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Frecker03 OptimizationOfSmartStructuresAndActuators
Frecker03 OptimizationOfSmartStructuresAndActuators
ABSTRACT: Much of the recent and past work in the area of smart materials and structures
has focused on analysis of actuators and actively controlled systems. Although many
sophisticated analysis models have been developed, they are often coupled with ad hoc design
methods or informal optimization procedures. A subset of the work done by the smart
structures community has focused on development of formal design methodologies and
optimization methods specifically for smart actuators and structures. The objective of this
paper is to review the current work in development of design methodologies and application of
formal optimization methods to the design of smart structures and actuators. In a related
paper, optimization strategies for sensor and actuator placement were reviewed by a
researcher at NASA Langley in 1999. The current paper reviews the recent work done in this
area since 1999, in addition to optimization strategies for topology design of actuators,
actively controlled structures, and drive electronics design. The main focus is on piezoelectric
ceramic actuators, but relevant work in shape memory alloys and magnetostrictive actuation
are included as well. Future directions for research in optimization are also recommended.
JOURNAL OF INTELLIGENT MATERIAL SYSTEMS AND STRUCTURES, Vol. 14—April/May 2003 207
1045-389X/03/4/5 0207–10 $10.00/0 DOI: 10.1177/104538903031062
ß 2003 Sage Publications
208 M. I. FRECKER
(1999), several objective functions are considered of two actuators from a set of 99 possible rectangular
simultaneously such as maximizing the average static areas on the plate. The optimal locations of two sensors
vertical displacement of the beam and minimizing the are then found in a second stage. A similar approach is
mass of the actuators and minimizing the actuation taken by Sadri et al. (1999) where measures of
voltage. The design variables are the coordinates of controllability, modal controllability or controllability
actuator pairs, the size of rectangular actuator patches, Grammian, are maximized. A genetic algorithm is used
and the thickness of actuator patches. Geometric to place two piezoelectric actuators on a simply
constraints are imposed to prevent superposition of supported isotropic plate. The optimal sizing of the
actuators and the actuators being placed out of order. actuators is considered separately.
Upper and lower limits are also placed on the design Other applications for optimal actuator placement
variables. The multiple objectives are handled using the have been considered such as a thin hexagonal spherical
physical programming approach (Messac, 1996). In primary surface mirror (Sheng and Kapania, 2001). In
physical programming the designer specifies hard this paper the authors seek to minimize the thermal
constraints and soft constraints as highly desirable to distortions of the mirror. Four thermal distortions are
highly undesirable, thus eliminating the need for considered, and solutions are found for each load
weighting factors in multiobjective optimization. applied individually, then all four loads simultaneously.
Adali et al. (2000) consider a beam problem where A genetic algorithm is used to find 30 optimal actuator
the maximum vertical deflection of a laminated beam is locations from a set of 93 possible locations. Optimal
to be minimized using one pair of actuators. The voltages are also mentioned, but are not found in the
distance of the actuator pair from the support is taken accompanying examples.
as the design variable. In their robust design approach
external loads are not known a priori, but belong to
specified uncertainty domain. The solution method is ACTUATOR PLACEMENT–CONTROLLER
described only as a one-dimensional optimization
algorithm. In Aldraihem et al. (2000) the objective is In this section, papers are discussed which deal with
to maximize the weighted controllability of a simply combined optimization of actuator locations and con-
supported or cantilever beam. Pairs of piezoelectric troller parameters. Many of these papers assume that
actuator patches are placed such that they provide sensors are collocated with actuators. Controller para-
maximum controllability for weighted modes, where meters such as feedback gain or actuation voltages are
the weights on modes are determined by ranking their optimized either simultaneously or in sequence with
contribution to overall system response. As a way to actuator locations. The actuator placement–controller
constrain the length of the actuator, a penalty function papers are summarized in Table 3.
