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Safety 2596103 Peer Review v1
Safety 2596103 Peer Review v1
Abstract: While there is evidence of substantial improvement in efficiency and cost reduction from 9
integration of Robotics, Artificial Intelligence, and Drones (RAID) in solar installations; it is ob- 10
served that there is limited oversight by international standards such as the International Electro- 11
technical Commission (IEC) in terms of the hazards and untapped potentials. This is partly because 12
it is an emerging application and generally burdened with social acceptability issues. Thus, safety 13
regulations applied are adaptations of device specific regulations as deemed fit by individual com- 14
panies. Also, due to the fast-paced technological development of these platforms, there is huge- 15
potential for applications which are not currently supported by the device specific regulations. 16
This creates a multi-faceted demand for establishment of standardized industry wide polices and 17
guidelines on the use of RAID platforms for solar PV integrations. This work aims to address critical 18
safety concerns by conducting a comprehensive high-level system examination, applicable to the 19
monitoring and maintenance of solar PV systems. Standard safety assurance models and ap- 20
proaches are examined to provide a safe autonomy perspective for solar PV. It is considered that as 21
RAID applications continue to evolve and become more prevalent in the solar PV industry, stand- 22
ardized protocols or policies would be established to ensure safe and reliable operations. 23
Keywords: robotics, artificial intelligence, drones, autonomous systems, photovoltaics, safety, au- 24
tonomy, policies 25
26
1. Introduction 27
Recent advancements in robotics, artificial intelligence (AI) and drone technologies 28
Citation: To be added by editorial have enabled the development of sophisticated systems capable of performing tasks with 29
staff during production. minimal human intervention. These technologies have been deployed in various sectors 30
Academic Editor: Firstname Last- of the economy such as healthcare[1], transportation[2], agriculture[3], construction[4], 31
name power systems[5], and manufacturing[6]. They are fast becoming a part of our daily living 32
and our activities are now more dependent on their functionalities. Examples of these 33
Received: date
include self-driving (FSD) AI technology in electric vehicles[7], surgical robots[8], and 34
Revised: date
crop monitoring with drones[9]. The reduction in human intervention associated with 35
Accepted: date
Published: date
some of these applications has resulted in the new class of systems termed “autonomous 36
agents”[10]. The energy sector is not left out in this revolution with a conservative cumu- 37
lative annual growth rate (CAGR) of 23.6% and USD 20.83 billion 2023 forecasted market 38
for artificial intelligence applications [11]. 39
Copyright: © 2023 by the authors.
The energy sector encompasses various applications, including smart grids, energy 40
Submitted for possible open access
management systems, oil and gas exploration and production, and renewable energy. The 41
publication under the terms and
conditions of the Creative Commons
renewable energy sector, in particular, continues to develop new applications utilizing 42
installation space, high energy storage costs, natural disasters, and maintenance issues. 46
To address these challenges, strategies have been developed, such as wind turbine inspec- 47
tion with drones, robotic arms for renewable energy equipment manufacturing, and AI- 48
platforms for energy management. For solar photovoltaic energy generation, drones 49
equipped with sophisticated cameras and AI algorithms can inspect solar panels to detect 50
faults and damages[12, 13], enabling timely maintenance and repair. Autonomous robots 51
can clean solar panels[14], and AI can optimize the operation of solar PV systems[15]. 52
Additionally, machine learning algorithms can analyze data from solar panels, weather 53
forecasts, and energy markets to predict energy production and consumption patterns, 54
allowing for the system's optimal operation[16, 17]. 55
It is observed that, with the emergence of various RAID platforms, many companies 56
tend to define safety within their operational environment solely on acceptable practices 57
on use of individual RAID device as there are currently limited industry-wide policies for 58
solar PV integration of autonomous systems. This can be expected as several of these tech- 59
nologies are in their early adoption stage by a significant number of solar PV installation 60
companies. However, the absence of specific regulations often creates several gaps or 61
loopholes in such high-level system integration as indicated by [18]. [18] described the 62
gaps as semantic gaps, responsibility gaps and liability gaps. Identification of this gaps 63
would provide information and clarification of sources of errors arising from system in- 64
