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Tribology International 177 (2023) 107945

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Tribology International
journal homepage: www.elsevier.com/locate/triboint

Prediction of wear performance of ZK60 / CeO2 composites using machine


learning models
Fatih Aydin a, *, Rafet Durgut b, Mustafa Mustu c, Bilge Demir c
a
TOBB Technical Sciences Vocational School, Karabuk University, Karabuk, Turkey
b
Department of Computer Engineering, Bandirma Onyedi Eylul University, Bandirma, Turkey
c
Department of Mechanical Engineering, Karabuk University, Karabuk, Turkey

A R T I C L E I N F O A B S T R A C T

Keywords: In this study, ZK60 magnesium matrix composites were produced with different content of CeO2 (0.25, 0.5 and 1
ZK60/CeO2 composites wt%) by hot pressing. The wear behaviour of the samples was investigated under loads of 5 N, 10 N, 20 N and 30
Wear N, at sliding speeds of 75 mm/s, 110 mm/s and 145 mm/s. The worn surfaces, wear debris, and counterface
Machine learning
material was analysed to reveal the wear mechanisms. Five machine learning algorithms were established to
Worn surface
compare their prediction abilities of wear behaviour on a limited dataset measured under different test opera­
tions. The hyperparameter tuning phase of each model was conducted to provide a fair comparison. The pre­
diction results were examined under various statistical measures. In the light of prediction results, the superior
model was determined.

1. Introduction strength and ductility than micro-reinforcements [39,42,43].


When the literature studies were examined, a limited number of
Magnesium (Mg) has excellent potential to be used to reduce emis­ studies were found on Mg / CeO2 composites. In one of those studies,
sions in the aerospace and automotive industries due to its low density, Mallick et al.[43] investigated the mechanical properties, damping ca­
good machinability, excellent vibration damping capacity, and recy­ pacity and ignition resistance of pure Mg / CeO2 (0.5, 1 and 1.5 vol%)
clability [1–3] However, there are important disadvantages, such as low composites produced by powder metallurgy. It was reported that the
elastic modulus, poor wear resistance, and high corrosion rate, which microhardness, damping capacity and ignition resistance of pure Mg
make using Mg difficult [4,5]. To overcome these problems, different increased with increasing CeO2 content. Kujur et al. [44] studied the
particle reinforcements are added to the Mg alloy matrix, and the corrosion and mechanical performance of pure Mg, Mg / 1 CeO2,
development of different properties of these composites is reported [6, Mg-0.5Zn / 1.0CeO2 nanocomposite manufactured by powder metal­
7]. In the literature, different reinforcement particles such as borides lurgy. They reported that the compressive strength of composite mate­
(TiB2 [8–11], ZrB2 [12–14], carbides (B4C [15–17], SiC [18–20], TiC rials is higher than that of pure Mg. Also, the best corrosion resistance
[21,22]), oxides (Al2O3 [23,24], TiO2 [25,26]) nitrides (TiN [27,28], BN was reported for Mg / 1CeO2 composite. Gupta et al. [39] investigated
[29,30]), carbonaceous materials (GNPs [31,32], CNT [33,34]), and the effect of 2 wt% CeO2 particle size (submicron, micron, and nano) on
waste materials (eggshell [35,36], fly ash[37,38]) have been widely the mechanical and flammability properties of Mg produced by dis­
used for Mg matrix composites. integrated melt deposition. The best mechanical properties and ignition
In recent years, CeO2 has emerged as a promising reinforcement temperature was reported for nanoparticle addition.
element for Mg matrix composite materials, thanks to its high hardness, Machine Learning (ML), a branch of artificial intelligence, has been
thermal stability, and super wear resistance [39–41]. Researchers used as a preliminary and key element over the course of two decades in
generally prefer nano reinforcement particles at low content to different fields. Even if the foundations of ML has studied in computer
micro-supplements at high reinforcement content. This is because low science and maths, the applications of ML have widened to several fields
content nano-reinforcements do not negatively affect the material den­ biology [45], chemistry [46], and manufacturing [47]. The integration
sity and are reported to provide properties such as higher specific of ML and material science has provided two main advantages; 1)

* Corresponding author.
E-mail address: fatih.aydin@karabuk.edu.tr (F. Aydin).

https://doi.org/10.1016/j.triboint.2022.107945
Received 17 June 2022; Received in revised form 20 July 2022; Accepted 22 September 2022
Available online 26 September 2022
0301-679X/© 2022 Elsevier Ltd. All rights reserved.
F. Aydin et al. Tribology International 177 (2023) 107945

