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Alexandria Engineering Journal 81 (2023) 419–436

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Alexandria Engineering Journal


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Original Article

Interconnected square splits ring resonator based single negative


metamaterial for 5G (N258, N257, N260 and N259) band sensor/EMI
shielding/and antenna applications
Mohammad Lutful Hakim a, Touhidul Alam a, *, Mohammad Tariqul Islam b, *,
Norbahiah Misran b, Saleh Albadran c, Ayed M. Alrashdi c, Haitham Alsaif c, Ahmed S.
Alshammari c, Ahmed Alzamil c, Mohamed S. Soliman d, e
a
Pusat Sains Angkasa (ANGKASA), Institut Perubahan Iklim, Universiti Kebangsaan Malaysia, 43600 UKM, Bangi, Selangor, Malaysia
b
Department of Electrical, Electronic and Systems Engineering, Faculty of Engineering and Built Environment, Universiti Kebangsaan Malaysia, Bangi 43600, Malaysia
c
Department of Electrical Engineering, College of Engineering, University of Ha’il, Ha’il 81481, Saudi Arabia
d
Department of Electrical Engineering, College of Engineering, Taif University, PO Box 11099, Taif 21944, Saudi Arabia
e
Department of Electrical Engineering, Faculty of Energy Engineering, Aswan University, Aswan 81528, Egypt

A R T I C L E I N F O A B S T R A C T

Keywords: This article proposed a new triple-band transmission block metamaterial (MTM) for 5G mm-wave applications.
Metamaterials The peak transmission-blocking attributes are achieved at 27.09 GHz, 38.71 GHz, and 41.81 GHz frequency by
SNG interconnected square split ring resonators (ISSRR). A thin Rogers RT5880 substrate material of thickness 0.79
mm-Wave
mm is employed to design the MTM structure, and the unit cell dimension is 5 × 5 mm2. The designed meta­
5G
EMI shielding
material shows a − 10 dB transmission coefficient (S21) from 24.60 to 28.47 GHz, 36.50–39.65 GHz and
Sensor 40.77–44 GHz frequency bands. The design evolution, metamaterial properties, surface current distribution,
Antenna electric field, magnetic field, and equivalent circuit model are investigated to understand the transmission-
blocking property of the MTM. The simulated results of the MTM are validated by measurement of the fabri­
cated prototype, and both results agree well. The transmission-blocking attributes lead the proposed MTM as a
potential candidate for different fields like EMI shielding, sensing, and antenna performance enhancement. The
dielectric sensor performance of the MTM structure is investigated for different dielectric materials. Besides,
MIMO antenna performances are also investigated, and gains of 1–3 dBi, isolations of 5–10 dB, and the radiation
pattern deflection angle of 45˚are enhanced by the proposed MTM. These significant features and applications of
the proposed MTM make it a special candidate for 5G mm-wave applications.

1. Introduction splits can be used to create artificial metamaterial. The geometrical


structure of the MTM is a very crucial factor for negative permeability
Metamaterial (MTM) is an artificially engineered material that ex­ and permittivity at resonance frequency [17]. Nowadays, single nega­
hibits unnatural electromagnetic (EM) properties like negative perme­ tive MTMs are extensively investigated for sensors, EMI shielding, an­
ability, permittivity, refractive index, magnitude, and phase change of tenna gain enhancement, MIMO antenna isolation enhancement,
incident EM wave [1,2]. These unnatural EM properties lead MTMs to antenna beam tilting, etc. [10,18,19]. Various SNG transmission-
various applications such as sensing [3,4], absorption [5,6], SAR blocking MTMs are recently presented for microwave range sensing
reduction [7], superlenses [8], energy harvesting [9], electromagnetic applications [18,20–22]. In [20], an omega-shape resonator-based MTM
interference (EMI) shielding [10,11], antenna performance enhance­ dielectric sensor is presented for industrial oil sensing applications and
ment [12–15], etc. MTM can be categorized as single negative (SNG) and the transmission-blocking property of the MTM is achieved from 8 to 11
double negative (DNG) based on the fact that either one of permeability GHz frequency. In [21], an MTM sensor based on a tri-circle split ring
or permittivity is negative or both are negative[16]. Metallic rings and resonator is investigated for edible oil sensing, where the resonant

* Corresponding authors.
E-mail addresses: p108762@siswa.ukm.edu.my (M. Lutful Hakim), touhidul@ukm.edu.my (T. Alam), tariqul@ukm.edu.my (M. Tariqul Islam).

https://doi.org/10.1016/j.aej.2023.09.044
Received 16 May 2023; Received in revised form 3 August 2023; Accepted 12 September 2023
Available online 21 September 2023
1110-0168/© 2023 THE AUTHORS. Published by Elsevier BV on behalf of Faculty of Engineering, Alexandria University. This is an open access article under the
CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
M. Lutful Hakim et al. Alexandria Engineering Journal 81 (2023) 419–436

Fig. 1. (a) front view of the proposed ISSRR metamaterial unit cell (L = 5 mm, R1 = 4.5 mm, R2 = 2.85 mm, R3 = 1.9 mm, W1 = 0.2 mm, W2 = 0.2 mm, W3 = 0.1
mm, G1 = 0.10 mm, G2 = 0.10 mm), and (b) simulation setup.