is included in the objective function. The pairs of Beam problems are considered by both Hiramoto
piezoelectric patches are assumed to have equal et al. (2000) and Zhang et al. (2000). Zhang et al. (2000)
thickness and width, and to be self-sensing. The mass consider the problem of maximizing the energy dis-
and stiffness of the actuators are included in dynamic sipated by the active controller by optimizing the
model but the bonding layers are neglected. The actuator and sensor locations and the value of the
solution method is described only as an iterative feedback gain. A float-encoded genetic algorithm is used
procedure. Barboni et al. (2000) consider a beam to solve the optimization problem. Results from a
vibration problem where the objective is to maximize simulation of a cantilever beam with collocated sensors
the displacement generated by a pair of actuators. and actuators are shown to be comparable to a
The position of the actuator along the beam and the previously published result, with significantly less
actuator length are taken as the design variables. The computation time than the quasi-Newton method.
optimization problem is solved analytically using a Hiramoto et al. (2000) propose an iterative method to
closed form solution of the optimality conditions. design both the location of collocated sensors and
Bruant et al. (2001) optimize both sensor and actuator actuators and the controller. The objective is to
locations, but consider them separately. The actuator minimize the closed loop transfer function with
length and location are found first by minimizing the weighted frequencies. The solution procedure begins
mechanical energy integral, then the sensor location is with a candidate set of actuator–sensor placements, then
found by maximizing a measure of the observability calculates an optimal controller and iterates until the
Grammian. Examples of a cantilever beam and a three- optimal placement is found. An explicit solution of the
beam structure are presented. Ricatti equations is used to show that an Hinf controller
A plate problem is considered by Han and Lee (1999), is obtained, but the controller is not simultaneously
where the steady state controllability Grammian is used optimized. The quasi-Newton method, a gradient-based
as a way to maximize the eigenvalues. A genetic method, is used to solve using several random starting
algorithm (GA) is used to find the optimal locations points.
210 M. I. FRECKER
Plate problems are also considered by a few authors. Helicopter airframe-based vibration control is the
Gao et al. (2000) consider a vibration suppression focus of Heverly et al.’s paper (2001) , where an optimal
problem where the objective is to minimize the total control law is coupled with actuator placement. The
radiated acoustic power or the acoustic potential energy. objective function is a weighted sum of vibration and
They use the location of piezoelectric patches and the control effort with a penalty function on vibration at
actuation voltages as design variables. The optimal nontarget locations or nodes. The penalty function is
control parameters (voltages) are found using a con- active only when constraints on nontarget nodes are
ventional minimization for quadratic function, and the violated. Different loading conditions at the tail and at
actuator locations are found using a genetic algorithm the hub and tail are also considered by combining the
with immune diversity. The GA with immune diversity objective functions for each loading condition. The
is shown to produce better solutions than a simple integer values of actuator locations and the control
genetic algorithm. Li et al. (2001) address a similar gains of each actuation unit are the design variables. The
problem in the design for acoustic control of a simply type of actuation unit, force or moment actuation units
supported rectangular plate. A finite element mesh of (FAU or MAU), are determined based on the actuator
actuator patches on the top and bottom surfaces of the locations. An upper limit on the vibration response at
plate is used. The voltage to each actuator element is nodes not targeted for vibration reduction is imposed, as
optimized using a conventional minimization procedure well as an upper limit on the control force. A simulated
for quadratic function, presumably a quadratic pro- annealing (SA) algorithm coupled with optimal control
gramming method (QP). The actuators are placed is used to solve the optimization problem. Each time the
indirectly, i.e., if the voltage is too large or too small set of actuator locations is updated by the SA, the
the patch is deleted.The optimized plate is shown to corresponding active control gains are updated. This
have reduced acoustic power at a number of modes. approach is shown to be effective in significantly
Recent Advances in Optimization of Smart Structures and Actuators 211
reducing vibration and control effort for the helicopter approach where actuators are sized and/or placed on
airframe problem. predetermined structures. In structure optimization, the
structure is optimally designed for one or more
predetermined actuators. Most of the papers in this
ELECTRONICS
review are concerned with topology optimization, where
the goal is to determine an optimal structural con-
Although the optimization of actuator and controller
nectivity of material. Topology optimization can be
parameters has received much of the attention of smart
thought of as defining the number, size, and location of
structures researchers, much less attention has been paid
holes in a structure. Various methods to parameterize
to the optimal design of the drive electronics system.
