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Engineering Structures
journal homepage: www.elsevier.com/locate/engstruct
Unified method for fully automated modal identification and tracking with
consideration of sensor deployment
Min He , Peng Liang *, Yang Zhang , Fan Yang , Jiu-xian Liu
Highway School, Chang’an University, Xi’an, Shaanxi, China
A R T I C L E I N F O A B S T R A C T
Keywords: Automated modal identification and tracking provides the key technique for modal parameters based structural
Structural health monitoring condition evaluation. However, the existing automated modal identification and tracking methods have limi
Automated modal identification and tracking tations for situation with very few sensors deployed and require manual intervention. This paper proposes a
Modified modal observability correlation
unified fully automated modal identification and tracking method that can be used for structures with many or
Sensor deployment
Closely spaced modes
very few sensors deployed, for closely spaced modes with severe spatial aliasing and for structures with high
Spatial aliasing flexibility or rigidity. A new index, which is called Modified Modal Observability Correlation, is proposed to
estimate the similarity of two modes. New spurious mode elimination method and fully automated mode sep
This paper proposes a modal aration and tracking methods are proposed to realize the automated modal identification and tracking. The
identification method which can fully feasibility and novelty of the proposed method are validated using in-field monitoring data from a long span
automated modal identification and tracking suspension bridge with high flexibility and a short span bridge with high rigidity and closely spaced modes.
method with very few sensors, for structures Automated modal identification and tracking for situations with many and very few sensors deployed for the two
with closely spaced modes. the proposed bridges are conducted, and extreme situation of closely spaced modes with spatial aliasing in mode shape is also
method does not require many sensors and considered to prove the novelty of the proposed method. Comparisons with existing mainstream methods are also
manual intervention, which is the selling point conducted. The results show that the proposed method yields the right identification and tracking results in all
situations, showing novelty in automated modal identification and tracking for structures with closely spaced
of the paper.
modes having severe spatial aliasing when only very few sensors are deployed.
1. Introduction Least Squares Complex Frequency Domain method [13], the Frequency
Domain Decomposition method [14–16] and Eigen system Realization
In the last decades, structural health monitoring has developed Algorithm [17]. Among all the automated modal identification methods,
rapidly and many Structural Health Monitoring Systems (SHMS) have the one focusing on interpreting the stabilization diagram is the most
been established for bridges [1–3], buildings [4,5], dams [6,7] and wind popular [18,19]. The stabilization diagram is a plot which shows many
turbines [8,9], etc. With such a development, data driven structural computed modes using system identification method such as Stochastic
condition assessment has developed rapidly because SHMS provides Subspace Identification (SSI) [11,20] for a large number of system or
sufficient true structural response data to track the evolution of struc ders. Automated modal identification based on stabilization diagram
tural condition. Among all the condition evaluation methods, modal aims to remove the scattered spurious modes caused due to the over
parameters based evaluation is one of the most popular ones because the estimation of the system order and extract the vertical alignments in the
evolution of long-term modal parameters is capable of reflecting the stabilization diagram formed by potential physical modes. This is ful
change of the dynamic characteristic of a structure. To obtain the long- filled with two main procedures, namely automated removing the
term modal parameters, the automated modal identification is required spurious modes and automated separating of potential physical modes.
and tracking the modes identified from successive response data sets is The key point of removing the spurious modes is to distinguish the
indispensable. physical modes from the spurious ones [21]. Modal assurance criterion
Automated modal identification is widely studied, such as the sta (MAC) is widely used in this procedure to discriminate the physical and
bilization diagram based automated modal identification [10–12], the spurious modes. MAC is an index which is used to estimate the similarity
* Corresponding author.
E-mail addresses: hemin0214@chd.edu.cn (M. He), lpchdlp@163.com (P. Liang), zhangyangjob@chd.edu.cn (Y. Zhang), yfmail1991@sina.cn (F. Yang),
liujiuxianjob@chd.edu.cn (J.-x. Liu).
https://doi.org/10.1016/j.engstruct.2022.114223
Received 28 September 2021; Received in revised form 25 February 2022; Accepted 31 March 2022
Available online 5 April 2022
0141-0296/© 2022 Elsevier Ltd. All rights reserved.