electromagnetic (EM) wave [25]. The antenna development for the mm-
wave fifth generation (5G) wireless communications systems is chal­
lenging in current research [26]. Because this frequency requires a high
gain antenna to overcome higher path loss and atmospheric absorption
compared with lower frequencies band, and sustain the link budget at
this frequency [27]. The MIMO configuration is also required to increase
the channel capacity where isolation between the MIMO elements is
crucial. The 3rd Generation Partnership Project (3GPP), and different
telecommunication industries have allocated N258 (24.25 to 27.5 GHz),
N257(26.5 to 29.5 GHz), N260 (37.0 to 40.0 GHz), and N259 (39.5 to
43.5 GHz) mm-wave frequencies for 5G applications [28]. So, the
transmission-blocking MTM mechanism is attractive at this frequency to
increase gain, isolation, beam tilting etc. A Slotted patch MTM is
designed in [19] for antenna gain enhancements applications at
17.81–20.67 GHz operating frequency. In [29], an interconnected cir­
cular ring resonator-based SNG metamaterial is introduced for 5G an­
tenna gain enhancement. The transmission-blocking frequency covers
only the 28 GHz frequency band. The transmission-blocking at 38 GHz
frequency is achieved by modified peace-logo planar metamaterial for
Fig. 2. Retrieved reflection coefficient (S11) reflected wave phase value and gain and isolation enhancement. MTM, as well as applicable in antenna
transmission coefficient (S21) of the proposed metamaterial. beam tilting and reflect array applications, is presented in [30,31] and
[32], respectively. In [30], the antenna beam is tilted by a dual-layer
frequency of the transmission coefficient appeared at 8.34 GHz and square split ring resonator at the 10 GHz resonant frequency. A beam-
11.59 GHz frequency with an SNG behaviour. A G-shape resonator- tiling approach by a uniplanar resonator is presented for the 5G an­
based liquid sensor is designed in [22], where peak transmission- tenna in [31], which operates at 29 GHz resonant frequency.
blocking is achieved at 9.4 GHz. The transmission-blocking feature by Aforementioned literature shows that the MTMs are investigated for
MTM is also attractive in the EMI shielding application for filtering sensing and EMI shielding at the microwave frequency range, and most
unwanted frequencies. The transceiver of the radiofrequency device of the research works do not cover the 5G mm-wave frequency band. On
suffers due to unwanted EMI. Traditionally sensitive devices are pro­ the other hand, MTM is also utilized with the antenna from microwave
tected from EMI by applying a metal shield, but this approach blocks all to mm-wave frequency, but the existing MTMs at mm-wave frequency
EM waves. The MTM is an attractive solution for blocking a specific cover only for a single 5G frequency band. Therefore, a transmission-
frequency and allowing all other frequencies to propagate. In [10], a blocking MTM for the 5G mm-wave (N258, N257, N260, and N259)
polygon-shaped resonator-based transmission blocking MTM is pre­ band multifunctional application is highly desirable. This paper presents
sented for 8–12 GHz EMI shielding. The unit cell size of the MTM oc­ the design and performance investigations of an interconnected square
cupies 8 × 8 mm2. The EMI shielding is completed by a twisted spiral split ring resonator (ISSRR) based transmission-blocking metamaterial
triangle cross dipole resonator and Jerusalem cross resonator in [23] for 5G mm-wave applications to address the aforementioned limitations.
and [24], respectively. However, in [10,23,24], however the MTM The transmission-blocking features of the MTM are investigated by
properties are not acknowledged. Another significant application of equivalent circuit model (ECM), metamaterial property, electric field
MTM is antenna performance enhancement. The unusual electromag­ magnetic field, and surface current analysis. These features significantly
netic characteristics like SNG and DNG properties of MTM make it a improve the mm-wave range device performance at the targeted fre­
promising solution for improving the antenna gain, isolation enhance­ quency. The application of the MTM is also investigated for sensing, EMI
ment, and radiation pattern deflection by controlling the radiated shielding, and MIMO antenna performance enhancements.

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M. Lutful Hakim et al. Alexandria Engineering Journal 81 (2023) 419–436

Fig. 3. (a) design evolution of the proposed MTM, and (b) the transmission coefficient (S21) of the different design steps.

Table 1
also appeared from 30.96 to 32.13 GHz frequency. The blocked fre­
Transmission coefficient (S21) of the different design steps.
quency is reflected toward the positive z-axis with a reflection phase
Design evolution Resonance frequency S21 < -10 dB
value of 90˚to − 90˚. The concept of the designed ISSRR unit cells towards
Step 1 – – the final design and corresponding transmission coefficient are shown in
Step 2 27.05 25.27–28.5 Fig. 3. In the first design step, a concentric square ring resonator (CSRR)
Step 3 26.0830.16 25.17–26.18
is designed, which shows zero transmission block at the desired oper­
27.01–33.33
Step 4 29.5339.21 25.27–33.15 ating frequency. In the second step, two splits are made of two arms of
38.97–39.65 the resonator to induce capacitance in the splits, which form a square
Final Design 27.09 24.60–28.47, split ring resonator (SSRR). This technique shows a transmission block
38.71 36.50–39.65
frequency from 24.7 to 28 GHz frequency. After that, another inner
41.81 40.77–44
CSRR is inserted, which showed a dual stop band frequency from 24 to
25.2 GHz and 26.96––32.76 GHz, but the resonance appeared at the 28
1.1. Unit cell design and evolution GHz 5G frequency band. The inner CSRR is connected with the outer
SSRR in step 4, which attained stopband at both 28 GHz and 38 GHz
Fig. 1(a) presents the proposed ISSRR unit cell and the geometrical frequency, but the 38 GHz stopband is narrow compared to the 28 GHz
parameters. The unit cell is designed on a Rogers RT5880 substrate band. The − 10 dB S21 at step 4 is 26.96–32.76 GHz and 38.94–39.6 GHz.
material whose thickness, dielectric constant, and loss tangent are 0.79 Finally, by incorporating another inner SSRR and connecting with the
mm, 2.2, and 0.009, respectively. The low dielectric constant is chosen middle ring, the resonant frequency of the upper band slightly shifts
for its reduction capability of electrical power loss at the higher fre­ toward desired lower frequency, and the stopbands are achieved from
quency application [27]. The copper patch of the unit cell is placed on 24.60 to 28.47 GHz, 36.50–39.65 GHz and 40.77–44 GHz frequency.
top of the substrate material, and the back side remains vacant. The The S21 at different design steps are listed in Table 1.
thickness and electrical conductivity of the copper are 0.035 mm and The sensitivity of the physical parameters on S21 is shown by a
5.96e + 07 [S/m], respectively. In unit cell design, a concentric square parametric analysis, presented in Fig. 4. The lower peak, middle peak
ring resonator forms the middle ring, and the inner and outer rings form transmission zero frequencies and upper transmission pole can be
by square split ring resonators. The transverse magnetic (TM) wave is tunable by varying the width (W1) of the outer square ring resonator.
applied toward the negative z-axis, where unit cell boundary conditions The increment of the W1 shifts transmission zero frequency towards the
are applied along the x and y-axes. Fig. 1(b) shows the simulation setup upper-frequency region. The split gap G1 also shows similar responses.
of the proposed ISSRR unit cell. The retrieved reflection coefficient (S11) Moreover, in both parameters, the upper transmission zero and lower
reflected wave phase value and transmission coefficient (S21) are pre­ transmission pole frequency show stable positions. The width of the
sented in Fig. 2, which shows − 10 dB S21 is achieved from 24.60 to middle square ring resonator and interconnecting arm (W2) has a strong
28.47 GHz, 36.50–39.65 GHz and 40.77–44 GHz frequency. The ISSRR influence at the lower transmission zero frequency and transmission
unit cell achieves maximum transmission-blocking resonance at 27.09 pole towards the upper-frequency region. Besides, the increment of
GHz, 38.71 GHz, and 41.81 GHz frequencies. The pass band of − 10 dB value shows a constant position of the upper transmission zero and