predicting the output measurement (such as wear rate [48], tensile The produced composite samples are approximately 32 mm in diameter
strength [49], and hardness [50] etc.) and 2) defining the complex-order and 8 mm in height.
correlation between the input variables. Even though ML methods de­ Hardness measurement tests were performed using a Vickers hard­
mand a high volume of data, they also provide promising results with a ness test machine (Qness, Q10A+) under a 1 kg load. Seven measure­
relatively small set of data. Traditional ML models (Random Forest, ments were taken from each sample, and the average value of these
Decision Tree, Support Vector Machines, and so on) have the ability to measurements was evaluated as the final hardness result.
predict output measurement parameters with high accuracy [51–53]. Density measurements were made with a Kern electronic balance
Machine learning is highly important in predicting the wear perfor­ with an accuracy of 0.1 mg. The actual and relative densities of the
mance of Mg matrix composites due to its outstanding success in pre­ samples were measured using the Archimedes principle. The samples
dicting the results of time-consuming and costly experiments. Based on were first weighed in air and then in distilled water. The relevant for­
the literature studies, no study was detected on the prediction of the mula used in the calculation is given below [54,55]:
wear behaviour of ZK60 / CeO2 composites. The scope of this study is to ma
study the prediction of wear performance of ZK60 / CeO2 composites by ρ= ρ (1)
ma − mw w
different machine learning models (Support Vector Regressor, Random
Forest, Multi-Layer Perceptron, Extreme Gradient Boosting and Decision where; ρ is the density of specimen (g/cm3), ma is the mass of specimen
Tree). For this reason, ZK60 / CeO2 composites (0.25, 0.5 and 1 wt%) in the air, mw is the mass of the specimen in water and ρw is the density of
were produced through powder metallurgy. The wear performance of the water.
the samples was evaluated for sliding speeds of 75 mm/s, 110 mm/s and The phases formed during the production of ZK60 matrix composites
145 mm/s under load of 5, 10, 20, 30 and 40 N. The worn surfaces, were detected by an X-ray diffraction machine (XRD, Rigaku Ultima IV)
counter-face materials, and wear debris were investigated to understand ranging between 10◦ and 90◦ with a scanning rate of 2◦ min− 1 (2θ Bragg
the dominant wear mechanism for specific wear conditions. The five angle). Microstructure inspections were made by using scanning elec­
machine learning algorithms were developed to predict the wear per­ tron microscopy SEM (Carl Zeiss Ultra Plus) equipped with an energy-
formance of the samples. dispersive spectrometer (EDS) (Bruker X Flash 6/10).
The wear behaviour of Mg/CeO2 nanocomposites was studied on a
2. Experimental study reciprocating tribometer device (UTS, T10/T20) under dry sliding
conditions. The parameters for wear tests are 5, 10, 20, 30, and 40 N
ZK60 Mg alloy and CeO2 powders were chosen as matrix and rein­ loads and 75, 110, and 145 mm/s sliding speed. The sliding distance was
forcement materials, respectively. The chemical composition of the 100 m. The counter-face material was AISI 420 stainless steel ball. After
matrix material is (wt%): 5.65 Zn, 0.43 Zr and Mg balance. ZK60 powder wear tests were completed, the wear cross-sectional area (mm2) of the
size is about 48 µm, CeO2 (purity 99.8%) powders are 100 nm. The raw samples was measured with a high accuracy Mitutoyo SJ-410 device.
materials were supplied by Nanografi Co. Ltd, Turkey. Fig. 1 shows the The volume loss (mm3) was found by multiplying the cross-sectional
SEM images of the ZK60 and CeO2 powders. area by the stroke distance. To detect wear mechanisms, worn sur­
Three different weight (wt%) fractions, 0.25%, 0.5%, 1% CeO2, were faces, wear debris, and counter-face materials were analysed using SEM.
used to produce the composites. The volume percentage (vol%) of the
CeO2 particulates were calculated as 0.51%, 1.04% and 2.15%, 3. Results and discussion
respectively. The mixed powders were 12.5 g for each production.
Initially, CeO2 nanopowders were added to ethyl alcohol, and an ul­ 3.1. Density and microstructure characterization
trasonic vibration device was used to separate possible agglomerated
particles. Then, in order to obtain a homogeneous mixture, ZK60 matrix The density results of the ZK60 alloy and ZK60 / CeO2 composites are
powders were added to the CeO2 powders after ultrasonic vibration given in Table 1. It can be seen that the experimental density values of
treatment and mixed at 180 ◦ C in a vacuum distillation process. The the samples are very close to the theoretical density values. This shows
alcohol, which has a low boiling point (78.3 ◦ C), was removed from the the manufacturability of ZK60/ CeO2 composites by hot pressing as the
mixture by evaporation under the influence of temperature. The pro­ near net shape method. The maximum relative density was obtained for
duction process steps are depicted in Fig. 2. the ZK60 alloy (99.89%). The relative density of the samples decreases
The powder mixture obtained after the last mixing process was with increasing CeO2 content. The decrease in relative density, which
poured into the graphite mould. The production was carried out with an means increased porosity, can be attributed to the existence of ceramic
atmosphere-controlled hot pressing furnace (MSE_1200). The hot- nanoparticles with a high melting point, which impedes compressibility
pressing parameters were 1 hr time, 525 ◦ C temperature, and 45 MPa and worsens consolidation [56,57]. The increasing porosity for Mg
pressure. All productions were carried out under an argon atmosphere. matrix composites was reported with increasing CeO2 content by Gupta

Fig. 1. SEM images of the powders a)ZK60 and b) CeO2.

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Fig. 2. The schematic representation of production steps.

et al. It was also reported that the total porosity ratio is less than 1.5%
Table 1
[39,43]. In this case, it is seen that the density results of this study and
Density results of the samples.
the results in the literature are consistent.
Material Theoretical density Experimental density Relative Fig. 3 shows the SEM micrographs of the samples. It is well seen that
(g/cm3) (g/cm3) density (%)
the microstructure images of the samples have no discernible defect and
ZK60 alloy 1.830 1.828 99.89 microporosity.The yellow and red arrows indicate the intermetallic
ZK60 / 0.25 1.843 1.840 99.83 phase and the nanoparticles, respectively. The intermetallic phases are
CeO2
ZK60 / 0.5 1.857 1.851 99.67
clearly seen in Fig. 3a (for enlarged image). It can be said that these
CeO2 precipitates are Mg-Zn intermetallic compounds due to the high Mg and
ZK60 / 1 1.884 1.857 98.56 Zn content in the alloy. The formation of Mg-Zn intermetallics was re­
CeO2 ported by Banijamali et al. for the ZK60 alloy [58]. The agglomeration of
CeO2 nanoparticles can be seen for all composite materials regardless of

Fig. 3. SEM images of the samples a) ZK60, b) ZK60 / 0.25 CeO2, c) ZK60 / 0.5 CeO2 and d) ZK60 / 1 CeO2.