tegration as well as the party that bears the liability during disaster management process. 65
These gaps are inevitable since the integration of autonomous platforms into an existing 66
facility creates new fault points and can lead to varying failure scenarios. 67
It is worth noting that policies from regulatory authorities (IEC, International Robot- 68
ics Federation - IFR, Country specific UAV regulators) are not entirely oblivious to the use 69
of RAID platforms for solar PV site maintenance. For example, the European Union Op- 70
erations and Maintenance best practice guideline v5.0 [19] granted recognition to ther- 71
mography inspection using UAVs for solar PV site monitoring as supported by IEC TS 72
62446-3:2017. However, the scope of this guideline is limited to the use of UAVs for ther- 73
mography applications as it relates to procedures to obtain valid imagery. As described 74
in Section 3.3, the recent use of UAVs extends beyond thermography. Also, the guidelines 75
are yet to provide standard operational procedures as it relates to safety and hazard man- 76
agement. This is expected to cover instances of recent robotics integration and autono- 77
mous interactions within the site. 78
Furthermore, some of the current policies on the use of some autonomous platforms 79
limits viable application of the technologies for solar photovoltaics integration. An exam- 80
ple is the beyond-visual-line-of-sight (BVLOS) regulation which is designed to protect un- 81
involved persons during drone flights. A downside of this is that it severely restricts the 82
possibilities and ease of monitoring building attached photovoltaics (BAPV). Due to ex- 83
ponential increase in energy demand in several countries, commercial rooftop photovol- 84
taic installation has gained significant legal recognition and there are several installations 85
on rooftops of commercial buildings such as very large malls and industries. Several of 86
these installations are over 500kWp fully installed with over 1000 high wattage solar mod- 87
ules. Oftentimes, the allowed rooftop solar PV system size could be up to 1MWac or more 88
(the legal limit varies per country)[20, 21]. This implies that, there is need for monitoring 89
of a significantly higher number of solar modules spread out over a very wide area, at 90
different orientations and substantial height from ground. UAV (drones) monitoring can 91
be highly beneficial as it reduces fall from height risk, and damage of roofs from frequent 92
climbing by operations and maintenance staff. However, this application is currently lim- 93
ited with several UAV regulations which are yet to be considered in-terms of this specific 94
application. Thus, the research question is to identify whether there are new advances to 95
be made or guidelines to enable application at such scale? 96
Consequently, regardless of the need to apply beneficial technologies where neces- 97
sary, when the trustworthiness of the overall system is not adequately examined, it acts 98
Safety 2023, 9, x FOR PEER REVIEW 3 of 24
In this work, we define safe autonomy in solar photovoltaic (PV) energy applications 152
as the use of automated systems including robots, artificial intelligence and drones in a 153
way that ensures safe and reliable operations with minimal human intervention. For this 154
purpose of this discussion, emphasis will be on safe autonomy for RAID applications. 155
It is important to note that safety in autonomous systems can be viewed from two 156
standpoints. One is the reduction of risk to human since the tasks involved are now car- 157
ried out by autonomous systems, such as is observable in [23, 28, 29], where RAID equip- 158
ment are used to perform hazardous tasks in space (on satellites) and at heights to install 159
or repair solar panels. Autonomous robots and drones equipped with sensors and AI al- 160
gorithms can perform these tasks more efficiently and safely, with minimal risk of injury 161
to human workers. The second standpoint is safety of system operations, to prevent avoid- 162
able issues, which can lead to injuries/death for those involved or within the vicinity of 163
the operation, damages to facility operated on (or interconnected ones) as well as the 164
RAID equipment itself[30]. 165
To ensure safe operations of autonomous systems, researchers are exploring various 166
methods to develop safe autonomy within the solar PV space. One approach is to use 167
sensors and cameras to enable autonomous robots to perceive their environment and de- 168
tect potential hazards [30, 31]. Another approach is to implement safety protocols and fail- 169
safes to ensure that the system can respond appropriately to unexpected situations or mal- 170
functions [32–34]. These are effective measures to prevent operational failures, and loss of 171
income associated via capital expenditure, downtime reduction, irrecoverable loss, and in 172