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M. Lutful Hakim et al. Alexandria Engineering Journal 81 (2023) 419–436

Fig. 4. Parametric variation of (a) width of outer square ring resonator (W1), (b) split gap (G1), (c) width of interconnecting arm and middle square ring resonator
(W2), and (d) width of interconnecting arm and inner square ring resonator (W3).

Fig. 5. (a) ECM model of the proposed ISSRR metamaterial, (b) retrieved Transmission coefficient (S21) from the ECM and CST.

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Fig. 6. Retrieved metamaterial property of the designed ISSRR metamaterial, (a) relative permittivity, (d) relative permeability, (c) effective refractive index, and (d)
relative impedance.

Fig. 7. (a) S21 at TM and TE polarized wave, and S21 at different oblique incident angles at TM polarized wave.

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M. Lutful Hakim et al. Alexandria Engineering Journal 81 (2023) 419–436

Fig. 8. Surface current distribution of the proposed ISSRR metamaterial.

transmission pole. Finally, the upper transmission zero frequency can be


1
tuned by varying the width of the inner ring resonator (W3); when the Ln = μ◦ [lln(2l/X1 ) + l/2 + 0.2235X1 ] + 2K12 M12 , n = 1, 2, 3, 4, and 5

value of W3 increases, the upper transmission zero frequency shifts to­
(1)
wards higher frequencies.
Where l is the length microstrip line, X1 = w + t, w is the width of the
2. Results analysis microstrip line, and t is the thickness K12 = 1 when the current flows in
the same direction, and K12 = -1 when the current flows in the reverse
2.1. Equivalent circuit model (ECM) order. For these two possible cases, I and II, the mutual inductance (M12)
can be calculated by equations (2) and (3). Y1 = l-m, Y1 = l-s, Y1 = m-s,
The ECM model of the proposed MTM is developed based on the m is the length associated with parallel microstrip line length, s is the
[23,33–35], shown in Fig. 5(a). The three interconnected ring resonators overlapping length of two parallel microstrip lines, and g is the gap
achieved three TZ frequencies, represented by three parallelly con­ between the line.
nected LC series circuits and two inductance (L). The inductance can be [ ( ) { } ]
1 l 4mY1
found by equation (1) for a specific width and length [23]. M12,caseI = μ◦ lln + mln − 2m + g (2)
4π Y1 g2

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Fig. 9. The E-field intensity of the proposed ISSRR transmission block metamaterial.

Fig. 10. The H-field intensity of the proposed ISSRR transmission block metamaterial.

Fig. 11. (a) fabricated 6 × 5-unit cell array, (b) measurement setup of the proposed metamaterial for transmission block property.

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M. Lutful Hakim et al. Alexandria Engineering Journal 81 (2023) 419–436

Fig. 14. Simulation setup of the proposed sensor model.

inductance and capacitance are L1= 1.47 nH, L2 = 1.37 nH, L3 = 1.14 nH,
L4 = 0.5 nH, L5 = 0.2 nH C1 = 0.023 pF, C2 = 0.012 pF, and C3 = 0.011
pF.. The input impedance of ’port 1′ and ’port 2′ is the free space
impedance Zo = 377 Ω, and the substrate material is modelled by a
transmission line (ZTL = Zo/√εo). Fig. 5(b) represents the simulated
transmission coefficient (S21) for the CST and ECM models, where both
CST and ECM simulations agree well.
Fig. 12. Simulated and measured transmission coefficient (S21) of the proposed
ISSRR transmission block metamaterial.
2.2. Metamaterial property analysis

The metamaterial property of the proposed ISSRR unit cell is


retrieved from the reflection (S11) and transmission (S21) coefficient by
using equations (5–7) [36]. The calculated metamaterial property is
presented in Fig. 6. Where εr is the relative permittivity, µr is the relative
permeability, Ko is the wave number, d is the propagation distance, and η
is the effective refractive index. The real part of the εr and µr are negative
from 24 to 36 GHz and 27.85–44 GHz frequency.
2 1 − A1
εr = × (5)
jk0 d 1 + A1

