Professional Documents
Culture Documents
Scandinavia
Author(s): John Weinstock
Source: Scandinavian Studies , Vol. 85, No. 4 (Winter 2013), pp. 411-430
Published by: University of Illinois Press on behalf of the Society for the Advancement
of Scandinavian Study
Stable URL: https://www.jstor.org/stable/10.5406/scanstud.85.4.0411
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John Weinstock
University of Texas
T
he Sámi have been subject to relentless assimilation efforts for
centuries.1 Assimilation took different forms, overt and covert,
depending on which nation-state the Sámi happened to inhabit.
What were the results of the ruling authorities’ attempts to get the
Sámi to meld into the majority populations? There are perhaps 80,000
Sámi in the four nations where they live today; some scholars suggest
that up to ten times that number were assimilated. Many studies have
illustrated the effects on the Sámi, but few have shown how assimila-
tion impacted Finns, Norwegians, and Swedes. I demonstrate first
that assimilation has been going on much longer than mid-nineteenth
century to about 1980, during which the main effort focused on Sámi
children in transitional areas where they dwelt among others. They
were forced to attend boarding schools where they were not allowed
to speak their mother tongue, thus threatening not only their language
but their culture. Then I investigate what became of those assimilated
and what sort of relationship there was/is to non-Sámi. Here the
answers are in many ways surprising. For example, intermarriage was
quite common, and this led to admixture (mixing of ancestral, previ-
ously relatively isolated populations) in ensuing generations. Today’s
Scandinavians may not be aware of how much Sámi DNA they carry.
1. Sámi is normally spelled Saami in Sweden, and in Norway with or without the
accent, Sámi and Sami. The endonym, or what the people call themselves, is Sámi. The
exonym Lapp dates back to Viking times and became a derogatory term in later years.
See Hansen and Olsen (2007, 47–51).
4. All prehistoric dates in this paper are approximate and given in 14C BP (Before
Present).
and south Sweden around 5,300 BP, mainly via cultural diffusion:
“When farming arrived in the north along with Indo-European lan-
guages the peoples remained largely the same, adopting Germanic,
Baltic or Slavic languages, or they kept their Finno-Ugric tongues”
(Weinstock 2010, 34–35). Pontus Skoglund et al. found the DNA
from 5,000-year-old bones of three hunter-gatherers to be signifi-
cantly different from the DNA in comparably aged remains of one
farmer, hence suggesting demic diffusion.5 A closer examination of
the genetic data can shed some light on these and other issues, but
first a closer look at assimilation.
Assimilation
No one denies the existence of long-term, indefatigable efforts to
assimilate the Sámi—and the Kvens6 of Norway—into the mainstream
cultures of Scandinavia. When did assimilation occur, and what was its
impact on the Sámi and, for that matter, on Norwegians, Swedes, and
Finns? During the nineteenth century, nationalism was the prevalent
ideology; Norway and Sweden focused on state building. Henry Minde
gives 1850–1980 for Norwegianization (fornorsking), the government-
sponsored program in Norway to turn the Sámi and Kvens into reliable
Norwegian citizens (Minde 2003, 6). A multifaceted series of actions
were implemented to deprive the Sámi of their language and culture,
most importantly, boarding schools for Sámi children, subsidizing
colonization (settlers) in Sámi territory in the north, and restricting
property ownership to those who mastered the Norwegian language
and had a Norwegian name (many Norwegian Sámi today have two
names). This effort was aimed especially at those living in transitional
or mixed areas such as the sea/coastal Sámi, areas where there were
also many Norwegians.
Lars Elenius points out that in Sweden the focus was rather on
segregation (2002, 105). During much of the nineteenth century,
a paternalistic attitude toward the “Sámi” prevailed in the Swedish
Riksdag: Sámi were slowly dying out, allegedly because they were at
a lower stage of evolution and could not successfully compete with
5. See Skoglund et al. (2012) who argue in favor of migration of farmers into Fen-
noscandia.