case of loss of life and permanent injuries, legal and insurance costs. 173
There exist several autonomous RAID applications in solar photovoltaics ranging 174
from solar cell wafer production to cell arrangement to form a solar module, mechanical 175
test of final product before packaging, packaging, installation, and maintenance [27, 35– 176
38]. As earlier mentioned, on a frequent basis, the safety protocols are implemented as 177
best understood by the company utilizing the application or solely based on device man- 178
ual. This approach often times do not adequately consider fault points introduced by the 179
integration of the device into the overall system, ease of transfer of knowledge (to opera- 180
tions staff), solar PV specific issues, and as such there is need to start providing frame- 181
works and policy guideline which can serve as industry standard for safety of humans 182
(involved and non-involved), adequate asset management, ease of regulatory inspection, 183
conflict resolution, warranty and insurance claims resolution. 184
In view of the above, this work aims to identify critical issues on the integration of 185
autonomous systems particularly RAID application within the solar PV industry with an 186
attempt to providing possible solutions and guiding framework. 187
SAE LEVEL 0 SAE LEVEL 1 SAE LEVEL 2 SAE LEVEL 3 SAE LEVEL 4 SAE LEVEL 5
You are driving whenever these driver support fea- You are not driving when these automated driving
tures are engaged - even if your feet are off the pedals features are engaged - even if you are seated in "the
What does the
and you are not steering driver's seat"
human in the
driver's seat You must constantly supervise these support features; When the feature
These automated driving features
have to do? you must steer, brake, or accelerate as needed to main- requests
will not require you to take over
tain safety
you must drive driving
These are driver support features These are automated driving features
These features These features These features These features can drive the vehi- This feature can
are limited to provide steering provide steering cle under limited conditions and drive the vehi-
What do the providing OR brake/accel- AND brake/ac- will not operate unless all required cle under all
features do? warnings and eration support celeration sup- conditions are met conditions
momentary as- to the driver port to the driver
sistance
Automatic Lane centering Lane centering Traffic jam Local driver- Same as level 4,
emergency OR AND chauffer less taxi, ped- but feature can
Example braking, blind adaptive cruise adaptive cruise als/steering drive every-
Features spot warning, control control at the wheel may or where in all
lane departure same time may not be in- conditions
warning stalled
204
Level 4 (High Automation – Self driving is available, and vehicle intervenes when things 205
go wrong, however, human can override if desired or based on legislation), Level 5 (Full 206
Automation – Driving does not require any human oversight) [41, 42]. 207
While this classification approach has successfully enabled the current regulatory 208
oversight for on-road motor vehicles, we observe that applying the same principle for 209
solar PV may not provide a robust solution. This is because the approach applied above 210
can be considered a single device scenario when compared with the range of interacting 211
system of systems applicable on a single solar PV installation/farm. However, since EVs 212
and RAID applications have similarities in terms of inclusion of autonomous systems, we 213
consider leveraging on the basic principles used in the automotive sector. To achieve some 214
form of generalization for RAID applications in solar photovoltaics, we propose consid- 215
eration of the autonomous processes/applications and the various anticipated failure 216
points/process. To do this, we at first consider the existing classifications or categorization 217
of RAID platforms and their applications within the solar PV sector 218
(number of joints ‘L’ – number of independent constraints ‘c’) [49] , useful configuration, 225
and operational mode. For the purpose of this work, classification based on operational 226
mode will be applied for clarity and generalization across various devices. In terms of 227
operational mode, robots can be classified into 6 types [46]. 228
229
• Autonomous Mobile Robots (AMRs): These are robots that are able to move around 230
with the aid of sensors and machine vision. They have onboard processors that allow 231
them to make smart decisions on the move. 232
• Automated Guided Vehicles (AGVs): This class of robots rely on preprogrammed 233
paths and are operated only when under full supervision. 234
• Articulated Robots: This refers to robotic arms used mostly in manufacturing plants. 235
They have different degree of motion based on the number of joints and coordinates 236
of motion at each joint. 237
• Humanoids: These group of robots perform human-centric tasks and are therefore 238