2 1 − A2
μr = × (6)
jk0 d 1 + A2
√̅̅̅̅̅̅̅̅
η= ε r μr (7)

Where, K◦ = 2πf/c , C = velocity of light, A1 = |S11 | + |S21 |, and A2 =


|S21 | − |S11 |. The relative importance of Z is calculated by equation (8).
√̅̅̅̅̅̅̅̅̅̅̅
Zr = μr /εr (8)
The transmission-blocking features can be understood from the
retrieved alternatively negative property of permittivity and perme­
Fig. 13. Simulated and measured SE of the proposed ISSRR transmission block
metamaterial. ability at the operating frequency of 24.60–28.47 GHz, 36.50–39.65
GHz, and 40.77–44 GHz. The negative refractive index is also attained at
[ ( ) { } { } ] the operating frequency of the proposed metamaterial shown in Fig. 6
1 Y2 + m Y2 + m Y3
M12,caseII = μ◦ Y2 ln + mln + sln 4s 2 − 2s (3) (c).
4π Y2 Y2 g

At the peak transmission zero frequency, the capacitance (Cn,MTM) is 2.3. Polarization and incident angle analysis
calculated by using equation (4). Where the transmission-blocking fre­
quency is fTZ) and Ln,MTM is the inductance calculated by the metallic The S21 of the proposed MTM for both TM and TE polarized waves is
area of the MTM. presented in Fig. 7(a). The MTM structure shows polarization-sensitive
1 behavior due to its asymmetric configuration. At TE polarized wave,
Cn,MTM = 2
, n = 1, 2, 3 (4) the lower band and middle stopband converted to transmission fre­
4π2 Ln,MTM fTZ
quencies, and at similar stopband shows in upper frequency. The effect
The computed ECM model is simulated by Advance design systems of the oblique incident angle at TM polarized waves is presented in Fig. 7
(ADS) software and is well-tuned to match the simulated results from (b). In comparison, S21 shows a similar stopband up to 35◦ .
CST. L1, L2, and L3, respectively, represent the outer, middle, and inner
square ring resonator. Where C1, C2, and C3 are the capacitance at three
2.4. Electric field magnetic field and surface current analysis
peak transmission zero frequencies. So, three peak transmission zero
frequencies at the lower, middle, and upper bands are achieved by three
The incident of a plane wave on the MTM surface creates the scat­
LC series circuits like L1C1, L2C2, and L3C3, respectively. The inter­
tering fields due to the current flow in the metallic part. The current flow
connecting arms are represented by L4 and L5, which significantly
through conducting element of MTM produces the magnetic field, and
corresponds to two TP between the TZ frequency. The final value of the
the magnetic field variation generates the electromotive force. The

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Fig. 15. (a) simulated transmission coefficient (S21) of the sensor model, (b) zoomed view of the lower resonance frequency.

and lower side of the outer and inner rings shows clockwise and anti-
clockwise directions. The inner and outer edges of the left and right arm.
The middle ring shows anti-clockwise and clockwise flow at the
upper and lower arm. The interconnecting arm acted as a current source,
and anti-parallel current flow appeared between the outer-middle and
middle-inner rings. The overall current flow generates a magnetic dipole
resonance at 38.71 GHz frequency. At 41.81 GHz frequency, the inter­
connecting arm between the outer and middle ring act as a current
source, and anti-parallel current flow appears between The E-field dis­
tribution of the proposed MTM at 27.09 GHz, 38.71 GHz and 41.81 GHz
frequency is presented in Fig. 9. At 27.09 GHz frequency, the maximum
E-field intensity appeared at the splits of the outer ring and associated
edges of the left and right sides of the inner and middle ring. On the
other hand, at 38.71 GHz frequency, the maximum field intensity
appeared at the left–right side of the resonator’s arm and spits of the
outer ring. The high intensity of the E-field appears at the right-left and
splits of the resonator. The H-field of the designed MTM is proportion­
ally interrelated with the surface current. The maximum H-field appears
Fig. 16. Simulated resonance frequency at the lower band and solid line for at the four corners of the outer ring and the upper and lower area be­
polynomial fitting. tween the middle and inner ring. The H-filed intensified at the inter­
connecting arm between the outer and middle ring. The lower intensity
of the H-field at 38.71 GHz than 27.09 GHz is due to the higher
Table 2 permittivity value at 38.71 GHz than 27.09 GHz frequencies. At 41.81
Simulated and calculated resonant frequency for different MUT. GHz frequency, the high H-field intensity appeared at the upper right
Sample material εr. Simulated Resonant Calculated from
and lower right corner of the inner and outer resonators. Figs. 9 and 10
(SM) MUT frequency (GHz) equation (19) show that the H-field is annulled at the area where the E-field intensity is
high.
Air 1 27.173 27.173
Rogers RT5880 2.2 26.93 26.94
Rogers RO4350B 3.66 26.71 26.71 3. Measurement
FR-4 4.3 26.60 26.61
A prototype of a 6 × 5-unit cell array is fabricated, shown in Fig. 11
(a). Fig. 11(b) demonstrates the measurement setup, where MTM is
placed between the two-horn antennas. The horn antennas are con­
relationship between the electric, magnetic field, and surface current of
nected with the vector network analyzer (VNA). The transmission-
MTM can be described by Maxwell’s equation [37]. The surface current
blocking can be realized from the transmission coefficient (S21), and
distribution of the proposed MTM is presented in Fig. 8. At 27.09 GHz
the measured results of S21 agree well with the simulated one shown in
frequency, the upper and lower sides of the middle and outer ring show
Fig. 12. The measured peak transmission block frequency slightly shifts
current flow in anti-clockwise and clockwise directions, respectively.
towards a lower frequency compared to simulated results, and this
The interconnecting arm between the middle and outer ring act as a
shifting increases to the upper-frequency band. This incompatibility
current source. The inner ring shows anti-parallel current flow with the
may arise because of fabrication inadequacy, measurement error, and
associated middle ring, and maximum current intensity appeared at the
finite unit cell number, which causes edge diffraction.
upper and lower side of the associated edge of the inner and middle ring.
The overall current flow created a magnetic dipole resonance at 27.09
GHz frequency. At 38.71 GHz frequency, the current flow at the upper

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Fig. 17. (a) measurement setup of the proposed metamaterial sensor, and (b) testing dielectric substrate materials.

