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Scand J Med Sci Sports 2011: 21: 742–748 & 2011 John Wiley & Sons A/S

doi: 10.1111/j.1600-0838.2011.01333.x

Review

The pathopysiology of heat stroke: an integrative view of the final


common pathway
Y. Epstein1, W. O. Roberts2
1
Sheba Medical Center, Heller Institute of Medical Research, Tel Hashomer and the Sackler Faculty of Medicine, Tel Aviv
University, Tel Aviv, Israel, 2Department of Family Medicine and Community Health, University of Minnesota, Minneapolis,
Minnesota, USA
Corresponding author: Y. Epstein, Sheba Medical Center, Heller Institute of Medical Research, Tel Hashomer and the Sackler
Faculty of Medicine, Tel Aviv University, Tel Aviv 52621, Israel. Tel: 1972 3 530 3564, Fax: 1972 3 737 7002, E-mail:
hlrinst@post.tau.ac.il
Accepted for publication 15 April 2011

Heat stroke is defined as a condition in which body extrinsic modulators. Intrinsic modulators like genetics,
temperature is elevated to such a level that it becomes a fitness, acclimatization, illness, medications, and sleep qual-
noxious agent causing body tissue dysfunction and damage ity can alter individual risk and outcomes, while extrinsic
with a characteristic multi-organ clinical and pathological modulators like exercise intensity and duration, clothing
syndrome. Marked hyperthermia, usually above 40.5 1C and equipment, ambient temperature, relative humidity, and
and associated encephalopathy, occurs after thermoregula- solar radiation can affect the group risk and outcomes. This
tion is subordinated to circulatory and metabolic demands review integrates the current theoretical and accepted
and to the associated systemic inflammatory reaction. knowledge of physiological alterations into one model that
Exertional heat stroke is a function of both intrinsic and depicts a common pathway from heat stress to heat stroke.

Heat stroke is a potentially fatal disorder caused by young, and others without adequate resources or
elevated core temperatures from either internal me- means to escape the heat (classical heat stroke)
tabolic heat produced by activity or external envir- (Knochel & Goodman, 1997; Epstein et al., 2004).
onmental heat added to the body that cannot be The former is a sporadic event related more to
removed to maintain a normal core temperature. physical activity than to climatic conditions,
Body temperature and risk for exertional heat stroke although often heat stress is a contributing factor
are modulated by both intrinsic and extrinsic factors. (Shibolet et al., 1976; Epstein et al., 1999), while the
Intrinsic modulators like genetics, fitness, acclimati- latter is characteristic of heat waves and often
zation, illness, medications, and sleep quality can appears as an epidemic in an affected region (Bou-
alter individual risk and outcomes, while extrinsic chama et al., 2007; Robine et al., 2008). Recognizing
modulators like exercise intensity and duration, and interrupting the pathophysiologic processes
clothing and equipment, high ambient temperature, early in the uncompensable phase limits the potential
high relative humidity, and solar radiation can affect for adverse outcomes.
the group risk and outcomes. The rising core tem- A requisite for intact homeostasis is regulating
perature seen in heat stroke sets off a cascade of body core temperature. At rest and in comfortable
physiologic responses to preserve temperature home- environmental conditions, 37 1C is considered a
ostasis and, at some critical tissue temperature, ‘‘normal’’ core body temperature, but under exer-
pathophysiologic responses that result in tissue and cise-heat stress ‘‘normal’’ body temperature will be
organ failure. Activity modifications, either intrinsic higher (Werner, 1993). Body temperature is regulated
intentional or subconscious brain-related reduction centrally (Boulant, 1996). In short, the preoptic
in work intensity or extrinsic administrative changes anterior hypothalamic neurons sense hypothalamic
in group activity, combined with early recognition temperature and also receive afferent inputs from
and treatment of heat stroke can reduce both mor- thermoreceptors in the skin and spinal cord. These
bidity and mortality in this syndrome that mostly neurons, therefore, are capable of integrating central
affects young athletes and soldiers in active pursuits and peripheral thermal information, and this inte-
(exertional heat stroke) or the elderly, the very gration allows the selection of thermoregulatory