designed in human forms. They are essentially a subset of AMRs. 239
• Cobots: The term Cobots imply Collaborative Robots. This category of robots per- 240
forms tasks alongside or directly with humans. They are designed to significantly 241
reduce arduous tasks for human workers. 242
• Hybrids: This class of robots are a combination of any of the classes described above. 243
This is to enable them to perform more complex tasks than the single categories. 244
245
3.2.2. Artificial Intelligence (AI) Platforms 246
Artificial intelligence refers to any platform/process that is implemented to execute 247
tasks or make decisions like human beings. It is also defined as the ability to plan, reason, 248
learn or provide information via combination of concepts from a broad field of science 249
such as computer science, psychology, philosophy, linguistics, and many others [50, 51]. 250
AI is often classified in terms of capabilities as Narrow/Weak AI (single task), General 251
AI (multiple tasks as human) and Super AI (multiple tasks better than human), or in terms 252
of functionality as described below [52, 53]. 253
• Reactive AI: This type of AI is programmed to only provide predictable response 254
based on the input/stimuli it receives. This form of AI does not store the input and 255
does not learn with continuous usage. 256
• Limited memory AI: This level of AI functionality learns from previous use to im- 257
prove its output or response. Model training under this level can either be prompted 258
by developers or the AI platform pre-built to automatically update the training. An 259
example is the training of computers in playing games. 260
• Theory of mind: This level of AI functionality not only has memory, but it also begins 261
to interact with human thought and emotions. This is a very high level of human 262
behaviour mimicking and an example can be seen as exhibited by Sophia the human- 263
oid robot created by Hanson robotics in Hong Kong. The fluidity of human nature 264
and emotions however makes this very difficult to attain for now. 265
• Self-awareness: AI at this level would have achieved human-like intelligence and 266
self-awareness. The AI platform will be aware of itself and others’ emotions and 267
needs. There is currently no AI at this level however with continuous advancement 268
in technology, this is considered achievable. 269
270
3.2.3. Drones (Unmanned Aerial Vehicles) 271
In the context of this work, we refer to drones as aerial vehicles that do not carry 272
human-beings on-board but that are rather controlled remotely or through pre-pro- 273
gramed on-board systems or remote facility. Generally, drones refer to a larger range of 274
devices ranging from small (1mm wing span), unmanned battery powered aerial vehicles 275
Safety 2023, 9, x FOR PEER REVIEW 7 of 24
to large (61m wing span) unmanned underwater or aerial vehicles that use fuel engine 276
often used in the military [54–56]. 277
Drones can be classified in terms of their size/weight, and wing mechanism (fixed 278
wing, rotary wing) [57, 58]. In terms of operational functionality, drones are usually de- 279
signed to carry payload for different applications. This could range from ordinary camera, 280
specialized camera, LIDAR systems to missiles in military application. This work will only 281
discuss drones’ use to carry non-combatant payloads for solar PV applications. 282
283
3.3 RAID Applications 284
In order to gain a deeper understanding of the levels of autonomy and associated 285
risks in the applications of RAID devices, we conducted an analysis of recent RAID appli- 286
cations in the solar PV system context. The objective is to explore the breadth of applica- 287
tions and assist in defining the varying levels of autonomy and risk associated with these 288
applications. 289
Table 2 provides a snapshot of some of the RAID applications in solar PV systems [4, 290
12–17, 59–61]. It is important to note that this list is not exhaustive and serves as a repre- 291
sentative sample of the diverse range of system implementations that exist, depending on 292
the developers and their specific objectives. Each application in the table represents a 293
unique combination of RAID technologies integrated into solar PV systems to perform 294
specific tasks. 295
One key observation from the analysis is the significant variance in the level of au- 296
tonomy exhibited by these applications. While some applications are still in the early 297
stages of development and considered basic prototypes, others have already been imple- 298
mented in operational solar farms, albeit with full human supervisory roles. This variance 299
in autonomy levels reflects the current stage of development and adoption of RAID tech- 300
nologies in the solar PV industry. It is important to recognize that the level of autonomy 301
directly impacts the associated risks in these applications. Applications with higher levels 302
of autonomy, where the RAID devices operate with minimal human intervention, may 303
