, the association of cus interactions and the benefit of antimicrobial
postcoital motility with pregnancy has not been therapy in asymptomatic couples is controversial
shown to be statistically significant. 72 Although a and will be reviewed briefly later.
correlation between the concentration of sperm in Sperm antibody testing may play a role in the
the semen and the number of spermatozoa in cer- infertility investigation if the PCT reveals no sperm
vical mucus has been found (over 20 sperm per hpf or nonmotile sperm without explanation on shaking
has been associated with counts> 20 X 106/mL), 68 sperm with good mucus. 1 The immunological aspects
a semen analysis is still necessary to evaluate mor- of infertility will be elaborated on later in this review.
phology.70 Table 4 summarizes the etiologies of abnormal
Next, does an abnormal PCT indicate that sperm sperm-cervical mucus interaction. 75 Intrauterine
did not reach its destination, the ovum? Apparently insemination is an option in the presence of a cer-
not, because peritoneal aspirates, obtained via the vical factor.
laparoscope up to 28 hours after an abnormal PCT
have revealed sperm in the cul de sac. 73 One author
UTERINE, TUBAL,
has proposed use of endometrial aspiration to more
AND PERITONEAL FACTORS
accurately determine that sperm has entered the
uterine cavity. 67 In a patient at low risk for tubal disease, detection
Nevertheless, the PCT is valuable in assessing and treatment of other causes of infertility should
coital technique, hostile cervical mucus, and anti- precede invasive tests. Numerous historical factors
sperm antibodies. If the PCT reveals good mucus alert the physician to possible existence of tubal
but no sperm or only immotile sperm, the use of damage. These include a history of pelvic PID, septic
spermicidal lubricants (K-Y Jelly; Johnson and abortion, IUD usage, ruptured appendix, pelvic or
Johnson, New Brunswick, NJ and Surgilube; E. tubal surgery, or history of an ectopic pregnancy.
Fougera and Co., Melville, NY) must be ruled out. 1 According to Westrom's data, 9 the incidence of in-
Vegetable oil is not spermicidal and can be used if fertility after salpingitis is 11% to 12%, 23% and
a lubricant is necessary for intercourse. Hostile cer- 54% for one, two, and at least three episodes of PID,
vical mucus may be secondary to inappropriate tim- respectively. Epidemiologic studies link use of an
ing of the PCT, hyporesponsiveness of the cervix to IUD with an increased risk of PID and subsequent