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CeO2 content. The agglomeration of nanoparticles in the composite observed in the XRD analysis of the Mg / 2CeO2 composite [39]. The
structure is stated by the high surface area of these particles [59]. In the fixed time scanning method was applied between 2θ equal to 27.5–29.5.
literature, agglomeration of nanoparticles was reported for the Mg / The step width and counting time were determined as 0.05◦ and 60 s,
2CeO2 composite [39]. respectively. The CeO2 peak (Card Number: 03–065–2975) was detected
Fig. 4 demonstrates the EDS outputs of the ZK60 alloy. The analysis at 2θ equal to 28.4, which is given inset of Fig. 6.
of the 1st zone contains a significant amount of Mg and a low amount of
Zn. This result verifies the chemical composition of the ZK60 alloy.
According to the analysis of the white particles (area 2), the high amount 3.2. Hardness and wear test results
of Mg and Zn confirms that these particles are Mg-Zn intermetallic
compounds. It can also be seen MgO formation (area 3) due to the The hardness values of the produced samples are given in Table 2. It
presence of high content of O for the structure. The presence of MgO was is seen that the hardness of the samples increases with increasing CeO2
reported for the Mg matrix composites in the literature. The oxide for­ content. The maximum hardness was obtained for the ZK60 / 1CeO2
mation is related to high chemical activity between Mg and O [15,60, sample (74.9 HV). The hardness increment for ZK60 / 0.25 CeO2, ZK60 /
61]. 0.5 CeO2, and ZK60 / 1 CeO2 was 5.4%, 8.3% and, 13.3%, respectively.
Fig. 5 shows the elemental mapping of ZK60 / 1 CeO2. These maps The increment in hardness in composite materials is associated with the
show the distribution of elements Mg, O, Zn and Ce for the scanned area. resistance of CeO2 particles against indentation [63]. Another important
The result shows that most of the area consists of Mg. Ce accumulation in reason for the increase in hardness is that the reinforcement particles
the area indicated by the yellow arrows proves the presence of CeO2 in prevent dislocation movement [64].
these regions. It can also be seen that the distribution of O at grain Fig. 7 shows the volume loss graph versus loads for different sliding
boundaries is high. The presence of Zn was also proved in some areas. speeds. From the graphs, it is well seen that the volume loss decreases
Fig. 6 shows the XRD patterns of the ZK60 alloy and ZK60 / CeO2 with increasing CeO2 content for all sliding speeds and loads. The
composites. The analysis verified the presence of Mg phases (Card maximum wear resistance (the lowest volume loss) was obtained for the
Number: 03–065–3365) for all samples. The peak of the MgZn2 phase ZK60 / 1 CeO2 sample. For example, the volume loss of the ZK60 alloy
(Card Number: 03–065–3578) is also clearly visible for unreinforced was noted to be 1.44 (mm3), which decreased to 1.01(mm3) for the ZK60
alloy and composite materials. The EDS and XRD analysis confirmed the / 1 CeO2 under load of 40 N and sliding speed of 75 mm/s. For a sliding
existence of Mg-Zn intermetallic (Fig. 4). No peak associated with CeO2 speed of 145 mm/s and under the load of 40 N, the volume loss of ZK60
was found for composite materials. CeO2 peaks cannot be detected in full / 1 CeO2 was 17.9% lower than unreinforced ZK60 alloy. In the litera­
continuous scanning because of the low CeO2 content in the composite ture, the increase in wear performance for metal matrix composite
materials [29,62]. Gupta et al. reported that no CeO2 peaks were materials are explained by different mechanisms. The resistance of the
reinforcement elements with high hardness in the structure of composite

Fig. 4. EDS analysis of ZK60 alloy.

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Fig. 5. EDS elemental mapping analysis of ZK60 / 1 CeO2.

Table 2
Hardness results of the samples.
Material Hardness (HV1) Hardness increment (%)

ZK60 alloy 66.1 ± 1.2 –


ZK60 / 0.25 CeO2 69.7 ± 1.7 5.4
ZK60 / 0.5 CeO2 71.6 ± 1.8 8.3
ZK60 / 1 CeO2 74.9 ± 2.0 13.3

HV1: Vickers hardness at 1 kgf load.

materials to wear damage is one of the essential wear increase mecha­


nisms [65,66]. It is stated that the reinforcement particles act as a
load-bearing component [67]. The decrease in the contact area between
the metal matrix and the steel counter-face is another important reason
for improving tribological performance [68]. For the Fig. 7, it can be
clearly seen that the volume loss of all samples increases with increasing
applied load. It was reported that increasing the applied load worsens
the wear performance with higher deformation, as it increases the
contact pressure and leads to an increase in the contact area among the
surfaces [65,69]. It was also stated that the increase in applied load leads
to an increase in wear rate due to the ploughing mechanism [70]. In the
literature, there are many studies in which the wear rate increases with
increasing load. In one of those studies, Narayanasamy et al. [70] re­
Fig. 6. XRD pattern of the samples a) ZK60, b) ZK60 / 0.25 CeO2, c) ZK60 / 0.5
ported that the wear rate increased for all wear conditions of pure Mg
CeO2 and d)ZK60 / 1 CeO2.
and Mg/ZnO nanocomposite with increasing load. Banijamali et al. [58]
investigated the wear behaviour ZK60 and ZK60 / 3 wt% Y alloys under
loads of 5, 20, 40 and 60 N. They reported that the increased applied

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Fig. 7. Volume loss graphs versus load under different sliding speeds a) 75 mm/s, b) 110 mm/s and, c) 140 mm/s.

