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Transport Descriptors
D. V. Maheswar Repaka1*, A. Suwardi1*, Z. Ren2*, D. Ding3, D. Cai4,Y. Zheng1, T.
Buonassisi2,†#, and K. Hippalgaonkar1#
1
Institute of Materials Research and Engineering, Agency for Science Technology and Research,
#08-03 Innovis, 2 Fusionopolis Way, Singapore 138634
2
Singapore-MIT Alliance for Research and Technology, 1 CREATE Way, #10-01 CREATE
Tower, Singapore 138602
3
Simtech
4
IHPC
Employing only two input parameters — temperature differential and external load resistance —
the algorithm extracts material (Seebeck coefficient, electrical conductivity) and transport
mobility, μ0 m3/DOS
2
).) by solving the full Boltzmann Transport equations. This approach is
validated using conventional chalcogenide thermoelectric materials (doped Bi 2Te3), and reveals
fundamental electronic transport parameters that is otherwise not possible without sophisticated
measurement techniques. To our knowledge, the described approach represents the first instance
machine-learning method.
experiments (HTE) (2), machine learning (3, 4), and high-performance computing techniques,
are beginning to make major inroads into materials science (5). In particular, machine learning
comprehensive materials databases have been developed, such as AFLOW library (6), ICSD (7),
Open Quantum Database (8), Materials Project (9) and Citrine Informatics (10), made easier to
navigate with versatile mining tools such as Matminer (11). Recently, machine learning has
dramatically reduced the computational time to calculate materials properties compared to first
principles and Density Functional Theory (DFT) calculations, without compromising accuracy,
achieving rapid descriptive-predictive learning (5). In addition, machine learning methods are
effective at handling multi-dimensional data, critical for accelerated materials development (12).
thermoelectrics (15-18) have been at the forefront of this revolution, whereby the methodology
for screening and designing efficient materials through machine learning algorithms has been
demonstrated. Typically, such computation-based approaches do not exceed the predictive step
using machine learning. We infer bulk thermoelectric transport properties from non-destructive
electrical measurements using Bayesian inference in combination with the analytical full
Boltzmann Transport Equations serving as our forward model. An in-house setup is used to
obtain experimental power versus load curves of a single thermoelectric leg (cuboid) subject to
different thermal differentials (∆T’s) as the discriminative parameter. From the experimental
data, we are able to infer Seebeck coefficient (S), electrical conductivity (σ), energy dependent
scattering exponent (r), reduced Fermi potential (η), as well as weighted mobility ( μw ). In
addition, we are able to deduce experimental errors such as parasitic contact resistance (RC) as
well as systematic error in temperature differential (∆Terror). Our work represents the first time
conductivity, and thermal conductivity, respectively. These are first-level material descriptors —
the numerator S2σ (power factor) is governed by electronic transport properties of the material
while the denominator, κ =κl + κe, is made up of lattice and electronic thermal transport properties,
respectively. At optimal doping concentration, i.e. in the range of degenerate doping 10 19-1021
cm-3 (19), a good thermoelectric material acts as a phonon-glass electron-crystal (20), which
requires a high Seebeck coefficient and electrical conductivity as well as low thermal
conductivity. In this regime, one can approximate the thermoelectric properties in a simplistic
2 2
( )
2
8 π kB ¿ π
S= 2
mDOS T 3
3eh 3n
(1)
eτ
σ =neμ ; μ= ¿ (2)
mI
¿
where n is carrier concentration, μ is carrier mobility, τ is carrier relaxation time, m DOSand
¿
mI represent density of states effective mass and the inertial effective mass, respectively.
