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To cite this article: Wu Z-, et al. Lever arm on bracket vs.

lever arm on archwire: A 3D finite element method study of mechanics of


miniscrew-supported lingual en-masse retraction of maxillary anterior teeth. International Orthodontics (2023), 10.1016/j.
ortho.2023.100791
International Orthodontics 2023; xx: xxx

Websites:
www.em-consulte.com
www.sciencedirect.com

Original Article
Lever arm on bracket vs. lever arm on
archwire: A 3D finite element method study
of mechanics of miniscrew-supported lingual
en-masse retraction of maxillary anterior
teeth

Zhe-min Wu 1, Bo-xiu Li 2, Dong-cai Wang 3, Yun-feng Liu 3, Xing-tao Dong 3, Xian-feng Jiang 3

Available online: 1. Department of Dentistry, Sir Runrun-Shaw Hospital of Zhejiang University, College
of Medicine, Zhejiang University, 310016 Hangzhou, China
2. Department of Orthodontics, Second Affiliated Hospital of Zhejiang University,
College of Medicine, Zhejiang University, Hangzhou, China
3. College of Mechanical Engineering, Zhejiang University of Technology, Key
Laboratory of E&M (Zhejiang University of Technology), Ministry of Education &
Zhejiang Province, 310023 Hangzhou, China

Correspondence:
Yun-feng Liu, College of Mechanical Engineering, Zhejiang University of Technology,
Key Laboratory of E&M (Zhejiang University of Technology), Ministry of Education &
Zhejiang Province, 288, Liuhe Road, 310023 Hangzhou, China.
liuyf76@126.com

Keywords Summary
Lever arm
Lingual bracket Objective > To compare the deformation of the main archwire and 3D movements of maxillary
Finite element anterior teeth during miniscrew-supported en-masse retraction with the lever arm on the archwire
Biomechanics and on the brackets in lingual orthodontic treatment in finite element analysis (FEM) simulation.
Archwire Material and methods > A 3D dental-alveolar model with bonded 0.018  0.025-inch slot lingual
brackets and a 0.017  0.025-inch dimension stainless-steel archwire was created. Four FEM
models were created based on a 3D dental-alveolar model: in Models A and C, the lever arms were
attached to the lingual bracket, while in Models B and D, the lever arms were attached to the
archwire. Meanwhile, in Models A and B, the miniscrews were placed in between the molars,
while in Models C and D, the miniscrews were positioned on the palatal roof. After a 1.5N retraction
force was applied from the miniscrew to the end of the lever arm, the initial movements in the
sagittal, transversal, and vertical planes were recorded and analysed for maxillary anterior teeth.
Results > In Models B and D, smaller deformation of the main archwire and less prominent bowing
effect were noticed in both sagittal and vertical directions compared to their counter groups. In
Models C and D, the central incisors showed less torque loss in the sagittal direction and more
canine intrusion vertically.

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10.1016/j.ortho.2023.100791
© 2023 Published by Elsevier Masson SAS on behalf of CEO.

ORTHO-100791
Z- Wu, B- Li, D- Wang, Y- Liu, X- Dong, X- Jiang

Original Article
Conclusions > For the same lever arm-miniscrew retraction configuration, the lever arm on the
bracket showed less deformation of the main archwire and more body movement of the teeth
than the lever arm on the archwire group. With the same level arm height, the transverse and
vertical bowing effect is reduced when the lever arm was placed distal to the central incisor and
the miniscrews placed next to the palatal suture.

