Professional Documents
Culture Documents
https://doi.org/10.1093/jipm/pmad014
Surveys and Needs Assessments
In California, the most significant insect pest of almonds and pistachios is the navel orangeworm, Amyelois
transitella (Walker) and is a pest of walnuts. This pest attacks the nuts and infestation is associated with
aflatoxin contamination. While there are multiple integrated pest management (IPM) practices available,
anecdotal evidence suggests that not all tools are equally utilized. To understand current industry practices
and barriers to adoption, the authors surveyed tree nut growers and industry professionals across 7
University of California Cooperative Extension meetings in California’s Central Valley. Findings indicate that
as managed acres decreased, participants were less likely to report using as many IPM tools, and pest control
advisers reported higher use of multiple practices compared to orchard owners and managers. Key barriers
to adoption varied by practice and included high economic costs, low labor availability, environmental
conditions, and/or timing constraints. Many respondents were skeptical of the efficacy of mating disruption,
a relatively new strategy compared to other IPM tools. Finally, a cluster analysis identified thirteen aggregate
grower profiles. Groups primarily differed in their use of monitoring practices, although some groups were
also less likely to use sanitation or pesticides. Two groups were distinguished as “early adopters” through
their use of mating disruption and/or ovibait traps. These findings document variability in adoption of IPM
practices for A. transitella in tree nuts. Identification of the primary barriers and constraints for specific
grower groups will inform research and extension efforts to further promote adoption of key IPM strategies.
Key words: integrated pest management, navel orangeworm, tree nuts, Lepidoptera, mating disruption
Introduction In general, practices that are easy to use (Hammond et al. 2006)
and have a high perceived value (Kaine and Bewsell 2008) are more
Concern for the environmental and human health impacts of pes-
likely to be adopted. Researchers have also tried to identify traits
ticides has led various regulatory agencies and consumer groups to
that make a grower more likely to adopt IPM practices. For in-
demand greater adoption of nonchemical pest management strat-
stance, growers who farm more land and have help in the form
egies in agriculture (Kogan 1998). For decades, integrated pest man-
of unpaid family labor are more likely to adopt new practices
agement (IPM) has been championed as an approach to meet these
(Fernandez-Cornejo et al. 1993, Fernandez-Cornejo 1998). Grower
demands through the combined use of biological, cultural, mechan-
reliance on Cooperative Extension sometimes (Napit et al. 1988)
ical, and chemical controls (Stern et al. 1959). The IPM approach
but not always (Fernandez-Cornejo 1998) increased adoption of
emphasizes the use of nonchemical strategies and judicious use of
IPM, and studies have shown that growers tend to be skeptical of
chemical controls when necessary. In theory, adoption of IPM can
practices that appear to be based in ideology (Fernandez-Cornejo
lead to reduced pesticide use, although this has not always been the
et al. 1993), have high costs (Creissen et al. 2019), or variable ef-
case (Napit et al. 1988, Bauske et al. 1998) and adoption of key
ficacy (Shennan et al. 2001). Despite efforts to identify a typology
nonchemical practices can be constrained by a variety of economic,
to predict the likelihood of uptake and several decades of research
environmental, and social factors.
© The Author(s) 2023. Published by Oxford University Press on behalf of Entomological Society of America.
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0/), 1
which permits unrestricted reuse, distribution, and reproduction in any medium, provided the original work is properly cited.