M. He et al. Engineering Structures 260 (2022) 114223
of mode shapes. For similar (same) modes, the MAC value would be mode shape, which is called spatial aliasing phenomenon [25,26].
close to 1 while it is close to 0 for dissimilar modes because of the mode However, this situation is seldom considered in the existing automated
shape orthogonality. Reynders et al. [10] proposed to utilize MAC as one modal identification studies.
of the indices to compute the similarity of different modes and use the k- Modal tracking is conducted after the modal parameters are auto
means clustering method to automatically remove the spurious modes. matically identified, and it aims to link the same order of modal pa
This method has been used and improved in many following studies rameters in current analysis to those from the former ones. Existing
[22]. However, it has been proven not very efficient. He et al. [12] modal tracking methods require manual intervention to define a set of
proposed to use the modal uncertainty to eliminate the spurious mode, manually selected modes as the baseline modes. Then the similarities,
but calculating the modal uncertainty requires too much computing normally the relative difference of frequency (df ) and MAC, between the
time. Fan et al. [21] proposed to eliminate the spurious modes using modes identified in current analysis and the baseline ones are computed,
mean phase deviation (MPD) threshold, but it needs manual interven and the mode in the current analysis is linked to the baseline one if the
tion. In the procedure of automated mode separation, the hierarchical, computed similarities meet the manually defined thresholds
non-hierarchical and statistical based clustering methods are all intro [5–8,24,27,28]. Some methods require environmental data [29] and use
duced. Reynders et al. [10] proposed to use hierarchical clustering complex model, such as Gaussian mixture model [30] and density based
method to automatically separate the modes into several groups. How clustering [29], as the tool to estimate the similarity. These methods
ever, it has been proved to have less robustness. This method is require complex transformation and prior training of a complex model
improved recently by Zini et al. [23], in which they proposed quantified and are not appropriate for online tracking. Three limitations exist in the
indices to determine the best input for SSI method, define the best cut-off existing tracking methods. One is that the baseline modes need to be
distance for hierarchical clustering and validate the identified modal manually defined and cover all the modes corresponding to the theo
parameters. He et al. [12] proposed to use non-hierarchical clustering retical ones. If some of the modes are missed in the baseline ones, the
method to fulfill the mode separation, but the result highly relies on the corresponding identified modes in the following analysis would not be
spurious mode elimination results and unstable results would be ob tracked. The second problem is that the thresholds need to be manually
tained if undesired spurious mode elimination result is obtained. The tuned carefully. If the thresholds are not set strict, closely spaced modes,
statistical based clustering method [21,24] is based on the assumption especially for modes with spatial aliasing when few sensors are
that the identification results obey normal distribution, which has been deployed, would be misclassified. However, if the thresholds are set
proved not correct. Beside the limitation of utilized methodologies, all strict, some physical modes not meeting the thresholds would be missed
the relevant studies used MAC as the index in both procedures to esti for some other orders of modes. Besides, the manually defined thresh
mate the similarity of different modes. However, MAC would fail for olds are not always widely suitable for every order of modes because
situations in which very few sensors are deployed because under this they normally have different discreteness. The third problem is the
circumstance different orders of modes would probably have the same spatial aliasing phenomenon for situation with few sensors deployed.
Fig. 1. Flowchart of the proposed automated modal identification and tracking method.
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CΨ
⎡ ⎤ ⎡ ⎤ ⎡ ⎤
CΨΛ CΦ1 ⋯ CΦnx φ1 ⋯ φn
⎢ ⎥ ⎢ ⎥ ⎢ ⎥
O=⎢
⎣ CΨΛ2 ⎥ = ⎢
⎦ ⎣ ⋮ ⋱ ⋮ ⎥=⎢
⎦ ⎣ ⋮ ⋱ ⋮ ⎥ = [ υ1
⎦ ⋯ υn ] (3)
⋮ CΦ1 λn−1 1
⋯ CΦn λn−n 1
φ1 λn−1 1
⋯ φn λn−n 1
CΨΛn− 1
index is firstly introduced. Then the procedures of the proposed auto In automated modal identification, the maximum system order N of
mated modal identification and tracking method are explained in detail. SSI method would be set very big, normally bigger than 100, for the
purpose of precise estimation of modal parameters and identification of
2.1. Modified modal observability correlation weakly exited modes. If the eigenvalue is very big, λni would also be very
big. Sometime it would exceed the maximum value that a double-
In this study, the Modified Modal Observability Correlation (MMOC) precision number can represent, which would lead to a failure of
is proposed to estimate the similarity of two modes to overcome the computing. To solve this problem, the log transformation is applied to
limitation of MAC when spatial aliasing phenomenon occurs in situation Equation (4) as.
