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Contributed by Jean-Laurent Casanova, June 19, 2019 (sent for review January 30, 2019; reviewed by Megan A. Cooper and Joshua D. Milner)
Heterozygous in-frame mutations in coding regions of human including facial dysmorphism, the retention of deciduous teeth,
STAT3 underlie the only known autosomal dominant form of hy- osteopenia, hyperextensibility, and vascular abnormalities (6,
per IgE syndrome (AD HIES). About 5% of familial cases remain
GENETICS
8). Clinical outcome is very poor, due largely to the immuno-
unexplained. The mutant proteins are loss-of-function and deficiency and infectious diseases of these patients, and patient
dominant-negative when tested following overproduction in re- management is difficult. Hematopoietic stem cell transplantation
cipient cells. However, the production of mutant proteins has not
(HSCT) has been reported for 5 patients, and was apparently
been detected and quantified in the cells of heterozygous pa-
tients. We report a deep intronic heterozygous STAT3 mutation,
successful in 3, with a normalization of STAT3 signaling in he-
c.1282-89C>T, in 7 relatives with AD HIES. This mutation creates a matopoietic cells and a restoration of the corresponding immune
new exon in the STAT3 complementary DNA, which, when over- responses (9, 10). The other 2 patients had poorer outcomes:
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expressed, generates a mutant STAT3 protein (D427ins17) that is One died from posttransplantation complications (11), whereas
loss-of-function and dominant-negative in terms of tyrosine phos-
phorylation, DNA binding, and transcriptional activity. In immor- Significance
talized B cells from these patients, the D427ins17 protein was
2 kDa larger and 4-fold less abundant than wild-type STAT3, on Heterozygous in-frame mutations in human STAT3 coding re-
mass spectrometry. The patients’ primary B and T lymphocytes gions underlie the only known autosomal dominant form of
responded poorly to STAT3-dependent cytokines. These findings hyper IgE syndrome (AD HIES). About 5% of familial cases remain
are reminiscent of the impaired responses of leukocytes from unexplained. We report a deep intronic heterozygous STAT3
other patients with AD HIES due to typical STAT3 coding muta- mutation, c.1282-89C>T, in 7 relatives with AD HIES. This mu-
tions, providing further evidence for the dominance of the mutant tation creates a new exon, encoding a new mRNA (D427ins17)
intronic allele. These findings highlight the importance of sequenc- and a mutant loss-of-function, dominant-negative STAT3 pro-
ing STAT3 introns in patients with HIES without candidate variants tein. This mutant protein was not detected in heterozygous
in coding regions and essential splice sites. They also show that AD cells from the patient. We show that the D427ins17 mutant
HIES-causing STAT3 mutant alleles can be dominant-negative even allele is dominant-negative despite the production of signifi-
if the encoded protein is produced in significantly smaller amounts cantly smaller amounts of mutant than of wild-type protein in
than wild-type STAT3. heterozygous cells. These findings highlight the importance of
searching for deep intronic mutations in STAT3 before consid-
hyper IgE syndrome | immunodeficiency | STAT3 | infectious diseases | ering alternative genetic etiologies of HIES.
dominant negative
Author contributions: J.K., J.-L.C., and B.B. designed research; J.K., G.R., T.H., D.T.A., M.C.,
H.A., V.G., H.M., N.M., S.G.T., and B.B. performed research; A.L.-U., M.-O.C., F.S.-R., A.S.,
Further studies documented the autosomal dominant (AD) in- Conflict of interest statement: S.G.T., J.D.M., and M.A.C. are coauthors on a 2017 Letter to
the Editor. C.P., A.P., J.-L.C., and J.D.M. are coauthors of a 2016 research article (PMID:
heritance of this disorder and gradually delineated various clinical 27114460); C.P., A.P., and J.-L.C. did not collaborate actively with J.D.M. for this article.
phenotypes (6). AD HIES confers chronic selective susceptibility Published under the PNAS license.
