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Skokov1994 DDDD
Skokov1994 DDDD
Elementary Reaction Mechanism for Growth of Diamond (100) Surfaces from Methyl Radicals
Chemical reactions of methyl radicals on (100) diamond surfaces have been investigated theoretically. Quantum-
mechanical calculations a t the PM3 semiempirical level were performed on a series of small- and large-size
clusters to explore possible reaction steps responsible for diamond growth a t conditions typical of chemical vapor
deposition. Among a variety of possible chemisorption sites considered, surface dimer radicals not only were
the most favorable on kinetic grounds but appeared to be the only type capable of sustaining the subsequent
incorporation of adsorbed methyl groups into the diamond lattice. Surface migration of H atoms, radical sites,
and chemisorbed CHz groups proved to be important for diamond growth. A new reaction mechanism of
diamond (100) growth from methyl radicals is proposed which offers a plausible explanation for the experimentally
observed fast and smooth growth of diamond surfaces. The mechanism consists of two principal features,
conversion of dimer sites into bridge sites and surface migration of bridge sites toward continuous bridge chains;
it does not require any particular order of dimer formation but establishes the governing role of surface diffusion.
-
formation of a C-C bond between these two methyls encounters
a substantial potential energy barrier, 50 kcal/mol, if only one
of the two is activated by H abstraction.13 Such relatively large
C-C bond with the second carbon site of the dimer simultaneously
with the cleavage of the dimer bond. This one-step reaction was
found to possess a substantial potential energy barrier. In the
barriers are typical for the addition of a primary hydrocarbon other me~hanism,’~ the reaction proceeds in two steps: dimer
radical to a hydrogen-saturated carbon at0m.1~9~5When both opening through @-scission,
methyl groups undergo H abstraction, the C-C bond should be
formed as quickly and irreversibly as is typical of radical
~ombinati0n.I~ However, the produced - C H & H r adspecies
~~ ~~
and H addition,
--
choice of relaxed atoms was dictated by the specific surface site random both being radicals, or the probability of having a double-
and reaction of interest. The other surface atoms were fixed at radical site, is62 r2 0.01, and the per-site formation rate of such
the positions of the minimum-energy configuration obtained in a site is rR,Hb, 3 x 102 s-1.
the MD simulations for the initial model surface. The use of Adsorption of C H 3 on (100) Surfaces. As a result of a
large-size clusters is beneficial in the determination of potential continuous evolution of the growing surface, an incoming methyl
energy minima; however, due to the constraints imposed by radical can encounter numerous possible combinations of indi-
boundary conditions of the MD simulations, vibrational frequen- vidual surface sites. A series of such circumstances, those of
cies cannot be evaluated from these clusters reliably. To obtain interest to the present study, were examined. Figure 3 depicts
normal frequencies, the calculations were repeated using small them-combinations of dimer, bridge, and lone dihydride
clusters,modeled after C9H12 examined in our previous studies.16f2 sites-arranged into three groups: A-C. In group A, a dimer
In most cases, all atoms were allowed to relax in these calculations. radical to which CH3 is being added is paired with a dimer, bridge,
Transition-state geometries for both large- and small-cluster or dihydride site, hydrogenated or dehydrogenated. Similarly
models were found to be close to each other, thus justifying the structured is group B, where the adsorption of CH3 takes place
use of the MOPAC48vibrational frequencies from the smaller at a bridge radical site. Group C is designed to study the addition
cluster. Low frequencies that originated from internal rotations of CH3 to a lone dihydride radical site.
were substituted by appropriate free rotations with rotational Chemisorption energies, potential energy barriers, reaction
constants evaluated from computed moments of inertia. The equilibrium constants, and reaction rate constants obtained for
ability of PM3 to reproduce vibrational frequencies was tested the cases listed in Figure 3 are reported in Table 1. As explained
by Coolidge et al.?9 who found that PM3 predictions for in the preceding section, the reactions enthalpies and potential
hydrocarbons are within a reasonable accuracy, 9.3%. energy barriers were computed by employing large clusters with
Thus, in the TST calculations, the potential energies of ground the combined-force molecular dynamics. The vibrational fre-
and transition states were those obtained in large-cluster calcula- quencies used in the determination of the reaction-rate and
tions and the corresponding vibrational frequencies were taken equilibrium constants were obtained in static calculations
from small-cluster calculations. Such an approach is a com- performed on small-sizeclusters,those depicted in Figure 4: cluster
promise between the usually adopted, ad-hoc hypothesis of I was used for the addition of CH3 to sites A, cluster I1 to sites