6. Finnish settlers in Northern Norway and their descendants. Originally from the
Gulf of Bothnia coming as agriculturalists to Troms and Finnmark mainly from the
eighteenth century on.
been limited to local areas. And, as Minde points out, it was individu-
als who were assimilated, individual Sámi who felt fear and shame and
were not eager to talk about their experiences. In 1978, Vilhelm Aubert
Båkt’e published his comprehensive analysis of the Sámi in Northern
Norway, Den samiske befolkning i Nord-Norge. The data came from a
supplementary survey to the 1970 census. He writes: “Sámi who live in
Southern Norway or in cities in Troms and Nordland, fall outside the
scope of the census.” He continues: “Vi har få opplysninger fra andre
kilder som sier noe om deres antall og sammensetning for øvrig. Et
forsøk på å kartlegge samer i Oslo kunne tyde på at Oslo er en av de
større samekommunene i landet” (Båkt’e 1978, 17) [For that matter,
we have little information from other sources saying anything about
their number and composition. An attempt to map the Sámi in Oslo
might indicate that Oslo is one of the larger Sámi communities in the
country]. In other words, there is almost no information about Sámi
who have left traditional Sámi areas and become assimilated in the
south. A similar situation prevailed in Sweden and Finland.
Lars Ivar Hansen and Bjørnar Olsen write: “[F]angstbefolkningen i
nordre Fennoskandia [velger] å adoptere samisk etnisitet, fordi dette er
økonomisk fordelaktig” (Hansen and Olsen 2007, 34) [(T)he trapper
population in northern Fennoscandia (chooses) to adopt Sámi ethnicity,
because this is economically advantageous], and a bit later: “det [gir]
mening å snakke om samisk etnisitet . . . fra slutten av siste årtusen
f.Kr. . . . [når vi kan] for første gang dokumentere at fangstsamfun-
nene i det indre, nordre og østlige Fennoskandia var involvert i mer
omfattende eksterne transaksjoner” (Hansen and Olsen 2007, 41) [it
(makes) sense to speak about Sámi ethnicity . . . from the end of the
last millennium BC . . . (when we can) for the first time document that
the trapper communities in inner, northern and eastern Fennoscandia
were involved in more extensive external transactions]. These social
and economic transactions were buttressed by marriage alliances and
kinship ties. How might this be demonstrated? Until relatively recently
there has been very little statistical data on this issue. According to
Båk’te’s 1970 census analysis, mixed marriages make up approximately
20 percent of all marriages in Sámi core areas but 80 percent of all
marriages in the rest of Northern Norway (Båk’te 1978, Tables 12–13).
If there were so many mixed marriages in Northern Norway, how many
were there in the south where so many Sámi had become assimilated?
Trond Trosterud discusses the effects of mixed marriages on the sur-
vival of Sámi language (2008, 101). Marriage between Sámi-speaking
Scandinavian Phylogeographic
Data I: mtDNA
The frequency distribution of mtDNA (maternal) haplogroups7 in
Fennoscandia and Europe as a whole is laid out in Table 1.8 (Super)
haplogroup U consists of the subclades9 U1-U8; U originated in
Western Asia from haplogroup R in the form of a common female
ancestor. Haplogroup U5 and its subclades U5a and U5b, though found
throughout Europe, have their highest concentrations in the far north,
in Estonians, Finns, and Sámi. U5b1b, including U5b1b1, the so-called
“Sámi motif,” is very old and goes back to the Franco-Cantabrian
glacial refuge where it spread after the Last Glacial Maximum (LGM)
to Eastern Europe and then to the north and west to Fennoscandia.10
Martin Richards et al. give an age range for U in the Early Upper
Paleolithic at c. 50,000 BP. For Scandinavia as a whole, they suggest
that 79.3 percent of the migration events are Paleolithic, 11.7 percent
Neolithic, and 7.4 percent Bronze Age/recent (Richards et al. 2000,
1266, 1268). Haplogroup K is descended from the U8 subclade and
goes back approximately 12,000 years.
H is easily the largest haplogroup in Europe, as evident in Table 1,
though much less frequent among the Sámi.11 Subclades H1 and H3 as
well as sister haplogroup V took refuge during the LGM in the Franco-
Cantabrian area, while other subclades of H went to the Ukrainian
and Italian refuges after the LGM carriers of H1 headed north from
the Iberian refuge and crossed the North Sea—at this time a narrow
body of water—to southwestern Sweden and southern Norway in
Notes: Empty cell = no data for this haplogroup. * = C in 7; CZ (C, Z); in 2 C = .3, Z = .3,
hence, C in 7 might be in part Z. Sources: 1Hedman et al. 2007; 2Lappalainen et al. 2008;
3Meinilä et al. 2001; 4Passarino et al. 2002; 5Ingman and Gyllensten 2007; 6Tambets et al. 2004;
7Lappalainen et al. 2009; Meinilä et al. (2001) point out that much of what had been assigned to
macrohaplogroup M and haplogroup V belonged to haplogroup Z.