606 Jaffe and Jewelewicz The basic infertility investigation Fertility and Sterility
Table 4 Etiologic Classification of Abnormal Sperm-Cervical Although the tubal factor can play a role in 30%
Mucus Interaction
to 50% of infertility, 78 uterine abnormalities are re-
Female-related causes Male-related causes sponsible for infertility in only about 2%.79 Infertility
may result when leiomyomas enlarge and distort the
Inappropriate timing Deposition problems uterine cavity enough to cause interference with
Ovulatory disorders Impotence
Anovulation Retrograde ejaculation sperm transport or cause abnormal endometrial
Subtle anomalies of Hypospadias vascularity sufficient to interfere with implantation.
ovulatory process Semen abnormalities In addition, synechiae may block sperm transport.
Deposition problem Low concentration
Dyspareunia Low motility The current procedure for initial evaluation of
Prolapse High percentage of uterine and tubal factors is the HSG. The techniques
Congenital and anatomical abnormal forms and contrast media have evolved over the years. 80
anomalies High volume (>8 mL)
Anatomical and organic Low volume (<1 mL) The current techniques of hysterosalpingography
causes N onliquefying semen have about a 75% correlation with laparoscopy or
Amputation or deep Antisperm antibodies in hysteroscopy for accuracy. The procedure should be
conization of the cervix serum or seminal plasma
Deep cauterization or done in the early follicular phase after menses has
cryotherapy stopped. If the patient has tenderness, masses, or
Tumors: polyps, leiomyoma an elevated erythrocyte sedimentation rate, the HSG
Severe stenosis
Endocervicitis should be postponed. The risk of infection is <1%
Hostile cervical mucus in a low-risk population and 3% with a high-risk
Increased viscosity population. 1 Anaerobic bacteria are responsible for
Increased cellularity
(infection) the majority of infections. 1 Use of prophylactic an-
Acid mucus tibiotics is at the physician's discretion. Some feel
Presence of sperm post-HSG antibiotic therapy is indicated in the
antibodies
presence of hydrosalpinges. 81 A prostaglandin (PG)
(From Moghissi. 75 Reprinted by permission of the publisher.) inhibitor administered 30 to 60 minutes before the
procedure decreases the discomfort. Under fluoros-
copy, the gynecologist injects dye slowly to observe
subtle filling defects in the cavity and prevent in-
tubal infertility. 76 Based on a review of 159 nulli-
travasation. Injection of contrast material may in-
gravida females with known tubal infertility who
duce localized uterine or tubal spasms. This reaction
were questioned concerning IUD usage and com-
can be avoided by counseling the patient to reduce
pared with a control group of patients who conceived
tension that can contribute to spasm and by inject-
at approximately the same time, the relative risk of ing dye slowly and steadily. 82 If tubal spasm occurs,
tubal infertility is 2.6-fold greater for patients who administration of 10 mg of glucagon followed by a
ever used an IUD compared with patients who never 5-minute delay before continuing the injection of
used an IUD. 77 The actual relative risk varied de- contrast media results in 80% relief of tubal spasm.83
pending on the type of IUD used. 77 It was highest Complications of the HSG include uterine perfo-
for the Dalkon Shield (Robbins, Baltimore, MD) ration, hemorrhage, hypersensitivity to iodine, ex-
and only slightly elevated for the copper IUD. 77 Cra- acerbation of PID, and pain. 80
mer et al. 76 showed that women who reported having Two types of contrast media are available; oil-
only one sexual partner had no increased risk of soluble and water-soluble. The oil-soluble media
primary tubal infertility associated with IUD use. provides a sharper film image; it flows more slowly
Mueller et al. 78 demonstrated no excess risk of tubal and is claimed to fill in contours of the uterine cavity
infertility associated with simple appendectomy and tubes more extensively.80 In addition, peritoneal
without rupture but calculated that a ruptured ap- spill results in a lower incidence of pain than water-
pendix imposed a relative risk of 4.8 or 3.2 for the soluble media. 80 •84 Because oil-contrast media is
nulligravida or multiparous patient. Patients with slowly absorbed, it offers the option of a delayed
tubal disease are generally older, less educated, more film to detect peritubal disease. 80·84 The disadvan-
likely to be smokers, and have more sexual part- tages are increased radiation to the gonads, possible
ners. 76 Nevertheless, about half of the patients with granuloma formation, because of the slow absorp-
tubal damage or pelvic adhesions have a negative tion, the prevalence of which is unknown, and in-
history of PID. 1 travasation.80·84 Intravasation of oil-soluble contrast