the design domain are used in topology optimization
Chandrasekaran et al. (2000) have developed a method
such as prescribing a mesh of square elements or a dense
to optimally design a current-controlled switching
network of linear elements called a ground structure.
power amplifier to drive a piezoelectric actuator. An
The structure optimization papers are summarized in
analytical model of a piezoelectric ceramic material is
Table 5.
developed that includes the anhysteretic nonlinearity
The ground structure approach has been employed by
between electric field and polarization. The material
Frecker and Canfield (2000) and Canfield and Frecker
model is coupled with a model of a given circuit
(2000) to design compliant mechanisms to act as stroke
topology in the switching amplifier. The objective is to
amplifiers for piezoelectric stack actuators. The objec-
minimize the weight of the entire electrical amplifier,
tive functions are to maximize the geometric advantage
which is assumed to be comprised primarily of the
(stroke amplification) or to maximize the mechanical
inductor. The inductor is assumed to be a typical EE
efficiency. In the ground structure approach, a network
core and its weight is taken to be the sum of the weight
of truss or frame elements is prescribed and the cross-
of the iron and copper used in the core and windings.
sectional areas of the elements are the design variables.
The inductor geometry and other properties are used as
The lower limit on the design variables is set at a very
the design variables. An upper limit is placed on the
small number, so that the elements that reach the lower
ratio of total harmonic distortion (THD) or ripple
limit can be ignored and the remaining elements define
current of the actuator or the size of the inductor at a
the optimal topology. A total volume constraint is also
specified switching frequency. There are also physical
imposed to limit the weight or amount of material that is
constraints on core and winding dimensions. The
used. The sequential linear programming (SLP) method,
modified method of feasible directions (MMF) algo-
or an optimality criteria method (OC) are used to solve
rithm, which is a gradient based method, is used to solve
the optimization problems.
the optimization problem. The actuator type is a
Kota et al. (1999) also consider the problem of
piezoelectric stack or d33-type actuator. A family of
designing stroke amplifying compliant mechanisms
optimal designs is obtained by varying the upper limit
using the ground structure approach. They examine
on the THD of the actuator for frequencies of 100 and
various energy-based objective functions including
200 kHz (Table 4).
maximizing the mechanical efficiency. These authors
have taken the topology optimization solution a step
STRUCTURE further by proposing a second-stage size and shape
optimization procedure. The optimal topology is
A number of papers address the problem of designing defined using the ground structure approach and SLP
coupling structures for piezoelectric actuators. This solution algorithm. Then the shape of the topology is
approach is in contrast to the actuator placement refined by allowing nodes to wander and by further
Frecker and Max(geometric Cross- sectional Upper limit SLP PZT Stroke amplifying
Canfield (2000) advantage) area of truss on volume, stack compliant mechanisms
and frame upper and modeled for stack actuators
elements lower limit as a rod
on design element
variables
Canfield and Max(geometric Cross- Upper limit SLP or OC PZT stack Stroke amplifying
Frecker (2000) advantage), sectional area on volume, modeled compliant mechanisms
max (mechanical of truss and upper and as a rod for stack actuators
efficiency) frame elements lower limit element
on design
variables
Kota Max (mechanical Cross-sectional Upper limit SLP Generic MEMS actuator,
et al. (1999) efficiency) areas of beam on volume, actuator shape control
elements upper and
lower limit
on design
variables;
upper limit
on stress
Nelli Silva Max(hydrostatic Element densities Upper limit SLP Generic PZT Microstructures for
et al. (1999) coupling on volume, actuator hydrophone, flextensional
coefficient) or upper and modeled as
max(hydrostatic lower limits set of square
figure of merit) on design PZT elements
or max(hydrostatic variables,
electromechanical lower limit
coupling factor); on effective
Max(mean stiffness
transduction) and
min(mean
compliance)
Nelli Silva Max(mean Element densities Upper limit SLP Generic PZT Flextensional
et al. (2000) transduction) on volume, actuator
and min(mean upper and modeled as
compliance) lower limits set of square
on design PZT elements
variables
Sigmund and Max(effective Element densities Upper limit SLP Piezoelectric Material microstructure
Torquato (1999) hydrostatic on volume, rods far hydrophone
charge upper and
coefficient); lower limits
max(electromechanical on design
coupling factor) variables
Du Max(output stroke) Thickness of Upper bound MMA PZT stack Dot matrix printer head
et al. (2000), or max(magnification plane stress on volume, modeled as
Lau factor) or elements upper and a rod element
et al. (2000) max(mechanical lower bounds
efficiency) on element
thicknesses
sizing the individual elements. Stress constraints are shape control compliant mechanism actuated by a
difficult to enforce at the topology optimization stage SMA wire.
