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An overview on Existing Dynamic Cone Penetration Test Research

Related to the Central Area of Brazil


L.C. Figueiredo
B.Sc. Civil Engineering, Me., Dept. Civil Construction, Federal Institute of Education, Science, and
Technology of Mato Grosso, Brazil
R.P. Cunha
B.Sc. Civil Engineering, M.Sc., Ph.D., Dept. Civil & Env. Engineering, University of Brasília, Brazil
W. Conciani
B.Sc. Civil Engineering, Me., Dr., Dept. Civil Construction, Federal Institute of Education, Science, and
Technology of Mato Grosso, Brazil

ABSTRACT: This paper presents and discusses several experiments and research carried out in the Central
Area of Brazil, in which dynamic light cone penetrometers (DPL´s) have started to be tested into the existing
tropical soil conditions of this region. Although the Standard Penetration Test (SPT) prevails among the dy-
namic penetration testing devices, it cannot always be adopted in situ, given ground conditions and the magni-
tude of the expected stresses. On the other hand, several initiatives to use the light cone penetrometer have
been done for the prediction of the resilience modulus of subgrade pavement layers, as well as bearing capaci-
ty values from foundations of light structures. Without detailing two much into the comparisons of the distinct
penetration probes, this paper summarizes the advances attained so far from existing publications, which re-
sults have already provided a reliable reference procedure, or background, for practical usage in the Central
Brazilian area by the local geotechnical engineering community. It is another effort from the GPFees Group
of the University of Brasília (www.geotecnia.unb.br/gpfees) to popularize in Brazil an economical and cost-
effective in situ device oriented towards the daily practice in tropical soils.

