Professional Documents
Culture Documents
I. INTRODUCTION
Article 1 of the Declaration states that‘All human beings are born free
and equal in dignity and rights.’Freedom and equality are the important
ideological bases of the Declaration. According to Eide’ s definition:‘We can
take three of the many meanings of freedom: One is to have a wide range of
significant options (or opportunities) open, the second is to be independent of
others in deciding on the use of the options, the third is to be free so as to set
one’s own values and priorities and to live by them. Equality could be
understood in the same vein: to have an equally wide range of significant
opportunities available as do others, to be equally independent of others, or to
be equally free to determine one’ s own values and priorities.’ The author
* Professor at China University of Political Science and Law.
** In-house Counsel of State Grid International Development Co., Ltd.
AsbjØrn Eide, The Historical Significance of the Universal Declaration, 50(158) International Social Science Journal 475 (1998).
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will analyze the cross- cultural sources and ideological basis of the
Declaration from three aspects.
Viewed from the cultural tradition of Great Britain, the US and France,
where human rights thought preceded the idea of freedom and equality had
already formed. Freedom is the traditional thought of British culture, whose legal
origin can be traced back to the Magna Carta in 1215. It is article 39 stipulates
that‘(n)o freemen shall be taken or imprisoned or disseised or exiled or in any
way destroyed, nor will we go upon him nor send upon him, except by the lawful
judgement of his peers or by the law of the land.’ Moreover,‘through
innumerable acknowledgement, invoking, arguments and interpretation, the
Magna Carta has already been the symbol of spirit of people’ s liberty, and the
headspring from which the civilization of rule by law can obtain driving power.’
From the above we can see that freedom has a long history in Britain.
In 1776, the Declaration of Independence of the United States also raised
the banner of freedom and equality, which was clearly declared: All human beings
are born equal. It takes natural rights as its philosophical basis, including the right
to life and the right to pursue happiness and freedom. The United States Bill of
Rights in 1789 also explicitly stated that no person shall be deprived of life,
liberty or property, without due process of law.
The Declaration of the Rights of Man and of the Citizen of France in 1789
also had a significant impact on the cultural tradition. This declaration‘created
a human rights system shared by all continental countries throughout the freedom
period, and it has won great honor for its comprehensiveness, accuracy, generality
and systematization’ . Its first article put forward the idea of freedom and
equality:‘Men are born and remain free and equal in rights.’Then further
explanations are given (e.g. article 4:‘Liberty consists in the freedom to do
everything which injures no one else’and article 6:‘All citizens, being equal in
the eyes of the law, are equally eligible to all dignities and to all public positions
and occupations, according to their abilities, and without distinction except that
of their virtues and talents.’ ). Article 2 states:‘The aim of all political association
is the preservation of the natural and imprescriptible rights of man. These rights
are liberty, property, security, and resistance to oppression.
QI YANPING, THE STUDY OF THE MAGNA CARTA, at 319 (China University of Political Science and Law Press, 2007).
Id., 5-6.
YANG YUGUAN, INFLUENCE OF INTERNATIONAL HUMAN RIGHTS LAW ON CHINA’ S CRIMINAL AND JUDICIAL
REFORM, at 27 (China Legal Publishing House, 2008).
Xu Xianming, System and Classification of Human Rights, 6 Chinese Social Sciences 95 (2000).
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Franklin Roosevelt’ s speech titled‘Four Freedoms’ to the US Congress
in 1941 promoted a general understanding of essential factors of human rights.
In his speech, Roosevelt declared that the four fundamental freedoms must not
be reduced reasonably: freedom of expression, freedom of belief, freedom from
want and freedom from fear. However, Americans paid a heavy price in the Civil
War to achieve the equal dignity of different races; and racial discrimination in
Europe, mainly against Jews, led to genocide and the world war with the loss of
millions of lives.
In a word, the Western cultural traditions of liberty and equality were highly
influential in the formulation of the UDHR. However, the non-Western cultural
sources of the UDHR should never be underestimated or ignored.
foundation for the negotiations and discussions during the drafting process.
As a driving force, the Soviet Union adhered to Marxist human rights and
advocated the importance of economic and social rights through the Soviet Union
and other socialist countries abstained in the final vote. Based on the studies of
the UN documents, we find that the representatives of the Soviet Union argued
tenaciously to have economic, social and cultural rights included in the UDHR.
The participating delegates spoke highly of the persistence of the Soviet Union
representatives who made important contributions to the drafting of the
Declaration. Charles Malik, rapporteur of the Commission on Human Rights, said
that‘In fact, the total effect of the four representatives of the Soviet Union who
took part in our work, who are Mr. Tepliakov, Professor Koretsky, Ambassador
Bogomolov and Ambassador Pavlov, was a fourfold insistence on the following.
These were absolute non-discrimination or equality; the improvement of the
living conditions of the broad masses of mankind; the duties of man to society;
and the decisive role to be played by the State in guaranteeing human rights and
freedoms.’
Islamic culture abounds with human rights concepts in two aspects: Allah’ s
power and the rights of man. The Islamic culture emphasizes collective rights
and individual responsibilities.‘Islamic views on human rights take safeguarding
the rights of (the) majority as its value orientation. It holds deep concern for the
right to subsistence and the right to life as their spiritual implications. The strong
humanitarian feelings of Islamic human rights spirit built solid foundations for
the political rights, economic rights, cultural rights and other kinds of human
rights.’ The influence of Islamic culture on the UDHR lay in the participation
of representatives of Islamic countries. Charles Malik, the representative of
Lebanon, tried to introduce some Islamic human rights ideas into the discussion,
and trigged heated debates with the Chinese representative on the origin of human
rights.
Traditional Chinese culture was also a very influential factor in the drafting
process of the UDHR. This kind of influence was exerted by Chang Pengchun,
the Chinese representative. He stressed the importance of remembering the
drafting background, human dignity, equality and the principles of universal
application of the Declaration, taking traditional Chinese philosophy, especially
Confucianism as the basis; during the discussion, he advocated pluralism,
emphasizing the advancement of human dignity and elevating the universality
of human rights.