introduce additional risks that need to be carefully managed and mitigated. On the other 304
hand, applications with lower levels of autonomy, where human supervision is prevalent, 305
may have a different set of risks associated with human-machine interactions and the po- 306
tential limitations of human oversight. 307
308
Robots AI Drones
Inspection Maximum power point tracking Site inspection before system design
Cleaning Plant yield forecasting Construction monitoring
Ribbon disconnection failure detection Parameter estimation in modelling Site commissioning
Panel installation Defect detection Module maintenance inspections
Industrial production of solar cells/ modules System design Thermal imagery assessment
Thermal imaging Model optimization PV transmission lines inspection
Bird control Solar plant control Shading assessment
Carrying payloads for solar farm inspection Data analytics Asset security monitoring
Plant maintenance
Solar module cleaning
Cybersecurity
Cell material optimization
Embedded system control of robots and
drones
Fault detection
310
Safety 2023, 9, x FOR PEER REVIEW 8 of 24
The next level is venturing into full scale autonomy for individual devices and then 311
full-scale autonomy at the whole solar plant level. This may be inevitable as the devices 312
become more sophisticated and need to manage large utility scale farms. 313
[72] ML safety assurance Provided a six-stage closed loop safety assurance model Any platform using
for any platform using Machine learning. It covers all Machine learning
aspects of ML assurance, verification, and deployment
[73] ML safety assurance This model provided upgrade to Hawkins, R. et al 2021 Any platform using
for real-time ML safety verification and deployment. Machine learning
[74] Safety Assurance Provides a comprehensive model for safety assurance of All autonomous
autonomous systems in complex environments. systems
[75] Safety Assurance Provides comprehensive guideline to autonomous All autonomous
systems integration. Right from algorithm level to systems
system-of-systems integration. Also provides broad
guidelines on where responsibility lies in cases of faults
or anomaly behaviour (either the human supervisor or
actual autonomous system)
[76] Reliability and risk- Detailed information about autonomous systems, and All autonomous
based assessment various aspects to be considered for safety and system systems
assurance
322
323
While these existing models and approaches provide valuable insights and guidance, 324
it is important to note that they may not directly address the specific considerations and 325
requirements of the integration of RAID technologies in solar PV applications. The unique 326
characteristics and challenges associated with the solar PV industry necessitate a tailored 327
approach to ensure the safe and effective utilization of autonomous systems. Therefore, it 328
becomes apparent that further research and development are required to bridge the exist- 329
ing gaps and provide more specialized guidance for the integration of RAID technologies 330
in the context of solar PV. This new application-based guidance should consider the spe- 331
cific requirements and challenges posed by solar PV systems, including aspects such as 332
monitoring, maintenance, safety protocols, and environmental considerations. 333
By developing application-specific guidance, we can ensure that the unique needs of 334
the solar PV industry are adequately addressed. This approach will enable the establish- 335
ment of comprehensive safety frameworks and protocols that account for the particular 336
nuances of solar PV installations and their interaction with RAID technologies. The 337
uniqueness of the solar PV application is inherent in the operational architecture. For ex- 338
ample, if we consider different stages in the life cycle of a utility scale solar plant, the 339
preconstruction, construction, and life-time system operation, some applicable RAID ap- 340
plications found are highlighted below: 341
342
Safety 2023, 9, x FOR PEER REVIEW 10 of 24
Cell/Module
Plant Design/ Life-time
production Construction
Layout Monitoring
343
While several of the applications highlighted in Figure 1 may have been treated in- 345
dividually for safety considerations, most of the procedures during the life-time monitor- 346
ing are essentially been built as an autonomous system performing a task based on infor- 347
mation provided by another autonomous systems. An instance of this occurrence is when 348
the soiling sensor platform or autonomous drone inspection indicates that the solar panels 349
require cleaning and provides the information to robots responsible for the cleaning. The 350
robots will require other autonomous decision-making process from weather analytics 351
platform and path planning guidance on when to perform the task of panel cleaning. This 352
process indicates an interdependence of the autonomous systems which must be accu- 353