Introduction the anterior teeth from both lingual and buccal sides [11], or the
There are various methods of applying retraction force to max- "double archwire'' technique; i.e., both ribbon-wise and edge-
illary anterior teeth during en-masse retraction in extraction wise archwires in the anterior teeth's section [13], along with
orthodontic cases. Among the commonly used techniques, the other methods determined to minimize the undesired teeth
the lever arm-miniscrew system with a lingual bracket is not movement. In this study, a novel technique was proposed as an
only aesthetic but also biomechanically superior to labial appli- alternative method of performing retraction: the lever arm was
ance [1,2]. In lingual orthodontic treatment, the mechanics placed on the lingual bracket rather than on the archwire. This
provided by the positions of the lever arm and miniscrew are study aimed to analyse the movement pattern of the maxillary
the essential parameters. With the action line of force close to anterior teeth in the lever arm on the bracket versus the lever
the centre of resistance of six maxillary anterior teeth, the arm on the archwire using the three-dimensional (3D) finite
required body movement can be performed and less torque element analysis. By identifying the differences between them,
is lost. It results in better torque control of maxillary incisors valuable information on the biomechanical behaviour of teeth
during retraction [3]. It is also reported that adverse transversal during en-mass retraction for clinical application could be pro-
and vertical bowing effects were reduced with the lever arm- vided [14,15].
miniscrew system [4,5].
With the presence of the lever arm and miniscrew system, lever Material and methods
arms are usually located on the lingual archwire between One adult patient was included in this study per the following
central and lateral incisors [6] or between lateral incisors and criteria:
canines [3], as well as distal to canine [7]. Additionally, the lever  complete permanent dentition with normal tooth morphol-

arm varies in length [8]. Conversely, miniscrews are usually ogy, well-aligned teeth, and a symmetric arch without skeletal
placed in between the first and the second molars palatally deformities;
[4] or on the palatal roof, in or near the median palatal suture  no dental caries, no periodontal disease, and no previous

[6,7]. Different combinations of the lever arm location, its orthodontic treatment. Written informed consent was
length, and the positions of miniscrews allow experts to attain obtained from the patient. The cone-beam computed tomog-
various directions of the retraction force, resulting in different raphy data of this subject were obtained using the Morita X550
movement patterns of anterior teeth, especially in space-closing (Morita, Japan) device with 0.15 mm scan slice thickness and
[3,5,9]. exported to Mimics 17.0 (Materialize, Belgium) for the recon-
In the typical lever arm-miniscrew lingual retraction system, the struction of 3D models. The right side of the maxilla was the
lever arm is soldered or clamped on the archwire. The retraction mirror image of the left side for the bilateral symmetric model.
force is applied to the tip of the level arm, causing the defor- The periodontal ligament (PDL) was set as a uniform layer of
mation of the archwire. Then, the deformed archwire passes the an even thickness of 0.25 mm around the roots. The 3D mo-
force mesially and laterally to the adjacent brackets, causing the dels of the maxilla and dentition, where two upper first
teeth to move. However, with the clearance gap (a play) premolars were extracted, were modified in Geomagic12.0
between the archwire and the bracket slot, the bracket rotates (Geomagic, USA) to simulate the mechanical movement.
insufficient than designed, which could be considered a type of The digital images of lingual brackets and molar tubes (Protect,
uncontrolled tipping [10]. Meanwhile, the longer the lever arm China) were imported to the model, with 0.018  0.025-inch
is, the greater cantilever effect is detected on the archwire, slot dimension, while the archwire was 0.017  0.025-inch
causing the twist and deformation of the latter [11]. Moreover, ribbon-shaped. Meanwhile, the ligature wire with a cross-sec-
the frictional force between the bracket and the archwire can tion of 0.01  0.01 inches was modelled at the mesial and
influence the force transmitted to the teeth, thus reducing the lateral end of the bracket slot. The width of the lingual brackets
accuracy and efficiency of the orthodontic tooth movement [12]. was 2.4 mm for the central incisor, canine, and premolar,
To overcome the above-mentioned drawbacks, some ortho- 2.0 mm for the lateral incisor, 4.0 mm for the first molar, and
dontists suggested the "double cable'' technique; i.e., retracting 3.5 mm for the second molar. The fabricated lever arm was

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To cite this article: Wu Z-, et al. Lever arm on bracket vs. lever arm on archwire: A 3D finite element method study of mechanics of
miniscrew-supported lingual en-masse retraction of maxillary anterior teeth. International Orthodontics (2023), 10.1016/j.
ortho.2023.100791
International Orthodontics 2023; xx: xxx