load leads to a significant increase in wear rate for both samples. Turan reported that the wear rate increased up to sliding speed of 0.1 mm/s
et al. [71] also reported that the wear rate of Mg / MWCNT (0.25 and and decreased after this value. The authors attributed this to the fact that
0.5 wt%) nanocomposites rises with increasing loads (from 10 N to the heat generated by the friction between the matrix material and the
40 N). counter material significantly affects the wear process. They claimed
Fig. 8 shows the volume loss graph versus sliding speeds for different that the high friction coefficient at low sliding speed is the result of
loads. From the graphs, it is seen that the volume loss decreases for all abrasion between soft and hard contact surfaces. However, increased
materials with the increase of the sliding speed for all loads in general. sliding speed leads to increase in contact temperature and oxidation of
For example, under load of 40 N, the volume loss of the ZK60 / 1 CeO2 the surface. As a result, the friction and wear rate decreases due to
for sliding speed of 75 mm/s, 110 mm/s, 145 mm/s was noted to be oxidation of the surface. The findings of the study of Zhou et al. is
1.01 (mm3), 0.86 (mm3), 0.73 (mm3), respectively. As an exception, a consistent with the result of the wear test under low load for this study
different trend was observed under 5 and 10 N loads. In the transition (Fig. 8a).
from 75 mm/s to 110 mm/s, the volume loss first increases, and after The effect of CeO2 content on wear behaviour can also be seen in
110 mm/s, the volume loss decreases (except for ZK60 under the load of Fig. 8. It can be clearly seen that the volume loss decreases with
10 N). Increasing the sliding speed increases the strain rate and surface increasing CeO2 content under all loads and sliding speeds. For example,
hardness, and increasing surface hardness improves the wear perfor­ the volume loss of ZK60 / 1 CeO2 composite under the load of 5 N for a
mance by reducing the contact area [72]. Similar findings were reported sliding speed of 75 mm/s was 43.9% lower than ZK60 alloy. Under high
by several researchers. In one of those studies, Shen et al. [73] investi­ load (40 N), the volume loss of the ZK60 alloy was noted to be 1.44
gated the wear behaviour of AZ31 and AZ31 / SiC (1 vol%) nano­ (mm3), which decreased to 1.01 (mm3) for the 1 wt% CeO2 content at a
composite under loads of 10, 20 and 30 N, for sliding speeds of 0.1, 0.2 sliding speed of 75 mm/s. This result showed that the addition of CeO2
and 0.5 m/s. They reported that the wear rates of the samples decreased nanoparticles significantly improved wear resistance under both low
when sliding velocity increases. Gupta et al. [74] reported that the wear and high loads. The excellent wear resistance can be attributed to the
rate of the AZ31 / Al2O3 nanocomposite decreases with increasing high hardness of composite materials (Table 2) with the presence of
sliding speeds (from 1 m/s to 10 m/s). They claimed that the nano-CeO2 particles [74]. The wear results of this study are in accor­
micro-cutting effect under low sliding velocity, the removed material is dance with Archard’s law. It was stated the materials with high hardness
higher than that of high sliding velocity. Aydin et al. [29] also reported have higher tribological performance [76]. Several researchers have
that the wear rate of the Mg / BN nanocomposite was reduced with reported that Mg matrix composites have superior wear performance
increasing sliding speed (from 80 mm/s to 180 mm/s). Unlike the above with the addition of nanoreinforcements. Behnamian et al. [16] inves­
literature studies, Zhou et al. [75] reported a different wear behaviour tigated the tribological behaviour of ZK60 / MWCNTs /B4C hybrid
for the AZ91 alloy at low load and different sliding speeds. They composites and reported that the wear rate of the composites decreases

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Fig. 8. Volume loss graphs versus sliding speed under different loads a) 5 N, b) 10 N, c) 20 N, d) 30 N, and e) 40 N.

with enhancing MWCNTs content. The wear rate for 0, 0.1, 0.5 and 1 motion. Lim et al. [78] also investigated the tribological performance of
MWCNT under load of 80 N was noted to be 0.0027 (mm3/N.m), 0.0025 Mg / Al2O3 (0.22, 0.66 and 1.11 vol%) and reported that the best wear
(mm3/N.m), 0.0023(mm3/N.m), and 0.0022(mm3/N.m), respectively. performance was obtained for the 1.11 vol% Al2O3 content. They
The increase in wear resistance was attributed to the decreasing COF due claimed that the improved wear performance of the composites was
to the presence of self-lubricating MWCNTs. Thirugnanasambandham related to the high hardness and strength of the composites. For our
et al. [77] studied the wear behaviour AZ91 / SiC nanocomposites under study, the wear performance of the samples improved in all conditions
loads of 10, 20, 30 and 40 N for sliding speeds of 0.25, 0.5, and with increasing nano reinforcement content, and it is understood that
0.75 m/sec. They reported that the addition of nano SiC particles en­ the results of our study are consistent with the results of the studies in
hances the wear behaviour for all wear conditions. Under load of 40 N, the literature.
the wear rate of 0, 2.5, 5 and 7 wt% SiC content was found to be Fig. 9 shows the coefficient of friction (COF) graphs of the samples
0.260 mg/m, 0.250 mg/m, 0.240 mg/m, and 0.175 mg/m, respectively for different wear conditions. As can be seen, the COF values decrease
for sliding speed of 0.75 m/sec. They claimed that the presence of SiC with increasing CeO2 content and sliding speed. Conversely, the
particles resists indentation against counterface material during sliding increased load leads to an increase in COF values for all samples. For

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Fig. 9. Variation of the COF a-b)ZK60, c-d) ZK60 / 0.25 CeO2, e-f)ZK60 / 0.5 CeO2 and g-h)ZK60 / 1 CeO2.