Fig. 18. (a) measured transmission coefficient (S21) of the sensor model, (b) zoomed view of the lower resonance frequency.

4. Application investigation determined by the Figure of merit (FoM) called shielding effectiveness
(SE). The SE is calculated from the ratio of the transmitted (Et) to inci­
4.1. EMI shielding application dent (Ei) wave presented in equation (9) [11,23].
⃒ ⃒
⃒ Et ⃒
EMI shielding is important in the mm-wave application to protect SE(dB) = − 20log⃒⃒ ⃒⃒ = − S21 (dB) (9)
Ei
sophisticated electronic devices from unwanted EMI [10,23,24,33]. The
designed transmission block ISSRR-based MTM also has potential The simulated and measured SE of the proposed ISSRR transmission
application in EMI shielding, which covers 24.6–28.45 GHz, block metamaterial is presented in Fig. 13. The measured results agree
36.50–39.65 GHz, and 40.77–44 GHz. The shielding amount is well with the simulated results though a little frequency shift is due to

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Fig. 19. Measured resonant frequency of the lower band and solid line for
polynomial fitting. Fig. 21. Simulated reflection coefficient (S11), Isolation (S21), and gain of
designed dual-band defected ground MIMO configuration of A.1/A.2.
the fabrication tolerance or measurement tolerance. The maximum SE of
43, 40, and 40.29 appeared at 27.17 GHz, 38.71 GHz, and 41.81 GHz sensors are tested using known materials or samples to validate and
frequencies. demonstrate the reliability of developed metamaterial sensors (dielec­
tric substrate and film). Generally, material characterization is
completed by MTM based on the resonant frequency variation after
4.2. Sensor applications
loading the sample material. The EM wave interaction with the sample
material varies the relative metamaterial property like permittivity and
Recently, MTM has attracted significant attention in GHz to THz
permeability of the MTM, which corresponds to resonant frequency
range sensing like liquid sensing, material dielectric sensing, and grain
shifting. The sensing mechanism and performance also vary with the
sensing etc, [22,36,38–40]. The main advantage of the MTM sensor is
operating frequency. In the GHz frequency range, the permittivity of the
low cost, robust design, ease of fabrication etc. The characterization of
sample material changes the capacitance of the MTM, which leads to the
material generally evolved for unknown material. However, most of the

Table 3
Measured and calculated resonant frequency for different MUT.
MUT εr. MUT Measured Resonant frequency (GHz) Calculated from equation (20)

Air 1 26.94 26.94


Rogers RT5880 2.2 26.67 26.67
Rogers RO350B 3.66 26.42 26.38
FR-4 4.3 26.26 26.26

Table 4
Calculated permittivity from simulated or measured resonant frequency for different MUT.
MUT Measured Resonant frequency (GHz) Calculated from equation (21)
εr. MUT
Air 26.94 1.1
Rogers RT5880 26.67 2.2
Rogers RO350B 26.42 3.45
FR-4 26.26 4.34

Fig. 20. Designed two-element defected ground MIMO antenna (a) front view, (b) backside view (l1 = 1.29 mm, w1 = 1.23 mm, w2 = 0.54, l2 = 0.69 mm, w3 =
1.07, w4 = 0.32 mm, aw = 5.03 mm, w = 0.46 mm, al = 3.48 mm, gs = 1.15 mm, wg = 3.59 mm, gl = 15 mm).

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structure because this change experienced surface plasom resonance. As


discussed earlier, the characterization of sample material (SM) depends
on the resonant frequency shift of MTM. The resonant frequency of the
MTM is presented by equation (10)[41].
1
fs = √̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅ (10)
2π LMTM CMTM
Where LMTM is the inductance of MTM and CMTM is the capacitance of
the MTM, which depends on the gematrical design and dimension of the
MTM structure. After loading the SM on the MTM sensor, the induced
capacitance CSM is combined with the CMTM. The overall increment of
the capacitance corresponds to resonance frequency shifting toward the
lower frequency range, which is presented by equation (11) [41].
1
fs(MUT) = √̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅ (11)
2π LMTM (CMTM + CMUT )

The induced capacitate of CSM by SM depends on its thickness and


permittivity of it, which is presented by equation (12)[41]. Where εo is
the free space permittivity, A and d are the area of the SM and capacitive
gap of the MTM, respectively. The A and d are predefined, εo is a con­
stant value, so CSM entirely depends on the SM permittivity (εr(SM)).
AMUT
CMUT = ε◦ εr(MUT) (12)
dMTM
Fig. 22. E-plane radiation pattern at (a) 28 GHz and (b) 38 GHz frequency, H-
plane radiation pattern at (c) 28 GHz and (b) 38 GHz. Three different substrate material (Rogers RT5880, Rogers
RO4350B, and FR-4) and the air is investigated to validate the sensing
LC resonant frequency shifting. On the other hand, in the THz or optical performance of the proposed structure. A sensor model is presented in
range, the sensing principle is based on the refractive index of the Fig. 14 to validate the sensing application of the proposed MTM. Where
sample material and the oscillation of free electrons on the MTM the sensor layer (sample material) with a thickness of hs = 1.6 mm is

Fig. 23. (a) MTM array-backed MIMO antenna, (b) constructive wave interference mechanism by MTM.