rately measured/predicted for safe maintenance. Any deviation or low accuracy/predic- 354
tion by any of the systems could lead to unpredicted action by the next sub-system. 355
In terms of risks associated, a faulty path planning from a robotic inspection, can lead 356
to collision with any of the module causing a sudden cable breakage and high DC current 357
surge through the system. This alone will cause system downtime, loss in plant yield, asset 358
destruction and could impact any human being in close vicinity. This is a ripple safety 359
risk that should be avoided as we approach the era of full autonomy within solar PV plant 360
maintenance. 361
362
Safety 2023, 9, x FOR PEER REVIEW 11 of 24
loophole in terms of responsibility of involved parties when a risk occurs. This is an 375
obvious situation with regards to the solar photovoltaic system integration as vari- 376
ous forms of implementation are just evolving. 377
• Enabling ease of implementation at all levels: Solar PV energy is a renewable en- 378
ergy source that is highly scalable, and at best highly socially integrable. This means 379
that solar PV system of any size can be installed based on energy demand required. 380
Also, since various means have been achieved to enhance its social appeal and mini- 381
mize its intrusiveness, it is being installed in various locations, such as residential 382
rooftop, commercial building rooftop, carparks, commercial ground mounts, build- 383
ing integrated and building attached systems, floating systems, farmland integrated 384
and utility scale locations. Thus, while there are several existing rules guiding appli- 385
cation of the RAID devices individually, it is observed that some of the regulations 386
make it impossible for application in some of the areas where the solar PV are in- 387
stalled and which the RAID application will be very useful for system developers 388
and monitors. An example is found in the regulations guiding autonomous use of 389
drones for solar PV monitoring in densely populated areas such as commercial 390
buildings (malls). While the regulations are generally not in favour of such applica- 391
tion, the benefit of been able to implement autonomous monitoring is also highly 392
beneficial, risk averting from workers having to climb rooftop always (in fact, they 393
may damage the roof sheeting and lead to roof sheeting warranty issues) and cost 394
saving. 395
• Ensure system of system level assurance: In addition to the device level regulations 396
that exist, system level guidance will ascertain a higher level of asset and life protec- 397
tion, thereby boosting investor confidence. This is because at this level, impact on 398
the environment and uninvolved persons within the scope of operations will have 399
been adequately concerned. This reduces the legal issues risk associated with the 400
rights of uninvolved persons. 401
2021 - 2023
2016 - 2020
2011 - 2015
2006 - 2010
2001 - 2005
1993 - 2000
30
34% 25
20
55%
15
10
Robot + Photovoltaic 5
Figure 3. From Web of Science: (a) References to RAID and Photovoltaics research; (b) Spread of 423
RAID application; and (c) Reference to safe autonomy. 424
Our analysis revealed a remarkable trend in academic research publications related 425
to RAID applications in the solar PV domain over the past five years. In fact, the volume 426
of research conducted in this field during this relatively short period has more than dou- 427
bled compared to the cumulative research output since the establishment of publication 428
records in 1993. This significant increase highlights the growing interest and recognition 429
of the potential of RAID technologies in solar PV applications. However, despite the sub- 430
stantial growth in research output, our examination of the literature, as depicted in Figure 431
3(c), indicates that there has been limited attention given to the risks associated with au- 432
tonomous systems in this area. While the advancements in robotics, artificial intelligence, 433
and drones offer exciting opportunities for the solar PV industry, it is crucial to recognize 434
and address the potential risks and challenges that come with their integration. 435
Safety 2023, 9, x FOR PEER REVIEW 14 of 24
Table 4. Real-time hazards, triggers, and consequence for autonomous RAID integration. 489
490
491
492
Safety 2023, 9, x FOR PEER REVIEW 16 of 24
Mitigation
Cause
Prevention
Hazard (Company policy)
(Company policy)
528
(a) 529
530
531
Safety 2023, 9, x FOR PEER REVIEW 17 of 24
Consequence
Cause
532
(b) 533
534
Figure 4: Safety model basis: (a) Current dynamics; (b) Proposed model. 535
536
To further accelerate the adoption and trustworthiness, we recommend development 537
of standard industry-wide guidelines/policies to outline safety use case for autonomous 538
system integration with solar PV installation. 539
Figure 4b illustrates the potential impact of the proposed guideline in three major 540
areas: hazard prevention, hazard mitigation, and disaster management of hazardous con- 541