to infection with certain bacteria, including various staphylococci 1
G.R., T.H., D.T.A, and A.L.-U. contributed equally to this work.
infecting the skin and lungs, and certain fungi, causing chronic 2
N.M., S.G.T., J.-L.C., and B.B. contributed equally to this work.
mucocutaneous candidiasis (CMC) in particular (7). One of the 3
To whom correspondence may be addressed. Email: casanova@rockefeller.edu or
hallmarks of these infections is that the associated inflammation is bebo283@rockefeller.edu.
mild or delayed, corresponding to the “cold abscesses” originally This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.
reported by Davis et al. (4). Patients also display cutaneous and 1073/pnas.1901409116/-/DCSupplemental.
systemic allergic manifestations and extrahematopoietic features, Published online July 25, 2019.
Sweden, and the United Kingdom). The reported cases include born to nonconsanguineous parents, had both bacterial and
71 patients from 29 multiplex kindreds (13, 14, 29–53). All of the fungal infections, beginning in childhood, and high serum IgE
variants identified, including 5 recurrent mutations (H332Y, levels (from 858 IU/mL [P5] to 22,331 IU/mL [P2]). Some of the
R382W, R382Q, V637M, and del463V), are private to the AD patients had hypereosinophilia, facial dysmorphism, impaired
HIES group. They are located in the coding exons or the essential shedding of deciduous teeth, and hyperextensibility. Their Na-
splice sites of their flanking introns (8, 13, 33). They can affect the tional Institutes of Health HIES scores ranged from 17 to 52
N-terminal domain, DNA-binding domain (DBD), the linker (with a score of 40 typically considered the most appropriate
domain, the Src homology 2 (SH2) domain, or the TA domain of threshold for HIES diagnosis) (6) (Table 1). Sanger sequencing
STAT3. Most are missense mutations (78%), but some are small of the exons and flanking intron regions of STAT3 in P1, P2, and
(<9 amino acids) in-frame deletions (9%), small (<3 amino acids) P3 identified no rare synonymous or nonsynonymous variants.
in-frame insertions or duplication (2%), essential splice-site mu- We performed whole-exome sequencing (WES) on these 3 pa-
tations resulting in small (<10 amino acids) in-frame deletions or tients (P1, P2, and P3). Biallelic mutations of DOCK8 (62–65),
exon skipping (exon 11; 20 amino acids, exon 12; 10 amino acids) PGM3 (66), and ZNF341 (26–28) underlie AR disorders that re-
(11%) (8, 13, 14, 33, 42, 53, 54), or a large in-frame deletion of semble HIES (65, 67, 68); our patients carried no nonsynonymous
2 exons (38). Remarkably, all of the mutations identified to date or essential splice site variations in any of these genes. We per-
are in-frame mutations. However, potential exceptions to this formed a genome-wide linkage study on this multiplex family
apparent rule were recently reported, in the form of out-of- (69). Fourteen regions were linked to HIES in an AD model with
frame mutations due to nonsense (S381*) (31) or frameshift complete penetrance: One was on chromosome 17 (29,421,944 to
variants (R13Vfs*23, F493Lfs*508, Y657*) (29). However, no 67,144,147) and contained the STAT3 locus; the other regions
causal link between these out-of-frame mutations and HIES was contained no candidate genes or variants. WES analysis con-
established, because dominance was not experimentally investi- firmed the absence of rare nucleotide variants in the exons and
A, alive; na, not applicable; nd, not done; ENT, ear, nose and throat. Abnormal biological values are shown in bold. +, present; —, absent.
*In June 2019. Normal values: IgE < 150 IU/mL, polymorphonuclear eosinophils < 600/mm3.
