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CRE0010.1177/0269215518784345Clinical RehabilitationGomes Neto et al.
CLINICAL
Original Article REHABILITATION
Clinical Rehabilitation
Abstract
Objective: Inspiratory muscle training (IMT) improves prognostic clinical variables in patients with heart
failure. However, the optimal intensity for increasing those outcomes remains unclear. Thus, we aimed
to determine whether high-intensity inspiratory muscle training (HIIMT) improves exercise capacity and
respiratory muscle strength in patients with heart failure with reduced ejection fraction (HFrEF).
Methods: We searched for randomized controlled clinical trials at MEDLINE, the Cochrane Central
Register of Controlled Trials, the Physiotherapy Evidence Database, SciELO and CINAHL from the
earliest date available to May 2018. Primary studies on HIIMT against low-intensity IMT or sham-IMT that
evaluated exercise capacity and inspiratory muscle strength were included. Two independent reviewers
evaluated the eligibility of studies retrieved from the databases. Disagreements were resolved by discussion
or by a third reviewer. Weighted mean difference (WMD), standardized mean difference (SMD) and 95%
confidence interval (CI) were estimated by random effect models.
Results: Five studies met the eligibility criteria (138 patients). HIIMT improved VO2peak (WMD
2.65 mL kg−1 min−1; 95% CI: 2.2 to 3.1 mL kg−1 min−1), walking tests (SMD 1.71; 95% CI: 0.83 to 2.59) and maximal
inspiratory pressure (WMD 16.63 cmH2O; 95% CI: 10.34 to 22.91 cmH2O). The estimate for potential risks
of adverse events was not performed because of the low prevalence of reports in primary studies.
Conclusion: HIIMT seems to be a useful strategy for improving exercise capacity and inspiratory muscle
strength in HFrEF patients.
Keywords
Heart failure, high-intensity training, respiratory weakness
Introduction
Heart failure with reduced ejection fraction estimation by meta-analysis of controlled clinical
(HFrEF) is clinically characterized by exercise trials with HFrEF patients to compare the efficacy
intolerance, muscle weakness/deconditioning and of HIIMT vs low-intensity IMT (or sham-IMT) on
poor quality of life.1–3 The peripheral and respira- exercise capacity and respiratory muscle strength
tory muscles in HFrEF patients are impaired, in this complex syndrome.
resulting in reduced inspiratory and expiratory
function.4–6 Inspiratory muscle training (IMT) is an Methods
attractive intervention for HFrEF patients and can
improve exercise capacity and inspiratory muscle The systematic review was planned and conducted
function.7,8 Different IMT strategies have been in accordance with Cochrane Collaboration recom-
used and it is not clear which IMT intensity is the mendations and reported in accordance with the
most efficient. In a study by Kawauchi et al.,9 low- Preferred Reporting Items for Systematic Reviews
intensity inspiratory and peripheral resistance mus- and Meta-Analyses (PRISMA) guidelines.14
cle training improved inspiratory and peripheral
muscle strength and walking distance.
Moderate-intensity resistance training has also Data sources and search strategies
been associated with improved expiratory muscle Potential studies were identified by searching the
strength and New York Heart Association func- following sources: MEDLINE, the Cochrane
tional class in patients with heart failure. However, Central Register of Controlled Trials (CENTRAL),
Chiappa et al.10 reported improved lung function in the Physiotherapy Evidence Database (PEDro), the
HFrEF patients who underwent a high-intensity Scientific Electronic Library Online (SciELO) and
inspiratory muscle training (HIIMT) protocol. the LILACS database up to May 2018 without lan-
Almost a decade ago, Laoutaris et al.11 compared guage or publication status restrictions. We also
HIIMT with low-IMT (15% of maximal inspira- performed handsearches of relevant literature, and
tory pressure) in a sample of 23 patients with gray literature was consulted in Google Scholar.
chronic heart failure. Improved maximal inspira- The search strategies were based on three groups of
tory pressure was observed in patients who received keywords: study design, participant/problem and
either treatment type, although greater benefits interventions. The study design group of keywords
were observed in the HIIMT group. More recently, included the terms randomized controlled trials,
two small studies also suggested that high-intensity clinical trials and controlled trials; the participant/
workloads may be beneficial for patients with heart problem group of keywords included the terms
failure.12,13 heart failure, dilated cardiomyopathy and systolic
To the best of our knowledge, there is no sys- heart failure and the intervention group of key-
tematic review with meta-analysis that has evalu- words included the terms exercise, IMT, respira-
ated the impact of HIIMT in this setting. tory exercise, breathing exercises and physical
Considering the gap in this area of knowledge, we training. The optimally sensitive filter developed
performed a comprehensive systematic review of by Higgins and Green15 was used to exclude non-
the literature and quantitative summary effect controlled clinical trials in PubMed/MEDLINE.