In the drafting process, Chang Pengchun compared Chinese
THE CHALLENGE OF HUMAN RIGHTS: CHARLES MALIK AND THE UNIVERSAL DECLARATION, at 122 (Habib Malik
ed., Charles Malik Foundation in Association with the Centre for Lebanese Studies, 2000).
Gao Hongjun, Islamic Views on Human Rights, 3 World Religion Research 1 (1995).
Feng Huaixin, Basic Spirit of Islamic Views on Human Rights, 1 Muslim in China 6 (2002).
Sun Pinghua, Chang Pengchun’
s Concept of Human Dignity for the Universal Declaration of Human Rights, 12(1) Journal of East
Asia and International Law 91 (2019).
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Confucianism with Western philosophy with the help of his superior wisdom and
profound knowledge, and successfully persuaded the international community
and incorporated‘rén’ , lǐ’and‘dào’in Confucian thought in the negotiation
‘
process of the Declaration. He finally incorporated‘rén’ , the core value of
Confucianism, into article 1 of the Declaration as a philosophical foundation for
the whole Declaration.
Therefore it contains non-Western traditional culture and
philosophy, making itself a broader moral foundation for the rights in the
Declaration and manifesting characteristics of universality. A debate between
Chang Pengchun and Charles Malik became a famous episode in the history of
international human rights. The light of Confucianism illuminated the
representatives of different states. At the 180th meeting of the UN General
Assembly on December 9, 1948, on the eve of the Declaration being made public,
Malik spoke highly of Chang’ s contribution in the drafting process,‘It is
impossible even to begin to name the hundreds of individuals and institutions that
had something to do, directly or indirectly, with our work in its initial stages.
However, I must refer to Dr. Chang Pengchun, the distinguished Vice Chairman
of the Commission and Drafting Committee. He never failed to broaden our
perspective by his frequent references to the wisdom and philosophy of the Orient
and, by a special drafting gift, was able happily to rectify many of our terms.’
What he called‘the wisdom and philosophy of the Orient’referred to
Confucianism and its idea of human rights in traditional Chinese culture.
Furthermore, Chang considered that through equal, mutual obligations, violation
of rights could be avoided to the largest extent. Chang explained the Confucian
‘benevolence’ to his colleagues in the Drafting Committee, regarding
‘benevolence’as compassion for others. All this shows that Chinese culture
played an important role in the drafting of the UDHR.
An investigation was conducted by the UN Educational, Scientific and
Cultural Organization (UNESCO). The investigation collected a large amount of
data by receiving about 70 responses to a questionnaire, especially those
reflecting human rights concepts, from non-Western countries. The survey
showed that although cultural differences existed among UN Member States,
members shared common principles. Men and women throughout the world had
the right to live free of interference, poverty and uneasiness and to have access
to cultural heritage created by human beings as much as possible.
In summary,
non- Western cultures had laid a solid foundation for the formulation of the
UDHR.
Sun Pinghua, supra note 7.
CHARLES MALIK, DECEMBER 9, 1948, SPEECH TO THE GENERAL ASSEMBLY, in THE CHALLENGE OF HUMAN
RIGHTS: CHARLES MALIK AND THE UNIVERSAL DECLARATION, at 121 (Habib Malik ed., Charles Malik Foundation in
Association with the Centre for Lebanese Studies, 2000).
MARY GLENDON. A WORLD MADE NEW: ELEANOR ROOSEVELT AND THE UNIVERSAL DECLARATION OF HUMAN
RIGHTS, at 77 (Random House 2001).
112 CHINA LEGAL SCIENCE 2020
that it should take. Responsibility under the international law for the realization
of human rights rests with the State. To achieve it, the State must shoulder three
sets of obligations that are sometimes difficult to harmonize: to respect the
freedom of the individual, to protect that freedom and other human rights against
third parties, and where required to provide access to welfare for basic needs such
as food, shelter, education and health.
From this point of view, it is not enough to ensure de facto equality only
relying on legislative measures to give equal protection to individuals. With the
development of human society, the scope of the legislation is constantly
expanding, as is the scope of human rights protection constantly expanding.
Disability caused by work-related injuries, loss of income due to illness, and loss
of income due to aging or unemployment must be protected by social legislation.
The human rights listed in the Declaration push this protection to the extreme,
including the right to work, the right to education, the right to health care, and
the right to participate in social and cultural life. For example, paragraph 1 of
article 25 of the Declaration stipulates that,‘Everyone has the right to a standard
of living adequate for the health and well-being of himself and of his family,
including food, clothing, housing and medical care and necessary social services,
and the right to security in the event of unemployment, sickness, disability,
widowhood, old age or other lack of livelihood in circumstances beyond his
control.’
However, it should be noted that in order to put this idea of‘equality’into
practice people also feel it necessary to ensure judicial justice. The adoption of
the Convention on the Elimination of Racial Discrimination in 1965 and the
Convention on the Elimination of All Forms of Discrimination against Women
in 1979 not only marked a major victory for the UN in taking measures to
eliminate racial discrimination, but also provided an international cultural basis
for achieving equality. In order to promote the equal enjoyment of human rights
by all, all countries should be obliged to take positive steps, including legislative
measures, to eliminate discrimination in economic, social and cultural rights, in
accordance with the requirements of the UDHR and the corresponding
conventions.
Most provisions of the Declaration provide for civil rights and political
rights. First, it stipulates the presumption of innocence, non-retroactivity of law,
freedom from arbitrary arrest and detention, public trial, judicial independence,
the right to defend, equality of all people, prohibition of torture or cruel inhuman
treatment and punishment, the right to life, personal freedom and security,
freedom of movement and residence, political asylum and prohibition of slavery
of others (articles 3 to 14). These stipulations are the most basic human rights
norms for the Criminal Law, Criminal Procedure Law, Police Law and Prison
Law, which have directly applicable value in law. The Declaration also stipulates
freedom of thought, belief, expression, assembly and association, equality
between men and women, non-arbitrary deprivation of property, non-arbitrary
deprivation of nationality and the right to vote (articles 15 to 21). These
provisions have important guiding significance for the formulation of substantive
SUN PINGHUA, HISTORIC ACHIEVEMENT OF A COMMON STANDARD: CHANG PENGCHUN AND THE UNIVERSAL
DECLARATION OF HUMAN RIGHTS, at 350 (Springer, 2018).
