Concept for Establishment of an Investment Company

Introduction
This is a primary concept note for investment company which we are going to run. An investment
company is a financial institution or entity that pools money from investors and uses that pooled
capital to invest in a diversified portfolio of securities such as stocks, bonds, real estate, other
financial instruments and any other business sector. The company will be managed by professional
fund managers or investment advisors who make decisions on behalf of the investors to achieve
specific investment objectives. We are planning to offer several benefits to investors, including
diversification, professional management, liquidity (the ability to buy and sell shares), and
convenience.
Our vision is to deliver strong financial growth and security for our investors by making smart and
responsible investment choices. We aim to identify opportunities that provide attractive returns
while managing risk effectively. Additionally, we are committed to upholding the highest ethical
and professional standards in our investment practices, ensuring the trust and confidence of our
clients and stakeholders.

Objectives:
Some of the primary objectives of the company are:

 Income Generation
 Wealth Preservation
 Capital Growth
 Diversification
 Risk Management
 Client Satisfaction

Values

 Innovation
 Teamwork
 Transparency
 Partnerships
 High standard ethics

Area of Investment

 Stock Market
 Bonds
 Debenture
 Mutual fund
  Any other business sector
 Real Estate

FAQs
How will the company register and operate?
 The Company will be registered at the Company Registration Office as per the company
registration act 2006 and will be operated according to laws and regulation of company.

How will investment decisions be taken?

 Any investment and other company related decision will be taken by the Board of Directors
in consultation with experts.

What would be the level of risk involved in investing in this company?

 The risk level in this company is low as the operating costs will be negligible in the
beginning of the company and we are planning to invest in any sector with low and
calculated risk.

What would be the shareholders/capital structure?

 Paid-up Capital: Rs. 2500000
 Issued Capital: Rs. 10000000
 Authorized Capital: Rs. 50000000
 The shares will be issued for Rs. 100 per share (Rs 100 face value), Minimum Investment
for investor must be 500 units (Rs, 100 per unit) and there is no limit for upper limit.