due to their local nature, but stress constraints have Nelli Silva et al. (1999, 2000) use the homogenization
been incorporated in the shape/size optimization with method for topology optimization of piezoelectric
obvious practical benefits. In the optimization the input composite material microstructures and flextensional
force is assumed to be known and to be provided by a actuators or passive coupling structures for piezoelectric
generic source. But examples are presented including actuators. In the material microstructure problem the
a stroke amplifying microcompliant mechanism and a objective functions are maximizing the hydrostatic
Recent Advances in Optimization of Smart Structures and Actuators 213
coupling coefficient, maximizing the hydrostatic figure the thicknesses of each element are used as the design
of merit, or maximizing the hydrostatic electromecha- variables. The lower limit is set to a small value near
nical coupling factor. These problems are all formulated zero so that the elements that reach the lower limit can
as the design of a material microstructure with be considered as void and the remaining elements define
prescribed piezoelectric composite properties, but the the optimal topology. The method of moving asymp-
piezoelectric elements in the microstructure are pre- totes (MMA) is used to solve the optimization problem
determined and are not optimized themselves. They also and the method is applied to a dot matrix printer head
propose a combination of maximizing the mean example.
transduction and minimizing the mean compliance of
passive coupling structures. A generic piezoelectric
actuator is modeled as a set of square piezoelectric STRUCTURE–ACTUATOR
elements. In both types of problems the homogenization
method is used to calculate effective elastic properties of A more general approach to optimally designing
the microstructure, which is parameterized as a perfo- smart structures is to simultaneously optimize both the
rated structure with rectangular holes. The size and actuator and surrounding structure. Full topology
orientation of the holes serve as the design variables, optimization has not yet been accomplished for this
and can be thought of as the element densities. The problem, but several papers exist for structures of fixed
constraints consist of an upper limit on the total volume topologies such as beams or plates. The structure–
of material and bounds on the design variables. actuator papers are summarized in Table 6.
A penalty function for intermediate elements and a Gehring et al. (2000) have developed an analytical
limit on the effective stiffness are also included. The SLP model to optimize micro-sized bimorph actuators made
method is used to solve the optimization problems. of piezoelectric and magnetostrictive materials. They
Sigmund and Torquato (1999) employ a very similar solve the problems of maximizing the free deflection,
approach in designing piezoelectric composite material maximizing the blocked force, or maximizing the actual
microstructures. In their approach, a composite material force at the tip. The design variables are the ratio of the
consisting of a soft polymer material with piezoelectric thicknesses or the ratio of the Young’s moduli of the
rods through the thickness is assumed. The topology active and passive materials, or the length. The
optimization method is used to design the material optimization is done directly through an analytical
microstructure of the polymer matrix in the composite solution of the optimality conditions.