1 INTRODUCTION the characteristics of soils there are other factors that


interfere with the SPT results, some of them detailed
by Belincanta & Cintra (1998), such as the free-fall
1.1 General characteristics of penetrometers characteristics of the hammer (in Brazil), the type of
The estimated load capacity of the soil is a com- hammer, the anvil mass, and conservation status of
monplace of the actions of civil engineering. It's al- the composition.
most instinctive to imagine the resistance to penetra- Actually the indiscriminate use of the SPT test
tion of a rod into the soil. It is therefore natural that has brought geotechnical problems and mismanage-
penetrometers have been preferred for obtaining ment of resources in the field of geotechnical testing.
subsoil information, when it is not always possible When faced with the scenario of central Brazil
to collect samples or when the financial cost of the where it is largely noticed the presence of low-
campaign neglects the geotechnical investigation density soils with high void ratios, and deeply
and allows a low budget for that. leached yellow and red latossols, the use of the SPT
In essence, a penetrometer consists of a thin metal is a real challenge. Besides, there are the normal dif-
rod, which is stuck or pushed through the blows of a ficulties of access, especially for civil constructions
hammer or a hydraulic jack system. The penetration in rural settlements, or in small constructions in ur-
resistance of the rod is measured at any depth and ban areas. It is evident that other penetrometers can
the data are plotted on a diagram representing the re- be more useful and practical than the SPT, and, per-
sistance to penetration in the abscissa and the depth haps, more cost-effective for the region.
on the ordinate.
1.3 Cone and Piezocone Penetration Tests
1.2 Standard Penetration Test According to Schnaid (2000) the first references
In Brazil, the preferred test is the Standard Pene- on the cone penetration test are from 1930 relating to
tration Test, or SPT, although not always appropriate test experiments that took place in Holland. The test
when examining soil characteristics. In fact, consists of the continuous push of a cone shaped
the SPT is a good device for granular soils, however probe at a constant speed into the soil of 2 cm/s. The
this is not the case for predominantly clayey soil ma- cone section can vary from 10 to 15 cm². A variation
terials. In addition to the problems encountered for of the test is the piezocone penetration test, which
consists of equipment with a porous element, load In this regard, this paper explains the advantage of
cells and transducers that provide the record of the the use of lightweight penetrometers, especially the
dynamic pore pressures. Hence, the pore-water pres- Dynamic Penetrometer Light or DPL in such small
sure in the soil adjacent to the cone is continuously scale works, especially at early design stages.
provided during the penetration of the cone. Note
that the position of the porous filter on the base of
the piezocone is not yet standardized. However, the 2 THE LIGHTWEIGHT PENETROMETERS
International Society for Soil Mechanics and Geo-
technical Engineering - ISSMGE- suggests that the In this section we argue succinctly about the light
porous filter must be placed just behind the cone, or dynamic penetrometers. Generally they are made up
at U2 position (Hasmat, 2000). of three parts: tip, cone-shaped, threaded rods, and a
The piezocone test is attractive, and in addition to hammer that moves in free fall up to striken on top
eliminating the influence of the test operator it pro- of an anvil. In the geotechnical literature the light
vides detailed description of the soil stratigraphy penetrometers can be divided into three kind: The
with continuous record of the penetration resistance. French Panda; Dynamic Cone Penetration or simply
On the other hand, the financial costs of the equip- DCP; and Dynamic Probe Light or just DPL.
ment use and burden of the constant maintenance –
besides of tests that do require rigs mounted on
small trucks - prevents it wide use to areas of trails 2.1 Panda
and unpaved paths, or densely forested regions, and The Panda is a equipment made by a company
are surely the inhibitors for a widespread use of this called Sol Solution, and is a lightweight dynamic
test in the central portion of Brazil. cone penetrometer designed for soil investigation
and compaction control. The equipment has an anvil
with strain gages bridges that receives blows from a
1.4 The context of the Brazilian Central Area & hammer with a variable energy level. A device of
States reception of signals generates files that can be ana-