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criminal law.
1. The Right to Life, Liberty and Security of Person. — Article 3 of the
UDHR stipulates that‘everyone has the right to life, liberty, and security of
person’ . This article contains the fewest words of all the provisions of the
Declaration and is the shortest, but it is an extremely important one. It involves
three fundamental rights, namely, the right to life, freedom and personal security.
One of the core rights is the right to life. It is considered to be a universal judicial
principle. It embodies three aspects in litigation: first, the protection of human
rights to life, liberty and personal security by litigation from other people,
including the illegal infringement by the government, and the protection or
remedy of the State can be sought by those who encounter infringement; second,
no one can infringe upon other people’ s rights to life, liberty and personal security,
and the person who commits the violation should bear the corresponding
responsibility; third, only through litigation can a person’ s life and freedom be
legally deprived of. Therefore, the way of litigation must follow certain rules, and
no one can be arbitrarily arrested and detained, let alone arbitrarily deprived of
one’ s life. The life of a person, who participates in the lawsuit, shall enjoy the
corresponding rights to ensure that he is not infringed illegally in the course of
the lawsuit.
The right to life is also the only one defined as an‘inherent’right by the
International Covenant on Civil and Political Rights (ICCPR) adopted in 1966.
Article 6(1) of the ICCPR states that:‘every human being has the inherent right
to life. This right shall be protected by law. No one shall be arbitrarily deprived
of his life.’ This is a further interpretation and implementation of the right to
life in article 3 of the UDHR. The so-called‘inherent’right of everyone is the
inherent right of people. It is not endowed by the State but is a sacred and
inalienable right. As the UN Human Rights Committee has affirmed, it is a very
important human right that is not allowed to be derogated from even in a state
of public emergency. This right should be protected by law, where law refers to
international provisions and the laws of the contracting states in their own
countries. The State should not only pay attention to everyone’ s right to life but
also actively provide legal protection. No one can be arbitrarily deprived of his
life. Article 6(2) of the ICCPR also stipulates that‘in countries which have not
abolished the death penalty, sentence of death may be imposed only for the most
serious crimes’ ,
and article 6(4) stipulates that‘anyone sentenced to death shall
have the right to seek pardon or commutation of the sentence’ ,
and article 6(5)
punish the slave trade and to eliminate slavery in any form as soon as possible.
The UDHR reiterates its opposition to slavery from the perspective of justice
and human dignity. The provisions of article 4 are closely related to the provisions
of article 6, which states that everyone has the right to be recognized as a person
before the law, and article 7, which states that everyone is equal before the law
and has the right to equal protection of the law without any discrimination. Since
everyone is equal before the law, has the right of personality and is protected by
law, no one shall be subjected to slavery or servitude. A series of international
human rights instruments after the UDHR elaborated on the content of the fight
against slavery. These instruments include the Convention for the Suppression
of Trafficking in Persons and of the Exploitation of the Prostitution of Others
adopted by the UN General Assembly in its resolution 317 (IV) on December 2,
1949, the Supplementary Convention on the Abolition of Slavery, the Slave Trade
and Institutions and Customs Similar to Slavery adopted by the ECOSOC in
1956, and the International Covenant on Civil and Political Rights (article 8) and
the International Covenant on Economic, Social and Cultural Rights (article 10)
adopted by the UN General Assembly in 1966, the Convention on the Elimination
of All Forms of Discrimination against Women of 1979 (article 6), the Convention
on the Rights of the Child of 1989 (articles 32 and 34) and the International
Convention on the Protection of the Rights of All Migrant Workers and Members
of Their Families of 1990, etc. These conventions contain provisions related to
slavery, especially the provisions of the above- mentioned core international
human rights conventions, which provide international human rights guarantees
to ensure the right of everyone not to be enslaved, and these have been specifically
implemented at the UN level.
In addition, in the area of regional human rights protection, various regional
human rights conventions have similar provisions. Article 4 of the European
Convention on Human Rights of 1950, article 6 of the American Convention on
Human Rights of 1969 and article 5 of the African Charter on Human and
People’ s Rights of 1981 all stipulate the content of anti-slavery. These regional
human rights protection documents have played an important role in regional
human rights protection, and in some sense the right not to be enslaved as
stipulated in the UDHR has been specifically implemented at the regional level.
Nevertheless, notable achievements have been made at all levels in the
prohibition of slavery and protection of freedom from slavery, but‘millions of
people still suffer from slavery or slavery-like practices’.
Human trafficking and
sex slavery are still serious in the modern world. International human rights
Id., 118.
Sun Pinghua & Xie Yan, Human Trafficking and Sex Slavery in the Modern World, 7(1) Albany Government Law Review 91
(2014).
118 CHINA LEGAL SCIENCE 2020
Professor Yang pointed out:‘This article covers a wide range of penalties in the
substantive law, investigative measures in the procedural law, medical or scientific
experiments, especially for those who are restricted to personal freedom.’
At the UN level, the Convention against Torture and Other Cruel, Inhuman
or Degrading Treatment or Punishment of 1984 specifically defines‘torture’ ,
stipulates the obligations of States Parties in the prohibition of torture and other
cruel, inhuman or degrading treatment or punishment and provides the
corresponding monitoring mechanism. Article 37(1) of the Convention on the
Rights of the Child of 1989 says that‘States Parties shall ensure that no child is
subjected to torture or other cruel, inhuman or degrading treatment or
punishment.’ Article 19(1) of this Convention also stipulates the obligation
imposed on States Parties to‘take all appropriate legislative, administrative,
social and educational measures to protect children from all forms of physical or
mental violence, injury or abuse, neglect or negligent treatment, maltreatment or
exploitation, including sexual abuse.’