2 Journal of Integrated Pest Management, 2023, Vol. 14, No. 1
and extension efforts to promote IPM practices, complete adoption remnant nuts as early as March, with peak flight typically occurring
of IPM practices is still not universally seen across all cropping in April/May. Since new crop nuts are not yet available at this time
systems. of year, these first flight moths must utilize mummy nuts as a re-
The lack of universal adoption could be due to the reliance of ex- productive substrate, which is a more limited and lower quality
tension personnel on diffusion theory, which is the assumption that host (Siegel et al. 2010). The second flight of adult moths generally
continual exposure to a new idea or practice will eventually lead to appear in late June, which approximately coincides with the avail-
adoption. In this model, adoption speed is determined by a grower’s ability of the new almond crop. The ability of A. transitella to infest
acceptance of new technologies, often demonstrated by a normal new crop nuts is mediated by hull integrity. Almonds, pistachios, and
curve where a small number of innovators lead adoption, followed walnuts are effectively impervious to A. transitella infestation until
by a less innovative majority, and finally by information and tech- the fleshy pericarp (i.e., hull/husk) begins to split, which provides
nology laggards (Rogers 2010). This theory ignores economic in- access to the developing kernel. In almonds, early-splitting cultivars
centives and psychological behaviors that drive growers to continue become vulnerable in early July, while pistachios and walnuts split
with an already established practice that keeps perceived risk low. in August/September and September/October, respectively. As such,
Kaine and Bewsell (2008) demonstrate the dangers of assuming suc- second flight A. transitella adults in late June and early July can typ-
et al. 2020). An additional monitoring strategy involves visual in- disruption is thought to be most effective when applied over large
spection of orchard trees and remnant nuts during the winter to de- contiguous acreage, which presents a unique challenge to growers
termine the total abundance and infestation level of mummy nuts. that operate on smaller or more dispersed acreage.
While there is not a well-defined methodology for this type of sam- While technically a pesticide, the chemical used for mating dis-
pling, many growers and consultants have developed their own ap- ruption is residue free and has no known negative impacts on hu-
proaches to this. mans or the environment, making it an attractive pest management
tool to both regulators and consumers. One drawback to mating
Insecticides disruption has been the costs of this technology, which depending
Insecticide sprays are considered to be the most commonly em- on the product used can cost approximately $90–120 per acre. In
ployed A. transitella management tool, with applications typically contrast, 1 insecticide spray is estimated at around $25–85 per spray
timed to coincide with peak periods of crop vulnerability (i.e., hull per acre, depending on the specific active ingredient or formulation,
degradation), although some growers do apply chemical controls in application rate, and application method (i.e., aerial or ground ap-
the spring period as well. While guidelines for spray timing have plication). More than 1 insecticide application for A. transitella may
been established for almonds and pistachios (Haviland et al. 2020a, be required each season, depending on perceived A. transitella abun-
were handed out before the survey to every audience member. based on the local or global maximum average silhouette values,
Respondents were informed that participation in the survey con- following (Hennig and Liao 2013).
noted consent, and that they could skip questions or stop taking
the survey at any point. No incentive was offered for participa-
tion. At each meeting, the survey was administered over a 30-min Survey Results and Discussion
period prior to any presentation on A. transitella management. Across the 7 meetings, a total of 555 participants answered at least
Survey questions were displayed via PowerPoint on a large screen, 1 question. After data collection, those that self-identified as spray
and each question was read aloud to the audience, who then re- applicators and input vendors were excluded from analysis in order
sponded via the clickers. A concern was that many respondents to focus on just the known key decision makers in orchard pest man-
managed multiple crops and might attend multiple meetings. To agement (i.e., orchard owners, managers, and PCAs). Each question
control for this, respondents were asked to answer questions based had a range of 415 to 496 participant responses per question; not
on the crop meeting they attended (i.e., answer questions per- all participants responded to all questions. There were 280 com-
taining to almond management if they were at an almond-focused plete survey responses and 241 partial responses. While the survey
meeting). Responses were classified by the crop that each meeting also sought to determine whether years of experience managing A.
Table 1. Demographic breakdown by crop type (determined by those who attended crop-specific meetings). Uneven population size is due
to differential response rate; not all participants answered every question
Table 2. Monitoring and management practices by crop type (determined by those who attended crop-specific meetings). Uneven popula-
tion size is due to differential response rate; not all participants answered every question
Do you evaluate mummy nuts to determine abundance and infest Yes, multiple 57% 43% 33% 46%
levels? times/year
Yes, once/ 28% 28% 26% 28%
year
Yes, some 5% 7% 8% 6%
years
No 10% 21% 33% 20%
n 240 67 173 475
Do you use egg traps to monitor activity? Yes, every 61% 56% 51% 57%
year
Yes, some 7% 6% 4% 6%
aPeterson traps are the industry eponym for ovipositional bait traps.