sequences. These areas encompass various aspects of ensuring safety and addressing risks 542
associated with autonomous systems in solar PV applications. 543
Hazard prevention is a crucial aspect of the proposed guideline. By identifying and 544
addressing potential hazards early on, the guideline aims to prevent accidents, incidents, 545
or hazardous situations from occurring in the first place. This proactive approach can sig- 546
nificantly enhance the overall safety of autonomous systems in solar PV applications, re- 547
ducing the likelihood of adverse events. 548
Hazard mitigation is another essential focus of the proposed guideline. Despite pre- 549
ventive measures, certain hazards may still arise. In such cases, the guideline aims to pro- 550
vide strategies and protocols for effectively mitigating the impact of these hazards. By 551
outlining appropriate response actions, the guideline assists in minimizing potential harm 552
to humans, the environment, and the system itself. Prompt and effective hazard mitiga- 553
tion can limit the severity of consequences and aid in restoring normal operations swiftly. 554
Disaster management of hazardous consequences is a critical component covered by 555
the proposed guideline. In the event of a major incident or disaster, the guideline offers 556
guidance on managing the aftermath and addressing any hazardous consequences. This 557
includes strategies for containment, evacuation procedures, emergency response plans, 558
and coordination with relevant authorities. By providing a structured framework for dis- 559
aster management, the guideline aims to minimize the impact of such incidents and facil- 560
itate a more efficient and effective response. 561
Implementing the proposed guideline would not only enhance safety but also have 562
broader implications. Clarity provided by the guideline can facilitate the allocation of lia- 563
bilities in the event of unwarranted occurrences. This means that responsibilities and ac- 564
countabilities can be clearly defined, making it easier to determine who is liable for 565
Safety 2023, 9, x FOR PEER REVIEW 18 of 24
specific incidents or damages. This clarity enables more predictable financial management 566
of the system, allowing stakeholders to better assess and manage risks and allocate re- 567
sources accordingly. 568
By promoting safety, clarifying responsibilities, and facilitating financial manage- 569
ment, the proposed guideline makes the operation and management of autonomous sys- 570
tems in solar PV applications more viable and sustainable. It provides stakeholders with 571
a comprehensive framework to address risks, prevent hazards, mitigate consequences, 572
and effectively manage disasters. Ultimately, the implementation of the guideline can con- 573
tribute to a safer and more reliable integration of autonomous systems in the solar PV 574
industry 575
• Hazard identification and risk assessment: This forms an essential aspect of ensuring 581
the safe operation of autonomous systems in solar PV applications. It is crucial to de- 582
sign these systems to identify potential hazards, such as obstacles or adverse environ- 583
mental conditions, that could potentially impact their operation. Furthermore, a com- 584
prehensive risk assessment should be conducted to evaluate the likelihood and con- 585
sequences of these hazards causing harm to humans or the environment. This enables 586
the development of effective risk mitigation strategies and the incorporation of ap- 587
propriate safety measures into the system design. 588
• Safe operation design of autonomous systems: These systems should be designed to 589
operate safely under normal conditions, as well as in abnormal situations. Safety fea- 590
tures, such as advanced sensors, robust safety protocols, and fail-safe mechanisms, 591
should be integrated to ensure the system can detect and respond to potential hazards 592
or malfunctions, thereby minimizing risks to humans and the environment. 593
• Cybersecurity: This is a critical consideration in the design of autonomous systems 594
for solar PV applications. To maintain the safety and reliability of the system, 595
measures should be implemented to prevent unauthorized access or control. Cyberat- 596
tacks targeting these systems can compromise their functionality and potentially lead 597
to harmful consequences. Robust cybersecurity measures, including encryption, au- 598
thentication mechanisms, and intrusion detection systems, should be integrated to 599
protect against such threats. 600
• Interaction between autonomous systems and human operators/workers: When hu- 601
mans are required to work alongside autonomous systems in solar PV applications, 602
it is vital to design the system with human-machine interaction in mind. Safety pro- 603
tocols and interfaces should be established to facilitate safe collaboration and commu- 604
nication between humans and autonomous systems, minimizing the risk of accidents 605