in which very few sensors are deployed. In SSI method, the observability
matrix can be defined to indicate the observability of the system [26] as.
⃒ )2 ⃒⃒ ⃒( ⃒
⃒ H ⃒ ⃒(
⃒φ φj ⃒*⃒ 1 − λn λn ⃒*⃒⃒ 1 − λ2 )(1 − λ2 )⃒⃒
i ⃒ i j ⃒ i j
LogMOC = log ⃒ ⃒ ⃒( ) ⃒2 ⃒⃒( ⃒
⃒ *⃒ 1 − λ2n )(1 − λ2n )⃒⃒
i φi |* φj φj * 1 − λi λj
|φH ⃒ H ⃒ ⃒
i j
[ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒] [ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒]
⃒ n n⃒ ⃒ 2⃒ ⃒ H ⃒ ⃒ ⃒
= 2*log⃒φH ⃒ ⃒ 2⃒
i φj + 2*log⃒1 − λi λj ⃒ + log 1 − λi + log⃒1 − λj ⃒ − log⃒φH ⃒ ⃒ ⃒ ⃒ 2n ⃒
i φi + log⃒φj φj ⃒ + 2*log 1 − λi λj + log 1 − λi + log⃒1 − λ2n
j ⃒
= Mφ + Mλ (5)
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where Mφ and Mλ denote the components relating with mode shape and and the number of the potential physical modes can be estimated as.
eigenvalue, which are.
⃒ ⃒ ⃒ H ⃒ ⃒ ⃒ SP = k*N/2 (12)
⃒ H ⃒
Mφ = 2*log⃒φH ⃒ ⃒ ⃒
i φj − log φi φi − log⃒φj φj ⃒
It can be seen that SP is not influenced by SA , and the number of the
⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒ potential physical modes is fixed when k and N are determined. Based on
⃒ ⃒ ⃒ ⃒
Mλ = 2*log⃒1 − λni λnj ⃒ + log⃒1 − λ2i ⃒ + log⃒1 − λ2j ⃒ − 2*log⃒1 − λi λj ⃒ this pattern the threshold can be determined. Firstly the MMOC value of
⃒ ⃒ ⃒ ⃒ each mode candidate with its sibling mode having the smallest relative
− log⃒1 − λ2n ⃒ − log⃒⃒1 − λ2n ⃒⃒ (6)
i j eigenvalue difference from consecutive system order is calculated. Then
the MMOC value of the SP th mode in descending mode sequence is
Since N is set bigger than 100, λni and λi λj would be much bigger than
selected as the threshold. Finally the modes with MMOC value smaller
1 if λi and λj have big values. To this end, Mλ can be simplified as. than the threshold is considered spurious and eliminated. The only input
⃒
⃒
⃒
⃒ ⃒ ⃒ ⃒ ⃒
⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒ ⃒
⃒ − log⃒⃒λ2n ⃒⃒ = 0 for the calculation of the threshold is the number of identifiable physical
Mλ = 2*log⃒λni λnj ⃒ + log⃒λ2i ⃒ + log⃒λ2j ⃒ − 2*log⃒λi λj ⃒ − log⃒λ2n
i j
modes k within a determined frequency band, and it can be determined
(7) based on spectral analysis or from finite element analysis. The k is fixed
and therefore it does not need to be carefully tuned, and it only needs to
Equation (7) means MOC would be the same as MAC for models with
be set once in the beginning of the identification. The k is recommended
big eigenvalues (structures with high rigidity). For models with eigen
to be set 1 or 2 bigger than the realistic one, which would avoid the
values smaller than 1, the λni and λi λj would go to 0, and then Mλ can be
wrong elimination of potential physical modes.
simplified as.
where λM
i and λj are normalized eigenvalues and calculated as.