GENETICS
Abnormal Splicing of the Mutant STAT3 Messenger RNA. We assessed 51 bp from intron 14 of the STAT3 gene).
the potential impact of this deep intronic mutation, by analyzing
its surrounding region with a splice site predictor (70–72). The
c.1282-89C>T substitution was predicted to create a new donor was generated in healthy control cells, whereas 2 different
splicing site in intron 14, which, in combination with a cryptic amplicons were generated from P1, P2, and P3 cells (SI Appendix,
acceptor site at c.1282-141, may create a new exon of 51 nucle- Fig. S1B). Cloning and sequencing of the cDNA amplified from
otides. We therefore studied STAT3 messenger RNAs (mRNAs) the cells of P1 revealed an insertion, in about 50% of the clones,
of 51 nucleotides between the sequences corresponding to exons
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Khourieh et al. PNAS | August 13, 2019 | vol. 116 | no. 33 | 16465
A B
untransfected STAT3−/− A4 cells, or STAT3−/− A4 cells trans- A4 cells. Intriguingly, some baseline STAT3 phosphorylation
fected with an empty vector (STAT3−/−-EV). With the C-terminal was observed for the D427ins17 mutant, but not for any of the
mAb, total STAT3 levels were found to be similar in cells trans- other STAT3 constructs (Fig. 3C). STAT3−/− A4 and STAT3−/−-EV
fected with WT, R382W, and Y705F STAT3, whereas total STAT3 cells served as negative controls. We then investigated the sub-
levels were 50% lower following transfection with D427ins17 cellular distribution and nuclear accumulation of the WT and
(Fig. 3A). With the N-terminal mAb, total STAT3 levels were mutant STAT3 proteins in transfected STAT3−/− A4 cells, with
30% lower in cells transfected with the STAT3 D427ins17 allele and without IL-6 treatment, by Western blotting (Fig. 3D). The
(Fig. 3A). We hypothesized that the STAT3 mutant protein was WT and all mutant STAT3 proteins were present in the cyto-
misfolded and degraded by the ubiquitin-dependent proteasome. plasm, but D427ins17 protein levels were very low. D427ins17
We measured STAT3 protein levels by Western blots on STAT3−/− accumulated similarly to the WT protein in the nucleus following
A4 cells reconstituted with WT or mutant cDNA, with or without IL-6 stimulation, whereas less R382W was translocated to the
pretreatment with MG-132, a proteasome inhibitor. STAT3 pro- nucleus (Fig. 3D), as previously reported (57). Thus, the D427ins17
tein levels were similar in cells transfected with WT STAT3 before mutant STAT3 protein is unstable, produced in small amounts, and
and after MG-132 treatment, whereas STAT3 protein levels were poorly phosphorylated upon cell stimulation, but such stimulation
3 times higher in cells transfected with STAT3 D427ins17 (Fig. 3B). nevertheless results in its translocation to the nucleus.
We then analyzed the phosphorylation of the Y705 residue of
STAT3 following IL-6 stimulation. D427ins17 phosphorylation The D427ins17 STAT3 Allele Is LOF. We studied the capacity of the
levels were 80% and 90% lower than those of the WT and the D427ins17 mutant protein to bind cis-regulatory elements in
R382W mutant, respectively (Fig. 3C). As expected, no STAT3 response to IL-6/IL-6Rα, in electrophoretic mobility shift assays
phosphorylation was detected in Y705F-transfected STAT3−/− (EMSAs) with the m67SIE probe (74). We compared the results
obtained with those for the LOF and DN mutants R382W (13) D427ins17 STAT3 proteins were efficiently immunoprecipitated
and Y705F (73), respectively, which cannot bind DNA (Fig. 4A). from cell extracts (Fig. 5C). Peptide analysis by LC-MS/MS of
The different DNA−protein complexes observed on EMSA for the D427ins17 mutant protein overproduced in STAT3−/− A4
cells transfected with the WT STAT3 allele were confirmed to be cells confirmed the presence of 2 unique peptides (WSFAVLLR
specific in competition experiments including specific unlabeled and LVSNSWAQASLIVTEELHLITFETEVYHQGLK) corre-
probe (data not shown). In supershift experiments with specific sponding to an insertion of 17 amino acids (SI Appendix, Fig. S3).