or incidents. 606
• Maintenance and repair procedures: This should also be considered in the design of 607
autonomous systems for solar PV applications. The systems should be designed for 608
ease of maintenance and repair, with clear guidelines and safety protocols in place. 609
These measures ensure that maintenance or repair activities can be conducted safely, 610
minimizing risks to human workers, and preventing potential harm to the environ- 611
ment. 612
• Environmental impact (EI): EI mitigation is another critical consideration when de- 613
signing autonomous systems for solar PV applications. Efforts should be made to 614
minimize the system's environmental footprint. This can include reducing the use of 615
Safety 2023, 9, x FOR PEER REVIEW 19 of 24
hazardous materials during production, operation, or disposal phases, as well as im- 616
plementing measures to minimize waste generation. By prioritizing sustainability 617
and environmental stewardship, autonomous systems can contribute to a cleaner and 618
greener energy ecosystem. 619
620
In summary, ensuring the safe and reliable operation of autonomous systems in solar 621
PV applications involves several key considerations. These include comprehensive haz- 622
ard identification and risk assessment, safe operation design, cybersecurity measures, hu- 623
man-machine interaction protocols, maintenance and repair procedures, and environ- 624
mental impact mitigation strategies. By addressing these aspects, stakeholders can pro- 625
mote the safe integration and use of autonomous systems in the solar PV industry. 626
5. Conclusions 627
In the realm of solar PV applications, existing regulations exist to govern the usage 628
of individual devices or platforms. However, it has been observed that numerous imple- 629
mentations combine multiple procedures, techniques, or platforms. This convergence of 630
different elements results in combined implementation, which subsequently leads to the 631
integration of these components into the solar PV system. Unfortunately, this integration 632
introduces additional layers of complexity and potential points of failure that demand 633
careful attention. 634
To address these challenges, we propose the establishment of a risk register—a sys- 635
tematic tool that identifies, assesses, and manages risks associated with the integration of 636
autonomous systems in solar PV applications. This risk register would be accompanied 637
by an assurance case, a comprehensive documentation that provides regulators with the 638
necessary information to prioritize interventions in critical areas. By setting up such a 639
structured approach, we can proactively identify and address potential risks, thereby en- 640
hancing the overall safety of autonomous system implementation. 641
Furthermore, in order to safeguard valuable assets, preserve human life, and protect 642
investments, it is crucial to give due consideration to the safety practices surrounding the 643
integration and utilization of autonomous systems in solar photovoltaic systems. This en- 644
tails implementing stringent safety protocols, adhering to industry standards, and contin- 645
ually evaluating and updating safety measures in response to technological advance- 646
ments and emerging applications. 647
In summary, it is imperative to acknowledge the propensity for combined implemen- 648
tation and integration of various procedures, techniques, and platforms in the solar PV 649
industry. To navigate this complex landscape, the utilization of a risk register, accompa- 650
nied by an assurance case, can provide regulators with the necessary information to pri- 651
oritize interventions effectively. Furthermore, to ensure adequate protection of assets, life, 652
and investments, a meticulous focus on safety practices surrounding the integration and 653
use of autonomous systems is of paramount importance. By embracing these measures, 654
we can foster a safer and more resilient environment for the integration of autonomous 655
systems in solar photovoltaic applications. 656
Funding: Funding for this work was provided by the Institute of Safe Autonomy, University of York 661
under the UKRPIF Net-Zero funding. 662
Acknowledgments: The authors hereby acknowledge the contributions and support of various col- 663
leagues at the Institute for Safe Autonomy, and Department of Computer Science at University of 664
York, especially Prof. Ibrahim Habli and Dr. Phillipa Ryan of the Assuring Autonomy International 665
Program (AAIP) for their valuable insight to the questions raised by the authors. 666
Safety 2023, 9, x FOR PEER REVIEW 20 of 24
Conflicts of Interest: The authors declare no conflict of interest. The funders had no role in the 667
design of the study; in the collection, analyses, or interpretation of data; in the writing of the manu- 668
script; or in the decision to publish the results. 669
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