material. The topology of the piezoelectric rods remains Lu et al. (2001) have developed an analytical model to
fixed, but their volume fraction is varied in the optimize a SMA plate actuator equipped with passive
optimization. The objective functions are maximizing corrugated core. The goal is to minimize the weight by
the effective hydrostatic charge coefficient, or maximiz- designing the plate thickness, core member thickness,
ing the square of the electromechanical coupling factor. total length, and total height. Detailed analytical models
The simple isotropic material with penalization (SIMP) are derived for yielding, cracking, and buckling of the
approach is used to parameterize the design domain, SMA plate, and for the actuator deflection. Constraints
where the element densities are the design variables and include a lower limit on deflection, upper limit on power
a penalization is included to avoid elements with consumption, upper limit on face stress, upper limit on
intermediate densities. The homogenization method is core member stress, buckling constraints of face and
used to calculate the effective material properties. A core, and lower limit on fundamental frequency. A
total volume constraint and upper and lower bounds on combination of graphical and sequential quadratic
design variables are imposed. Additional constraints can programming (SQP) methods are used to solve the
be imposed on the elastic coefficients to enforce isotropy optimization problem.
or orthotropy of the resulting material microstructure. Begg and Liu (2000) combine simulated annealing
The SLP method is used to solve the optimization and SLP/SQP methods to optimally design an active
problem. Three dimensional material microstructures truss. The objective functions of minimizing the quad-
are presented as examples. ratic index, which is related to vibration, or maximizing
Du et al. (2000) and Lau et al. (2000) have considered robustness, or maximizing controllability are consid-
optimizing a coupling structure including dynamic ered. The design variables are the cross-sectional areas
analysis. A piezoelectric stack actuator is modeled as of the truss elements and the actuator locations. A shape
a single rod element. The objective functions include the function parameter is also designed for a 25 bar truss
maximization of the output stroke of the structure, example. The continuous problem of designing the truss
maximization of the magnification factor, or maximiza- member sizes is handled by SLP or SQP methods, and
tion of mechanical efficiency. The variable element the discrete problem of locating actuators is handled by
density approach is used, where the design domain for a SA algorithm. The two solution methods are used
the structure is parameterized into square elements, and either in sequence or in a combined hybrid approach.
214 M. I. FRECKER
Although the authors call the resulting structure a smart modeled as a flat cantilevered composite plate, and the
structure, the type of actuators is not specified; they are composite stacking sequence, the actuator/sensor loca-
assumed to be generic force generating actuators. The tions defined in terms of centroid location, and the
method is applied to a two-bar truss problem and controller gain are optimized. Several objective func-
compared to an exact solution, and also to a 25-bar tions are considered in multicriteria objective such as
truss problem. minimizing the static displacement, and minimizing the
Optimal design of active composite plates is consid- twist of the wing tip, and minimizing the acceleration
ered by Franco Correia et al. (2001). They seek to of tip, and maximizing the closed loop damping ratio
maximize the transverse deflection of the midpoint of of the first mode. Constraints include prevention of
plate or to maximize its fundamental frequency. The overlap of actuator patches, limits on actuator dimen-
location of eight pairs of square actuator patches and sions, an upper limit on the electric power consump-
the fiber angles in each ply of the passive layers are the tion during gust response analysis, and upper limit on
design variables. A refined finite element model is ply stresses. A hybrid solution method is used where
developed which uses higher order displacements so SA handles the discrete variables of stacking sequence
that the actuator size can be taken as the element size. and actuator/sensor placement, and SQP handles the
The authors compare a simulated annealing solution continuous variable of feedback gain. Surface bonded
algorithm to a gradient-based method and conclude that rectangular piezoelectric sensors and actuators are
the SA algorithm takes 20 times longer than each trial of assumed to be bonded in symmetric pairs to the top
the gradient-based approach. and bottom surfaces. The method is shown to be
Chattopadhyay et al. (1999) address the structure– highly effective in reducing the acceleration at the tip
actuator problem together with controller parameters due to gust and in handling all the objectives
for an active wing application. The active wing is simultaneously.
Recent Advances in Optimization of Smart Structures and Actuators 215
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