Fig. 24. (c) deflected beam pattern diversity MIMO antenna, (b) effective refractive index for EM wave propagation towards the x-axis, and (d) deflec­
tion mechanism.

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Fig. 25. Fabricated prototype (a) MTM decupled antenna, (b) MTM array, and (c) MTM backed antenna.

Fig. 26. Simulated and measured (a) reflection coefficient (S11) of A.1 and A2 and (b) isolation (S21) between A.1 and A2 of the different configurations of
MIMO antenna.

placed in the backside of the MTM, the unit cell boundary condition is Where X1, X2, and X3 are the polynomial constants and above third-
applied along the × and y-axes and EM wave along the negative z-axis. order terms of the polynomial are ignored because of the very small
The S21 of the corresponding SM is shown in Fig. 15 (a). A clear sensing value, which permits a parabolic estimation. As presented in Fig. 16, the
behaviour is achieved at the lower frequency band, and more clear solid line started from fs(Air) and decreased with the permittivity value
simulated results at the peak frequency are presented in Fig. 15(b). increment. So, fs(Air) is the starting point when εr. MUT = 1, the fs(MUT)
The resonance frequency change can be related to effective permit­ must be fs(Air), and the equation will be expended with respect to (εr. MUT
tivity by equation (13) [42]. Where fs(MUT) is the resonant frequency − 1). In this case, the fs(Air) is presented by X1.
during material under test and fo (Air) is the normal resonant frequency of ( ) ( )2
the MTM. εr. Air and εr. MUT is the effective permittivity of the air and fs(MUT) = X1 − X2 εr,MUT − 1 + X3 εr,MUT − 1 (15)
testing material, respectively, By simulating the known dielectric materials, like Rogers RT5880,
√̅̅̅̅̅̅̅̅̅̅̅̅
εr,Air Rogers RO4350B, FR-4, and curve fitting presented in Fig. 16 from
fs(MUT) = f◦ (Air) (13) which, the polynomial constants of equation (16) are obtained.
εr,MUT
( ) ( )2
The resonant frequency is extracted for different testing materials Simulation, fs(MUT) = 27.173 − 0.20416 εr,MUT − 1 + 0.01095 εr,MUT − 1
through simulations presented in Fig. 16. The symbol represents the (16)
simulated data, and the solid line denotes the fit data with estimated
The resonant frequency of the well-known MUT can be estimated by
polynomial equations. The estimation is done by a parabolic equation
equation (16) based on the permittivity. Table 2 presents the MUT
(14) with respect to the testing material’s permittivity (εr. MUT) value.
dielectric property and corresponding resonance frequency at the lower
fs(MUT) = X1 − X2 εr,MUT + X3 ε2r,MUT (14) frequency band.
The validation of curve fitting is completed by measuring the known

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X1 = 26.96, so it becomes
( ) ( )2
Measurment, fs(MUT) = 26.94 − 0.23705 εr,MUT − 1 + 0.01010 εr,MUT − 1
(17)
Table 3 presents the MUT dielectric property and corresponding
measured and calculated resonance frequency at the lower frequency
band. Therefore, it is clear that the sensor resonant frequency estimation
depends on the MUT permittivity. The permittivity calculation of the
unknown material can be done by the modified form of equation (17)
expressed in equation (18), respectively.
√̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅
0.23705 − 0.056192 − 0.04040[26.94 − Measurment, fs(MUT) ]
εr,MUT = +1
0.02020
(18)
The measured resonance frequency can be used to check the validity
of equation (18) to calculate the permittivity value. The calculated
permittivity is tabulated in Table 4, where the calculated value is very
close to the original value.

4.3. Application in Antenna

In the last few years, due to the tremendous increases in data traffic,
wireless networks require a thousand times more capacity than present
systems. These exponentially increasing demands can be met by the
Fig. 27. Simulated and measured radiation pattern of deflected beam antenna
multi gigabits per second (Gb/s) throughput, which can be achieved by
A.1 and A.2, E-plane at (a) 28 GHz and (b) 38 GHz, H-plane at (c) 28 GHz and
the mm-wave fifth generation (5G) wireless communications systems
(d) 38 GHz.
[26] because the 5G sub-6 GHz frequency has inadequate bandwidth
and limited channel capacity than mm-wave frequency. Different tele­
communication industries have allocated the 26 GHz, 28 GHz, and 38
GHz mm-wave frequencies for upcoming 5G applications [28]. How­
ever, this frequency suffers higher path loss and atmospheric absorption
compared with lower frequencies band [27]. The antenna with high gain
is important to overcome this issue and sustain the link budget at this
frequency [27,43]. Moreover, deflected beams and beam-switching
antennae received massive attention to reduce interference in the
communication system and improve the system coverage [13,44,45].
The antenna gain enhancement and radiation pattern deflection can be
done in various ways like Phase array[44], Rotman lens[46], Butler
matrix[47], and Blass matrix[48] etc. But this technique has unavoid­
able losses in the power divider, phase shifter, crossover, coupler, etc.
Metamaterial has recently become attractive for antenna beam forming
and beam deflection applications. The unusual electromagnetic char­
acteristics like negative refractive index, negative permittivity, and
negative permeability of metamaterial make it a promising solution for
improving the antenna gain and radiation pattern deflection by con­
trolling the radiated electromagnetic (EM) wave[30]. This work inves­
tigated the proposed ISSRR metamaterial for antenna applications. For
this purpose, a dual-band defected ground antenna is designed, and
metamaterial is implemented with the designed antenna.
Fig. 28. Simulated gain of the normal antenna, FSS-backed antenna, and
simulated and measured gain of the deflected beam antenna. 4.3.1. mm-Wave Antenna design
The conventional patch antenna has the limitation of a narrow
MUT. The experimental validation setup of the proposed MTM sensor is operation band. The defected ground technology can increase the
presented in Fig. 17(a). Two hon antenna is utilized for transmitting and operation bandwidth and multiple frequency bands [49]. A defected
receiving the EM wave, and MTM with SM is placed between them. The ground antenna is designed for dual-band mm-wave, and its two ele­
resultant S21 is collected by VNA, which is connected to the horn an­ ments of MIMO configurations are presented in Fig. 20. Two antennas
tenna via a coaxial cable. The sample materials are shown in Fig. 17(b). are placed in the opposite direction to cover both side areas. The an­
The measures S21 for the known MUT and a more zoomed view of the tenna is designed by Rogers RT5880 substrate with dielectric constant
upper-frequency band are presented in Fig. 18 (a and b). The resonant 2.2 and loss tangent 0.009. The reflection coefficient and isolation be­
frequency shifting during the measurement is around 0.223 GHz due to tween the MIMO elements are shown in Fig. 21, where the operational
the fabrication tolerance, measurement tolerance, cable loss, etc. The bandwidth (-10 dB) of the designed antenna is achieved from 24 to
sensitivity plot for the measured resonant frequency and curve fitting is 29.46 GHz and 36.2–40 GHz frequency. The isolation value also ob­
presented in Fig. 19, from which the polynomial constants of equation tained < -15 dB. The gain value varies from 3 to 6 dBi for the total
(17) are obtained; for the measurement case, the fs(Air) is presented by operational frequency presented in Fig. 21. Fig. 22 shows the designed
antenna’s E and H-plane radiation patterns at 28 GHz and 38 GHz