the early Mesolithic (see Glørstad et al. 2012; and Spinney 2012). V
descendants seem to have followed a similar path as U5b1b, moving
to Eastern Europe and then northwest to Fennoscandia (Tambets et
al. 2004, 676). Richards et al. estimate the age of H at approximately
16,500 (2000, 1266). Eva-Liis Loogväli et al. provide coalescence
ages for haplogroup H subclusters ranging from 23,800 to 6,000 BP
(2004, 2014). Haplogroup T, which appeared about 10,000 BP, is
for many Sámi was internal migration to majority areas. Often this
led to intermarriage and the subsequent exchange of genes. Genetic
studies of the majority Scandinavian populations do not often discuss
this issue. For example, Giuseppe Passarino et al. collected their DNA
from seventy-four young men drafted into the Norwegian army. They
do not go into details about their sample in the extensive discussion of
their results (Passarino et al. 2002, 522–6, 528). But there are hints in
the literature: Tuuli Lappalainen et al. mention the special relationship
between Norrland and Northern Finland as well as Finnish immigrants
in Eastern Sweden (2009, 62, 71). In Norrland approximately 10 percent
of the population is made up of Sámi (Lappalainen et al. 2009, 62).
Addressing language shift from Sámi to Norwegian, Trosterud writes:
“[T]he number of mixed marriages for the different areas gives rise to
a 17% language shift in the inner core area, a 47% shift in the outer core
area, and 75% language shift elsewhere” (2008, 101). In other words,
language shift occurs mostly in families where one parent speaks Sámi
and the other Norwegian, especially where the mother is Norwegian.
Assuming a population of approximately 1.5 million in Norrland, 10
percent would be Sámi or approximately 150,000. Multiplying this by
the 47 percent of Trosterud’s language shift percentages would suggest
there are about 70,000 mixed marriages in Norrland alone. Lappalainen
et al. do discuss (internal) migration: “The Swedish population has . . .
been shaped by internal migration from remote regions to large cities”;
they add: “[T]he biggest cities harbored clear traces of immigration from
all over the world” (2009, 62). When sampling majority populations of
the countries where the Sámi reside, it would seem essential to consider
their recent and earlier socio-political history.
Haplogoup K distribution is clinal in Finland and Sweden, with
smaller frequencies to the north, though the sample size is possibly
not statistically significant for Finns. Haplogroup H, the most common
mtDNA haplogroup in Europe at an average frequency of 46.9 percent,
is, as expected, much lower among Sámi except for Southern Swedish
nontraditional Sámi. The frequency of H among Norwegians is rather
low at 29 percent; whether this is due to sample size or admixture
cannot be determined from the available data. Haplogroup V, on the
contrary, has a high frequency among Sámi groups except for Southern
Swedish nontraditional Sámi and shows clinal behavior, highest in the
north and lowest in the south. V among the Sámi is primarily due to
expansion from the Franco-Cantabrian glacial refuge through central/
eastern Europe (Tambets et al. 2004, 676).
Map 1. Sámi mtDNA. (Norga = Norway; Ruoŧŧa = Sweden; Suopma = Finland; Guoládat
= Kola peninsula of Russia; Gárjil = Karelia in Russia).
Scandinavian Phylogeographic
Data II: Y-Chromosome
The frequency distribution of Y-chromosome haplogroups in Fen-
noscandia and Europe as a whole is laid out in Table 2.13 The main
haplogroups represented are I1, N1c (the old N3) and R1. Haplogroup I1
is common in Europe and has its highest frequency in Scandinavia and
the Balkans. It originated at the beginning of the LGM some 22,000
BP, probably when some groups went to the Ukrainian refuge near the
Black Sea and others to the refuge in the Balkans. Michael Hammer and
Stephen Zegura give an age of mutation for I at 5,950±2,450 (2002,
314). Siiri Rootsi et al. have times since divergence of 15.9±5.2 for I1a,
10.7±4.8 for I1b* and 14.6±3.8 for I1c (2004, 135). When the ice began
to melt, those carrying the I haplogroup expanded to the northwest
in the form of three subclades I1a (most common in Scandinavia), I1b
(common in the Balkans and Eastern Europe), and I1c (which has its
highest frequency in Germany at approximately 11 percent). “[C]lade
I is widespread in Europe and mostly absent elsewhere.”14
Haplogroup N first appeared in Southeast Asia 15,000–20,000 BP,
and today it is “mainly found in Northern Eurasia but is absent or
only marginally present in other regions of the globe.”15 The subclade
12. See Weinstock, “At the Frontier: Sámi Linguistics Gets a Boost from Outside”
(forthcoming), for a discussion of a possible connection between Haplogroup Z1a and
the Proto-Sámi language.