Monitoring and Management Practices they did this at least once a year (Table 2). About two-thirds of re-
Evaluation of mummy nuts for A. transitella infestation during the spondents indicated that they used egg traps to monitor female A.
winter was fairly common, with 74% of respondents indicating transitella egg deposition (63%) and pheromone traps to track adult
6 Journal of Integrated Pest Management, 2023, Vol. 14, No. 1
male flights (69%) in some or all years, and this was equivalent practices appeared to be connected with 1 or both of these fea-
across all crop types. The use of ovipositional bait traps to monitor tures. In general, respondents with less acreage were associated with
gravid female activity was less common, which is not surprising lower use levels of the various monitoring and management strat-
given that these lure types are relatively new to the industry com- egies (Figs. 1 and 2). This was true for 3 of the 5 monitoring tools
pared to egg traps and pheromone lures. About two-thirds of all re- (pheromone traps, ovipositional bait traps, biofix, and degree days)
spondents across all crops reported the use of biofix and degree-day as well as for 2 of the 3 management practices that were included in
models every year to estimate A. transitella flights (Table 2). this section (sprays and mating disruption). This finding could be be-
There was a small number of participants who reported occa- cause smaller operations tended to rely more heavily on input from
sional use of these tools, which ranged between 3 and 16%, de- PCAs (Fig. 1), but it is also possible that these same operations tend
pending on the industry and practice (Table 2). Use of IPM practices to have less time and/or resources available for these activities, and
can be selective, depending on economic constraints (Kaine and may even be farming as a second profession. Industry role could also
Bewsell 2008) or grower attitudes (Ridgley and Brush 1992). These have a confounding effect, as PCAs tended to manage larger acre-
results could reflect experimentation among the participants, either ages. For instance, 62% of responding PCAs managed more than
testing out a new tool or trying and discarding something that does 2,000 acres, compared with 10% of orchard owners and 29% of
not work for them or is not cost effective. ranch managers.
While crop sanitation and pesticide use for A. transitella were More PCAs reported using monitoring tools when timing A.
both frequently reported in almond and pistachio orchards, use transitella sprays than orchard owners or ranch managers (Fig.
of both practices was lower in walnuts (Table 2). This is likely 3, Supplementary Fig. S5). This is likely driven by the fact that
due to the relatively lower damage caused by A. transitella in wal- PCA job performance is measured by their ability to make ac-
nuts, where greater emphasis is typically placed on management of curate recommendations and keep pest damage low, which re-
codling moth (Tortricidae: Cydia pomonella) and walnut husk fly quires more intensive monitoring; a record of monitoring efforts
(Tephritidae: Ragoletis completa), neither of which require winter may also show due diligence in the event that there is heavy insect
sanitation. In some instances, walnut growers may have also mis- damage in an orchard. At the same time, this could also reflect
reported insecticide use for A. transitella use in this survey since a greater degree of experience and training, since maintaining a
many active ingredients that target C. pomonella can also impact PCA license, which is a state-required certification, requires an-
A. transitella (e.g., chlorantraniliprole, methoxyfenozide, lambda- nual continuing education. While orchard owners or managers
cyhalothrin, bifenthrin). can obtain a Private Applicators License to write their own pesti-
Use of mating disruption in some or all years was more fre- cide recommendations, this is limited to land they directly farm.
quently reported in pistachio (67%) than almonds (38%) and wal- It also requires continuing education, though less than the PCA
nuts (24%), which may be due to the proportionally larger average license. In previous California IPM surveys, PCAs were found to
acreage size of pistachio participants. As mentioned, mating dis- be important conduits through which IPM practices were filtered
ruption for Lepidoptera is thought to work best when applied over to growers, influencing adoption (Grieshop et al. 1988), though
large contiguous acreage to reduce the risk of colonization by gravid independent PCAs were found to be more influential in changing
females from nearby orchards (Carde 2007). The low adoption of grower practices than those hired through a chemical or manage-
mating disruption in walnuts is also likely because A. transitella is a ment company (Shennan et al. 2001).
pest of lesser concern, although there are companies that offer mating
disruption products that affect both A. transitella and C. pomonella. Barriers to Adoption
Barriers to adoption tended to vary across practices, and key limiting
Influence of Operational Features on Monitoring factors included availability of labor and equipment, material costs,
and Management regulatory restrictions, and prohibitive orchard conditions. In some
When monitoring and management data were cross tabulated instances, these barriers were dependent on the size of farming
with total acreage managed and industry role, adoption of certain operation.