Original Article
Figure 1
Attached level arm on bracket in typodont

customized and wire-bended, with horizontal section under the The constructed STL models were converted into FE models using
occlusal and gingival wings of the lingual bracket, and mesial 3-matic Medical 9.0 (Leuven, Belgium) and then imported into
and lateral half-circle next to the bracket slot and passes over the FEM platform known as ANSYS 11 (ANSYS, USA). All the
the archwire. The end of this lever arm was cemented with structures in the models were determined as linear elastic,
composite resin after being attached to the bracket; therefore, it homogeneous, and isotropic. The types of elements and the
could be attached to the bracket before retraction and removed number of nodes and elements in the FEM models are listed in
when necessary (figure 1). For easier calculation, the lever arm table II. The material parameters used in this study were cited
on the archwire was drawn as a bar bonded to the archwire next from the previous studies listed in table III [16]. The teeth,
to the distal side of lingual bracket in Models A and C, whereas alveolar bone, PDL, orthodontic appliances were assembled
the lever arm on the bracket was drawn as a bar bonded to the to form a complete simulation model, and the volumetric
distal side of lingual bracket in Models B and D. The lever arm parameters of these components were created separately in
was set as a 0.5-mm stainless-steel square wire that extended the model.
gingivally along the palate with the 0.5 mm distance from the The bonded relationships were established between alveolar
palatine mucosa, and the tip of the lever arm was 7 mm from bone and PDL, PDL and tooth, and tooth and bracket, with the
the archwire plane. In Models A and B, the lever arms were displacement of the upper part of the maxilla being restricted
placed distal to the lateral incisor bracket while in Models C and [11]. The contacts were set between tooth and tooth, archwire
D, the lever arms were placed distal to the central incisor and ligature wire, and archwire and bracket, with the coeffi-
bracket. The miniscrews were positioned in two locations cient of friction assumed to be 0.2 [17]. A Cartesian coordinate
too: the first was between the roots of the first and second system with an x-axis (transverse plane, +left, –right), a y-axis
molars, with the line from the miniscrew to the tip of the lever (sagittal plane, +lingual, labial) and a z-axis (vertical plane,
arm being parallel to the occlusal plane, while the second was +apical, –occlusal) was established for this study model [3]. A
next to the median palatal suture, where the line from the retraction force of 1.5N was applied from the top of the
miniscrew to the distal side of central incisor lingual brackets miniscrews to the tip of the level arm in each working condi-
was parallel to the mid-sagittal plane. All the appliances were tion. The initial displacement in the three axes of the reference
drawn using Unigraphics NX 10.0 (Siemens PLM Software, nodes of 6 maxillary anterior teeth (tip of the root apex, centre
Germany). Then, four working conditions were set based on of the incisor edge or cusp) were recorded, analysed, and
the locations of the lever arm and miniscrews (figure 2, table I). compared.

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Z- Wu, B- Li, D- Wang, Y- Liu, X- Dong, X- Jiang

Original Article
Figure 2
Assembled four working models with level arms and miniscrews in different location

TABLE I
Different retraction methods for each group

Group Location of the level arm Location of the miniscrew

A Bonded to the archwire and on the distal side of the maxillary lateral incisor Palatally between the roots of the first and second molars

B Bonded to the distal side of the maxillary lateral incisor Palatally between the roots of the first and second molars

C Bonded to the archwire and on the distal side of the maxillary central incisor Next to the median palatal suture

D Bonded to the distal side of the maxillary central incisor Next to the median palatal suture

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To cite this article: Wu Z-, et al. Lever arm on bracket vs. lever arm on archwire: A 3D finite element method study of mechanics of
miniscrew-supported lingual en-masse retraction of maxillary anterior teeth. International Orthodontics (2023), 10.1016/j.
ortho.2023.100791
International Orthodontics 2023; xx: xxx