Figure 1 shows the incidence of Oxisols or Latos- lyzed later on with a geotechnical insight.
sols in Brazil especially in the central region of the In Brazil the Panda has been used in academic
country, where it has been established its capital, the terms by the University of Brasilia among other re-
city of Brasilia, around half a century ago. Plateaus search institutions, besides of some few industry
with soils of low densities, deeply leached, and low companies. It is not yet used on a widespread design
resistance to penetration, about two to five blows of basis in the country.
SPT up to 15 m deep, predominates in this region. It
is undoubtedly the new agricultural frontier of the
2.2 Dynamic Cone Penetration
country, with many small towns and new pioneering
settlements under establishement. The Dynamic Cone Penetration or just DCP was
Access to geotechnical campaigns is difficult due developed in the 60s in South Africa to evaluate the
to the state of the paving quality of the roads, be- strength or stiffness of the pavement. According to
sides of the fact that this region is remote from ma- Wu (2010), Vuuren (1969) designed the original
jor urban centers (or the most developed corner) DCP with a 30° cone, and later on Kleyn (1975) de-
from Brazil. Nilsson & Cunha (2004) report that scribed another DCP design, which used a 60° cone
these problems often come together with the lack of tip, hammer with 78.48 N mass, and 575 mm free
the awareness of the problem by geotechnical cus- fall. This design was then gradually adopted by
tomers and building contractors. In addition to that, countries around the globe. In 2003, this lightweight
it is usual that small constructions neglect any geo- penetrometer was standardized by the ASTM
technical test during site reconnaissance stage. D6951-03 (2005), for shallow pavement applications
(Wu, 2010). The DCP can be made with accelero-
meters, however the cost of the equipment is high to
be employed in small buildings. Figure 2 shows a
sketch of a DCP equipment.
In Brazil the research about DCP has been carried
out by the Federal University of Santa Catarina.
Several articles on the use of the DCP can be ac-
cessed at internet about the methodology for charac-
terization of unpaved roads (Triches & Dal Pai,
2006). According to Delgado et al. (2007) the DCP
is used to characterize the bearing capacity of the
Figure 1 - Map of Brazil- Central area of Brazil, with large in- soil in its natural or compressed state, and it also
cidence of “latossols” (modified after Furtado, 2010) presents a good correlation with the CBR test. The
test is a "little destructive" of the original soil´s 2.4 The research of the DPL in Brazil
structure, and somehow this feature makes it possi- The test with the DPL is summarized by the pene-
ble a detailed study of the pavement layers and the tration of a cone with 10 cm² of area coupled to a set
sub-grade. In addition, it can be employed on a very
of threaded rods 1 m in length. In the top there is an
wide working range, i.e., from soft soils or inconsis- anvil that receives the impact of a hammer in a free
tent ones, even on gravel layers, from bases or sub fall manner, which mass is corresponding to 98.1 N.
bases. Each 10 cm of penetration is marked by the number
of blows known as N10. Most of the background re-
search on the DPL has been basically targeted on
comparisons between the SPT and the CPT test.
Nilsson & Cunha (2004) conducted studies with
the DPL for estimating load capacity of piles for a
tropical soil with the presence of a particular “por-
ous clay”, as it is colloquially known in Brasília city.
The authors assumed that the possible measurement
of torque (a new feature) obtained in DPL tests
could provide lateral friction resistances by the ad-
vancing tip and body of the DPL, which obviously
can be associated with the lateral friction of a driven
pile. Accordingly, these authors adopted an energy
derived formula for pile driving, as the Hiley equa-
tion, and a simple moment equation for the meas-
ured torque, in order to derive the lateral DPL lateral
resistance. As explained by these authors, such resis-
tance could be further calibrated, via field pile load-
ing tests, to consider into the equations a possible
pile scale effect and the construction methodology –
hence to be further employed into real pile analyses.
Although it is particularly not a Brazilian re-
search, Martins & Miranda (2005) conducted sever-
al tests with the aim to obtain correlations between
various penetrometers focusing their comparisons
between DPL and CPT tests in granitic soils from
several urban locations in the North of Portugal, i.e.
essentially Porto, Braga and Guimarães. The authors