The judicial remedy is another human right stipulated in article 8 of the
UDHR. Everyone has the right to an effective remedy by a competent national
court when the fundamental rights conferred upon him by the Constitution or laws
are violated. The international human rights law obligations undertaken by the
State are mainly embodied in two aspects. On the one hand, the State fulfills its
obligation to respect human rights, which can generally be achieved through the
inaction of the State; on the other hand, the State fulfills its obligation to protect
human rights, which requires the State to actively take all effective measures
including legislative, administrative and judicial measures to guarantee human
rights. Viewed from the practice of international human rights protection, the
ultimate realization of human rights protection mainly depends on the State.
When the basic rights of individuals are infringed upon by the Constitution and
laws, it mainly depends on the State to provide effective judicial remedies while
the international community plays a major role in supervision. The effective
judicial remedy of the State is achieved through qualified national courts.
Therefore, the judicial remedy is an individual right and an obligation for the
State. Matters that cannot be solved by exhausting domestic remedies may be
submitted to international bodies for review.
Since the UDHR was adopted, the provisions of national judicial remedies
have been specifically implemented by human rights legislation at the UN and
regional levels, including the International Covenant on Civil and Political
Rights, the Convention against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment, and the Convention on the Rights of the Child. The
provisions of national remedies have been specifically implemented and
developed in legal instruments such as the European Convention on Human
Rights, the European Social Charter, the American Convention on Human Rights
and the African Charter on Human and People’ s Rights.
4. Judicial Rights to Lawful Proceedings and Fair Trial. — The rights to
lawful proceedings are stipulated in article 9 of the UDHR, which says that‘no
one shall be arbitrarily arrested, detained or exiled’ . These provisions clarify the
right to safeguard personal integrity, including the right to personal freedom and
security. The provisions of the UDHR‘mark the further expansion of the scope
of persons protected by human rights’ .
They require that legitimacy and
impartiality should be guaranteed in both substantive and procedural law and that
no one is arbitrarily arrested, detained or banished. Therefore, the arrest, detention
or exile of any person must be carried out in accordance with the law and follow
certain legal procedures, such as being informed of the reasons for his arrest or
charges. This right, as stipulated in the UDHR, has been specifically implemented
and further developed in international and regional human rights instruments. In
the international human rights instruments, the provisions guaranteeing the right
to personal integrity are absolute. In other words, these rights cannot be derogated
from, even in the event of a public emergency.
Article 10 of the Declaration stipulates that‘everyone is entitled in full
equality to a fair and public hearing by an independent and impartial tribunal, in
JOHANNA NIEMI- KIESILÄINEN, ARTICLE 9, in THE UNIVERSAL DECLARATION OF HUMAN RIGHTS: A COMMON
STANDARD OF ACHIEVEMENT, at 21 (Gudmundur Alfredsson & AsbjØrn Eide eds., Martinus Nijhoff Publishers, 1999).
120 CHINA LEGAL SCIENCE 2020
the determination of his rights and obligations and of any criminal charge against
him.’Through these provisions, the State must enact laws, including the criminal
law, as well as administrative regulations based on the law to restrict human
behavior, and must stipulate the obligations to be fulfilled. In order to ensure that
criminal proceedings and the laws on which they are based conform to the
requirements of human rights protection, no one shall be arbitrarily arrested,
detained or banished, and everyone has the right to a fair trial and lawful
proceedings.
The right to a fair trial is indispensable to any legal system claiming the rule
of law, which is precisely included in article 10 of the Declaration.‘The right to
a fair trial is an essential, if not imperative, part of any legal system purporting
to be based on the rule of law.’ However, in order to ensure the legality of the
proceedings, competent judges who have the ability to interpret the law correctly
and apply the law to specific cases are also needed. These judges must perform
their duties independently, free from any outside interference, and treat both the
plaintiff and the defendant impartially. This is the true meaning of the
‘independent and impartial tribunal’ .
The results of a fair trial are influenced by various factors, such as the
attitude of the parties, the provision of evidence, the level of law enforcement of
judges, the role of defense lawyers and effective judicial assistance. The
requirement of a fair trial in this provision is a public trial. The reason for the
requirement of a public trial is that it can be supervised by the public, which is
conducive to ensuring the fairness of the trial, protecting the parties being
prosecuted and enhancing the public’ s trust in the judicial system. It is worth
pointing out that public trial also has its disadvantages, such as some negative
reports that‘in some circumstances, violate the accused to a presumption of his
innocence and thus prejudice the fairness of the trial’ .
Nevertheless, this basic
principle of a fair trial by an independent and impartial tribunal was not
challenged when the Declaration was being drafted.
5. Judicial Principles for the Criminal Law. — Article 11 of the Declaration
stipulates the basic judicial principles of‘ presumption of innocence ’and
‘non-retroactivity of law’ . Paragraph 1 of this article clearly stipulates that:
‘Everyone charged with a penal offense has the right to be presumed innocent
until proved guilty according to the law in a public trial at which he has all the
guarantees necessary for his defense.’This is the standard expression of the
judicial principle of the presumption of innocence, which also stipulates the right
of defense, the right of public trial and the right of conviction according to law
LAURI LEHTIMAJA & MATTI PELLONPÄÄ, ARTICLE 10, in THE UNIVERSAL DECLARATION OF HUMAN RIGHTS: A
COMMON STANDARD OF ACHIEVEMENT, at 223 (Gudmundur Alfredsson & AsbjØrn Eide eds., Martinus Nijhoff Publishers,
1999).
Id., 230.
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enjoyed by the accused. The burden of proof of charges lies with the prosecution.