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The pathophysiology of heat stroke
responses that are appropriate for the internal and and 2009. Classical heat stroke, which characterizes
external conditions (Boulant, 1974, 1996). From a the elderly, is very common during heat waves; for
thermodynamic perspective body temperature is example, it was reported that during the heat wave in
maintained by thermoregulatory mechanisms that Europe in 2003 tens of thousands people died from
adequately balance heat loss with heat gain. Heat is heat-related injuries (Robine et al., 2008). This re-
generated within the body by metabolic processes view will summarize the accepted and theoretical
and is absorbed from the environment when ambient pathophysiological alterations that form a common
temperature is higher than skin temperature. Heat is pathway from compensable and uncompensable heat
dissipated from the body as sensible loss (conduc- stress to heat stroke and its associated morbidity and
tion, convection, and radiation) and insensible loss mortality.
(evaporation of sweat) (Gonzalez, 1988). Teleologi-
cally, work intensity will always be maintained at a
level that will ensure that the rate of metabolic heat Thermoregulation (the compensatory phase)
production will not be a limiting factor and that the
Body heat is produced by cell metabolism and can
activity is completed with a safe core body tempera-
also be gained from the environment. The accumu-
ture; metabolic heat production and heat loss even-
lated heat load must be dissipated at the same rate as
tually reach a steady state. In other words, the
it is produced or gained to maintain body tempera-
physiological strain that results from heat stress is a
ture within the accepted or safe physiological range.
function of the ability to maintain body core tem-
An increase in core body temperature activates
perature at a compensable level. However, this is not
peripheral and hypothalamic heat receptors, which
always the case; strenuous exercise in hot humid
in turn, activate an increase in cardiac output,
conditions is an example of increased heat produc-
vasodilate skin blood vessels, and stimulate sweat
tion combined with impaired heat dissipation. If
gland secretion (Wenger et al., 1976; Roberts et al.,
either the normal thermoregulatory mechanisms are
1977; Rowell, 1983).
overwhelmed or the predisposing factors affecting
Adjustments in cardiovascular activity are critical
normal heat dissipation or abnormal heat production
to body temperature regulation as the cardiovascular
cause the body core temperature to rise to uncom-
system transfers heat from the core and working
pensable levels, the extensive multiorgan collapse
muscles to the body surface. Adequate skin blood
that constitutes the syndrome of heat stroke will
flow is imperative for this heat transfer to occur and
ensue.
is achieved by increasing and/or by redistributing
Heat stroke is the most serious of the syndromes
cardiac output to ensure blood flow for heat transfer
associated with excess body heat. Bouchama and
at the skin surface. Active sympathetic mediated
Knochel (2002) have recently defined heat stroke
cutaneous vasodilatation concomitant with splanch-
as, ‘‘a form of hyperthermia associated with a sys-
nic vasoconstriction can increase the cardiac output
temic inflammatory response leading to a syndrome
to 20–25 L/min resulting in an increase in skin blood
of multiorgan dysfunction in which encephalopathy
flow to 8 L/min (Rowell, 1983; Johnson & Proppe,
predominates.’’ Marked hyperthermia – usually
1996; Charkoudian, 2003). The shunting of blood
above 40.5 1C, occurs after thermoregulation is sub-
from the central circulation to the skin reduces
ordinated to circulatory collapse, to increased cellu-
visceral perfusion, particularly in the intestine and
lar metabolic demands, and to the systemic
the kidney (Rowell, 1983; Nadel et al., 1979). When
inflammatory response syndrome (Bouchama &
body temperature cannot be regulated by sensible
Knochel, 2002; Leon & Helwig, 2010). The severity
heat loss, sweating is initiated. Thermal sweating
of the illness depends on the critical thermal max-
closely parallels the increase in body temperature
imum, a term that attempts to quantify the level and
(Snellen, 1966; Stolwijk et al., 1967; Saltin et al.,
duration of elevated cell temperature that will initiate
1970; Nadel et al., 1971), and maximum sweat rates
tissue injury (Shapiro et al., 1973; Bynum et al.,
are reached when core temperature has risen to
1978).
 39 1C (Ladell, 1957; Wyndham et al., 1965).
In daily routines, people tend to overlook heat
Side by side with the physiological effector me-
safety rules. Heat injuries and heat stroke events are
chanisms, a cascade of intracellular reactions that
not as rare as believed. According to the US Armed
promote both cell protection and cell repair – the
Forces Health Surveillance Center (2010), during
acute-phase response – is initiated.
2009, 2361 cases of EHI were reported among active
duty military recruits; 323 were EHS. The crude
incidence rate for EHI, excluding EHS, was 1.41 in Acute-phase response
2009, with a rate of 4.32 among those 20 years and
younger. The overall rate of EHS ranged between The acute-phase response is a coordinated reaction
0.22 and 0.27 per 1000 person-years between 2005 involving endothelial cells, leukocytes, and epithelial