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example, the average COF of the ZK60, ZK60 / 0.25 CeO2, ZK60 / 0.5 increases the load-bearing capacity and ensures that the Mg matrix gets
CeO2, and ZK60 / 1 CeO2 under loads of 5 and 40 N for sliding speeds of less contact. More energy is needed to shear the reinforcement particles,
75 mm/s was noted to be 0.355–0.382, 0.299–0.309, 0.233–0.259, and and this reduces the friction coefficient as the composite surface has
0.208–0.212, respectively. For sliding speed of 145 mm/s, the average more resistance to friction [79]. Also, the particles on the wear surface
COF of the ZK60, ZK60 / 0.25 CeO2, ZK60 / 0.5 CeO2, and ZK60 / 1 CeO2 delay the strain hardening and plastic deformation, reducing the friction
under loads of 5 and 40 N was calculated as 0.323–0.358, 0.286–0.308, of the surfaces in contact [80]. Several researchers have reported that
0.220–0.240, and 0.202–0.210, respectively. In this study, it was un­ the COF values decrease with the increase of reinforcement content [16,
derstood that the COF values were inversely proportional to the volume 71,79,81–83]. In one of those studies, Behnamian et al. [16] reported
loss (Figs. 7 and 8). Increasing the reinforcement content in the structure that the COF of the ZK60 / 10 B4C / MWCNTs composites decreases with

Fig. 10. Worn surface SEM images of the samples for sliding speed of 75 mm/s (a-b) ZK60 alloy, (c-d) ZK60 / 0.25 CeO2, (e-f) ZK60 / 0.5 CeO2, (g-h) ZK60 / 1 CeO2.

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increasing MWCNTs content. Under load of 40 N, the average COF for high load initiates shear deformation [89,90]. Similarly, Behnamian
the 0, 0.1, 0.5 wt% MWCNT content was reported as 0.21, 0.20, 0,18, et al. [16] reported that the main wear mechanism was delamination
respectively. They attributed the decrease in the friction coefficient to and oxidation under high load (80 N) for ZK60 / MWCNTs / B4C hybrid
the formation of a carbon film on the surface of the MWCNT particles in composites. For the worn surface of ZK60 / 0.25 CeO2 composite, some
the structure and the solid lubricant effect of this film. Zhu et al. [84] grooves are present (Fig. 10c). However, the cracks and wear debris are
reported that the COF of Mg / SiC / WS2 hybrid composites decreases visible under higher load (Fig. 10d). The scratches can be seen on the
with increasing SiC content. They claimed that the presence of rein­ worn surface of ZK60 / 0.5 CeO2 and ZK60 / 1 CeO2 under a load of 5 N
forcement particles reduced the interfacial friction. (Fig. 10. e-g). Craters and cracks are observed on the wear surfaces of the
As can be seen in Fig. 9, it is observed that the COF increases with ZK60 / 0.5 CeO2 and ZK60 / 1 CeO2 in the transition from 5 N to 40 N
increasing load, independent of material composition and sliding speed. (Fig. 10 f-h). The formation of craters is the result of delamination wear
The increase in the COF with the increase in load is consistent with the [91]. From the worn surface images of the samples for a sliding speed of
results of the studies in the literature [16,29,58,79]. The increase in COF 75 mm/s under a load of 5 N, with the increasing CeO2 content, the deep
with increasing load was related to the larger amount of plastic defor­ grooves changed to scratches indicate that the surface has suffered less
mation [85]. For the worn surface investigations (Figs. 10 and 12), it is wear damage. Under the load of 40 N, a largely delaminated area turned
seen that plastic deformation and wear damage increase under high into a crater for the composite material. As a result, it can be seen that
load. In this study, it is also seen that the COF values of the samples ZK60 / 1 CeO2 has the least wear damage among the samples, which
decrease with increasing sliding speed. In the literature, the decrease in verifies the results of the volume loss graph (Fig. 7).
the COF with the increase in wear rate is attributed to the continuous Fig. 11 shows the EDS analysis of ZK60 / 0.25 CeO2 under a load of
delamination of the oxides formed on the surface. High speeds cause 40 N for a sliding speed of 75 mm/s. The EDS analysis of the 1st zone
more detachment of the wear surface and large delaminations, reducing and 2nd zone contains a significant amount of Mg and O. This is the
the COF [86]. In addition, it was reported that increasing speed causes result of the formation of MgO due to the high friction at high load
the oxygen entering the metallic interfaces to form an oxide film on the (40 N) [58]. As a result, it can be said that worn surfaces are covered the
surface and the friction coefficient decreases [79]. oxidized patches.
Fig. 12 shows the worn surface SEM images of the samples for the
sliding speed of 145 mm/s. The deep grooves are present on the worn
3.3. Worn surface analysis surface of the ZK60 alloy (Fig. 12a). Under the load of 40 N, deep cracks
can be seen on the worn surface. It can be concluded that the abrasion
Worn surface SEM images of the samples for a sliding speed of mechanism was changed to a delamination mechanism under a higher
75 mm/s are shown in Fig. 10. The deep grooves and wear debris were load. It was reported that the delamination mechanism presents the
present under a load of 5 N (Fig. 10a). The presence of grooves parallel where mechanism changed from mild to severe wear [16]. For the worn
to the sliding direction indicates the presence of abrasive wear [87]. The surface of ZK60 / 0.25 CeO2, grooves are present under a load of 5 N;
presence of abrasion mechanism at low loads was reported by several however, several cracks and craters are visible under a load of 40 N
researchers for ZK60 alloy and its composites [16,58,88]. As the load (Fig. 12 c-d). It is well known that the increased load leads to plastic
increases, a large delaminated area and some cracks are noticeable for deformation and delamination [92,93]. For the worn surface of ZK60 /
ZK60 alloy (Fig. 10b). In delamination wear, cracks are formed when a

Fig. 11. EDS analysis of ZK60 / 0.25 CeO2 under a load of 40 N for a sliding speed of 75 mm/s.

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Fig. 12. Worn surface SEM images of the samples for sliding speed of 145 mm/s (a-b) ZK60 alloy, (c-d) ZK60 / 0.25 CeO2, (e-f) ZK60 / 0.5 CeO2, (g-h) ZK60 / 1 CeO2.