7076 The Journal of Physical Chemistry, Vol. 98, No. 28, 1994 Skokov et al.
B4
B5
HH
I11 x
HH
B6
:I: ;
average fraction of radical sites, r no longer determines the
individual site probability. Based on thevalues of the equilibrium
constants reported in Table 2 for reactions 7-9, the probability
of being a radical decreases from dihydride to bridge to dimer
sites. That is, once an A3 or A5 radical site is formed, it
immediately converts to a less reactive radical site B1 or C1,
respectively; or stated in numerical terms, the rate of CH3 g :
adsorption to an A3 or A5 site is reduced by a factor of 5.5 X * 0.4
101or 4.4 X 102due to reaction 7 or 8, respectively. This implies
that the adsorptionof CH3occurs with a higher relative frequency 0.2 -
at biradical sites A4 and A6. A similar conclusion was reached
by Harris and Goodwin.35 0.0 ;
0 2 ” 6 0 0 8 0 0 1 m
The second type of H migration reactions considered in the Tim (fs)
present study is transfer of H from adsorbed CH3 to the Fipure 5. Rtsults of an adiabatic molecular dynamic simulation of CHJ
neighboring surface radical site: approaching an A2 site: (top panel) kinetic energy of CH3 in the center-
of-mass coordinate system; (bottom panel) bond order between a
chemisorbedradical and a surfacecarbon, defined as a sum of the squares
fH3 H /‘tlH2 of density matrix elements connecting the two carbon atoms.
"0 30 60 90 120 150 180 The calculations of the vibrational frequencies were performed on
Angle (degree) cluster V in Figure 4. Reaction 1b in the present study. The data listed
are from ref 16.
Figure 6. (Top panel) CH3 adsorbed at a B3 surface site. The white
circle represents a carbon atom of the chemisorbed CH3 group, gray bridge site and toward the product configuration of reaction 2
circles represent surfacecarbon atoms, and black circlestop-layer hydrogen is Klb/K2, which is equal to 1 X lo4, based on the present level
atoms. Hydrogen atoms saturating dangling bonds on the cluster edges of theory, or 1 X 105, using the MM3 results.35J6 Considering
are not shown for clarity. (Bottom panel) Cluster relativepotential energy also that the lifetime of the dimer radical next to a bridge site
versus the angle of rotation of CH3 around the C-C axis; the maximum
in energy corresponds to the H of CH3 passing through the surface H. is lowered due to the H migration, as established earlier in this
paper, we must conclude that reaction 2 does not resolve the
makes this reaction essentially ineffective is its slight endo- problem of filling the void sites during diamond CVD. We note
thermicity, 7.7 (PM3, see Table 2) or 6 (MM3, ref 36) kcal/mol, that theendothemicity of reaction 2 is consistent with (and actually
compared to the moderate exothermicity of reaction lb, -24.0 caused by) the row-zigzag rearrangement of the dimer pattern
(PM3, see Table 3) or -28.3 (MM3, ref 35). Thus, with the studied by us previously.32
reactant configuration of reaction 2 as a starting point, a rough To complete the analysis, we also considered the following
estimate for the ratio of the fluxes toward the formation of the combinations of surface radicals,
7080 The Journal of Physical Chemistry, Vol. 98, No. 28, 199‘4 Skokov et al.
H
H\ +H (16)
Cd cd cd
H H H H
H
‘d& aCd / \
c
cd‘H e H
Cd +d \ ’c \c,/” (17)
...
Heats of formation, potential energy barriers, and rate and Figure 8. Illustration for the growth of a continuous chain of bridge sites.
equilibrium constants computed for reactions 15-17 are reported
in Table 2. Reaction 16 is a possible contributor to the constant, KlsK19,is equal to about 6, showing that the sequence
reconstruction of dihydride surface sites to a monohydride (100)- of these two reactions is shifted toward a bridge-next-to-bridge
(2 X 1) surface dimer structure;23 however, the rate of this reaction configuration, i.e., toward the formation of a smooth surface. We
was calculated to be very low, 8 s-l. The present predictions of
62.0 and 59.2 kcal/mol for the potential energy barrier of reaction
16 are somewhat higher than the previous estimate of 49.7 kcal/
smaller than unity, for example K18K19 -
note that even if the overall equilibrium constant happens to be
0.1 (and we do not
expect the accuracy of the present method to produce deviations
mol at the MNDO level.23 Reaction 15 on the other hand, as larger than 1-2 orders of magnitude), the sequence of reactions
expected, was calculated to be very fast, 10I2s-l. Limited by 18 and 19 is still capable of filling the void sites, although with
dehydrogenation of the dihydride surface sites, the formation a somewhat reduced efficiency. The only requirement for the
rate of a biradical by two consecutive H abstractions is, as CHI migration is the creation of a biradical at the void site,
estimated earlier, -3 X 102 s-1. This indicates, by comparison which is not formidable in light of the probability for such an
to the much slower rate of reaction 16, that reaction 15 is a more Occurrence discussed earlier in the text.