Gomes Neto et al. 3
The full search strategy can be found in Electronic aspects of the study population, such as sex and mean
Supplementary File 1 for independent replication. age; (2) aspects of the intervention performed (sam-
ple size, IMT type, exercise type, the presence of
supervision and the frequency and duration of each
Study selection
session); (3) follow-up; (4) follow-up losses; (5) out-
Studies were eligible for this systematic review if come measures and (6) results. Disagreements were
they met the following criteria: (1) included adult resolved by consensus or by discussion with a third
patients (aged ⩾18 years) with HFrEF (<40%); (2) investigator (L.H.). Any further information required
a randomized controlled clinical trial design and (3) from the original authors was requested by email.
controlled by low-intensity IMT or sham-IMT. No
restriction was made in terms of gender, the dura-
tion of exercise intervention, publication status or
Risk of bias in the primary studies
language. HIIMT was defined as IMT involving at The risk of bias in the studies included in this sys-
least 60% of respiratory muscle strength or being tematic review and meta-analysis was scored using
estimated or described as such by the authors. The the 11-item PEDro scale,16 which is based on the
main outcomes of interest were exercise capacity 9-item Delphi List developed by Verhagen et al.17
(evaluated only by VO2peak and distance walked in One item on the PEDro scale (eligibility criteria) is
the 6-minute walk test or 12-minute walk test) and related to external validity and is generally not
maximal inspiratory pressure. used to calculate the method score, leaving a score
range of 0–10.18 The entire process was conducted
Assessment of study eligibility independently by two researchers, and disagree-
ments were resolved by discussion.
The list of titles and abstracts from each data source
were independently evaluated by two authors
(M.G.N. and F.F.) to identify potential studies for Certainty in the evidence and strength of
the systematic review. If at least one of the authors recommendations
considered a reference eligible, the full text was
We assessed the certainty of evidence and the
obtained for complete assessment. The full texts of
strength of recommendations for the outcomes
the selected articles were independently assessed by
exercise capacity and improved inspiratory muscle
three reviewers (M.G.N., F.F. and L.H.) to identify
strength after HIIMT of our meta-analysis using
those meeting the criteria for inclusion or exclusion.
the Grading of Recommendations, Assessment,
Disagreements were discussed by the authors, and a
Development and Evaluation (GRADE) system’s
final decision was reached by consensus.
We checked each selected article’s reference list GRADEpro software, the results of which are pre-
to identify other potentially eligible studies. The sented in the Summary of Findings Table.19
authors of ongoing studies were contacted by email The assessment involved five items: risk of bias,
for information about the work in progress and any imprecision, inconsistency, indirectness and publi-
unpublished data that could be synthesized by our cation bias. The evidence for each item was classi-
work. Studies in which we were unable to provide fied as follows: none (no reduction in points),
qualitative or quantitative evidence meeting our serious (reduction of 1 point) and very serious
eligibility criteria, after contacting authors, were (reduction of 2 points), being scored according to
excluded thereafter. the interference biases detected in these items. The
quality of evidence was interpreted as high quality,
moderate quality, low quality or very low quality.19
Data extraction
Two authors (M.G.N. and F.F.) independently Statistical analysis
extracted the data from the published reports using
standard data extraction forms adapted from the Pooled-effect estimates were obtained by comparing
Cochrane Collaboration15 model that considered (1) the least square mean percentage change from
4 Clinical Rehabilitation 00(0)
baseline until the end of the study for each group and studies, no asymmetry statistics were included. All
were expressed as the weighted mean difference analyses were conducted using Review Manager
(WMD) between groups. Standardized mean differ- version 5.3 (Cochrane Collaboration).21
ences (SMDs) were only used to estimate effect size
for exercise capacity, since some studies presented
data for the 12-minute walk test and not for 6-min- Results
ute walk test. All meta-analyses were performed
Description of selected studies
using the random-effects model, despite any
observed heterogeneity. Only one comparison was The initial search identified 475 records, of which
made: HIIMT group vs control group. An α value of 12 were considered potentially eligible and
0.05 was chosen as the threshold for significance. retrieved for full-text eligibility assessment. Five
Heterogeneity of the treatment effect was assessed articles11,22–25 met the eligibility criteria and were
using Cochrane’s Q and the I2 test, in which values included for data extraction. Seven studies did not
greater than 50% were considered indicative of het- meet the eligibility criteria and were excluded.