0.5 CeO2, the presence of scratches is the presence of a mild abrasive tribological performance was obtained for the 1 wt% CeO2 content.
wear mechanism (Fig. 12e). Under higher load, the grooves and wear Fig. 13 shows the EDS analysis of the samples for a sliding speed of
debris were present, which shows the presence of abrasive wear 145 mm/s. According to the analysis of the region taken from the wear
(Fig. 12f). The smooth surface and some scratches can be visible for the debris (Fig. 13a), the high Mg and O content confirms that this region is
ZK60 / 1 CeO2. It is also seen that the mild grooves are present even at a MgO. It was reported that MgO is formed during wear and fractured
high load (Fig. 12h). It can also be seen that the white areas on the worn during the test [16]. The presence of high O on worn surfaces for Mg
surface in Fig. 12h are present. The worn surface images verify the best matrix composites was verified by EDS analyzes by various researchers

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Fig. 13. EDS analysis of the samples for sliding speed of 145 mm/s a) ZK60 / 0.5 CeO2 (5 N) and b) ZK60 / 1 CeO2 (40 N).

[16,58]. For the analysis of area 2 (Fig. 13b), a significant amount of Mg remained in the structure after the wear test. For area 2, a significant
and a low amount of O were detected. It can not be said that there is amount of Mg (78.42%) was detected after EDS analysis.
oxidative wear in this region. In Fig. 13b, according to the EDS result SEM images of the wear debris to support the wear mechanisms are
taken from the white area, the presence of very high levels of Mg and Zn given in Fig. 14. For Fig. 14a, the large and sheet-like remains can be
in the structure proves that these regions are Mg-Zn intermetallic com­ seen for the ZK60 alloy with a sliding speed of 75 mm/s. This results
pounds. In addition, as a result of the analysis, a significant amount of Ce from plastic deformation during sliding [94]. For Fig. 14b, the corru­
was found in the structure. This indicates that the CeO2 particles gated structure can be seen for the wear debris. The reason for the

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Fig. 14. SEM images of wear debris of the samples under load of 40 N a) ZK60–75 mm/s b) ZK60 − 140 mm/s c) ZK60 / 1 CeO2 − 75 mm/s and d) ZK60 / 1 CeO2 -
140 mm/s.

formation of this structure can be attributed to the constant friction surfaces. It was explained above that the surface is oxidised due to
between the matrix and the steel surface [95]. For the wear debris of frictional heat, and this layer is broken during wear.
composite materials, it can be seen that the size of debris is smaller than Fig. 16 SEM images of the steel counterpart surface for different wear
the unreinforced ZK60 alloy, and the debris can be seen as fine and conditions. It can be clearly seen that the area of material transferred
coarse. This can be attributed to the reduction of the size of the debris into the counter-face ball decreases with increasing sliding speed and
formed by the reinforcement particles with the effect of micro-cutting CeO2 content. This can be safely attributed to the presence of rein­
[66]. The presence of some plate-like debris also indicates the abra­ forcement particles (CeO2) which reduce the contact between the steel
sive wear mechanism [95]. counter-face and the Mg matrix [68].
Fig. 15 shows the EDS analysis of the wear debris of ZK60 / 1 CeO2 Fig. 17 shows the EDS analysis of the counter-face material of ZK60
under a load of 40 N for a sliding speed of 140 mm/s. For the wear debris alloy. Two different areas were analysed to know the chemical compo­
analysis, a significant amount of Mg (64.36%) and O (29.80%) verifies sition. The analysis of the black area (1st area) consists of a significant
the presence of MgO during the wear test. This result is in agreement amount of Mg and O. This shows the transfer of the MgO to the steel
with the chemical composition of the wear debris adhering to the wear counter-face. The analysis of the second area shows the presence of a

Fig. 15. EDS analysis of the wear debris of ZK60 / 1 CeO2 under the load of 40 N for a sliding speed of 140 mm/s.

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Fig. 16. SEM images of the steel counterpart surfaces under load of 40 N (a) ZK60–75 mm/s (b) ZK60 / 140 mm/s, c) ZK60 / 1 CeO2 - 75 mm/s and d) ZK60 / 1 CeO2
− 140 mm/s.

Fig. 17. EDS analysis of counter-face material of ZK60 for sliding speed of 75 mm/s under load of 40 N.