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Epstein & Roberts
cells that protect against tissue injury and promote failure, hypoxia, and increased cellular metabolic
cell repair (Baumann & Gauldie, 1994; Gabay & demands), the direct cell suppression and cytotoxi-
Kushner, 1999). Following heat stress, cellular pro- city of heat, the systemic inflammatory response, and
tection during the acute phase response is mediated failure of the coagulation system (Horowitz & Hales,
by initiating the production of stress proteins – the 1998; Epstein, 2000; Hall et al., 2001; Bouchama &
heat shock proteins (HSPs) (Lin, 1999; Leon, 2007; Knochel, 2002; Horowitz, 2007; Leon & Helwig,
Sonna et al., 2007). HSPs are a family of molecular 2010).
chaperones that regulate the tissue reaction from Heat stress elicits sweating and associated fluid
potentially cell lethal stresses like heat, ischemia, losses. Sweat-related fluid losses, which can easily be
hypoxia, endotoxin, physical activity, oxidative 41–2 L/h, will result in hypohydration, if not re-
stress, nitrosative stress, and others. HSPs exert their plenished by adequate fluid intake during activity,
protective effect through several lines of cellular reducing effective blood volume and cardiac output.
activity: (a) by preventing the disaggregation of Body fluid is also transferred from the intravascular
denatured proteins and assisting the refolding of space to the interstitial fluid space during heat stress
denatured proteins into their native configuration; (Senay, 1986). This reduction in total blood volume
(b) by attenuating the loss of epithelial barrier together with the increase in peripheral cutaneous
integrity and preventing endotoxin leakage across blood flow volume further reduces central venous
the intestine wall; (c) by attenuating arterial hypo- pressure (Hales, 1987). Although dehydration is not
tension to reduce cerebral ischemia and neural da- a direct cause of heat stroke, when present, it may
mage; and (d) by interfering with oxidative stress and attenuate heat transfer and heighten the cardiovas-
blocking the apoptotic cell-signaling pathways (Yang cular collapse. Sawka et al. (1984) show in their
& Lin, 1999; Lin & Chang, 2004; Yan et al., 2006). literature summary that hypohydration results in
Clinical observations by Wang et al. (2001) re- increased core body temperature and heart rate at
vealed that serum HSP70 levels were elevated in rest and during exercise, and that above a certain
healthy volunteers whose body core temperature threshold ( 5% reduction in body weight) sweat
was 39 1C or above. This, according to other inves- rates are reduced. Although it is rare clinically to see
tigators, demonstrates the induced transient state of exertional heat stroke victims cease sweating (Shibo-