Figure 2 – Schematic assembly of DCP made by Kessler Soils
Engineering Products, Inc. User’s Manual.
found good correlations between the CPT resistance
and the DPL.
Silva et al. (2006) proposed a semi-empirical me-
2.3 Dynamic Probing Light thod for estimating the shearing resistance in exca-
The main focus of this paper is the current literature vations of small diameter in residual and laterized
discussion about the possible uses of the Dynamic soils from basalt in the region of Londrina / PR. The
Probing Light or DPL, especially in determining the method was correlated with loads tests, and in an at-
load capacity of small scale (or load magnitude) tempt to predict the shearing load the authors used
foundations, in a way to complement the SPT test, the Super Heavy Dynamic Probing – DPSH, that has
among others, during the geotechnical investigation. an energy level higher than those from the DPL. The
Hasmat (2000) explains that the test with the Dy- authors concluded that further studies are needed to
namic Probing became known in Europe between establish parameters for the tip resistance and side
the two world wars. After 1945 this test was wide- friction of the DPL.
spread around the world. Efforts to standardize the Sousa & Fonseca (2006) made correlations of the
DPL test were performed by the past International DPL with the SPT and the CPT, based on results of
Society for Soil Mechanics and Foundation Engi- plate load tests and the use of various methods of
neering - ISSMFE - with the publication of the re- load forecasting for shallow foundations, including
port of the Technical Committee on Penetration the methods of Burland & Burbidge (1985) and
Testing - TC16 (1989), and the European Standard Anagnastopoulos et al. (1991). The soils chosen by
EN ISO 22476-2:2005 (2005). Nevertheless, in Bra- these authors were a granite residual soil, a schist
zil, it continues to be a quite “unknown” testing de- soil, a massive natural residual soil of granite, and a
vice in most of the regions, particularly in the inner soil of volcanic origin. The authors compared the
parts of the country. prediction results, and showed that there was a good
agreement of the DPL with other penetrometers, based on the results of SPT. The soil was a sandy
with the exception of the case of the granite residual clay, red, very soft to moderately soft in the city of
soil. Jaciara, Mato Grosso. The authors compared the da-
Ávila & Conciani (2005) proposed the first test- ta of dynamic penetrometers with load tests at com-
ing correlations between SPT and DPL in the Brazil- pression state and concluded that the use of the DPL
ian state of Mato Grosso, also backed up by pile load in saturated soils should be avoided due to energy
tests. It is worth mentioning that the tests were per- dissipations. Nevertheless, there was good fit be-
formed with a home made DPL apparatus built with tween the predicted load capacity of the DPL data
basis on the TC-16 - ISSMFE (1989) reference obtained with the empirical models of Aoki and Vel-
drawing dimensions, and that such study aimed the loso (1975), and Décourt & Quaresma (1978), which
design of low cost residential units (with a social lo- are originally suited for SPT tests, and the results of
cal appeal). Figure 3 shows a schematic drawing of pile load tests.
this device. In this particular paper, the authors used Figure 4 shows a comparison of the cited methods
the method of Décourt & Quaresma (1978) to esti- and results. In this one it is noticed that the SPT does
mate the capacity of the piles. The tests were per- not provide good agreement for the test load. This in
formed in the city of Primavera do Leste, where the fact proves the inadequacy of the SPT for soils with
soil is typically a yellow non plastic sandy silt, a very low soil´s shearing resistance.
which can be classified as SM in the unified system, Azevedo & Guimarães (2010) made a direct cor-
with voids of the order of 1.7 (porous). The ground- relation between the N30 of the SPT test and the N10
water at the tested site is located approximately of the DPL. The field experiment was conducted in a
5.5 m below surface. The authors found that the data stretch of an electrical transmission line in the state
from the DPL test was poorly correlated with the re- of Acre, in Brazil, and the authors warned that more
spective one from the SPT. However it was indi- studies on this particular correlation would be neces-
cated the possible use of the DPL data to design sary.
deep foundations of the region, as the DPL predic-
tions depicted values 35% lower than those from the
experimental load tests. This option has proved to be
feasible in situations where the soil presents low
bearing capacity.