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high amount of Fe (55.7%), Cr (10.5%), and C (5.3%), which verifies the hyperplanes are established to correlate input with desired output
chemical composition of steel counter-face material. measurement with boundaries. Kernel functions such as radial basis and
linear functions are utilised to construct these hyperplanes to minimise
4. The methods of Machine Learning models the generalised error bound. While creating the hyperplanes, two main
parameters, the regularisation parameter and gamma, affect the accu­
In this section, the experiment on different supervised machine racy of the model. According to machine learning and tribology studies,
learning regression models has been established to create a mapping even if SVR models have the capability of working with a relatively
function between the input features (sliding speed, CeO2 content and small dataset, they can increase accuracy levels with provided high
load) to the output feature (volume loss). The general steps of all pro­ dimensional data [96].
cesses are given in Fig. 18.
Firstly, the collected data from actual experiments are organized and 4.1.2. Decision Tree (DT)
preprocessed to use in ML algorithms. After that, the data is split The decision tree algorithm consists of nodes and leaves to create a
randomly into two parts: named training and validation data, 75% and tree-based structure to predict output data by learning decision rules
25%, respectively. The five different ML models are established and from the input dataset. The nodes are responsible for decisions with two
trained with training data. The training phase is completed with the conditions according to input features’ values, whereas the leaf presents
cross-validation method to see the robustness of each ML model. 5-folds a numerical target value. The most important criteria for making a de­
cross-validation was done during the training phase in which the cision in DT is how to measure the quality of the split. Mean Squared
training data was divided into five splits, and each split was used to test Error (MSE) and Mean Absolute Error (MAE) functions can be utilised to
the accuracy of the training phase. split nodes. Although the number of the depth level of the tree increases
On the other hand, finding the best configuration of the ML model the complexity of the model, it might cause an overfitting problem,
requires experimentation. The grid search approach with different which means high accuracy on the training data with memorising the
configurations of each model is used to accomplish this task. Each model input but low accuracy on the test data [101].
was tested with cross-validation, and the best configuration was deter­
mined on training data. Consequently, the best estimators were used on 4.1.3. Random Forest (RF)
validation data, and the results are presented in this section. To achieve Random forest is another supervised machine learning model. Even
high accuracy with the ML model, the data must be cleaned and stan­ if it is proposed for classification problems, it is also powerful for
dardized. For this purpose, the preprocessing has been done with a regression problems. The random forest algorithm is the ensemble
standard scaling function (StandartScaler). After preprocessing, all the method which consists of randomised decision trees. Different decision
input and output features are placed on a similar scale to increase the trees are trained with the sample drawn from data from the training set.
prediction performance of ML models. The parameter of the number of trees in the forest (n_estimators) de­
termines how many trees will be generated during the training process
[102]. The other model parameters are inherited from the DT model.
4.1. ML models
4.1.4. Extreme Gradient Boosting (XGB)
According to recent literature [96], the five most popular and suc­ Extreme Gradient Boosting is another tree-based supervised machine
cessful models, Support Vector Regressor(SVR), Random Forest(RF), learning model to predict the output measure from the input measures.
Multi-Layer Perceptron (MLP), Extreme Gradient Boosting (XGB), and It also consists of decision trees like the RF model. One main difference
Decision Tree (DT) have been selected to compare their performance on between them is creating the process of the decision trees, which are
the current dataset. Predicting the output value is called regression generated using different training data samples. While each tree is
because the output measure (volume loss) contains a continuous real generated independently from the forest in RF, the tree generation
value. All code implementations were performed with Python pro­ process is done serially to improve the accuracy of the previous trees,
gramming languages, and the codes are published under the GitHub which is called boosting process. Also, XGB uses a different regularisa­
platform1. It is noted that the code contains sci-kit learn libraries [97] tion function (L2) than traditional Gradient Boosting models. XGB
for the machine learning part and seaborn for visualization. Short ex­ learning parameter called eta determines how much the existing trees
planations of the theoretical background of algorithms are explained will be affected after a new tree is established [103].
below. If the reader is interested in learning more about algorithms, we
encourage them to read a recent literature survey of each algorithm, 4.1.5. Multi-Layer Perceptron (MLP)
including its mathematical background and recent applications [98]. Multi-Layer Perceptron, a general term for k-hidden layers of Arti­
ficial Neural Networks, is a powerful and well-known supervised ma­
4.1.1. Support Vector Regressor (SVR) chine learning model. MLP consists of three main layers; input, hidden
Support Vector Regressor (SVR) is a modified version of the support and output. Input layers connect the input measures to the model, and
vector machine [99] to use in regression [100]. In SVR, the high-order

Fig. 18. General block diagram of the steps involved in the machine learning.

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hidden layers, which comprise hidden nodes, create a mapping between



n
the input and output layer. Each node in the model has an activation |yi − ŷi |
function to calculate the unit’s output by taking the input data from the MAE = i=1 (5)
n
previous layer and conveying them to the next layer. The calculated loss
value of each node is transferred to the connected nodes calculated ac­ As clearly seen in Eq. 2, if the model perfectly fits the data R2 value
cording to the regularisation term (alpha) [104]. will be 1 whereas the others will be 0. R2 more informative to explain the
variation in data than the other three quantities. Because RMSE, MSE
4.2. Hyperparameter tuning represent the squared errors between actual and predicted output values
and they are monotonically related. Furthermore, MAE presents the
In order to determine the best configuration of each ML model, the mean value of the absolute error between the actual and predicted
parameter tuning phase has been established. The configuration settings output values and it is more robust to outlier data [106,107].
of each model are given in Table 3. Because each model has different Table 4 presents the performance results of best-configured models
tuning parameters, the parameter subset combinations have been in terms of R2, RMSE, MSE and MAE. Because the training has been done
configured separately. with cross-validation, the mean values and standard deviations have
After the hyperparameter tuning phase has been completed, the best been presented. According to Table 4, the most accurate and robust
configuration for each model has been determined. According to test model is DT with the mean R2 value and the standard deviation, 0.8580
results, the best configuration of SVR is; regularisation parameter C is and 0.0220 respectively. On the other hand, the worst model MLP on the
100, rbf kernel, and the coefficient gamma is 0.001. Best configuration given test dataset with 0.8064 mean R2 value. RF also produced
of RF is; max_features of split (MF) is 2, the minimum number of leaf competitive results compared with DT on the test dataset.
node (MSL) is 1, and the number of decision trees in the forest (NE) is Table 5 presents the performance metrics R2, RMSE, MSE and MAE of
100. The best configuration of MLP consists of with relu activation each model in volume loss prediction. It is reported that R2 of a model
function with 0.01 alpha value, and (10,1) hidden layer sizes. The best can be accepted between 0.7 and 0.9. However, if the R2 value of the
configuration of XGB consists of 0.6 learning rate (eta) and 50 trees in model is more than 0.9, the model is considered excellent [96]. Ac­
the estimator. The best configuration of DT; splitting criteria is absolu­ cording to Table 5, the R2 metric on the validation data set varied from
te_error with the maximum value of depth level 8, and MSL is 1. 0.8078 to 0.9973. The lowest R2 value is provided by SVR, whereas the
In order to compare the performances of the ML models, four highest R2 value is by XGB. While RF and DT compete with XGB results,
different metrics R2, RMSE, MSE and MAE was used in this study. R2 is MLP and SVR provide less accurate results. The error metrics support the
the coefficient of determination which used to score regression function, ordering of the R2 metric because XGB predicted the output measure­
and it is calculated as follows [65,90,105]: ment with significantly low error. Interestingly, tree-based ML models
(RF, XGB, DT) produced more successful results than high-order models