It is therefore evident that while high effective mass (m¿) and low carrier concentration
(n) can result in an enhanced Seebeck coefficient, they tend to decrease the electrical
conductivity and carrier mobility. To resolve this conflicting interdependency between S and σ,
( ) σk T
2
kB E0
B= (3)
e L
3/2 3/2
8 π e (2 me k B T ) ¿ 3/2 8 π e (2 me k B T )
where σE = 3
µ0 mDOS = 3
µ w (4)
0
3h 3h
σ E describes how well a bulk material conducts electricity for a given η. It can also be expressed
0
in term of µw , the weighted mobility. This then allows the zT to be written in terms of two
independent variables, namely the reduced Fermi potential, η = (EF-Ec/kBT), as well as the B-
2
S (η)
zT =
(k B /e)2
η
+ L(η)
B ln(1+ e )
(5)
Here, L represents the Lorenz number L = κ e/(σT) , which is related to η via S (S is the
experimental indicator of η). Empirically, it was shown that L [10-8 WΩ/K2] ≈ 1.5 + exp
( 116−μ|SV|/ K ). (21)
The B-factor was elaborated upon by Kang and Snyder(21) using the assumption of acoustic
phonon scattering, constant relaxation time, and rigid band approximation, although the original
expression was first introduced by Chasmar and Stratton (22). However, this approach is only
¿
successful when mI and η are mutually independent, which is not always the case (23). Also In
addition, the B-factor does not take into account the energy-dependent carrier scattering, r,
which reveals the dominating scattering mechanisms at a particular temperature and thus affects
zT. (21, 24). Other efforts to resolve the interdependencies between S and σ includes expressing
¿ ¿
power factor in terms of m DOS /mI (the ratio of density of states effective mass to the inertial
effective mass) which accounts for not only the difference between the band and inertial
effective masses (25), but also anisotropies in the crystal structure and band structure by
considering the complexity of the Fermi surface (26). However, it requires separate experiments
to ascertain
¿
mI ADDIN EN . CITE< EndNote >¿ Cite>¿ Author > Spitzer <¿ Author >¿ Year>1957 <¿ Year> ¿ RecNum >97<¿ Re
essential. Under the relaxation time approximation, the total average scattering rates can be
phonons with deformation coupling, optical phonons with polar coupling, vacancies, as well as
impurities (27, 28). Typically at temperatures above the Debye temperature in bulk materials,
Theory (DFT) calculations using deformation potentials (30) and Electron-Phonon Wannier
(EPW) methods using maximally localized Wannier functions (31) can be used to calculate
average τ directly using Fermi’s golden rule, but are computationally expensive. Lately, faster
approximations such as Electron-Phonon Averaging (EPA) (17) have been employed with some
Bayesian inference using the full Boltzmann transport equations, which incorporates energy-
dependent scattering to obtain multiple transport descriptors that determine the thermoelectric
of employing Bayesian inference lies in its ability to update the conclusion of a hypothesis based
on new observations(13). Here, we first measure the power-load curve with a fixed temperature
gradient across the sample. As new experimental observations are obtained: power across a
varying load with various temperature gradients, the uniform probability distribution for our
transport descriptors (prior) converge to high probability posterior distribution, P(θ| Pobs ) (i.e.
probability of θ-inferred values given Pobs-experimental results) effectively with only up to five
different temperature gradients for each material. We incorporate our domain expertise into
Bayesian inference first with a simple device model (details in supplementary information) and
subsequently using the full Boltzmann transport equations to generate the likelihood probability,
defined as P( Pobs ∨θ ). Thus, our experimental setup allows us to directly glean out the electronic
transport descriptors from a forward model. In addition, we are also able to visualize the
correlation between each of these transport descriptors, which is an additional advantage of using
Such system-level experiments can determine material and transport descriptors from a
simple, one-step device level experiment, which represents a shift in paradigm of thinking from
tedious independent measurements (Seebeck, four-probe, Hall and Nernst) (32), which require
separate device configurations and forcing fields (magnetic, thermal, and electric) (Figure 1(a)).
Figure 1. (a) Conventional ‘property-centric’ measurement techniques (widely known as method of four-
coefficients) to obtain material thermoelectric and transport parameters. It consists of a series of independent
measurements ranging from Seebeck, four-probe electrical measurement, Hall measurement as well as Nernst
measurement to obtain various thermoelectric and transport descriptors. While measurements of S, and Rc are
direct, the r, and necessitate the use of full Boltzmann Transport Equations (b) ‘Sample-centric’ one-step
experiment using Bayesian inference to extract the same key thermoelectric and transport descriptors directly by
analyzing the Power vs Load curves using Bayesian Inference in a probabilistic fashion.
The one-step power-load experiments are performed on single leg (cuboid) bulk
polycrystalline thermoelectric materials (Figure 2(a)). For each material, up to four sets of
temperature differentials are used to impose a discriminative conditions for our inference as S, σ
and Rc have distinct temperature dependence (details about the measurements and experimental
setup, and forward model and comparison with multivariate regression are discussed in the
supplementary section). Using output power across load resistance data (P vs RL, as shown in
Figure 2(b)), we are able to extract probabilistic distributions for S, σ, RC and ΔTerror, which is
shown in Figure 2(c) for Bi0.5Sb1.5Te3. The contour plot in Figure 2 (c) represents the probability
distribution of the parameters values. Here, the Gaussian error from the noise model in the
Bayesian inference is higher than our experimental error (details in Supplementary section).