Figure 4- Comparison between the load estimation methods for


SPT test, and DPL (Ribeiro Junior et al., 2007).

It is noticed that the geotechnical literature often


fails to show a good agreement between the DPL
and the SPT testing results. Nilsson (2004), Ávila &
Conciani (2005), and Ribeiro Junior et. al. (2007)
made valuable observations about the inadequacies
of these comparisons. Nilsson (2004) made several
Figure 3 - Schematic assembly of the DPL (Ávila & Conciani, considerations about the differences between the
2005) DPL test and the SPT. This latter author stated that
by using these two tests simultaneously for situa-
tions where each one is more effective, one could
Ribeiro Junior et. al. (2007) conducted a compari- surely obtain better correlations and results - im-
son between the predictions of load capacity, made proving the efficiency of the design.
from the DPL with statistical methods developed by Ávila & Conciani (2005) concluded that for soils
Aoki and Velloso (1975), and Décourt & Quaresma of low resistance in Mato Grosso, the SPT and the
(1978) to predict the load capacity of foundations DPL do not correlate well. According to Ribeiro
Júnior et al. (2007), the SPT test is best suited for oriented research lines (as the use of statistical or
granular soils, with SPTs (N30) above 5, where the empirical correlations for bearing capacity with this
deep foundation generally has a length greater than same data).
5 m, whereas the DPL test is more useful in fine-
grained soils of low resistance, where it could be
used for the prediction of deep foundation capacity
loads in buildings up to 5 m high (2 stores). It is
worthwhile to say that the DPL test is extremely
sensitive to small variations to stratifications within
the soil deposit, feature generally not found in SPT
tests.
In addition to that, some studies have been con-
ducted to compare different DPL configurations.
Ávila et al. (2006) in a comparative study between
two types of DPLs (DPL Nilsson, and DPL CEFET)
concluded that the configuration of the equipment do
influence directly on the efficiency of the test. How-
ever, Souza et al. (2008) concluded that the density
of the rods have little influence on the results. Thus, Figure 5 – Influence of relative density on N10 values (UNE-
EN ISO 22476 (2008)
the choice between a thicker or thinner than normal
rod should solely affect the durability of the device.
Although in the market there are lightweight pene-
trometers with built in transducers, as the French
2.5 Future research possibilities on the DPL Panda device, the standard DPL still lacks such fea-
ture. Of course, the reader may argue that if the Pan-
There is no doubt that, among the dynamic cone
da provides an answer through its own transducers,
penetrometers, the DCP type has more advantages
why measure the energy of the standard DPL? The
when comparing to lightweight penetrometers, see
answer is precisely because the DPL is a simple and
for instance the article from Kleyn & Zyl (1998)
easy to purchase (and manufacture) device, while,
which deals with applications of the dynamic cone
(nowadays in Brazil) Panda penetrometers are
penetrometer (DCP) to pavement design.
“black boxes” that represent a high cost to engineer-
The article of Kayalar (1998) is another good ex-
ing companies that are actually more familiar with
ample for the future research with dynamic pene-
the SPT tests – and not prone to invest further on an
trometers of the DPL family type. In this work the
expensive new (and rather unknown around this re-
adopted penetrometer was of the German Heavy
gion) imported tool.
Type (German standards DIN 4094) with a hammer
In this regard, a properly calibrated and low cost
weight of 0.50 kN, height of fall of 0.5 m and pene-
manufactured DPL could provide practical formulas
trometer cone diameter of 4.27 cm. This author es-
for daily use in such companies, especially in small
tablished a statistical evaluation of the data to be
towns when oriented to low cost new constructions.
used in the design of shallow foundations in cohe-
sionless soils.
The CEN-UNE-EN ISO 22476 (2008) of the Eu-
3 CONCLUSIONS
ropean Union is another example of the European
deep interest in this topic. This standard explains on
A brief review on the use of DPL as an aid for esti-
possible data / field abnormalities and the influence
mating the capacity loads from foundations in Brazil
on the derived data from particular geotechnical cha-
shows that past research has been focused in the
racteristics of the soil, as for instance the relative
correlations to use the DPL based on existing expe-
density of the granular material, as shown in Fig-
rience with the SPT test, as this latter one is ex-
ure 5.
tremely used in Brazil. Nevertheless, although the
Although one can not overlook the efforts of the
predictions of capacity load for foundations with the
research on the DPL, it is a fact that the comparative
DPL can in principle be done with experience bor-
analyses with different penetrometers, especially
rowed from the SPT, it has also been demonstrated
with the SPT, fulfilled its role in the dissemination,
that such approach may be, in some cases, mislead-
and technical explanation of the advantages of the
ing to reliable results.
DPL usage for a large (previously unaware) au-
dience. The reviewed research shows that the DPL is suit-
able for tropical soils of low density and porous ma-
The moment now calls for more applied research
trix. In cases where the magnitude of load is not sig-
on the energy assessment and direct measurements
nificant, e.g., small buildings, the N10 of the DPL is
from the DPL test, and its possible use in design,
a handy information for design purposes. Research
likewise it has been done so far in other practical
also denotes that there are significant differences be- SPT results”. 'Deformation of Soils and Displacements of
tween both DPL and SPT tests, which range from Structures', Proc. X ECSMFE, Firenze, Vol. 1, pp. 293-296.
Balkema, Rotterdam.
equipment geometric differences to the magnitude of AOKI, N. & VELLOSO, D. A. 1975. “An Approximated Me-
the enthru energy of the free fall hammer on the an- thod to Estimate the Bearing Capacity of Piles”. Proceed-
vil. Additionally, soil characteristics influence the ings of the V Panamerican Conference on Soil and Founda-
results distinctly, for instance, porous soils of low- tion Engineering, vol. 5, pp. 367-377, Buenos Aires.
density can respond differently to the advances of ASTM D 6951-03. (2005). Standard Test Method for Use of
each of such aforementioned penetrometers. the Dynamic Cone Penetrometer in Shallow Pavement Ap-
plications, American Society for Testing and Materials.
The evaluated research has also shown that the Ávila, S. & Conciani W. 2005. First experiences with the dy-
correlations of the DPL, with the CPT test, have namic cone in Mato Grosso. I SEMINAR of Mato Grosso
yielded good agreement. One possible answer to that of social interest. Brazil: Cuiabá, v. CDROM (In Portugue-
would be the closer “physical” resemblance, or se).
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between two equipments used for the field trial of dynamic
regard to other probes. An undeniable fact is that cone (DPL). In: II Symposium of Young Geojovem Geo-
lightweight penetrometers assembled with accele- technical, 2006, Freiburg. II Brazilian Symposium on Geo-
rometers do yield very good results in terms of soil technical Young Geojovem, v. CDROM (In Portuguese).
stratigraphy, but a major concern still remains: the Azevedo, C.P.B. & Guimarães, M.G.D. 2009. Proposal of a
attenuation of the input energy at the anvil along the correlation equation between poll results and DPL type, and
assembled conjunct of rods and probe. values of NSPT. ERIAC XIII - Thirteenth Regional Meet-
ing of Latin American Cigré. 24-28 May. Puerto Iguazu,
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Burland, J. B. & Burbidge, M. C. 1985. “Settlement of founda-
energy or its dissipation, so that a more physically tions on sand and gravel”. Proc. Institution of Civil Engi-
accurate and rational way of interpretation could de- neers, Part 1, 78, pp 1325-1381, London.
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tice. ISO 22476-2:2005 Geotechnical investigation and testing.
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