mAb probes, we found that these complexes contained STAT1 One peptide specific for the WT isoform was detectable, to-
homodimers (lower band), STAT1/STAT3 heterodimers (middle gether with 5 other peptides common to the 2 isoforms. Peptide
band), and STAT3 homodimers (upper band) (SI Appendix, Fig. analysis on EBV-B cells from P1 demonstrated the presence of the
GENETICS
S2). The DNA-binding capacity of STAT3 was strongly impaired same specific peptides (SI Appendix, Fig. S3B). IP and LC-MS/MS
in cells transfected with D427ins17, R382W, and Y705F, whereas are not strictly quantitative, but we estimated the level of the
STAT1-binding capacity appeared to be unaffected (Fig. 4A). mutant isoform in heterozygous EBV-B cells from P1 to be about
Only STAT1 DNA-binding complexes were observed in STAT3−/−
A4 cells left untransfected or transfected with EV. Finally, we
analyzed the transcriptional activity of the mutants in luciferase
assays with an IL6-inducible reporter vector. STAT3−/− A4 cells, A B
untransfected or transfected with EV, WT, or mutant STAT3
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Khourieh et al. PNAS | August 13, 2019 | vol. 116 | no. 33 | 16467
5 to 20% that of the WT protein (Fig. 5D). The mutant D427ins17 cells (Fig. 3D), we measured the levels of phosphorylated STAT3
protein was thus produced in the patients’ lymphocytes, albeit at (p-STAT3) in the nucleus of heterozygous cells from the patients.
lower levels than the WT protein, contributing to the lower total An analysis of the nuclear fractions of EBV-B cells from a healthy
STAT3 protein levels in these cells. control, P1, P2, and P3, with IL-6/IL-6Rα or without stimulation,
showed that p-STAT3 and total STAT3 levels were similar in cells
Impaired STAT3-Dependent Responses in Patients’ EBV-B Cells. from patients and controls (Fig. 6C). We also analyzed the ca-
STAT3 is involved in cellular responses to at least IL-6, IL-10, pacity of the patients’ EBV-B cells to drive gene expression. We
IL-21, IL-27, and type I IFNs (76–78). We performed Western first measured the capacity of STAT3 dimers to bind cis-regulatory
blots to analyze the cellular responses to IL-6 and IL-21 in EBV-B elements in response to IL-21 by EMSA, using the m67SIE probe
cells from P1, P2, and P3, comparing these responses with those in EBV-B cells from healthy controls, P1, and a WT/R382W AD
of 3 controls (C1, C2, C3), and an AD HIES patient heterozy- HIES patient (13). Supershift experiments confirmed that the
gous for R382W. Nontransfected STAT3−/− A4 cells were used DNA-binding complexes detected by EMSA in healthy control
as a negative control. Following stimulation with IL-6/IL-6Rα cells were STAT1 homodimers (lower band), STAT1/STAT3
(Fig. 6A), and, to a lesser extent, IL-21 (Fig. 6B), STAT3 heterodimers (middle band), and STAT3 homodimers (upper
phosphorylation was detected in the cells of P1, P2, and P3, but band). The DNA-binding capacity of STAT3 was severely im-
at lower levels than in the cells of healthy controls; by contrast, paired in the cells of P1, P2, and P3 (Fig. 6D). Our results for the
STAT3 phosphorylation levels were normal in the cells of het- R382W mutation are consistent with previous studies showing a
erozygous R382W patients (13). These results are consistent severe binding impairment for this mutant protein in patients’
with the overexpression data, which revealed a phosphorylation EBV-B cells (13, 57). Transcriptome comparisons by RNA se-
defect for the D427ins17 allele (Fig. 3B). Upon stimulation with quencing (RNA-seq) on EBV-B cells from D427ins17 patients (P1,
IL-6/IL-6Rα, we observed similar levels of weak basal phosphor- P2, P3), AD HIES patients (heterozygous for STAT3 mutations
ylation in P1, P2, C1, and C2 EBV-B cells. As basal phosphory- R382W, V463del, and T708N, respectively) and healthy controls
lation of the D427ins17 STAT3 protein was observed in both the (n = 3) revealed that all AD HIES patients had similarly impaired
cytoplasmic and nuclear fractions of transfected STAT3−/− A4 responses to IL-6/IL-6Rα, IL-10, IL-21, and IL-23 stimulation, but
A B
IL-6Rα
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GENETICS
CXCR5−CCR6−CXCR3− (Th2), CXCR5−CCR6+CXCR3+ (Th1*), healthy donors (SI Appendix, Fig. S4C). By contrast, in naïve (Fig.