Journal of Integrated Pest Management, 2023, Vol. 14, No. 1 7
Fig. 2. Adoption of various monitoring and management practices, including (2A) evaluating mummy nuts, (2B) use of egg traps, (2C) pheromone traps, (2D)
Ovibait traps, (2E) biofix and degree-day models, (2F) mating disruption, (2G) sanitation of mummy nuts, and (2H) chemical pesticides. In some instances,
adoption of certain practices varied by size of the operation. Data separated by the size of operation is averaged over commodity meeting, industry role, and
experience in managing A. transitella. The option “Yes, some years”, was removed due to the relatively small percentage of audience responses; percentages
as presented reflect this omission.
Table 3. Participants reported barriers to the 4 A. transitella IPM tools. Questions were multiple choice, and data reported to indicate what
percentage of participants selected barriers. Results averaged across all demographics
What are barriers that prevent you from carrying out winter sanitation? Difficulty orchard access 51
None, component of my program 41
Labor/equipment costs 30
Labor/equipment availability 18
Efficacy unclear 8
Other 8
Other practices more cost effective 3
What are barriers that prevent you from applying a pesticide? None, component of program 66
Material costs 23
Regulatory restrictions 22
Availability of labor/equipment 10
Other 9
Efficacy unclear 7
Others more cost effective 6
Material costs 42
What are barriers that prevent you from adopting mating disruption? Efficacy unclear 30
Acreage too small 28
Others more cost effective 27
None, component of program 19
Other 15
Disrupts ability to monitor 9
What are barriers that prevent you from early/timely harvests? None, component of program 47
Availability of labor/equipment 45
Late-maturing varieties 23
Efficacy unclear 4
Regulatory restrictions 3
Others more cost effective 3
Journal of Integrated Pest Management, 2023, Vol. 14, No. 1 9
managed more than 250 acres reported difficulty with orchard November 2022), and this may also increase adoption of mating
access, as opposed to those who managed 50 or fewer (35%) or disruption. The difference in mating disruption use between the al-
51–250 acres (39%). Additionally, more respondents with small op- mond and pistachio industries may also be due to scale; pistachio
erations reported sanitation being a regular part of their manage- survey respondents tended to manage larger acreages than almond
ment program. Approximately 40% of those managing 250 acres or and walnuts.
less reported no issues with sanitation, compared to 501–2,000 acres Respondents also frequently indicated that inadequate acreage
(25%) and more than 2,000 acres (30%). This implies those who are was another barrier to adoption of mating disruption (Table 3),
managing or consulting on fewer acres may have an easier time com- which is logical given that this technology is known to operate
pleting their sanitation during favorable time windows. most effectively when implemented over large contiguous acreage
(Carde 2007, Haviland et al. 2021). Given this constraint, it is not
surprising that this barrier was disproportionately reported by par-
Timely Harvest
ticipants who managed small acreages (55% of those who managed
Equipment availability was also the most cited barrier to executing
50 acres or less, compared to a range of 11–22% for those who fell
a timely harvest, followed by the production of late-maturing var-
into larger acreage categories). It is still a plausible barrier to those
ieties (Table 3), and these findings were consistent across the dif-
evaluated mummy nuts and/or used other monitoring practices (e.g., some growers simply use January 1 as their biofix, which may be
pheromone traps, egg traps, etc.). Another difference distinguishing the case here as well (Wilson, pers. comm.). The last group, group
groups within commodities was the use of mating disruption. In each A4, exhibits fairly low usage of various A. transitella monitoring
of the pistachio and almond categories, there was 1 group that was tools and notably does not use consultants at all when timing their
more likely to use this relatively new management practice (i.e., A2 sprays. Their use of hull split timing for pesticide application is high;
in almonds and P1 in pistachios). nearly every member of the group reported using it. This suggests
that group A4 may consist of those who have a Private Applicator
Orchard Owners and Ranch Managers—Almond Groups License, which allows them to write their own pesticide recom-
Groups A1 and A2 seemed to monitor relatively more than other mendations rather than relying on a PCA. A pesticide recommenda-
almond groups using the different traps (Table 5), biofix, and degree- tion is legally required to spray pesticides and is intended to reduce
day calculations. Groups A1 and A2 were differentiated by group or eliminate unnecessary pesticide sprays.