If the accused cannot be proved guilty on sufficient grounds, the accused shall
be acquitted. Even if proved guilty, the basis of judgment can only be based on
the law, that is, to reflect the‘principle of legality’ . Professor Yang once
explained in detail the principle of‘presumption of innocence’ . He says that,
‘First, the criminal suspect and the defendant may be innocent. If they are
presumed guilty and treated as criminals, they will be wrongfully treated; Second,
whether the criminal suspect and defendant are guilty or not should be decided
by the court. The process of litigation is the process of such a decision. Before
the final decision, the defendant has not been found guilty, so his innocence status
has not changed; Third, even though the possibility of the court judging the
defendant guilty is very high, the guilt should be decided by the judgment and
corresponding punishment. The procedure itself should be not used as a method
of punishment.’ The presumption of innocence has been widely adopted by
international human rights conventions, and the same provisions have been made
in paragraph 2 of article 14 of the International Covenant on Civil and Political
Rights, paragraph 2 of article 6 of the European Convention on Human Rights,
paragraph 2(1) of article 8 of the American Convention on Human Rights and
paragraph 1(2) of article 7 of the African Charter on Human and People’ s Rights.
In addition, paragraph 2 of article 11 of the Declaration stipulates that‘no
one shall be held guilty of any penal offense on account of any act or omission
which did not constitute a penal offense, under national or international law, at
the time when it was committed. Nor shall a heavier penalty be imposed than the
one that was applicable at the time the penal offense was committed.’This clause
is a provision of the‘principle of legality’and‘non-retroactivity of law’ . The
principle of legality has been clearly confirmed in articles 7 and 8 of the French
Declaration of the Rights of Men and the Citizen of 1789. Professor Yang pointed
out that,‘The principle of legality requires that no one should be convicted and
punished without clear legal provisions. The legality of crime includes the
requirements of legislation and judicature. At the legislative level, only the law
can stipulate the crime and punishment. Other administrative orders, the will of
the chief executive and internal provisions cannot be used as the basis for
conviction and punishment. At the judicial level, only according to the effective
law when the actor acts can the actor be convicted and sentenced. The actor
cannot be convicted and punished according to invalid laws or laws formulated
after an act, let alone according to directives or internal provisions without a legal
basis.’
The principle of legality is one of the necessary conditions for guaranteeing
relationship with the actual enjoyment of a person’ s substantive rights. The loss
of honor and reputation will not only result in the loss of faith by others but also
greatly affect the working, holding office or conducting civil activities of the
person concerned. To ensure the realization of the above-mentioned right of
privacy, the State should not interfere with and attack the privacy of individuals,
and it requires the State to fulfill its duty of protecting all citizens’right to
privacy through effective measures, such as legislation, administration, and
justice, so as to avoid interference by the public sector or private sector.
However, with the development of modern science and technology, the task
of protecting personal privacy faces new challenges. Personal private space is
becoming smaller and smaller. The use of camera surveillance, eavesdropping
technology, e-mail interception, computer surveillance and so on poses a new
threat to personal privacy. Rihof concluded that‘(t)he legal challenges posed by
technological change and by increasing State involvement in the private lives of
citizens necessitate the constant, dynamic development of new measures of
protection within established State obligations and a wide application of the
principle of privacy.’
7. The Right to Freedom or Liberty. — Freedom is not only the
philosophical foundation for the Declaration but also a basic right. The types of
freedom are very complex. Many articles in the Declaration are related to the
right to freedom. Freedom includes freedom of movement, religion, speech, and
information, assembly and association. Freedom of movement is provided for in
article 13 of the Declaration, which states that‘First, everyone has the right to
freedom of movement and residence within the borders of each State. Second,
everyone has the right to leave any country, including his own, and to return to
his country.’These provisions not only stipulate the freedom of migration and
residence but also stipulate the right to leave and return. However, the Declaration
does not stipulate the right to enter any country other than‘one’ s own’ , and‘logic
does not entitle us to infer a right of entry in countries other than one’s own, since
the right of States to control entry into their respective territories is a jealously
guarded privilege.’ In any society, freedom of movement cannot be unlimited,
because one of the purposes of establishing a country is to maintain law and
order, that is, to ensure that acts committed by others do not undermine the
integrity and freedom of others, or hinder social peace and welfare.
In addition, the right to freedom includes the right to freedom of thought,
conscience and religion (article 18), the right to freedom of speech and
information (article 19), and the right to freedom of assembly and association
LARS ADAM REHOF, supra note 41.
ATLE GRABL- MADSEN, GÖRAN MELANDER & ROLF RING, ARTICLE 13, in THE UNIVERSAL DECLARATION OF
HUMAN RIGHTS: A COMMON STANDARD OF ACHIEVEMENT, at 276 (Gudmundur Alfredsson & AsbjØrn Eide eds.,
Martinus Nijhoff Publishers, 1999).
124 CHINA LEGAL SCIENCE 2020
(article 20). The right to freedom of thought, conscience and religion includes
‘freedom to change his religion or belief, and freedom, either alone or in
community with others and in public or private, to manifest his religion or belief
in teaching, practice, worship and observance’(article 18). Among them, freedom
of thought means that everyone can have his own ideas, and he cannot be
convicted or punished for having different ideas, nor can one be forced to accept
or criticize certain ideas;
and freedom of religion includes freedom to believe
in religion and not to believe in religion, which cannot be arbitrarily interfered
with. Freedom of speech and information includes‘freedom to hold opinions
without interference and to seek, receive and impart information and ideas
through any media and regardless of frontiers’(article 19). Freedom to hold
opinions without interference is closely related to freedom of thought because
opinions are the product of thinking and holding opinions belongs to the category
of thought.
Freedom of assembly and association stipulates that‘no one may be
compelled to belong to an association’(article 20). Professor Yang defines
‘peaceful assembly’as people gathering‘consciously and temporarily for a
certain purpose to express or exchange certain ideas or knowledge … The
assembly may not be fixed in a certain place, but may be mobile, such as wearing
a certain costume or wearing a certain sign, or even standing in silence to express
dissatisfaction or protest. ’ However, all kinds of freedoms are bound by the
non-infringement of the rights and freedoms of others. Therefore, all kinds of
freedoms must be restricted to some extent in order to protect the rights and
freedoms of others. These rights have been further affirmed and clarified by the
International Covenant on Civil and Political Rights, which provides a legal basis
for the protection of individual freedom under international human rights law.