The inferred values for all samples are tabulated in Table 1. In addition, independent
experiments using PPMS were done to measure the Seebeck and electrical conductivities as well
as carrier concentration of the samples. Evidently, besides inferring transport parameters with
good accuracy, the Bayesian inference can also isolate extrinsic experimental contributions such
as contact resistance as well as error in temperature measurement, which can be useful in device
optimization process.
In all our single-leg samples, the contact resistance falls in the range of just below 1.0 Ω,
which is about two orders of magnitude higher than the intrinsic resistance of the samples itself
(Table 2). Likewise, the error in temperature difference measurements across the samples are
near to 1 K, which originates from thermal resistance across the contacts. This indicates that
more power can actually be extracted from the samples by lowering the contact and thermal
resistance, respectively.
Figure 2. (a) In-house power-load measurement setup for bulk materials which consists of 1. Teflon insulation, 2.
Embedded hot-side thermocouple, 3. Hot-side electrical connection, 4. Chip heater, 5. Sample, 6. Embedded cold-
side thermocouple, 7. Cold-side electrical connection, 8. Spring load, and 9. Copper block. (b) Experimental (points)
and Bayesian inferred (solid line) power-load curves at three different temperature gradients. (c) Probability
distribution showing the most likely values for S and σ, RC and ΔTerror for Bi0.5Sb1.5Te3. The first column shows the
correlation between S and ΔTerror, RC, and σ as well as probability distribution of S. The second column shows the
correlation between σ and ΔTerror and RC as well as the probability distribution of σ. The third column shows the
correlation between RC and ΔTerror as well as probability distribution of RC. The last column shows the probability
distribution of ΔTerror.
Table 1. Comparison between inferred values to experimentally verified values.
ΔTerror μw
S(µV/K) σ (x105 S/m) RC (Ω) η r μ(cm2/Vs)
(K) (cm2/Vs
Samples PPMS Bayesian PPMS Bayesian Bayesian Bayesian Bayesian Bayesian Bayesian PPMS
)
Bi0.4Sb1.6Te3 162 161 1.66 2.12 0.60 0.89 833 0.96 -0.44 260
Bi0.5Sb1.5Te3 189 187 1.02 0.77 0.61 0.87 134 0.78 -0.19 207
Bi0.6Sb1.4Te3 214 217 0.77 0.77 0.66 0.33 175 0.33 -0.11 319
Table 1. Comparison of Bayesian-inferred parameters and values obtained from independent PPMS measurements
for all samples.
σ =uw∗e ( k B T )(3 /2 ) ( 23r +1) F r+ ( 1/ 2)
(η)
( ) ( 2rD +1) F
1 D /2
e 2
σ= 2 2 ( k B T )r +( D / 2) r + ( D /2) −1
(η)
2 pi ℏ
Next, we obtain microscopic transport descriptors by using the full Boltzmann transport
equations, extending the device-level forward model (supplementary). Using Bayesian inference,
the energy dependent carrier scattering parameter r, reduced Fermi potential η, as well as
transport descriptors as well as the inter-correlation between these parameters are shown in
Figure 3(a). The values at the peak of the probability distribution for each parameter are
compared to the values obtained on the same sample using conventional measurement techniques
Table 1 that the reduced fermi level η decreases as Bi content in Sb 2Te3 increases. To understand
the physical correlation between the microscopic transport descriptors (r, η, and σ E ) as describe 0
above we first have studiedstudy closely the defect physics in BixSb2-xTe3 for x = 0.4, 0.5, 0.6 and
2. The inferred properties are plotted in Figure 3(bb). Bi2Te3 is a quintuple layered material with
“Te(1)-Bi-Te(2)-Bi-Te(1)” stacked structure along c-axis, where intralayer Bi-Te (2) bonds have
covalent or ionic nature and interlayer Te (1)-Te(1) bonds have weak van-der Waal’s interactions
(Figure 3d). The intrinsic defects, especially anti-sites and vacancies play a major role on the
type of the transport, carrier concentration and thermoelectric properties of these V 2VI3
compounds. Generally, these defects are thermally created and depend strongly on the material
anions.(34) Smaller difference in electronegativity and ionic radii results in higher level of anti-
site defects. Both p and n type transport behavior is observed in Bi 2Te3 due to the intrinsic anti-
site defects of BiTe (Bi at Te sites) and TeBi (Te at Bi sites), respectively. In general, the p and n-
type transport in Bi2Te3 is also affected by the Te vacancies (V Te), where the p type transport in
Bi2Te3 is associated to the excess vacancies of Te and n-type is associated to less vacancies of
Te.(35)
In our case, the observed p-type behavior in as-prepared Sb 2Te3 and concomitant n-type behavior
in Bi2Te3 are mainly due to the intrinsic anti-site defects of Sb Te (Sb at Te sites) in Sb2Te3 and