A2 heavily adopting ovipositional bait traps and mating disruption.
This group appears to be composed of early adopters and may offer Orchard Owners and Ranch Managers—Pistachio Group
extension personnel and other stakeholders valuable insights into Only 3 groups were formed within pistachio respondents (Table
Table 5. Results from cluster analysis of orchard owners and managers (growers). Mating disruption, pesticide use, and mummy evalu-
ation variables were converted to ordinal categorical variables to be included in the cluster analysis. They are coded as follows: 0 = never
use practice, 1 = use practice in some years, and 2 = use practice every year
Group number A1 A2 A3 A4 A5 P1 P2 P3
Size (n) 24 34 21 18 21 22 4 11
Crop
Almond 100% 94% 100% 67% 95% 0% 0% 0%
Pistachio 0% 0% 0% 0% 0% 100% 100% 100%
Walnut 0% 6% 0% 33% 5% 0% 0% 0%
Monitoring
Mummy evaluation 1.9 2.6 1.9 2.0 2.2 2.4 0.0 2.3
Egg traps 75% 88% 5% 44% 24% 82% 0% 18%
Pheremone traps 88% 74% 14% 39% 19% 95% 0% 9%
Ovipositional traps 4% 94% 5% 6% 0% 41% 0% 9%
Biofix and degree days 96% 88% 24% 33% 95% 86% 0% 36%
Spray timing
Trap catch 79% 76% 5% 11% 19% 59% 0% 9%
Degree day 79% 59% 5% 17% 86% 82% 0% 27%
Time of year 17% 21% 14% 17% 71% 45% 0% 45%
Hull split 100% 85% 52% 94% 100% 86% 0% 73%
Consultant suggestion 88% 76% 100% 0% 86% 73% 50% 82%
Management
Sanitation 75% 85% 71% 78% 86% 91% 25% 73%
Mating disruption 0.5 1.1 0.1 0.1 0.0 1.8 0.3 0.4
Pesticide use 2.0 1.9 1.9 1.8 1.9 2.0 0.0 2.0
# Pesticide sprays 1.9 1.7 1.2 1.0 1.8 2.0 0.0 2.2
Acres
<50 8% 9% 38% 28% 33% 0% 75% 18%
51–250 50% 32% 33% 11% 33% 5% 25% 36%
251–500 17% 9% 10% 6% 14% 0% 0% 27%
501–2,000 21% 29% 5% 39% 19% 19% 0% 9%
2,000+ 4% 21% 14% 17% 0% 76% 0% 9%
Years managing A. transitella
1–5 8% 9% 30% 6% 10% 36% 100% 20%
6–15 42% 26% 30% 44% 48% 32% 0% 30%
16–30 29% 29% 25% 17% 24% 32% 0% 40%
31+ 21% 35% 15% 33% 19% 0% 0% 10%
Journal of Integrated Pest Management, 2023, Vol. 14, No. 1 11
Table 6. Results from cluster analysis of orchard owners and managers. Mating disruption, pesticide use, and mummy evaluation variables
were converted to ordinal categorical variables to be included in the cluster analysis. They are coded as follows: 0 = never use practice, 1 =
use practice in some years, and 2 = use practice every year
Group number W1 W2 W3 W4 W5
Size (n) 11 17 19 17 15
Crop
Almond 9% 12% 0% 6% 7%
Pistachio 0% 0% 0% 0% 0%
Walnut 91% 88% 100% 94% 93%
Monitoring
Mummy evaluation 2.4 1.9 0.6 2.0 1.6
Egg traps 73% 88% 79% 6% 60%
6 years after planting, which could explain why we do not see lower than most other groups, suggesting this group does very little
similar groups in almonds and walnuts, which begin to bear ap- management specific to A. transitella. The remaining group, W3, was
preciable crops in their third and fourth year, respectively. Group defined by moderate to low use of A. transitella spray indicators
P1 exhibited relatively high usage of monitoring and all manage- aside from PCA suggestions and monitoring data, though their use
ment tools, including mating disruption. Growers in this group of all monitoring tools aside from egg traps, which provides a biofix
mirror the early-adopter group in almond growers (group A2). date, was low.