n
(yi − ŷi )2 (SVR, ML). A possible explanation for this might be that the data set is
2
R = ∑
n
i=1
(2) relatively small and low dimensional. Therefore, one of the several
(yi − y)2 possible reasons is the overfitting problem which occurs with insuffi­
i=1
cient data and generalisation inability [108]. The main drawback of the
tree-based methods is that recreation and recalculation are required
Where n is the number of tests, yi presents real measured output value,
when new data is added to the current model, which affects all previous.
ŷi predicted output value and y is the mean value of real measured
Fig. 19 shows the output prediction of each regressor and actual
values. RMSE is the root mean squared error, and it is calculated as
experimental volume loss. It is clearly seen that RF(b), XGB (d) and DT
follows:
(e) predicted volume loss satisfactorily. However, SVR (a) and MLP (c)
√̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅
√∑
√n performed poorly on the validation data set. The error range of SVR and
√ (yi − ŷi )2 MLP is significantly wider than RF, XGB and DT.

RMSE = i=1 (3) Fig. 20 shows the feature importance of input variables (load, CeO2
n
content, and sliding speed) for the estimation of the volume loss by
MSE is the mean squared (quadratic) error between the real and the different ML models. From the Fig. 20, it can be seen that each variable
predicted values, and it is calculated as follows: has an impact on the volume loss prediction. However, the load was the

n most influential variable on the prediction. In the literature, it was re­
(yi − ŷi )2 ported in some studies that the load has the most significant effect on the
MSE = i=1
(4) prediction of wear rate with machine learning [65,96]. On the other
n
hand, CeO2 content and sliding speed were calculated as other important
MAE is the mean absolute error between the real and the predicted variables.
values, and it is calculated as follows:
5. Conclusions

In the current study, ZK60 matrix composites reinforced by CeO2


Table 3 (0.25, 0.5 and 1 wt%) nanoparticles were successfully manufactured by
Hyper-tuning parameter subset of models. hot pressing and the wear performance and wear mechanism of the
Model Parameters samples were studied. Five different machine learning models were
name created to predict the wear performance of the samples. The significant
RF MF = {2,3}, MSL = {3,4,5}, results were as follows:
NE = {10, 20, 50, 100}
DT S= {MSE, MAE}, MD= {1,5,7,10}, MSL= {3,4,5}, MWFL= {0.1, 0.2, • A slight reduction was detected in the relative density of the pro­
0.5}
duced specimens by increasing CeO2 content. The maximum porosity
SVR kernel= {rbf, linear}, gamma= {1e-3, 1e-4}, C= {1,10,100}
MLP HLS= {(5,1), (10,1), (15,1), (5,2), (10,2), (15,2)}, (1.44%) was obtained for the ZK60 / 1 CeO2 composite. The hardness
AF = {relu, tanh, logistic}, alpha= {0.001, 0.01, 0.035, 0.1} results showed that the hardness was noted to be 66.1 for ZK60 alloy,
XGB Eta = {0.1, 0.2, 0.4, 0.6} which increased to 74.9 for the 1 wt% CeO2 content.
NE= {10, 20, 50, 100}

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Table 4
The comparative performance results of ML models in terms of performance metrics on test data.
Metric R2 RMSE MSE MAE

ML model Mean STD Mean STD Mean STD Mean STD

SVR 0.8182 0.0944 0.3769 0.1903 0.1783 0.1868 0.3050 0.1761


RF 0.8499 0.0594 0.3517 0.1497 0.1461 0.1376 0.2891 0.1121
MLP 0.8064 0.0502 0.4090 0.1337 0.1851 0.1050 0.3414 0.1073
XGB 0.8278 0.0941 0.3753 0.1958 0.1792 0.1766 0.3081 0.1457
DT 0.8580 0.0220 0.3477 0.1109 0.1332 0.0912 0.2691 0.0919

of 40 N. From the worn surface images, less worn and damaged


Table 5
surfaces were observed by increasing CeO2 content.
The comparative performance results of ML models in terms of performance
• The prediction ability of five different machine learning algorithms
metrics on validation data.
was tested under the real experimental dataset.
ML Model R2 RMSE MSE MAE
• Tree based decision algorithms shown best performance on the
SVR 0.8078 0.3917 0.1534 0.2571 dataset. Decision Tree algorithm predicted the test and validation
RF 0.9778 0.1331 0.0177 0.0930 measurements with high accuracy, %85% and 99% respectively.
MLP 0.8188 0.3803 0.1446 0.2312
• The importance levels of the input features were explicited with
XGB 0.9973 0.0466 0.0022 0.0136
DT 0.9918 0.0809 0.0065 0.0209 three ML algorithms. It is observed that the prediction of volume loss
measurement mostly affected by the load parameter.

• The microstructure characterization shows the agglomeration of Note: The code has been published under GitHub and available at
CeO2 nanoparticles for the composite materials. The XRD analysis https://github.com/rafetdurgut/ML-Wear.
verifies the presence of Mg, MgZn2 and CeO2 phases.
• The volume loss was decreased by increasing CeO2 content for all
Declaration of Competing Interest
load and sliding speeds.
• Under a load of 5 N, the abrasion was identified as a wear mecha­
The authors declare that they have no known competing financial
nism; however, abrasion and delamination were present under a load
interests or personal relationships that could have appeared to influence
the work reported in this paper.

Fig. 19. The comparison of the actual and predicted volume loss by ML models.

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