Vol. 56, No.4, October 1991 Jaffe and Jewelewicz The basic infertility investigation 607
media occurs in 0% to 6.3% of cases80 and has a The laparoscopy, when performed at the end of
1.1% risk of embolization that in most instances has the infertility work-up, has a high incidence of de-
been innocuous84 ; however, lipoid pneumonia and tecting endometriosis or pelvic adhesions. In the
death have been associated with the use of oil-con- 1990s, laser or operative laparoscopy should be
trast media.80 Use of fluoroscopy allows detection of readily available for use by the trained specialist.
intravasation, which requires immediate termina-
tion of the procedure. Advocates of water-soluble
UNEXPLAINED INFERTILITY?
contrast media report nearly as good a radiographic
image as with an oil medium, without potential se- The prevalence of unexplained infertility has been
rious adverse effects.80 reported to account for 6% to 60% of infertility in
The therapeutic effects of HSG remain contro- couples, with an average of 20%. Criteria for the
versial. Oil-soluble contrast media are reported to diagnosis of unexplained infertility includes: (1) in-
be associated with a higher incidence offertility.1·80•84 fertility of at least 2 years; (2) normal history and
Theoretical mechanisms for enhanced fertility after physical examination; (3) adequate coital frequency;
HSG include: (1) bacteriostatic effect of the iodine; (4) three normal semen analyses; (5) regular
(2) enhancement of ciliary action; and (3) hydro- monthly menstrual cycles with biphasic BBT and
tubation effect with mechanical lavage straightening luteal phase~ 12 days; (6) adequate cervical mucus
tubes and breaking peritoneal adhesions. 1 In addi- and a normal PCT; (7) normal LH, FSH, PRL, T,
tion, ethiodol has been shown in vitro to decrease and P; and (8) normal HSG and laparoscopy.85 Ad-
phagocytosis of peritoneal macrophages; this finding ditional techniques are currently advocated to fur-
implies a possible in vivo decrease in phagocytosis ther the infertility investigation. These include bac-
of spermatozoa.1 Therefore, the HSG may have teriologic, immunological, sperm penetration, major
beneficial effects, and it provides additional infor- histocompatibility complex, and US studies.
mation about the tubal mucosa and uterine cavity.
If the HSG is normal, a 6-month interval should Microbial Colonization
elapse to allow time for these fertility-enhancing ef-
Studies on the importance of microbial coloni-
fects to occur before proceeding with operative pro-
zation in infertility or subfertility remain contro-
cedures.1
versial. Mycoplasma are microorganisms the size of
Hysteroscopy and laparoscopy are the final di-
large viruses having no cell wall.86 Two types recov-
agnostic procedures of the basic infertility work-up.
ered from the genital tract are mycoplasma homines
Over the past 30 years, improvement in instrumen-
and ureaplasma urealyticum, formerly T-myco-
tation and distention media has resulted in increased plasma.86 Ureaplasma was first considered as a cause
interest in hysteroscopy. 82 Preferably, the hyster- of infertility in 1970. Several studies reported a
oscopy should be done after menses and before ovu- greater prevalence of genital mycoplasma in cervical
lation. It should not be done in the presence of mucus and semen of infertile couples than fertile
bleeding, infection, or pregnancy. Possible compli- couples.1·86-88 Some have reported decreased sperm
cations include bleeding, infection, anesthesia risks, quality associated with poor motility and increased
possible endometriosis, and risks associated with abnormal morphology associated with genital urea-
distention media. Carbon dioxide has the risk of gas plasma.86·86 Upon successful treatment of urea-
intravasation with acidosis and possible embolus. plasma urealyticum, the same authors found im-
The most commonly used media in the United proved motility with a decrease in certain abnormal
States, high molecular weight Dextran, has the po- morphology. Other studies report no significant in-
tential risk of cardiovascular overload associated fluence of genital mycoplasma on sperm quality or
with intravenous or excess Dextran. Hysteroscopy sperm-mucus interaction in infertile couples.811--91 In
accurately identifies the nature of the intrauterine addition, genital mycoplasma colonization has been
lesion suspected from the HSG and may reveal syn- found in up to 50% of normal males. 92 However,
echiae not apparent on HSG. 2·82 Hysteroscopy several studies report increased conceptions after
should be performed by an experienced gynecologist eradication of ureaplasma.86 Although the correla-
who can perform an operative procedure if indicated. tion of genital mycoplasma with male or female
The hysteroscopy adds little additional time to the unexplained infertility remains debatable, a positive
laparoscopy. culture for genital mycoplasma warrants treatment

608 Jaffe and Jewelewicz The basic infertility investigation Fertility and Sterility
with a course of doxycycline and delay of invasive ical significance remains controversial because hu-
procedures until the organism is eradicated. man IVF and pregnancy have occurred with a poor
or negative zona-free hamster egg penetration
Immunological Etiology test. 3,6,23,28