8. The Right to International Asylum. — Article 14 of the UDHR stipulates
the right of asylum, which is provided by other countries and the right of
individuals to seek and enjoy such international asylum, but paragraph 2 of this
article stipulates a restrictive content that‘this right may not be invoked in the
case of prosecutions genuinely arising from non-political crimes or from acts
contrary to the purposes and principles of the UN.’The provisions of
international asylum were influenced by the refugee problem during the Second
World War, and the refugee problem has been a difficult problem that the
international community has not been able to solve. Until now,‘some of these
refugee groups of the past exist in the third and fourth generation, their legal
status still not settled.’
YANG YUGUAN, supra note 31, 342.
Id., 358-359.
MORTEN KJӔRUM, ARTICLE 14, in THE UNIVERSAL DECLARATION OF HUMAN RIGHTS: A COMMON STANDARD
OF ACHIEVEMENT, at 279 (Gudmundur Alfredsson & AsbjØrn Eide eds., Martinus Nijhoff Publishers, 1999).
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and that is a great contribution to the protection of human rights. It is also the only
legal instrument that recognizes the exact connotation of the right to nationality
as a human right and makes nationality more important in the international law.
INETA ZIEMELE & GUNNAR G. SCHRAM, ARTICLE 15, in THE UNIVERSAL DECLARATION OF HUMAN RIGHTS: A
COMMON STANDARD OF ACHIEVEMENT, at 221 (Gudmundur Alfredsson & AsbjØrn Eide eds., Martinus Nijhoff Publishers,
1999).
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of the UDHR stipulates two restrictive conditions in substance. One is that the
married and married couples are adult men and women, and the other is that they
must be acting with‘free and full consent’ . However, the Declaration does not
define the age for adulthood, nor does it require parental consent. Although the
prohibition of marriage varies around the world, it can be inferred that‘from the
absence of the prohibition of polygamy in article 16, as well as from the
proclamation of equality of rights between the spouses (paragraph 1 of article 16),
that polygamy is permitted as long as it does not affect the equal rights of the
spouses.’ The two core international human rights conventions, namely the
International Covenant on Civil and Political Rights and the International
Covenant on Economic, Social and Cultural Rights, stipulate the right to marry
and to found a family, and the provisions are detailed. The three regional human
rights conventions also have provisions relating to the right to marry and found
a family.‘It is clear from the UDHR drafting documents that the main goals of
the drafters were to prevent child marriage and marriage without the full consent
of both parties; secure equal rights of the sexes when entering into marriage,
during marriage and in the process of divorce; and finally, to underline the
responsibility of the State and the society for the welfare of the family.’ The
right to marry and found a family involves many issues, which is a very complex
research topic that needs to be discussed in depth. It cannot be elaborated on here
due to space limitations.
11. The Right to Property. — Article 17 of the Declaration stipulates that
‘First, everyone has the right to own property alone as well as in association with
others. Second, no one shall be arbitrarily deprived of his property.’This article
provides property rights, but‘the right to property is controversial among the
internationally protected human rights, and its place in the International Bill of
Rights has not been seen as self-evident ’.
It is precise because of the
controversial nature of this right that it was not set out in the International
Covenants on Human Rights. Article 17, because of its generality, is not
particularly accurate in its statement, and as a declaration, it is not legally binding,
so it is easier to reach an agreement than the covenants.
However, as two international human rights covenants with binding force,
it is difficult to reach an agreement on the discussion of the right to property,
ultimately deciding not to include this right in the two covenants.‘From the point
of view of human rights, it may be difficult, at least morally, to justify a right to
STÉPHANIE LAGOUTTE & ÁGÚST THÓR ÁRNASON, ARTICLE 16, in THE UNIVERSAL DECLARATION OF HUMAN
RIGHTS: A COMMON STANDARD OF ACHIEVEMENT, at 335 (Gudmundur Alfredsson & AsbjØrn Eide eds., Martinus Nijhoff
Publishers, 1999).
Id., 356.
CATARINA KRAUSE & GUDMUNDUR ALFREDSSON, ARTICLE 17, in THE UNIVERSAL DECLARATION OF HUMAN
RIGHTS: A COMMON STANDARD OF ACHIEVEMENT, at 359 (Gudmundur Alfredsson & AsbjØrn Eide eds., Martinus Nijhoff
Publishers, 1999).
128 CHINA LEGAL SCIENCE 2020
property which protects only existing property rights if significant parts of the
population do not possess anything at all.’ However, according to the provisions
of article 17, property relations can be either personal (personal property) or
shared with others (collective property); moreover, the right to property is not an
absolute human right, and in some cases owners’property can be deprived, but
cannot be arbitrarily deprived. The intervention of the State in private property
must have a fair legal basis, and must strictly follow legal procedures. The State
must give fair compensation for the unreasonable intervention or deprivation of
personal property. Without adequate compensation, human rights would be
violated in most cases. In fact, the property cannot be equally enjoyed by all
people, and as compensation, those who lack it need recourse to the right to work
and the right to social security.
12. The Right to Political Participation. — Article 21 of the UDHR
stipulates that‘everyone has the right to take part in the government of his
country, directly or through freely chosen representatives’ , and‘everyone
has the right of equal access to public service in his country.’It embodies the
concept of freedom through participation. Article 21 also stipulates that‘the
will of the people shall be the basis of the authority of government’ . This
provision goes beyond the concept of many supporters in Rousseau’ s social
contract theory in the 18th Century, which only requires the consent of the
governed and considers that only a few selected persons are eligible to
participate in the exercise of power. The preamble to the UDHR states that
‘whereas it is essential if man is not to be compelled to have recourse, as a
last resort, to rebellion against tyranny and oppression, that human rights
should be protected by the rule of law,’which further clarifies the close
relationship between human rights and government.