M The key point to automate the process is to automatically determine
the threshold. In this study, the similarity between modes is estimated
λM
i = 2*λi /(λi + λj ) based on.
( )
λM (10) di,j = d λi , λj + 1 − MMOC(vi , vj ) (13)
j = 2*λj /(λi + λj )
The MMOC overcomes the limitation of MAC and MOC in dis and the threshold is then calculated as.
tinguishing modes. The eigenvalue is introduced in MMOC in estimation
d = μ + 2σ (14)
of similarity of mode shapes. For similar modes, MMOC would be close
to 1, while for dissimilar modes MMOC would be close to 0. MMOC is
where μ and σ denotes the mean value and standard deviation of dBi,j ,
suitable for modes with spatial aliasing and structures with high flexi
bility or rigidity. which is calculated as.
( )
B
di,j = d λRi , λj + 1 − MMOC(vRi , vj ) (15)
2.2. Stabilization diagram clearance using a new method
( )
where d λRi , λj denotes the relative difference of eigenvalues between
The physical modes stabilize with system order and form the vertical
the ith reference mode and the nearest modes from all the other system
alignment in the stabilization diagram, while the spurious modes scatter
orders and is calculated as.
in the stabilization diagram. Clearing the stabilization diagram aims to
remove the scattered spurious modes and retain the physical ones. The ( ) |λRi − λj |
d λRi , λj = ⃒ ⃒ (16)
hard validation criteria [10,12] are firstly utilized to eliminate the max(⃒λRi ⃒, |λj |)
certainly spurious modes, and then most of the other spurious modes are
eliminated based on a MMOC threshold automatically calculated using where λRi denotes the eigenvalue of the reference mode and λj denotes
the proposed method. the eigenvalue of the current mode. The reference modes are selected
For a structure, the number of identifiable modes within a specific based on two steps: (1) Count the number of modes for each system
frequency band is certain, assuming k. In modal identification using SSI, order in the cleared stabilization diagram, assuming q is the number that
if the maximum system order is set as N, the number of the computed occurs the most; (2) Select the modes of the smallest model order with q
mode candidates can be precisely calculated using a sum of arithmetic modes as the reference modes. Selecting the reference modes aims to
sequence as. build a baseline for estimating the discreteness between the modes from
1
(
N
) all system orders, which aims to avoid the cluster splitting phenomenon
SA = * 1 + *N/2 (11) caused due to the rather small clustering threshold when the spurious
2 2
modes are eliminated completely.
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Fig. 6. Identified mode shapes: all sensors deployed, (a)-(g): 1st mode – 7th mode.
Table 1
Identified modal frequencies using both method (unit: Hz).
Mode order 1 2 3 4 5 6 7
modes compared with the other two indices. elimination under situation in which very few sensors are deployed and
Two weeks of monitoring data are continuously analyzed to identify spatial aliasing occurs. The other two reference methods yield worse
the modal parameters. Twenty minutes of data are utilized in one modal elimination results because MAC and MPD both lose ability in dis
identification analysis, and continuous identification is conducted with tinguishing different modes with spatial aliasing.
a time step of 5 min. The modes are tracked using the traditional method Fig. 9 shows the clustering results using the reference method and
and the proposed method, and the thresholds of MAC and df are set as the proposed method. It can be seen that the reference method groups
0.8 and 0.1 respectively for the traditional method. The results indicate the 3rd and the 4th modes together because the MAC fails to distinguish
that the proposed method and the traditional method yield the same these two modes when spatial aliasing occurs. Different with the refer
modal tracking results. Considering no difference would be found in the ence method, the proposed method successfully distinguishes the 3rd
tracking results, the tracking results are not provided. However, it still and the 4th modes, which proves the novelty of the proposed method in
needs to be mentioned that when the MAC threshold is set bigger and the automated modal identification for modes having spatial aliasing when
df smaller, the traditional method would fail to track some of the modes very few sensors are deployed. Table 2 presents the identified modal
for every order of mode. This is the limitation of the traditional tracking frequencies using both methods. Some frequencies identified using the
method. The proposed method requires no manually tuned thresholds reference method are bigger than those from the proposed method
and can produce the right and stable modal tracking results, which because it introduces obvious outliers in the corresponding mode clus
proves the feasibility of the proposed method in modal tracking for ter, as shown in the highlight zone in Fig. 9 (a).