likely candidate for participation in the reconstruction. Reaction Another reaction that may contribute to the surface migration
17 is another viable possibility for the combination of surface is the addition of chemisorbed CH2 to a dimer radical as shown
radicals into dimers: this reaction is kinetically fast and below
thermodynamically shifted to the right. Its existence was also
H H
observed in our previous MD simulation^.^^ Reaction 17 may
play an important role in surface migration of CH2 groups, as
discussed next.
Migration of Surface CH,. Invoking additional reactions
introduced above-chemisorption of CHS on different surface This reaction is fast in both directions, and its equilibrium at
sites, migration of H atom, and migrationof surface radicals-does 1200 K is shifted to the right (see Table 2).
not resolve the problem of filling the void sites. Indeed, with a Let us now demonstrate that the migration of CH2 is capable
perfect (100)-(2 X 1) dimer surface as a starting point, CH3 will of sustaining the growth of a continuous chain of bridge sites. We
be ”inserted” into dimers by reactions 10-12, la, and lb. After begin with a chain of dimer sites, shown as the initial structure
some time, when the surface is covered by dimer and bridge sites, in Figure 8. Formation of surface radicals, adsorption of gaseous
the rate of CH3 adsorption at dimer sites will start to fall due to CH3, migration of H atoms, and “insertion” of chemisorbed CH3
the influence of the H migration, reactions 7 and 8. Finally, the into dimers create bridge sites separated by the voids. A possible
surface will be covered by bridge sites separated by the voids. fragment of such an evolving chain is shown as the second structure
Adsorption of CH3 at the void sites is ineffective due to steric in Figure 8. Adsorption of CH3 at one of the carbon atoms of
repulsion, as discussed previously in the text. A possible recovery the void site between the bridges is extremely slow, as established
from such a situation was suggested by Zhu et to be the earlier in this study. After a period of time required for both of
etching (e.g., by the reverse of reaction 1) of undesirable bridge the void H atoms to be abstracted, the CH2 bridge in the center
sites. However, with reaction 2 being ineffectivetocompete with migrates to the left, following reactions 18 and 19, and the two
the formation of bridge sites separated by voids, as discussed in surface radicals-one of the newly formed bridge and the other
the preceding subsection, the removal of bridge sites does not of the left-behind lone dihydride unit-combine according to
create viable alternatives for filling the voids. reaction 17. The dimer formed in this manner undergoes the H
Searching for a possible solution to this problem, we discovered abstraction and addition of a gaseous CH3 with the eventual
that migration of CH2, as shown below, conversion of this dimer into a bridge. This elementary-reaction
sequence that creates a group of three consecutive bridge sites
from the initial configuration of two bridges separated by a void
can be viewed as a filling-in-the-void overall step. When the
dimer unit located to the right of the chain fragment shown in
Figure 8 converts to a bridge, occurring either simultaneously
with or consequentlyto the previously described sequenceof events,
its CH2 group undergoes a similar migration toward the already
established bridge chain, and so on.
The above discussedprocess can beviewed as surface “diffusion”
of bridge sites, whose rate is limited by the H additions and H
abstractions. The precise interaction among these processes and
not only is feasible on kinetic and thermodynamic grounds (see the resulting pattern formation shall be the subject of a future
Table 2) but also provides the most likely explanation for the investigation. An immediate conclusion though can be made
formation of smooth surfaces observed experimentally. Each of regarding the effect of temperature. The surface migration of
these reactions is much faster, in both forward and reverse CH2 hasa higher activationenergy than H abstraction, and hence
directions,than the H addition to a surface radical. This indicates a decrease in reaction temperature should slow down the mobility
that reactions 18 and 19 should be in a state of partial equilibrium of CH2 faster than the activation of surface sites. This predicts
at theconditions typical of diamond CVD. The overallequilibrium that a decrease in temperature should lead to a stiffer yet reactive
Growth of Diamond (100) Surfaces The Journal of Physical Chemistry, Vol. 98, No. 28, 1994 7081