13. For the latest phylogenetic Y-chromosome tree, see http://www.isogg.org/tree.
14. Karafet et al. (2008, 834), under Clade I. The approximate dates for I and R are
given in Table 1 in Karafet et al. (2008).
15. Karafet et al. (2008), under Clade N.
16. Pedigree-based rates are about ten times faster than coalescent/evolutionary rates.
for the majority populations, whereas Eastern Sámi in Kola and the
Karelians are significantly lower. Croats, Germans, and Hungarians
also have relatively high levels of I. Map 2 displays Sámi Y chromo-
somal variation.
Haplogroup N seems to have arisen in Northern China/Mongolia,
from where it spread into Siberia and the Baltic. Its descendant N1c
is widespread in the Baltic region and was brought by small groups
of males speaking an early Uralic language. Lappalainen et al. speak
of “migration waves to the Baltic Sea region” (2008, 337). There is a
clear distinction between the Eastern Finns and the Sámi versus those
living further to the west, with the former having high values of N1c.
Österbotten in Western Finland, though, has a very high frequency
too; this could be related to contacts with Norrland as above. North
Norway has a higher value than most other majority groups, with the
exception of Finland, and this may be due to admixture with the Sámi.
Three areas of Sweden show fairly high values with an east-west cline,
3.6 percent for Götaland to the south and 7.9 percent for Svealand,
just north of Götaland, and Gotland off the east coast of Sweden
with 10 percent. Surprisingly, perhaps, the figure for Norrland is only
6.5 percent whereas Västerbotten has 19 percent. Lappalainen et al.
suggest historical ties to Finland where N1c is very common (2008,
70). Berit Myhre Dupuy et al. mention that the Y-chromosome N3
(N1c) in Norway “is observed at 4% in the overall population and
at 11% in the northern region corresponding to 150,000 and 50,000
inhabitants, respectively (2005, 6). These numbers exceed the total
number of Saami inhabitants.” Dupuy et al. continue: “There is thus
a considerable pool of Saami and/or Finnish [Kven] Y-chromosomes
in the Norwegian population and particularly in the north” (2005, 6,
8). Four percent of Norway’s population of approximately 5 million
would be 190,000, the number of Norwegians carrying N1c. The R1a
frequency is lowest among the Finns and the Sámi, though the Kola
Sámi and the Swedish Sámi have values comparable to most of the
majority population in Sweden. R1a is highest in Middle and North
Norway with South Norway similar to most of Sweden, but there
are insufficient data to come to any firm conclusions. R1b has a much
higher frequency in Southern Norway than in Sweden; this might
indicate some admixture between the Swedes and Sámi of Sweden.
A few scholars have rightly urged caution interpreting genetic data.
After all, most DNA samples come from living humans, and yet con-
clusions are drawn about what happened thousands of years ago. The
Sámi as well as the other Nordic populations are quite small and were
relatively isolated; this can lead to genetic drift17 skewing the results.
The studies cited in this paper take pains to deal with this issue. Another
factor working in favor of the genetic analyses is that ancient DNA
is now being successfully retrieved and analyzed (cf. Skoglund et al.
2012, as one example).
Conclusions
Geographical heterogeneity among the Sámi is readily apparent
in the mtDNA and Y-chromosomal data in the tables above; such
heterogeneity is also to be found among the majority populations in
Scandinavia. Compare with Maps 1 and 2. Discussing the Norwegian
population, Dupuy et al. observe that the “[h]eterogeneity in major
founder groups, geographical isolation, severe epidemics, historical
trading links and population movements may have . . . contributed to
the observed regional differences in distribution of haplotypes within
two of the major haplogroups” (2006, 1). Ingman and Gyllensten
(2007, 117) present one of the best examples to date of admixture,
namely the Southern Swedish Sámi nontraditional who are much
more “Swedish” than Sámi. This heterogeneity surely had much to
do with the harsh, official Norwegian assimilation policy, the Swedish
segregation policy that led to many Swedish Sámi being assimilated,
and comparable policies in Finland. But human groups have oftentimes
been in contact with one another, and this has inevitably resulted in
genetic admixture, for which Scandinavia provides plenty of evidence.
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