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Fig. 29. (a) Electric and (b) magnetic field distributions at 28 GHz frequency.

Fig. 30. (a) ECC and (b) DG of the def. Beam MIMO antenna.

frequencies. It can be observed that the radiation pattern of antenna one applying the EM wave along the × direction in Fig. 1. The retrieved
(A.1) and antenna two (A.2) covers two opposite sides of the antenna refractive index of the unit cell is presented in Fig. 24(b), where the
end-fire directions. The H plane shows a large amount of backside ra­ refractive index is smaller than the substrate refractive index at opera­
diation due to the defected ground structure. tional frequency bands. The deflection mechanism is illustrated in
Fig. 24 (c). The higher and lower refractive index medium is indicated
4.3.2. Application of MTM for gain enhancement and deflected beam by n1 (substrate area) and n2 (MTMs area), respectively. The fabricated
The gain of the defected ground antenna can be increased by placing prototype of the deflected beam antenna is presented in Fig. 25.
transmission-blocking MTM on the back side of the antenna. The MTM The EM wave deflected towards a low refractive index to a high
act as an artificial magnetic conductor, which deflects the EM wave with refractive index medium. The reflection coefficient of the designed
− 90˚to 90˚phase variation and makes a constructive EM wave interface normal, MTM array-backed, and deflected beam antenna achieved a
toward the z-axis of the antenna [50]. This approach can increase the stable operational bandwidth and also simulated and measured S11 of
antenna gain significantly. Fig. 23 (a) shows the MTM array placed on the deflected beam antenna well agreed. The − 10 dB impedance
the back side of the antenna, and Fig. 23 (b) illustrates the constructive bandwidth obtained from 24 to 29.5 GHz and 36.7–40 GHz is presented
wave interface by MTM towards the z-axis. Traditionally, the antenna in Fig. 26 (a). The isolation (S21) between the antenna elements also
radiation pattern is deflected by placing the dielectric lenses, but this increases by − 5 to − 10 dB by placing the MMs between them due to the
approach makes the antenna bulky and increases its complexity. The radiation pattern deflection mechanism shown in Fig. 26(b).
MTM is attractive because of its unusual electromagnetic property, The resultant radiation pattern of the designed deflected beams A.1
which can control the propagation direction of the EM wave [30]. Based and A.2 are presented in Fig. 27. The deflection mechanism is applied
on Snell’s law, the EM wave traversing through different refractive index along the E-plane (xy-axis) of the antenna, and the radiation is signifi­
areas will be refracted at a predefined angle [30,45]. Based on this cantly deflected in the E-plane by 45˚at both 28 and 38 GHz frequency
principle, the designed MTMs are placed as a series between the MIMO bands shown in Fig. 27(a) and (b), respectively. Based on the deflection
antenna elements to generate the deflected beam antenna shown in mechanism explained in Fig. 24(c), the deflection angle (θ) can be
Fig. 24(a), which creates different refractive index mediums in the end- calculated by equation (19)[45,51].
fire direction of the antenna. The refractive index variation is under­ ( )
(w1 × n1) − (w1 × n2)
stood by simulating the unit cell using the boundary perfect electric θ = sin− 1 (19)
(w1 + w2)
(PEC) and perfect magnetic (PMC) condition along the y and z-axis and

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Table 5
Comparison with the existing MTM.
Ref MTM design Unit cell Substrate Resonance ¡10 dB (S21) MTM Applications
Size thickness and/ε frequency Bandwidth property
L£W GHz
(mm2)