heat stress tolerance that allows cell survival in this let et al., 1967), it is a more common finding in
relatively hostile environment (Moseley, 1997; Polla classical heat stroke (Knochel & Goodman, 1997).
et al., 1998; Horowitz, 2007). Others have shown that Classic heat stroke cases become more dehydrated
heat acclimation is characterized by higher basal because of behavioral and physiological impair-
levels of HSP70 with an extended half life, which ments; they suffer from underlying illnesses and using
was hypothesized to be part of the biochemical drugs that might impair thermoregulation (Hart et
protective change associated with heat acclimation al., 1982; Bouchama et al., 2007).
(Maloyan et al., 1999; Yamada et al., 2007). Wang et When heat stress transitions beyond the ‘‘compen-
al. (2001) also noted a decrease in HSP70 levels in sable phase,’’ the central venous pressure decreases
many heat stroke patients; a response that was more significantly and the ability to transfer heat to the
pronounced in severe heat stroke. In parallel, circu- body surface is decreased, resulting in further eleva-
lating antibodies to HSP70 have been found in many tion of core temperature. This heat-induced circula-
of the patients with serious heat stroke (Wang et al., tory failure promotes the accumulation of body heat
2001; Wu et al., 2001) and injection of anti-HSP70 and accelerates both the thermoregulatory failure
antibodies into the hypothalamus enhanced the onset and the progression to heat stroke (Senay, 1986;
of heat stroke (Li et al., 2001), leading these research- Hales, 1987). It has been suggested that thermoregu-
ers to conclude that the increased levels of HSP70 lation is intact and body temperature can be regu-
correlate with a better outcome for heat stroke lated, as long as skin blood flow is o30% of total
patients. Conversely, higher levels of HSP70 anti- cardiac output (Y. Shapiro, personal communica-
body might contribute to the lower levels of HSP70, tion). Once this threshold is crossed, the drop in
which in turn can accelerate the development of heat central venous pressure is accentuated and resulting
stroke. cardiac decompensation reduces effective heat trans-
fer to the skin.
During hyperthermia, blood shifts preferentially
Thermoregulatory failure (the uncompensable phase) from the mesenteric circulation to the working mus-
cles and the skin, leading to ischemia and hyperper-
The pathophysiology leading to heat stroke and its meability of the gut (Rowell, 1983; Shapiro et al.,
progression to a multiorgan dysfunction syndrome is 1986; Moseley et al., 1994; Pals et al., 1997; Hall
a complex interplay of the acute physiological altera- et al., 2001). Splanchnic vasoconstriction and the
tions associated with hyperthermia (e.g. circulatory secondary diminished splanchnic blood flow result in