situation with many sensors deployed. Fig. 10 presents the MAC, MOC and MMOC values between different
modes. For different two modes, the off-diagonal element values should
4.1.2. Automated modal identification and tracking with very few sensors be close to 0 if the index can successfully distinguish them. It can be seen
deployed that the MAC fails to distinguish the 3rd and the 4th modes because the
The automated modal identification and tracking under situation MAC value between the 3rd and the 4th modes are close to 1, which
with very few sensors deployed are also conducted. Three situations indicates the failure of MAC in distinguishing modes with spatial alias
with data from sensors 4, 6, 7, 8, 10, sensors 4, 7, 10 and sensors 2, 7, 12 ing in situation with very few sensors deployed. The MOC value also fails
are all analyzed. Due to the space limitation, only the results of the to distinguish the 3rd and the 4th modes. Since the eigenvalues of the
extreme situation with spatial aliasing when data from sensors 2, 7 and suspension bridge are small, the MOC values are precisely computed
12 are utilized are presented. based on Equation (4). The reason it fails to distinguish the two modes is
Fig. 8 presents the initial stabilization diagram and the cleared ones because the corresponding two eigenvalues are both small than 0. Under
using the proposed method and the other two reference methods. It can this circumstance, the λni and λi λj would be close to 0, which makes the
be seen that the proposed method still yields the best spurious mode Mλ close to 0 and MOC close to MAC. Compared with MAC and MOC,
elimination results, and most of the scattered spurious modes are elim MMOC successfully distinguishes all the six modes because all the off-
inated, indicating the novelty of the proposed method in spurious mode diagonal elements are close to 0, indicating the novelty of the
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together using the traditional method, while the proposed method suc
Table 2
cessfully distinguishes them, as shown in Fig. 11. Fig. 12 presents the
Identified modal frequencies using both method (unit: Hz).
calculated MAC, MOC and MMOC values for the 5th tracked modes,
Mode order 1 2 3 4 5 6 7 where the values are computed between the first mode and the other
Reference / 0.1132 0.1442 Grouped together 0.2222 0.2517 modes in the group. It can be seen that the MAC and MOC values are all
method close to 1, while some of the MMOC values are close to 0. The MMOC
Proposed / 0.1121 0.1439 0.1819 0.1907 0.2228 0.2515 values reveal the fact that different modes are grouped together in this
method
mode cluster, which indicates the ability of MMOC in distinguishing
different modes with spatial aliasing when very few sensors are
proposed MMOC in distinguishing modes with spatial aliasing under deployed. For the modes tracked using the proposed method, all the
situation in which only a few sensors are deployed. three index values are close to 1, indicating the proposed modal tracking
The continuously identified modal parameters under this sensor method tracked the same similar modes. It is worth mentioning that the
deployment situation are tracked using the proposed method and the wrong tracking results are still obtained using the traditional method
traditional method, and the MAC and df thresholds are set as 0.8 and 0.1 when the MAC and df thresholds are set as 0.9 and 0.05 for stricter
respectively for traditional method. The modes corresponding to the 4th distinguishing. The results reveal that setting stricter thresholds would
physical mode (f = 0.18) and the 5th physical mode (f = 0.19) are linked not lead to better tracking results. Besides, setting stricter thresholds
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M. He et al. Engineering Structures 260 (2022) 114223
vibration data. It can be seen that the vibration is not stable. When there
is people walking on the bridge the large amplitude vibration is trig
Fig. 11. Comparison of modal tracking result of the 5th frequency. gered, and when there is no people on the bridge the vibration of the
bridge is with very small amplitude. The monitoring data are provided
causes mode missing for other orders of modes, and this is the dilemma for benchmark study for modal identification. The bridge has high ri
of the traditional modal tracking method. gidity and very closely spaced modes, which provides the foundation for
validation of the proposed method in identifying the closely spaced
4.2. Case 2: The Dowling Hall footbridge modes. The first six frequencies are only provided for comparisons, and
therefore the data are processed with a low-pass filter with the cutoff
The Dowling Hall Footbridge [32] is a footbridge located in the frequency set as 17 Hz.