and CXCR5−CCR6−CXCR3+ (Th1) CD4+ T cells were normal to 7F) and memory (SI Appendix, Fig. S4C) CD4+ T cells from P1,
high in the patients, relative to healthy donors. This aberrant P3, and P7, the induction and increase, respectively, in IFN-γ
distribution of leukocyte subsets resembles that of other patients secretion following exposure to Th1 polarizing conditions were
with AD HIES (8, 80–82, 85). We then studied the in vitro dif- normal or even stronger than normal.
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A B C
Khourieh et al. PNAS | August 13, 2019 | vol. 116 | no. 33 | 16469
Impaired Humoral Immunity due to STAT3 DN Mutations. All patients
tested had normal frequencies of CD20+ B cells (SI Appendix,
A
Fig. S5A). However, the proportion of naïve B cells was higher
than normal, whereas the proportion of memory B cells was lower
than normal (SI Appendix, Fig. S5B), as previously reported for
AD HIES patients (39, 83). The stimulation of human naïve B
cells with IL-21 strongly induces their differentiation into Ab-
secreting cells (84), but this process is almost entirely abolished
by typical pathogenic STAT3 mutations (39, 83) (SI Appendix,
Fig. S5C). By contrast, the residual memory B cell population of IL-6
heterozygous STAT3 individuals responded almost normally to
IL-21 (83) (SI Appendix, Fig. S5D). Consistent with these find-
ings, naïve B cells from P1, P3, and P7 produced much less (10-
to 50-fold less) IgM, IgG, and IgA in response to IL-21 than
normal naïve B cells, whereas the memory B cells of these pa-
tients displayed responses 30 to 100% as strong as those of
memory B cells from healthy donors (SI Appendix, Fig. S5 C and B
D). In conclusion, the defects of in vivo and in vitro T and B
lymphocyte differentiation in D427ins17 heterozygous patients
observed in phenotypic and functional analyses are similar to
those previously described for AD HIES. Thus, heterozygosity
for the D427ins17 allele underlies an AD phenotype of adaptive
immunity that is typical of AD HIES.
IL-6 and their activation was measured in a luciferase reporter erase. After 24 h, the transfected cells were stimulated with 100 ng/mL IL-6
assay. In cells transfected with the reporter luciferase and an EV, for 24 h. The transcriptional activity of the STAT3 promoter normalized
IL-6 up-regulated luciferase activity by up to 10 times. This relative to unstimulated conditions in cells transfected with EV is shown on
transcriptional activity was due to the endogenous STAT3 pre- the y axis, and the alleles used for transfection are indicated on the x axis. (B)
Total extracts of STAT3−/− A4 cells transfected with either the WT STAT3
sent in HEK293T cells (Fig. 8A). For the D427ins17 mutant,
(V5-tagged) allele or the D427ins17 mutant STAT3 allele (DDK-tagged) or
transfection with increasing amounts of mutant cDNA resulted cotransfected with various amounts of mutant STAT3 plasmid with constant
in a dose-dependent decrease in luciferase activity (Fig. 8A), as amounts of WT STAT3 plasmid (50 ng). The transfected cells were treated with
for 2 STAT3 mutant constructs (R382W and Y705F) already 20 μM MG-132 for 3 h. Extracts were probed with Abs specific for p-STAT3, the
demonstrated to be DN (13, 73, 86). Thus, the D427ins17 allele V5 tag, the DDK tag, and the N-terminal part of the STAT3 protein.