erogeneity.20 Due to the low number of included Figure 1 shows the PRISMA flow diagram of
Gomes Neto et al. 5
studies in this review. The reference list of excluded in Weiner et al.25 The training intensity ranged from
studies after full-text checking can be found in 15% (control group) to 60% (intervention group) in
Electronic Supplementary File 2. three studies.22,23,25 Marco et al.24 used 100% of 10
maximal repetitions. Sustained maximum inspiratory
pressure was performed in only one study23 and ranged
Study characteristics from 15% (control group) to 60% (intervention group)
The number of participants in the analyzed studies of sustained maximal inspiratory pressure. The studies
ranged from 20 to 38, with a mean of 27 patients, included in this review used standardized and vali-
resulting in a total of 138 subjects. The samples of the dated outcome measures to assess the benefits of IMT:
selected studies largely consisted of middle-aged and maximal inspiratory pressure and exercise capacity
elderly individuals, whose mean age ranged from 54.9 (VO2peak and 6-minute walk test or 12-minute walk
to 69.3 years. All studies included individuals of both test). The included studies’ exercise intervention char-
genders, but there was a general predominance of men acteristics are provided in Table 2.
(118 men vs 18 women—85% vs 15%). All reviewed
studies included patients with systolic chronic heart PEDro scale results
failure, with a mean ejection fraction ranging from
23.8% to 28.8% in four of the five studies. In Marco After assessing methodological aspects and risk of
et al.,24 the ejection fraction was 36.9%. Regarding bias with the PEDro scale tool, we found that all of
New York Heart Association functional class, 61.5% the studies included a control group and two used
of the patients were in class I or II, while the remaining random allocation. All studies described adequate
38.5% were in class III or IV. Because in Weiner follow-up and presented baseline comparability,
et al.25 the functional class of the patients was pre- between-group comparisons, point estimates and
sented as the mean value (2.35), a combinatory calcu- variability. Therapists and assessors were blinded
lation was necessary to standardize the results. in two of the five studies (40%), patients were
Maximal inspiratory pressure was expressed in blinded in one of the studies (20%) and intention-
cmH2O, ranging from 46.5 to 84.2 cmH2O in the to-treat analysis was reported for one study (20%).
five studies.11,22–25 All studies described exclusion None of the studies reported allocation conceal-
criteria. The reported exclusion criteria were pul- ment. The total PEDro scores are presented in
monary disease, chronic obstructive pulmonary Table 1.
disease, cognitive problems, acute/chronic infec-
tions, rheumatoid disease, cancer and inflamma- Exercise capacity
tory diseases. Treatment with anti-inflammatory Three studies assessed VO2peak as an out-
drugs, current smoking and the absence of general come.11,22,23 The meta-analyses showed (Figure 2)
and/or respiratory muscle training in the previous a pooled effect of 2.65 mL kg−1 min−1 (95% confi-
three months were also exclusion criteria. A com- dence interval (CI): 2.2 to 3.1 mL kg−1 min−1) in
prehensive qualitative evaluation of primary data VO2peak for the HIIMT group vs the control group.
can be found in Table 1 (i.e. sample size, drop-outs, Three studies assessed the walking test as an
mean age, intervention and assessed outcomes). A outcome—two used the 6-minute walk test22,23 and
complimentary table with potential sources of bias one used the 12-minute walk test.26 The meta-anal-
(i.e. disclosures, trial register, funding) and meta- ysis comparing the HIIMT group with a control
data (e.g. digital object identifier number—DOI) group showed (Figure 3) a pooled standardized
can be found in Electronic Supplementary File 3. mean effect on exercise capacity of 1.71 (95% CI:
0.83 to 2.59, P = 0.0001).
Characteristics of intervention programs
Inspiratory muscle strength
The duration of intervention programs ranged from 4
to 12 weeks. HIIMT was applied for 4 weeks in Marco Five studies assessed maximal inspiratory pressure
et al.,24 10 weeks in Laoutaris et al.11,21,22 and 12 weeks as an outcome.11,22–25 One study, Marco et al.,24
6 Clinical Rehabilitation 00(0)
Table 1. Comprehensive qualitative evidence synthesis for HIIMT on exercise capacity and respiratory muscle
strength.