Medford, MA, Tufts University, connecting the main campus and the
student service offices. The bridge is a two-span continuous steel frame 4.2.1. Automated modal identification and tracking with all sensors
bridge with a length of 44 m and width of 3.7 m, as shown in Fig. 13. A deployed
structural health monitoring system was installed in the bridge in 2010. Fig. 15 (a) shows the initial stabilization diagram when the data from
Eight PCB Piezoelectric model 393B04 uniaxial accelerometers were all the 8 sensors are utilized for mode candidates calculation. Fig. 15 (b)
permanently mounted to the underside of the bridge to monitor the to (d) show the cleared stabilization diagrams using the proposed
vertical vibration. A National Instruments cRIO-9074 integrated method with k set as 7, the automated clustering method and the
controller is used as the core component of the data acquisition system manually defined static threshold method with MPD set as 0.3. It can be
[33]. The bridge is excited by people and wind. A 5-minute data sample seen that the proposed method still produces the best results and
is recorded at the top of each hour, and 5-minute sample vibration removes almost all the scattered spurious modes, indicating the novelty
response is also recorded when one-second root mean square value of of the proposed method in spurious modes elimination for structure with
each acceleration channel exceed 0.03 g. Fig. 14 shows the 5 min of high rigidity. Fig. 16 shows the automated modal identification results
Fig. 12. Comparison of index values for the 6th modes tracked using different method.
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Fig. 17. Identified mode shapes when all sensors utilized: (a)-(f): 1st mode – 6th mode.
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Fig. 19. Comparison of cleared stabilization diagrams: one side of sensors deployed.
Fig. 21. Identified mode shapes: one side of sensors deployed, (a)-(f): 1st mode – 6th mode.
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can be seen that the proposed method yields the best cleared stabiliza novelty of the proposed index and method in distinguishing the torsional
tion diagram and most of the spurious modes are eliminated, which modes having spatial aliasing phenomenon. To further investigate the
indicates the novelty of the proposed method in spurious mode elimi ability of the proposed index and method in distinguishing closely
nation under such a sensor deployment situation. The two reference spaced modes with spatial aliasing, an extreme situation in which only
methods fail to remove many spurious modes because the mode shape the data from sensors 1 and 5 are utilized for automatic modal identi
relevant indices do not work efficiently in distinguishing physical and fication and tracking. Fig. 23 shows the initially established stabilization
spurious modes. diagram and the cleared ones using the proposed method and the
Fig. 20 shows the clustering results using the reference method and reference methods. It can be seen that even under such a sever situation
the proposed method. It can be seen that the proposed method yields the the proposed method still yields the best results than the other two
correct identification results and distinguish all the physical modes. The methods do, and almost all the scattered spurious modes are eliminated,
reference method also distinguishes all the different modes, but it in indicating the novelty of the proposed method in spurious modes
troduces many outliers in the second mode cluster. The identification elimination even when very few sensors are deployed.
results indicate that the proposed method can successfully distinguish Fig. 24 shows the clustering results using the reference method and
the torsional modes from flexion mode even when they have spatial the proposed method. It can be seen that the reference method fails to
aliasing under such a sensor deployment situation. Fig. 21 shows the distinguish the 5th and the 6th modes, and the corresponding modes are
identified mode shapes. Just as analysed earlier that the first and third grouped together. Besides that, some obvious outliers are included in the
and the second and fourth modes have the same mode shapes, and all the second cluster, and it is because of the limitation of MAC in dis
first four modes have the same mode shape for the longer span. tinguishing different modes when very few sensors are deployed.