Original Article
TABLE II Results
Types of elements and the number of nodes and elements in the In the sagittal direction (y-axis), after applying a 1.5N retraction
FEM models force to the lever arm, the initial displacements of maxillary
central incisors showed torque loss in all four models, and these
Model No. of nodes No. of element Type displacements were classified as follows: Models C > A > D > B.
PDL 53295 158225 C3D4 For the maxillary central incisors' root tip, the initial displace-
Teeth 60491 209889 C3D4
ments showed labial tipping in Models A, B, and C, while lingual
tipping was detected in Model D. According to the absolute
Alveolar bone 43236 154194 C3D4
values of root displacement, Models A > C > B > D.
Brackets 119492 75435 C3D10M For maxillary lateral incisors, lingual crown tipping was noticed
Archwire 22335 12705 C3D10M in all four models. The displacement in Model A was much
higher than that in Model B, followed by those in Models D
and C. Meanwhile, lingual root tipping was found in Models A, B,
and C, whereas labial root tipping was found in Model D.
TABLE III For the maxillary canine, lingual crown tipping and labial root
Properties of materials used in FEM models tipping were noticed in all four models, with Model B having the
highest crown and root displacement (table IV).
Material Young's modulus (MPa) Poisson's ratio In the vertical direction (z-axis), the maxillary central incisors
PDL 0.05 0.49 showed occlusal crown and apical root movement in all four
5 models. Models A and C had more displacement than Models B
Tooth 2  10 0.30
and D in both crown and root directions. For maxillary lateral
3
Alveolar bone 2  10 0.30 incisors, the crown showed occlusal movement in all four mo-
Bracket 2  10 5
0.30 dels and the apical root's movement in Models A, B, and D. The
5 displacement in Model A was significantly greater than that in all
Archwire/hook 2  10 0.30
other models. For the maxillary canine, the crown showed
5
Miniscrews 1  10 0.33 occlusal root movement in Models A and B, while apical root

TABLE IV
Sagittal initial displacements of the maxillary anterior teeth ( 10S5 m)

Group Central incisor Lateral incisor Canine

Crown Root Crown-root Crown Root Crown-root Crown Root Crown-root

A 6.73 –1.80 8.53 5.66 0.35 5.31 2.25 –0.15 2.4

B 4.82 –1.41 6.23 2.76 1.42 1.34 3.30 –0.82 4.12

C 7.08 –0.34 7.42 2.29 0.38 1.91 1.64 –0.28 1.92

D 6.27 0.59 5.68 2.41 –0.38 2.79 1.56 –0.27 1.83

TABLE V
Vertical initial displacements of the maxillary anterior teeth ( 10S5 m)

Group Central incisor Lateral incisor Canine

Crown Root Crown-root Crown Root Crown-root Crown Root Crown-root

A –3.18 0.92 –4.10 –1.71 0.99 –2.70 –0.06 0.22 –0.28

B –2.67 0.33 –3.00 –0.88 0.10 –0.98 –0.30 1.04 –1.34

C –2.69 0.87 –3.56 –1.08 –0.18 –0.90 0.33 0.59 –0.26

D –2.33 0.38 –2.71 –0.97 0.36 –1.33 0.28 0.74 –0.46

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Z- Wu, B- Li, D- Wang, Y- Liu, X- Dong, X- Jiang

Original Article
TABLE VI
Transverse initial displacements of the right-sided maxillary anterior teeth ( 10S5 m)

Group Central incisor Lateral incisor Canine

Crown Root Crown Root Crown Root

A –0.26 – 1.65 – 3.49 –

B –0.03 – 4.27 – 0.46 –

C 0.68 – 0.85 – 2.68 –

D 1.04 – 0.55 – 1.21 –

movement was identified in Models C and D. Finally, the canine lateral inclination than in Models C and D where mesial move-
root showed occlusal displacement in all four models, with ment was defined on the contrary. For maxillary canines, all four
Model B having the highest value for it (table V). models displayed a mesial movement tendency whereby the
In the transverse direction (x-axis), in Models A and B, maxillary displacement of canines in Models A and C was much higher
central incisors had a slight tendency toward mesial movement, than that in Models B and D (table VI).
while in Models C and D, the obvious pattern of lateral shift was Visualization reflects the initial movements of the teeth (fig-
demonstrated for the same teeth. For maxillary lateral incisors, ure 3), the von-Mises stress distribution of PDL (figure 4) and the
in Models A and B, lateral incisors had substantially higher deformation of the main archwire (figures 5 and 6) that were