[20] Omega shape resonator 22.86 × 1.6 mm/4.3 9.8 8–11 N/A Sensor
10.16
[21] Tri circle Splits ring 22.86 × 1.6 mm/4.3 8.34 N/A SNG Sensor
resonator 10.16 11.59
[22] G-shape resonator 10.16 × 1.6 mm/4.3 9.4 N/A SNG Sensor
22.86
[10] Polygon-shape resonator 8×8 0.127 mm/2.2 10 8–12 N/A EMI shielding
[23] Twisted spiral triangle 6.85 × 0.254 mm/2.2 4, 3.79–4.45 N/A EMI shielding
cross dipole 6.85 6.96, 6.3–8.06
11.3 10.89–11.84
[24] Jerusalem cross resonator 9.25 × 0.81 mm/3.38 10 7–11.8 N/A EMI shielding
9.25
[19] Slotted patch meta 10.3 × 0.254 mm/2.2 20 17.81–20.67 SNG Antenna gain enhancement
surface 10.3
[29] Interconnected circular 5×5 0.5 mm/2.2 28 26–30 SNG Antenna gain enhancement
ring resonator
[52] Modified peace-logo 6×5 0.254 mm/2.2 40 35–45 DNG Antenna gain and isolation enhancement
planar metamaterial
[30] Dual layer square splits 3×3 1.1 mm/5.5 10 N/A N/A Antenna beam tilting
ring resonator
[31] Uniplanar resonator 3.4 × 0.5 mm/3.38 29 28.2–30 N/A Antenna beam tilting
5.56
[32] Multiple layer intercell 4.4 × 4.4 1.1 mm/2.2 27.2, 33.1 24.79–28 N/A Reflect array for directivity enhancement
connected MTM 29.91–34.13
Proposed Interconnected square 5×5 0.79 mm/2.2 27.09 38.71 24.60–28.47 SNG EMI shielding, sensing, antenna gain
split ring resonators 41.81 36.50–39.65 improvement, isolation enhancement and
40.77–44 beam tilting

√̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅ √̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅
2 2 frequency.
w1 = (a1/2) +b2 , w2 = (a2/2) +l2 , b = 10 mm, a1 = 10 mm,
a2 = 5 mm, n1 = 1.47, and n2 is the refractive index of the substrate and
MTMs medium. So, we can expect a deflection angle of around 45˚. The 5. Comparison
back side FSS increases the radiation intensity toward the z-axis and
reduces the back loop radiation. This can be understood from the H- A detailed comparison of the proposed ISSRR metamaterial is pre­
plane (yz-axis) radiation pattern presented in Fig. 27(c) and (d). The sented in Table 5 with the existing transmission block metamaterial. The
pattern diversity application of the designed antenna can be achieved by MTM unit cell design configurations, size, employed substrate materials,
switching the antenna port. Both the FSS back side array and deflection thickness, dielectric constant, resonant frequency, − 10 dB transmission
mechanism improve the radiation beam and significantly enhance the blocking bandwidth., retrieved MTM property, and investigated appli­
gain of 1–3 dBi. The gain of the different antenna configurations is cations are compared. In Table 5, most of the research works were
illustrated in Fig. 28. conducted in the microwave frequency range except [29,31,32,52]. The
The isolation enhancement and radiation pattern deflection can be work [29,31,52] and [32] shows single and dual operating frequencies,
→ → respectively, at mm-wave frequency. On the other hand, the proposed
understood from the electric field ( E ) and magnetic field ( H ) distri­
→ → MTM achieved three operational frequency bands ranging from 24.60 to
bution. Fig. 29(a) shows the E and H -field of the MTM array back 28.47 GHz, 36.50–39.65 GHz, and 40.77–44 GHz at mm-wave range.
antenna and deflected beam antenna, where it can be seen that the which covers 5G frequency band of N258 N257, N260 and N259
MTMs series significantly deflect both fields towards the substrate area respectively. Also, the designed unit cell size is more compact than
due to the negative refractive index property of MTMs presented in [10,19–24,52]. The MTM property of [10,20,23,24,30–32] is not
Fig. 29(b). acknowledged, whereas [19,21,22,29,52] shows SNG, and [52] is DNG.
The MIMO antenna diversity performance is analyzed by envelope Most high-frequency MTM used substrate materials with lower dielectric
correlation coefficient (ECC) and diversity of gain (DG), which is constant [29,32,52], and lower-frequency MTM used materials with
retrieved from scattering parameters presented in Fig. 26. The ECC and high dielectric constant [20–22,24,30]. In the previous works, MTM is
DG value of the designed deflected beam MIMO antenna presented in investigated for either sensor [20–22], EMI shielding [10,23,24], or
Fig. 30. The ECC value indicated the correlation between the two ports, antenna performance enhancements [19,29–32,52]. However, MTM
which is less than 0.02. However, the acceptable value is 0.5. The DG presented in this article is investigated for EMI shielding, sensor, and
value is higher than 9.9 for both operating bands, thus indicating decent antenna performance enhancements to demonstrate its usability in
diversity performance of the designed antenna. Finally, the proposed different applications. By utilizing different materials, the sensitivity is
MTM significantly improved the performance of the designed dual-band investigated for the permittivity range of 1 to 5. The equation is derived
antenna. Operating frequencies range from 24 to 29.5 GHz and 36.7–40 from the extracted data to calculate the permittivity of the unknown
GHz. The gain of the designed antenna increases by placing the trans­ materials, which is not done in the previous transmission bock MTM
mission block MTM at the backside. The deflection angle of 45˚is ob­ sensor [20–22]. The application with an antenna is investigated by
tained by incorporating MTMs in the EM wave propagation directions by designing a dual-band antenna. The gain of the designed antenna in­
creating different refractive index regions. The antenna gains increase creases by placing the transmission block MTM at the backside, and the
by 1–3 dBi at the operating frequency by the MTM back side array and deflection angle is obtained by incorporating MTMs in the EM wave
deflection mechanism. Also, the beam deflection technique increases the propagation directions by creating different refractive index regions.
isolation between the antenna element by 5 to 10 dB at the operating The beam deflection technique increases the isolation between the

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M. Lutful Hakim et al. Alexandria Engineering Journal 81 (2023) 419–436

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