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The pathophysiology of heat stroke
increased anaerobic metabolism, impaired lactic acid ments stimulates the ATP-dependent Na1–K1
turnover in the liver, and increased systemic acidosis. pump. The pump activity produces more heat and
The damage to cell membranes and intracellular in combination with depressed mitochondrial re-
bridges allows endotoxin to leak into the vascular spiratory function reduces cellular energy levels.
space producing an endotoxin-mediated shock syn- ATP depletion and, consequently, failure of the
drome with hypotension, tachycardia, and inade- ion-transport systems also lead to intracellular
quate organ perfusion (Bouchama & Knochel, Ca11 accumulation, which, along with the accumu-
2002; Lambert, 2004). Heat stress that leads to lation of lactic acid, forms a vicious cycle that
increased cellular metabolic demands combined ultimately results in cell hypoxia and necrosis (Hub-
with reduced splanchnic blood flow results in intest- bard, 1990; Gaffin & Hubbard, 2001; Yan et al.,
inal and hepatocellular hypoxia, which generates 2006).
highly reactive oxygen and nitrogen species (Hall et The flux of potassium ions across the cell mem-
al., 2001; Yang & Lin, 2002; Lambert, 2004; Chang branes is mediated by various temperature-depen-
et al., 2007) accelerating mucosal injury associated dent mechanisms and during hyperthermia there is a
with decreased blood flow (Siejo & Wielock, 1985; net loss of intracellular K1 and a corresponding rise
Hubbard, 1990). The insult to the integrity of the in extracellular and intravascular plasma K1 (Gaffin,
intestinal wall reduces its permeability barrier, en- 1999). Severe hyperthermia also causes a net rise in
abling a massive leak of endotoxins into the circula- intracellular Ca11 through activation of various
tion (Lambert, 2004; Leon, 2007). Under normal transport systems (Gaffin, 1999; Koratich & Gaffin,
circumstances, endotoxins that leak from the intes- 1999). Some of the intracellular ionic changes related
tine wall into the circulation are rapidly detoxified to hyperthermia are mediated by inhibition of the
and inactivated in the liver (Treon et al., 1992). Na1–H1 exchange mechanism, changes in mem-
However, under severe heat stress, the reduction in brane conductance for ions, along with the activation
hepatic portal vein blood flow combined with ther- of the Na1–K1 ATPase-dependent pump (Gaffin &
mally altered hepatocyte function severely reduces Hubbard, 2001).
the capacity to detoxify the subsequent surge of
endotoxins (Gathiram et al., 1988).
The resulting endotoxemia induces an increased Pathophysiology of heat stroke: the integrative model
production and release of inflammatory cytokines.
The mediation of metabolic changes and tissue
This, in turn, provokes endothelial-cell activation
damage that lead to heat stroke is not fully under-
and the release of endothelial vasoactive factors,
stood. It probably results from a complex interplay
such as nitric oxide and endothelins. Both pyrogenic
among the acute physiological alterations asso-
cytokines and endothelium-derived factors coupled
ciated with hyperthermia (e.g., circulatory failure,
with intracellular ion imbalance create a vicious cycle
hypoxia, and increased cellular metabolic demand),
that is characterized in heat stroke by very high body
the direct cell function suppression and cytotoxicity
temperature and circulatory collapse (Horowitz &
of heat, and the combined inflammatory and coa-
Hales, 1998; Blatteis, 2000; Bouchama & Knochel,
gulation defect responses. Based on the cumulative
2002). The increase in the levels of inflammatory
existing knowledge and theories, the current hy-
cytokines is associated with high intracranial pres-
pothesis is that heat stress driven beyond the ‘‘com-
sure, decreased cerebral blood flow, and severe
pensable phase’’ significantly decreases central
neuronal injury (Bouchama & Knochel, 2002; Yan
venous pressure, which, in response to markedly
et al., 2006). In addition, heat stress induces cerebral
decreased circulatory transport capacity, signifi-
ischemia and blood-brain-barrier disruption that
cantly elevates core temperature. The circulatory
result in extravasations of substances into the brain
failure that accompanies thermoregulatory failure is
extracellular compartment causing vasogenic edema
aggravated by endotoxemia. The latter stimulates
and cell injury; the release of endogenous pyrogens
increased production of inflammatory cytokines
also hampers the thermoregulatory center functions
that in turn induce hypotension, circulatory col-
(Sharma & Dey, 1986; Wijsman & Shivers, 1993;
lapse, and increased body core temperature. The
Chan, 2001).
combined effects of circulatory failure leading to a
Concomitant deterioration of total cellular energy
multiorgan failure and CNS dysfunction is typical
induces a metabolic cascade that leads to irreversible
of heat stroke (Fig. 1).
cell damage (Siejo & Wielock, 1985; Hubbard et al.,
1987). These findings lead to the hypothesis that
cellular energy depletion contributes to the patho- Heat stroke: a multiorgan failure
physiology of heat stroke (Hubbard et al., 1987;
Hubbard, 1990). According to this model, lactic The described vicious cycle that leads to the circu-
acidosis that results from increased energy require- latory collapse and to severe hyperthermia underlies