Figure 3
Initial displacement of four working models after force applied

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To cite this article: Wu Z-, et al. Lever arm on bracket vs. lever arm on archwire: A 3D finite element method study of mechanics of
miniscrew-supported lingual en-masse retraction of maxillary anterior teeth. International Orthodontics (2023), 10.1016/j.
ortho.2023.100791
International Orthodontics 2023; xx: xxx

Original Article
Figure 4
Stress distribution of PDL in four working models after force applied

Figure 5
Sagittal view of the deformation of archwire in four working models after force applied (50  magnification)

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Z- Wu, B- Li, D- Wang, Y- Liu, X- Dong, X- Jiang

Original Article
Figure 6
Occlusal view of the deformation of archwire in four working models after force applied (50  magnification)

screenshotted from the finite element analysis software with


different colour contours, with each of the former corresponding
to a different value.

Discussion
In this study, the lever arm was on the bracket rather than on the
archwire, such that when the force was applied to the tip of the
lever arm, the retraction force was transmitted to the lingual
bracket directly without any loss. The target bracket and the
tooth moved first, then the adjacent teeth followed as the force
was transmitted through the deformed archwire. Considering
the archwire play in the bracket slot and the friction between
the archwire and bracket, the force-lever arm-bracket retraction
system in this study is more efficient than the force-lever arm-
archwire-bracket retraction system. Meanwhile, the lever arm
on the bracket was designed as a "bottle opener''; with the
occlusal and gingival bars working under the occlusal and gin-
gival wings, respectively, of the lingual bracket, applying a
positive torque to the target tooth during retraction (figure 7).
Theoretically, this method could reduce undesired teeth move-
ment, and our FEM was designed to confirm our hypothesis.
For easy comparisons, in our study, the end of the level arm was
set as 7-mm apical to the archwire, which showed fewer tipping Figure 7
patterns for maxillary anterior teeth during retraction [13,18]. Schematic drawing biomechanic principle of level arm on bracket
When longer lever arms are used, the flexibility of the lever arm during retraction (sagittal view)
archwire combination increases and it gets easily deflected
under the applied load. Therefore, placing the lever arm
between the incisors was preferred [3,6,8]. However, in this
study, the lever arm was set next to the distal sides of lateral and lever arm distal to the bracket could also prevent the unaesthetic
central incisors, so the location of the lever arm bonded to the space between the anterior teeth during retraction. With two
bracket was similar to the lever arm bonded to the archwire in locations of miniscrew, the direction of retraction force is parallel
corresponding counter groups. In clinical practice, placing the to the occlusal plane in Models A and B, whereas parallel to the

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8
To cite this article: Wu Z-, et al. Lever arm on bracket vs. lever arm on archwire: A 3D finite element method study of mechanics of
miniscrew-supported lingual en-masse retraction of maxillary anterior teeth. International Orthodontics (2023), 10.1016/j.
ortho.2023.100791
International Orthodontics 2023; xx: xxx