The UDHR also places great emphasis on the relationship between law and
democracy. Paragraph 2 of article 29 stipulates that‘In the exercise of his rights
and freedoms, everyone shall be subject only to such limitations as are
determined by law solely for the purpose of securing due recognition and respect
for the rights and freedoms of others and of meeting the just requirements of
morality, public order and the general welfare in a democratic society.’Eide also
pointed out that,‘Democracy and good governance require a constitutional
framework with a division of power between the legislative, the executive and
the judicial system. It is not enough to have a constitution, it must also be applied
in practice, and there must be mechanisms to control the constitutionality of acts
taken by the highest political bodies. Governmental and non-governmental
institutions and processes must be tailored to the optimal functioning of inclusive
democracy. Public management must comply with principles of accountability,
Id., 378.
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transparency, people’
s participation, decentralization, legislative capacity and the
independence of the judiciary.’
The Declaration also sets out the basic content of economic, social and
cultural rights (articles 22 to 27). Article 22 deals with economic, social and
cultural rights indispensable for the protection of human dignity and the free
development of human personality, as well as the right to social security. Social
security entitles everyone to the benefits provided by the State. The following five
articles refer to the right to work (article 23), the right to rest and leisure (article
24), the right to maintain the standard of living required (article 25), the right to
education (article 26) and the right to participate freely in social and cultural life
(article 27).
Economic, social and cultural rights are interrelated and interdependent. It
is necessary to have certain economic rights in order to enjoy social rights.
Similarly, these rights are inseparable from civil rights. Roosevelt advocated the
passage of the Economic Bill of Rights in his State of the Union Message to
Congress in 1944. In 1993, at the World Conference on Human Rights, in which
171 countries took part, participants reiterated that‘all human rights are
universal, indivisible, interdependent and interrelated.’
The core tenet of social rights is the right to maintain the minimum standard
of living (article 25). It declares that everyone has the right to subsistence,
including food, clothing, housing, medical care and necessary social services. The
right to a minimum standard of living is more comprehensively stipulated in
article 11 of the International Covenant on Economic, Social and Cultural Rights.
In addition, article 25 also stipulates that‘motherhood and childhood are entitled
to special care and assistance.’This right is more detailed in both article 10 of
the International Covenant on Economic, Social and Cultural Rights and article
27 of the International Convention on the Rights of the Child.
In order to realize social rights, we must also have relevant economic rights.
Article 17 of the Declaration stipulates that everyone shall enjoy property rights
and shall not be arbitrarily deprived of property; Article 23 stipulates the right
to work, the right to appropriate working conditions, the right to equal pay for
equal work and the right to social security if necessary. The enjoyment of the right
to work is an important way for people to obtain sources of economic wellbeing.
Article 24 stipulates that‘everyone has the right to rest and leisure, including
reasonable limitation of working hours and periodic holidays with pay.’The right
to rest and leisure is a necessary condition for people to keep healthy. Article 22
and paragraph 2 of article 25 provide for the right to social security. The
establishment of this right sets clear obligations for the State. To realize these
rights, it is necessary to adopt progressive measures through national efforts and
international cooperation and to make unremitting efforts for the full realization
of the rights step by step in accordance with the resources at the disposal of each
country.
Article 23 says that everyone has the right to work. The right to work is also
the basis of personality independence. To maintain a minimum standard of living,
we must have a stable source of income, and the enjoyment of the right to work
provides the source. However, the right to work does not require the government
to ensure that everyone has a job. Instead, there should be no discrimination in
employment opportunities. Not only should government departments do their best
to avoid discrimination, but the State also has an obligation to ensure that private
employers do not discriminate in their employment because of differences in race,
color, ethnicity, gender or political opinions. In addition, the right to work
requires governments to implement policies of full employment as far as possible
and to provide vocational training schools for people to learn. For the
unemployed, the State should do its best to provide relief, which is the positive
effort that the State should make. The right to social security is indispensable in
the absence of necessary property or in the absence of work to ensure the required
standard of living due to unemployment, aging or disability.
Article 23 sets out the principle of equal pay for equal work. This principle
is listed in the Declaration, which provides a basis for striving for equal pay for
men and women in most parts of the world. More detailed provisions are made
in article 7 of the International Covenant on Economic, Social and Cultural
Rights, which not only stipulates the right to equal pay for equal work, but also
stipulates the right to a decent living, and further emphasizes the rights of safety
and health conditions as well as the enjoyment of holidays with pay, and so on.
Article 26 of the Declaration covers the right to education, which belongs
to both social rights and cultural rights. This article stipulates that everyone has
the right to education. The right to education requires the State to establish and
maintain a system of schools and other educational institutions in order to provide
conditions on which everyone can go to school. If possible, the State shall provide
free education. Moreover,‘education shall be directed to the full development
of the human personality and to the strengthening of respect for human rights and
fundamental freedoms.’The right to education is the means by which individuals
acquire the qualifications for meaningful work and appropriate wages. From this
point of view, it is obviously a social right. The right to education, like other
rights, should be guaranteed to everyone without discrimination. The
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and he related it to an evolving concept of citizenship. Civil rights had been the
great achievement of the 18th Century, laying the foundation of the notion of
equality of all members of society before the law; political rights were the
principal achievement of the 19th Century by allowing for increasing broader
participation in the exercise of sovereign power; social rights were the
contribution of the 20th Century, making it possible for all members of society
to enjoy satisfactory conditions of life.
These rights have been embodied in the UDHR, which covers so many
rights and freedoms in a document that is not too long. It should be said that it
has done a good job. However, even though the Declaration has constructed a
very rich system of rights, it is not impeccable. The most critical focus can be put
on the fact that people’ s right to self-determination was not mentioned, nor was
the right to development or protection of minorities.