745
Epstein & Roberts
involved in the syndrome. While a term such as
heat-induced encephalopathy may more accurately
depict the brain changes, it does not address the
other affected organ systems.

Influencing heat stroke outcomes


The key to successful resuscitation of heat stroke
victims is early recognition and rapid cooling. The
earlier intervention in the pathophysiologic cascade
from compensable to uncompensable heat tolerance
occurs, the less likely there will be an adverse out-
come. Field recognition requires a keen awareness
of the prodromal symptoms and signs of early heat
Fig. 1. The sequence of events that lead to heat stroke
transitions through the compensable to the uncompensable intolerance and a rectal temperature measurement
phase. Exercise and/or environmental heat stress initiate a to estimate the core temperature (Shapiro & Seid-
thermoregulatory response, ‘‘the compensable phase’’ man, 1990). Once hyperthermia is documented,
(above the horizontal dashed red line) with increased cardiac rapid cooling by any method available reduces
output (CO) and redistribution of blood flow (BF). When morbidity and can be lifesaving (Hadad et al.,
the individual heat stress threshold is surpassed, central
venous pressure (CVP) begins to decrease significantly and 2004). Cold water immersion is the method of
core temperature (Tc) begins to elevate rapidly. This ther- choice, but rapidly rotating ice water-soaked towels,
moregulatory failure is aggravated by circulatory failure, cool water immersion, or continuously spraying
endotoxemia, and intracellular ion imbalance (energy deple- with cold water can be nearly as effective (Hadad
tion). Renal dysfunction/failure, liver dysfunction/failure, et al., 2004; Casa et al., 2007). The goal is to remove
and coagulopathy develop secondary to the combined high
body temperature and circulatory collapse (the linkage to as much excess body heat as rapidly as possible to
heat stroke is depicted by the dotted line). The multiorgan interrupt the ‘‘uncompensable cascade’’ and to pre-
failure is ultimately life threatening, especially when disse- serve cell function and organ integrity. Using rapid
minated intravascular coagulation ensues. cooling treatment methods in the field has lead to
excellent outcomes for heat stroke recognized on
site. With rapid cooling, organ function that was
directly suppressed by overheated cells (brain, heart,
the clinical picture of heatstroke. Two findings – and kidney) clinically returns to normal if organ
hyperthermia and central nervous system dysfunc- perfusion is maintained and cell death is minimized
tion – must be present for a diagnosis of heat stroke (Roberts, 2006). Limiting activity in very hot con-
(Shibolet et al., 1976; Shapiro & Seidman, 1990; ditions will reduce the incidence of heat stroke, but
Bouchama & Knochel, 2002). The core temperature exertional heat stroke has been documented even in
may range from 40 1C to 47 1C (Bouchama & low risk conditions (Epstein et al., 1999; Roberts,
Knochel, 2002) and brain dysfunction or encepha- 2006). Thus, early recognition and intervention to
lopathy is usually severe, but may be subtle (Gath- disrupt the downhill cascade into heat stroke are
iram et al., 1988; Blatteis, 2000; Bouchama & lifesaving.
Knochel, 2002). The most serious complications of Finally, the suggested paradigm highlights several
heat stroke are those falling within the category of still unresolved questions regarding the pathophy-
critical organ dysfunction and include severe ence- siology as well as the clinical and supportive manage-
phalopathy, rhabdomyolysis, acute renal failure, ment of heatstroke. For example, is there a genetic
acute respiratory distress syndrome, myocardial factor involved in EHS in light of the fact that it is a
injury, hepatocellular injury, intestinal ischemia, sporadic event, which in general is related to a state
pancreatic injury, and hemorrhagic complications, of ‘‘heat intolerance?’’ Using rapid cooling will
especially disseminated intravascular coagulation effectively reduce body temperature; however, what
(Shibolet et al., 1967; Shibolet et al., 1976; Shapiro supportive treatment should be employed, beyond
& Seidman, 1990). While extreme hyperthermia is symptomatic treatment, to enhance recovery? And,
the trigger for the vicious cycle leading to heat to assess pre- and post-exposure risks: is there a
stroke, it is noteworthy that the fatal outcome of biomarker that can reflect an individual’s level of
the syndrome is due to multiorgan failure (Fig. 1). tolerance to heat?
The term heat stroke is misleading in view of the
global, not focal, nature of the encephalopathy Key words: hyperthermia, heat stress, heat strain, heat
and the concomitant multisystem pathophysiology intolerance.

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The pathophysiology of heat stroke
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