Fig. 22 shows MAC, MOC and the proposed MMOC values between Different with the reference method, the proposed method successfully
different modes. It can be seen that the MAC and MOC values between separates the 5th and the 6th modes under such an extreme situation.
the first and third and the second and fourth modes are close to 1, which Fig. 25 shows the identified mode shapes for all the six modes. It can be
means MAC and MOC both fail to distinguish these modes. Besides, the seen that the spatial aliasing happens for the 1st, the 2nd, the 5th and the
MAC and MOC values between the first four modes are also very big, and 6th and the 3rd and the 4th modes because they have the same mode
this is because these four modes have the same mode shape for the shapes. The 3rd and the 4th modes are torsion modes. Table 4 presents
longer span of the bridge. Different with MAC and MOC, the proposed the modal frequencies identified using the proposed method and the
MMOC successfully distinguish all the modes, and all the off-diagonal reference method, and the proposed method yields the right identifi
elements are close to 0, which indicates the novelty of the proposed cation results for both torsion modes and closely spaced modes with
MMOC in discriminating torsional and flexion modes even when spatial spatial aliasing, indicating the ability of the proposed method in auto
aliasing occurs. mated modal identification for torsion modes and closely spaced modes
The situation with sensors 1, 2, 3 and 4 validates the ability and with spatial aliasing even when very few sensors are deployed.
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Fig. 23. Comparison of cleared stabilization diagrams: very few sensors deployed.
Fig. 25. Identified mode shapes: very few sensors deployed: (a)-(f): 1st mode – 6th mode.
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Table 4
Identified modal frequencies using both method (unit: Hz).
Mode order 1 2 3 4 5 6
Fig. 26 shows the MAC, MOC and MMOC values between different
modes. The MOC is calculated using the simplified Equation (14)
because the eigenvalues are too big and λni exceeds the maximum value
that the double-precision data can represent. Just as discussed earlier
the 1st, the 2nd, the 3rd and the 4th and the 5th and the 6th modes have
spatial aliasing, which causes the MAC and MOC values between these
modes close to 1, indicating the failure of MAC and MOC in dis
tinguishing these modes. In contrast with MAC and MOC, the desired Fig. 27. Comparison of modal tracking result of the 6th frequency.
results can be observed in MMOC. The off-diagonal elements of MMOC
values are close to 0, which indicates the ability of MMOC in dis The identified modes under such sensor deployment situation are
tinguishing different modes even when spatial aliasing occurs for these tracked using both methods, and the MAC and df thresholds are still set
modes. It is worth mentioning that the 3rd and the 4th modes are torsion as 0.8 and 0.1 respectively for the traditional method. Fig. 27 presents
modes and the 5th and the 6th modes are closely spaced modes with the 6th modes tracked using both methods. It can be seen that the
spatial aliasing, and these four modes are successfully distinguished traditional method links the 5th and the 6th modes together, while the
using the proposed method, which proves the novelty of the proposed proposed method successfully distinguishes them. Fig. 28 presents the
method in distinguishing closely spaced modes even with severe spatial MAC, MOC and MMOC values for the tracked 6th modes using both
aliasing. methods. For the modes tracked using the traditional method, the MAC
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Fig. 28. Comparison of index values for the 6th modes tracked using different method.
and MOC values are close to 1 while some of the MMOC values are close Declaration of Competing Interest
to 0, which indicates that MAC and MOC both fail in modal tracking
when spatial aliasing occurs in situation in which very few sensors are The authors declare that they have no known competing financial
deployed. Different with the traditional method, all the values for the interests or personal relationships that could have appeared to influence
modes tracked using the proposed method are close to 1, and the results the work reported in this paper.
indicate that the proposed method tracks the right modes. The tracking
results prove the ability of the proposed method in modal tracking even Acknowledgement
when spatial aliasing occurs for torsion and closely spaced modes in
situation with very few sensors deployed. This work was supported by the National Key R&D Program of China
(Grant numbers: 2019YFB1600702), the National Natural Science
5. Conclusions Foundation of China (Grant number: 51878059). The first author would
also thank the financial support from the China Scholarship Council.
In this paper, a unified fully automated modal identification and
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