The right to self-determination of peoples has been clearly defined in the
Charter of the United Nations. Article 1(2) of Chapter I of the UN Charter
provides:‘To develop friendly relations among nations based on respect for the
principle of equal rights and self-determination of the people, and to take other
appropriate measures to strengthen universal peace.’In addition, article 55 of the
UN Charter stipulates more clearly the right to self-determination. In the
International Covenant on Civil and Political Rights and the International
Covenant on Economic, Social and Cultural Rights, the people’ s right to
self-determination is defined in the same terms, as stipulated in article 1(1) of the
International Covenant on Civil and Political Rights:‘All peoples have
the right to self-determination. By virtue of that right they freely determine
their political status and freely pursue their economic, social and cultural
development.’
In the 1960s, the right to self-determination played an important historic
role. It was precise because the UN explicitly proposed people’ s right to
self-determination that the independence of many former colonies, trustees and
non-self-governing territories in Asia, Africa and Latin America was justified by
law. However, the right to self-determination was not mentioned in the UDHR.
Although many people think that the Declaration is an authoritative interpretation
of the Charter of the United Nations when they discuss the significance of the
Declaration, it is difficult to find a basis for this view on the people’ s right to
self-determination.
With the continuous development of the cause of human rights in the world
and the independence of many former colonies, trustees and non-self-governing
ASBJØRN EIDE, ECONOMIC, SOCIAL AND CULTURAL RIGHTS AS HUMAN RIGHTS, in ECONOMIC, SOCIAL AND
CULTURAL RIGHTS: A TEXTBOOK, at 13 (AsbjØrn Eide, Catarina Krause & Allan Rosas eds., Martinus Nijhoff Publishers,
2003).
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territories, the structure of the UN has changed accordingly. The Third World has
put forward the theory of‘the right to development’ . This is undoubtedly another
contribution to the cause of international human rights. Many developing
countries regard survival and development as the primary human rights. At the
same time, the right to development has also been widely endorsed by the
international community. Article 1 of the Declaration on the Right to
Development, adopted by the General Assembly in its resolution 41/128 on
December 4, 1986, declares that the right to development is an inalienable human
right. Paragraph 10 of part 1 of the Vienna Declaration and Programme of Action
of the UN World Conference on Human Rights of 1993 reiterates that the right
to development as stated in the Declaration on the Right to Development is a
universal and indivisible right and an integral part of fundamental human rights.
However, due to the limitations of the times, the Declaration, although it also
mentions some relevant elements, such as the Declaration in its preamble, is
determined to promote social progress and the improvement of living standards
in greater freedom. Article 28 states:‘Everyone is entitled to a social and
international order in which the rights and freedoms set forth in this Declaration
can be fully realized’ . However, there is no explicit reference to the right to
development.
The protection of minorities has become a human rights issue of widespread
concern. As early as the establishment of the Commission on Human Rights by
the ECOSOC, the issue has been explicitly raised by the council.
However, it
was difficult to reach consensus on minority rights at the UN level at that time.
In resolution 217C (III),
the UN General Assembly decided not to make special
provisions on minority issues in the Declaration and asked the council‘to ask
the Commission on Human Rights and the Sub-Commission on the Prevention
of Discrimination and the Protection of Minorities to make a thorough study of
the problem of minorities, in order that the UN may be able to take effective
.
measures for the protection of racial, national, religious or linguistic minorities’
According to the Yearbook of the United Nations (1948- 49), on the issue of
minorities, the delegations of the Soviet Union, Denmark and Czechoslovakia
put forward several proposals on minority clauses, and the representatives of
Cuba, Egypt, Haiti and Lebanon expressed their views during the discussion.
Representatives of some countries, such as Brazil, France, and Mexico,
considered that minorities were extremely complex and structured differently in
different countries. They believed that some countries would not agree to include
minority rights in the Declaration. Britain and the US believed that it would be
SALES N., YEARBOOK OF THE UNITED NATIONS 1946-47, at 523 (Department of Public Information, 1947).
This resolution was one of the resolutions adopted by the UN General Assembly, dealing with minority rights.
DEPARTMENT OF PUBLIC INFORMATION UNITED NATIONS, YEARBOOK OF THE UNITED NATIONS (1948- 49), at
544 (Department of Public Information, 1950).
134 CHINA LEGAL SCIENCE 2020
impossible to reach a compromise on this issue in the old and new countries
because of their different attitudes. The new countries wanted to assimilate
immigrants, while the ethnic and national minorities still existed in the old
countries. In addition, the British representative pointed out that all minority
rights were fully reflected in the proposed declaration and put forward a
proposal to delete the protection of minorities from the draft declaration, which
was accepted by most members of the Commission on Human Rights.
Therefore, there is no provision on minorities in the draft submitted by the
Commission to the UN General Assembly. At that time, China and India were
in favour of excluding minority rights, mainly considering that‘ the principle
of non-discrimination has received such a prominent place in the Declaration’ .
It can also be seen from the fact that minority rights are not included in the
Declaration that the conflicts and struggles of various cultural ideologies in the
drafting process of the Declaration ultimately reflect the outcome of human rights
projects on which it was difficult to reach an agreement, namely, the
abandonment or choice of vague wording.
In addition, as it is the result of consultation and reconciliation among
different cultures, religions and ideologies in the world, some contents
inevitably adopt some technical means, such as adopting more abstract
expressions. The results, on the one hand, reserve some space for different
countries to make their own explanations, and on the other hand, it has
played a role of reconciliation to achieve a wider range of recognition so that
it has universal acceptability. However, it has led to different explanations
from different countries, based on their own understanding, which means
certain elements of the Declaration have greater plasticity and uncertainty.‘If
the rights in the Declaration are open to various interpretations, and if there is
nobody entrusted with the authority to interpret and apply the Declaration,
then these rights may degenerate into a smokescreen for state policy.’ As a
result, differences in the understanding of the Declaration have arisen among
different countries, and disputes between ideologies and cultural traditions
have long remained difficult to settle.
V. CONCLUSION