our experiments, it is important to understand how antisite Sb Te and BiTe create more holes as
described below:
Since the electronegativity difference between the cation and anion of Sb 2Te3 (XSb-XTe) is lower
than in the case of Bi2Te3 (XBi-XTe), the total number of anti-sites Bi2Te3 are less than those in
Sb2Te3. With increasing amount of Bi doping in the Sb sites in Sb 2Te3, i.e., Sb2-xBixTe3, there are
two effects on the anti-site distribution that will change the hole concentration correspondingly:
(1) the number of SbTe+1 anti-sites decreases, and (2) the number of Bi Te+1 increases; however, the
rate of decrease of (1) is higher than increase of (2), which results in the decrease of majority
hole carrier concentration (see attached figure in Supplementary Information) [ref]. Interestingly,
this trend is arrested at higher Bi doping levels – for Bi doping of x > 0.5, the number of BiTe+1
anti-site defects decreases with further increasing x reducing the number of holes [ref]. Through
this analysis, we understand the decrease of reduced Fermi potential (η) as Bi increases in our Bi
Together, the extraction of η, r andσ E is the one-step direct experimental measurements of the
0
scattering). This is in contrary to literature reports that associate the decrease in carrier
Sb2Te3, eventhough the rate of decrease of the number of Sb Te+1 anti-sites is higher than increase
of the number of BiTe+1 , the total number of defects in our system actually increases because of
the substitution of Bi in Sb sites. Therefore, it is not surprising to see that in this material system,
In addition, we also observed that r increases (approaches zero, with decreasing σ. This
is expected since increasing r leads to lower value of carrier mobility (μ = μ0 Er ¿and thus lower
σ and higher S (29). Furthermore, the correlations between η and S as well as between μw
Lastly, the weighted mobility ❑w trend with increasing Bi content follows the
experimental mobility trend obtained from hall measurements. first decreases and then increases
when Bi content increases from x = 0.5 to x = 0.6, which is consistent with the experimental
In order to examine the relative importance of each of the transport parameters to the
power factor, it is useful to look at the percentage change in power factor in response to
independent variation in each of these transport parameters, as shown in Figure 3(c). The
sensitivity, defined as the ratio of the relative change in power factor to the relative change in the
input parameter value (10%), allows us to glen which transport descriptors affects powerfactor
the most. In order to determine this sensitivity plot, these parameters were varied by 10% from
their inferred values in table 1 to increase the overall power factor. It shows that r is the most
sensitive parameter that affects the power factor. This is consistent with the Boltzmann Transport
Equation, where r affects both S and σ. In fact, tuning the energy-dependent scattering, r, is
known to be the key ingredient to designing new thermoelectric materials. (42) Similarly, efforts
to account for r via computational techniques at different doping levels and temperatures are also
ongoing.(17) Lastly, it is important to note that the three descriptors are strongly material and
temperature dependent. For instance in SrTiO 3, η and μ0was shown to be correlated due to
polaron effects, which quantifies the interaction between charge carriers and lattices. (23)
105 105
Bi0.5Sb1.5Te3 189 187 1.02 x 7.69 x 4.84 x 104
105 104
In summary, we have shown that one-step simple power-load experiment using Bayesian
inference with a well refined forward model in the form of full Boltzmann transport equations
transport descriptors (energy dependent scattering parameter r, reduced fermi potential η, as well
rapidly elucidate the inter-correlation between these descriptors. This allows us to probe into the
fashion. Going forward, our one step technique will be an indispensable complement to other
high throughput materials discovery effort, and will provide an avenue for building a database of
thermoelectric descriptors on a wide variety of compounds. We have also shown that Bayesian
inference is not only an effective diagnostic tool, but can potentially be used as prescriptive tool
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Acknowledgements
We would like to acknowledge Dr. Pawan Kumar for his contribution in scientific discussion
about the thermoelectric forward model and its experimental verification. We would also like to
acknowledge the contribution of Amol Paranjape and Marcella Marissa in the data collection
process.