In the male, infection, vasectomy, testicular tor-


Histocompatibility Leukocyte Antigens
sion, or trauma may result in breakdown of the
blood-testis barrier, resulting in an immunological Another controversial issue exists concerning
reaction and subsequent formation of antisperm histocompatibility leukocyte antigens (HLA). A
antibodies. In the female, sexual activity results in negative association between certain haplotype
constant exposure to the antigenic stimuli of sper- combinations and infertility and a higher frequency
matozoa or seminal plasma and may cause devel- of the HLA-B5 locus in females with unexplained
opment of sperm antibodies in genital tract fluids infertility has been reported. Homozygosity at the
or serum. Infections or inflammation of the female B locus also has been shown to occur more frequently
genital tract increase the probability that sperm will among couples with unexplained infertility than
interact with systemic immune system compo- among fertile controls. However, some studies have
nents. 93 Immunological factors have been found in shown no significant distribution of HLA antigens
5% to 17% of infertile couples28 and in up to 40% or increased sharing among couples with unex-
of couples with unexplained infertility.94 Immuno- plained infertility.6 The value of HLA tests in an
logical factors should be considered when sperm are infertility investigation is unknown.
absent or immotile in the PCT but normal on semen
analysis, when sperm show shaking movement in Luteinized Unruptured Follicle
the PCT, when infertility persists after a vasectomy
The improved resolution of the transvaginal probe
reversal, when spontaneous sperm agglutination oc-
has expanded the role of US in infertility investi-
curs on semen analysis, and when there is a long-
gations and treatment. Ultrasound is currently being
standing history of unexplained infertility.94•95 Im-
used to monitor ovulation induction, IVF, gamete
mune infertility could result from: (1) depletion or
intrafallopian tube transfer, and follicular growth
destruction of gametes; (2) inhibition of transport
for diagnosis of dysfolliculogenesis, anovulation, and
of sperm in the female genital tract; (3) inhibition
the luteinized unruptured follicle syndrome.
of gamete interaction; or (4) prevention of embryo
In luteinized unruptured follicle syndrome, the
cleavage or implantation. 28•96
follicle does not collapse after the LH surge and may
There are no standard methods of detecting an-
increase in size during the luteal phase. 1 Follicular
tisperm antibodies and interpreting test results. 97
rupture appears to involve functional smooth muscle
Several studies have shown discordance between re-
cells, proteolytic enzymes, and PGs. 37 Although the
sults of sperm antibody tests in matched serum and
complete pathophysiology of luteinized unruptured
sperm samples.98 Treatment has produced variable
follicle syndrome is unclear, a patient with unex-
PRs. Proposed treatments include abstinence or use
plained infertility probably should not take PG syn-
of condoms to decrease sensitivity to sperm, corti-
thetase inhibitors.
costeroids, in vitro manipulation of semen, and IVF
Some authors have reported an increased inci-
with possible micromanipulation of oocyte. 28•96 The
dence of luteinized unruptured follicle syndrome in
clinical significance of immune factors in infertility
women with unexplained infertility, endometriosis,
remains in dispute, and the possibility of an inter-
pelvic adhesions, and after CC therapy. 1•100 The
mittent phenomenon has been raised. 28•96
overall frequency of luteinized unruptured follicle
syndrome is controversial. It has been reported to
Fertilization Capacity
have occurred in from 5% to 18% of cycles in infertile
A functional test of the fertilizing capacity of patients. 6•100- 102 Some studies report an even higher
sperm was described in 1976 by Uehara and Yana- incidence in patients with unexplained infertility or
gimachi.99 The sperm penetration assay evaluates endometriosis. 101 Luteinized unruptured follicle
the interaction of sperm with hamster egg after syndrome has been found to occur in 5% to 11% of
the removal of the zona pellucida by enzymatic cycles of fertile women, 101•103 and pregnancy has oc-
digestion with trypsin. 99 Standards or a normal range curred during presumed luteinized unruptured fol-
have not been established for this assay. 28 The clin- licle syndrome cycles. 37

Vol. 56, No.4, October 1991 Jaffe and Jewelewicz The basic infertility investigation 609
Ultrasound can detect follicular rupture in the medications, danazol, and mucolytic agents. 94 None
presence of any of the following features: (1) partial of these empirical treatments have been proven, and
or total collapse with disappearance of the follicle; they should not be advocated.
(2) development of internal echoes; or (3) increased The need to individualize an infertility investi-
fluid in the cul de sac. 104 Follicular size is not a major gation and proceed efficiently cannot be overem-
factor because the maximum preovulatory diameter phasized. Use of a flow sheet can be helpful. In ad-
varies from 15 to 29 mm. 104 Other diagnostic meth- dition, the patient should be made aware of the social
ods to evaluate luteinized unruptured follicle syn- support systems available today. The role of the
drome includes early luteal laparoscopy to identify physician is not only to counsel and perform diag-
ovulation stigmata and profiles of E 2 and P levels nostic tests but to be realistic and suggest adoption
in early luteal peritoneal fluid compared with plasma or ART after allowing appropriate time for concep-
levels. 37 The existence of luteinized unruptured fol- tion to occur after each diagnostic step.
licle syndrome remains disputable, and it may only
be a variation of normal because it is rarely recur-
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Received May 14, 1991.


Reprint requests: Sharon B. Jaffe, M.D., Department of Obstetrics and Gynecology, Columbia Presbyterian Medical Center, 630
West 168th Street, New York, New York 10032.

Vol. 56, No. 4, October 1991 Jaft'e and Jewelewicz The basic infertility investigation 613

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