Study Sample Drop- Mean LVEF NYHA Interventions Outcomes Adverse Key Findings PEDro
size outs (%) age (y) (%) events
Laoutaris 35 NR 58.6 24.4 NYHA (II/ HIIMT vs VO2peak, NR Higher 5
et al.22 III) low-IMT 6MWT, VO2peak,
MIP 6MWT and MIP
in the HIIMT
group than the
control group
(P < 0.005)
Laoutaris 38 NR 56.6 27.4 NYHA (II/ HIIMT vs VO2peak, NR Higher 6
et al.23 III) low-IMT 6MWT, VO2peak,
MIP 6MWT and MIP
in the HIIMT
group than the
control group
(P < 0.001)
Laoutaris 23 NR 54.9 28.8 NYHA (II/ HIIMT vs VO2peak, NR Higher 6
et al.11 III) low-IMT MIP VO2peak and
MIP in the
HIIMT group
than control
group (P < 0.01)
Marco 22 0 69.3 36.9 NYHA (II/ HIIMT vs MIP None Higher MIP 8
et al.24 III) sham-IMT in the HIIMT
group than the
control group
(P < 0.0001)
Weiner 20 NR 65 23.8 NYHA (II/ HIIMT vs VO2peak, NR Higher 6MWT 5
et al.25 III) sham-IMT 12MWT, and MIP in
MIP the HIIMT
group than the
control group
(P < 0.001). No
statistically
significant
change in mean
VO2peak in
either group
HIIMT, high-intensity inspiratory muscle training; IMT, inspiratory muscle training; LVEF, left ventricular ejection fraction; MIP,
maximal inspiratory pressure; 6MWT, 6 minute walk test; 12MWT, 12 minute walk test; NYHA, New York Heart Association; NR,
not reported.
MIP, maximal inspiratory pressure; MR, maximal repetitions; NR, not reported.
Figure 3. High-intensity inspiratory muscle training vs controls for walk capacity outcome.
Figure 4. High-intensity inspiratory muscle training vs controls for maximal inspiratory pressure outcome.
8
Table 3. Summary of findings on evidence strength by the GRADE tool.
Outcomes Anticipated absolute effects (95% CI) Relative effect Participants GRADE Comments
(95% CI) (studies) rate
Risk Risk* HIIMT
control
Exercise capacity assessed The mean exercise capacity − 93 (3 RCTs) VERY Exercise capacity was assessed
with walking tests. in the intervention group LOW using two different methods.
Follow-up: mean 10– was 86.22 m higher (36.22 Higher walking test scores indicate
12 weeks higher to 136.23 higher) improvement. WMD of 86.22 m is
considered clinically relevant
Inspiratory muscle strength The mean inspiratory − 134 (5 RCTs) LOW Higher inspiratory pressure scores
assessed with maximal muscle strength in the indicate improvement. WMD
inspiratory pressure. intervention group was of 16.77 cmH2O is considered
Follow-up: mean 4–12 weeks 16.77 cmH2O higher to clinically relevant
22.85 cmH2O higher
VO2peak assessed with The mean peak VO2 in the − 96 (3 RCTs) LOW Higher VO2peak scores indicate
cardiopulmonary exercise intervention group was improvement. WMD of 2.65 is
test. 2.65 mL−1 kg−1 min−1 higher considered clinically relevant
Follow-up: mean 10 weeks (2.19 higher to 3.11 higher)
CI, confidence interval; HFrEF, heart failure with reduced ejection fraction; HIIMT, high-intensity inspiratory muscle training; MD, mean difference; WMD, weighted mean difference.
*The risk in the intervention group (and its 95% confidence interval) is based on the assumed risk in the comparison group and the relative effect of the intervention (and its
95% CI).
GRADE: Working Group grades of evidence.
High certainty: We are very confident that the true effect lies close to that of the estimate of the effect.
Moderate certainty: We are moderately confident in the effect estimate: The true effect is likely to be close to the estimate of the effect, but there is a possibility that it is
substantially different.
Low certainty: Our confidence in the effect estimate is limited: The true effect may be substantially different from the estimate of the effect.
Very low certainty: We have very little confidence in the effect estimate: The true effect is likely to be substantially different from the estimate of effect.
Explanations:
(a) Only one study randomized.
(b) Studies without allocation concealment, random allocation and/or sample size calculation.
(c) 12 = 97%.
Clinical Rehabilitation 00(0)
(d) Meta-analysis with statistical significance in heterogeneity test and high I2.
Gomes Neto et al. 9
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