Original Article
mid-sagittal plane in Models C and D. Of course, there are centres of resistance of six maxillary anterior teeth, and that the
countless combination of lever arm-miniscrew system based intrusion of canines was due to the bending of the archwire in
on different lever arm length, lever arm location and miniscrew the vertical direction. Secondly, when the lever arm was bound
location. Different combinations are required in different clinical to the bracket, the applied force caused the teeth to rotate, as
situations during en-mass retraction. However, the results of the did the lateral incisor in Model B. However, less rotation of the
four models in the experiment were enough to demonstrate our central incisor was noticed in Model D compared to Model C. We
hypothesis. believed that the rotational force of the central incisor was
During en-masse retraction with lingual technique, archwire reciprocally decreased, which is considered better for clinical
deformation results in mainly two types of bowing, i.e., trans- practice.
verse bowing effect and vertical bowing effect. Based on the Some limitations of this study include the fact that the finite
result of FEM, we noticed that in Models A and C, where the element analysis was only a simulation. Besides, many details
lever arm was on the archwire, upon the application of force, of the bracket and lever arm were not taken into account, which
greater deformation and archwire twisting archwire occurred could have affected the final result in reality. Finally, our study only
than in their counter groups. The farther the tooth is from the investigated the initial displacements rather than the continuous
lever arm, the smaller the displacement is, as the canine dis- teeth movement. Although the findings of this study are only
placement in Models C and D. The height of the lever arm and theoretical, they provide experts with valuable information for
the position of the miniscrew also have an effect on body clinical reference and expand the scope of the lever arm-miniscrew
movement, whereas there is a positive correlation between retraction system in lingual orthodontic appliance therapy. Future
these two parameters [19]. Therefore, the placement of min- FEM studies on continuous displacement and in vivo studies are
iscrews in the indicated groups can also explain the obtained recommended to verify the results of this study.
results. Meanwhile, when the lever arm was placed on the
bracket, the teeth showed smaller displacement; however, Conclusion
more body movement occurred than when the lever arm For the same lever arm-miniscrew retraction configuration, the
was on the archwire, as the lateral incisors in Models A and lever arm on the bracket showed less deformation of the main
B and the central incisors in Models C and D. We assumed that archwire than the lever arm on the archwire group.
the deformation of the archwire caused some undesired More body movement was noticed when the force is applied to
moment of the target tooth, and, obviously, the lever arm on the lever arm on the bracket than to the lever arm on the
the bracket could reduce this effect. archwire on the target tooth.
The von-Mises stress distribution showed that when the lever With the same level arm height, the transverse and vertical
arm was on the archwire, concentrated stress distribution was bowing effect is reduced when the lever arm was placed distal
noticed in the mesial crown side of the lateral incisor and the to the central incisor and the miniscrews placed next to the
mesial PDL in Model B due to its rotation. However, the move- palatal suture.
ment of the central incisor showed a more even and balanced
stress distribution in Model D than in Model C, which can be also Acknowledgement: This work was supported by the National Natural
Science Foundation of China (No. 52175280 and 51775506), the Zhejiang
linked to the position of the miniscrew. However, when the lever Provincial Natural Science Foundation of China (No. LD22E050013), the
arm was on the bracket, minimal stress was noticed in Models B Open Foundation of the Key Laboratory of E&M (Zhejiang University of
and D. In addition, the von-Mises stress values for the PDL in all Technology), Ministry of Education & Zhejiang Province (EM2021120101),
the Open Foundation of the Collaborative Innovation Centre of High-end
models are far below the ultimate tensile strength of the PDL Laser Manufacturing Equipment (JGKF-202201) and the 111 Project (No.
(2.4 MPa) [20], which means both the alveolar bone and the D16004).
PDL were safe during the en-masse retraction of anterior teeth.
Consent to participate: Written informed consent was obtained from the
The results of this study confirmed our hypothesis that the lever patient.
arm on the lingual bracket is helpful in preserving the shape of
Declaration of generative AI: No generative AI or AI-assisted technologies
the archwire and reducing undesired movement of the maxillary were used in the writing process.
anterior teeth.
This study also had some unexpected results. Firstly, in Models C Authors' contribution: Zhemin Wu: writing-reviewing and editing, data
curation.
and D, with long lever arms and high miniscrews, the applied Boxiu Li: writing-original draft preparation, methodology.
action force was supposed to move the anterior teeth with Dongcai Wang: visualization, writing-reviewing and editing.
Xingtao Dong: methodology.
retraction and intrusion. However, in the study, the direction Xianfeng Jiang: methodology.
of displacement of teeth did not coincide with the direction of Yunfeng Liu: supervision.
the force, as only the intrusion displacement was displayed for Xianfeng Jiang: methodology.

the canines (but not the incisors). We suppose that the line of Disclosure of interest: The authors declare that they have no competing
the force of this lever arm-miniscrew system was occlusal to the interest.

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