Group P3 seemed to use few monitoring tools, however, 82%
used a consultant recommendation on when to apply pesticides,
thus they may be relying heavily on their PCA for monitoring and Pest Control Advisors—Cluster Analysis
management. An additional cluster analysis was performed specifically for PCA re-
spondents (Tables 7 and 8, Supplementary Table S4). The analyses of
Orchard Owners and Ranch Managers—Walnut Groups PCA data used responses to the monitoring and management ques-
There were 2 walnut groups that reported heavy use of most A. tions, but unlike the orchard owner and ranch manager analysis,
transitella monitoring tools: W1 and W2 (Table 6). They differed in PCAs were not separated by the corresponding crop conference they
whether they used the traps when timing a spray: group W1 used all attended, since many of them managed A. transitella across 2 or more
information, whereas W2 mostly reported PCA recommendations. tree nut crop types. Additionally, we discarded “Recommendation of
Similar to the high-monitor almond groups, walnut groups W1 and a PCA” as an option for timing pesticide applications in case any
W2 were also differentiated by the use of ovipositional traps; group PCAs only selected this response as if they were a grower. Overall,
W2 reported high usage whereas W1 did not. 87% of PCAs managed A. transitella in at least 2 crops and 42%
In 1 walnut group, W5, none of the growers sanitized their or- managed it in all 3 crops, so overall strategies would not likely differ
chards. Of the remaining 2 walnut groups, W4 seemed to monitor much based on the specific crop conference they were attending. A
less than others. Growers in this group rely heavily on their PCAs for total of 97 PCAs responded to all questions necessary to be included
timing A. transitella sprays, though pesticide usage in this group was in the cluster analysis.
12 Journal of Integrated Pest Management, 2023, Vol. 14, No. 1
Table 7. Results from cluster analysis of PCAs. Mating disruption, pesticide use, and mummy evaluation variables were converted to or-
dinal categorical variables to be included in the cluster analysis. They are coded as follows: 0 = never use practice, 1 = use practice in some
years, and 2 = use practice every year
Crop
Almond 64% 74% 50% 40% 0%
Pistachio 9% 0% 20% 0% 100%
Walnut 27% 26% 30% 60% 0%
Monitoring
Evaluate mummy 2.00 2.52 1.20 2.20 2.00
Egg traps 27% 71% 30% 40% 69%
Pheromone traps 36% 93% 70% 40% 100%
The PCA cluster analysis revealed 5 groups, numbered PCA1 every member of this group used sanitation as a control method
through PCA5 (Table 7). Like the grower cluster analysis, 1 group, and used hull split to determine A. transitella spray timings. This
PCA1, reported low trap use for timing pesticide sprays, though group was predominantly composed of respondents who attended
Journal of Integrated Pest Management, 2023, Vol. 14, No. 1 13
an almond meeting. Members of PCA2 put high effort into A. Supplementary Material
transitella monitoring and management, reporting high usage of
Supplementary material is available at Journal of Integrated Pest
most monitoring and management tools. Group PCA2 was the lar-
Management online.
gest group by far, composed of 58 members, and was also dom-
inated by respondents who attended an almond meeting, though
25% of PCA2 attended a walnut meeting. Group PCA4 had the Acknowledgments
highest number of walnut attendees composing 1 group (60%) and
The authors would like to extend thanks to Joshua Reger, Jessica Maccaro,
reported lower usage of sanitation and pesticide use. Given that
Danielle Evans, Lino Salinas, and Reva Scheibner for assistance with survey
A. transitella is less important in walnuts, it is not surprising that implementation at grower meetings. This survey project was supported with
more walnut attendees would fall into this group. Group PCA5 funding from the Almond Board of California, the California Pistachio Re-
was solely composed of PCAs who attended the pistachio meeting search Board, and the California Walnut Board.
and reported the highest usage of mating disruption and pesticide
sprays (though these were not significantly different), as well as
heavy reliance on biofix and degree days, pheromone traps, and Author Contributions
Conclusions
Findings from this survey indicate that growers and PCAs make References
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