has a DN effect on endogenous STAT3 function in HEK293T
cells (SI Appendix, Fig. S6). The mutant STAT3 protein was
stabilized in presence of proteasome inhibitor in STAT3−/− A4 with a cryptic acceptor splicing site, leads to the creation of a new
cells (Fig. 3B). We analyzed the coexpression of mutant and WT in-frame 51-bp exon and the production of a new transcript,
STAT3 proteins, by cotransfecting STAT3−/− A4 cells was various encoding the D427ins17 STAT3 protein. Only 2 of the previously
amounts of mutant STAT3 plasmid (DDK-tagged) and a constant reported 114 HIES-associated STAT3 alleles are in-frame inser-
amount of WT-STAT3 plasmid (V5-tagged) (Fig. 8B). WT pro- tions. Deep intronic mutations have been reported for only 11 AD
tein expression stabilized the mutant protein. WT protein levels inborn errors of immunity (60), none of which is dominant by a
were lower in the presence of the mutant protein, and this effect mechanism of DN. AD collagen VI-related dystrophy was recently
was dose-dependent, suggesting that the mutant protein has a shown to be due to a recurrent heterozygous deep intronic mu-
negative effect on the WT protein. Overall, our findings show that tation in COL6A1, leading to a 72-bp insertion that is dominant by
heterozygosity for the D427ins17 deep intronic variant underlies a DN (87). This and other reports (59–61) highlight the importance
dominant phenotype in patients’ cells through a mechanism of of searching for deep intronic mutations before considering al-
negative dominance, as opposed to haploinsufficiency. ternative genetic etiologies, particularly for conditions in which
most patients are found to have mutations of a single gene, as for
Discussion AD HIES and STAT3 (58). Based on the findings reported here, it
Human STAT3 is the only known AD HIES-causing gene, with is not impossible that most other multiplex kindreds with un-
at least 114 heterozygous mutations reported (13, 14, 29–52). A explained AD HIES, and many or most sporadic cases, carry
small proportion (<5%) of multiplex kindreds with AD HIES, heterozygous deep intronic mutations of STAT3. Other regulatory
and of sporadic cases with HIES, have no identifiable pathogenic mutations are less likely, as they would not be expected to be DN.
variants of STAT3, suggesting the existence of additional, as yet Whole-genome sequencing should be considered in such patients,
unidentified genetic lesions (58). Some sporadic cases have with analyses initially focusing on the STAT3 gene, and candidate
recently been shown to carry biallelic mutations of ZNF341, variants should be preferentially studied by analyzing STAT3
resulting in a close phenocopy of AD HIES (26–28). We report mRNA structure.
here a deep intronic mutation (c.1282-89C>T; p.D427ins17) of Our findings are also of interest from a purely mechanistic and
human STAT3 underlying a classic form of AD HIES. This pri- biochemical perspective. The pathogenic mechanism of the first
vate mutation creates a new donor splicing site that, in association 5 heterozygous STAT3 mutations identified was shown in 2007 to
GENETICS
5% and 20% of the total STAT3 protein present. We therefore scholarship). V.B. was supported by the ANR (Grant NKIRP-ANR-13-PDOC-
conclude that levels of LOF in-frame mutant STAT3 protein as low 0025-01). S.G.T. is supported by the National Health and Medical Research
as 5% of the total amount of STAT3 protein present may be suf- Council of Australia and the Job Research Foundation.
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