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6 Lawrence P. Park, PhD4; Derrick Fouts, PhD3; Vance G. Fowler, Jr., MD, MHS4*; and
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Department of Medicine, Duke University School of Medicine, Durham, NC, USA
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Department of Pediatrics, Duke University School of Medicine, Durham, NC, USA
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J Craig Venter Institute, Rockville, MD, USA
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Division of Infectious Diseases, Duke University School of Medicine, Durham, NC, USA
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19 *Corresponding author:
23 Durham, NC 27710
1
25 ABSTRACT
31 complex (Ecc) BSI from 2002-2015. We performed whole genome sequencing (WGS)
33 Results: Overall, 150 patients with K. aerogenes (46/150 [31%]) or Ecc (104/150 [69%])
34 BSI were enrolled. The two groups had similar baseline characteristics. Neither total in-
35 hospital mortality (13/46 [28%] versus 22/104 [21%]; p=0.3) nor attributable in-hospital
36 mortality (9/46 [20%] versus 13/104 [12%]; p=0.3) differed between patients with K.
37 aerogenes versus Ecc BSI, respectively. However, poor clinical outcome (death before
38 discharge, recurrent BSI, and/or BSI complication) was higher for K. aerogenes than Ecc
39 BSI (32/46 [70%] versus 42/104 [40%]; p=0.001). In a multivariable regression model, K.
40 aerogenes BSI, relative to Ecc BSI, was predictive of poor clinical outcome (odds ratio
41 3.3; 95% confidence interval 1.4-8.1; p=0.008). Pan-genome analysis revealed 983
44 (n=117), and metal homeostasis (n=34). Antibiotic resistance was largely found in Ecc
45 lineage 1, which had a higher rate of multidrug resistant phenotype (23/54 [43%])
47 Conclusions: K. aerogenes BSI was associated with poor clinical outcomes relative to
48 Ecc BSI. Putative virulence factors in K. aerogenes may account for these differences.
49
2
50 INTRODUCTION
51 The Enterobacterales family of Gram-negative bacteria were originally divided into three
52 genera: Escherichia, Aerobacter, and Klebsiella, where the Aerobacter genus included
53 A. aerogenes and A. cloacae (1). By 1960, Aerobacter had been redubbed Enterobacter
56 Klebsiella pneumoniae than to the Enterobacter species (3). Hence, the bacteria
57 formerly known as Enterobacter aerogenes was renamed Klebsiella aerogenes (4). The
59 phylogenetic groups using average nucleotide identity (ANI) (3, 5). These 22
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62 Though bacterial comparative genomics has demonstrated that K. aerogenes and Ecc
63 belong to different phylogenetic groups, the clinical impact of these genetic differences is
64 unknown. Differences in clinical risk factors, antibiotic susceptibility patterns, and patient
65 outcomes have not yet been explored since renaming K. aerogenes. Further, it is
66 unclear how genetic diversity within Ecc, which consists of 22 phylogenetic groups in
67 and of itself, influences antibiotic resistance and clinical outcomes. These questions are
69 bacteria infections are associated with differences in clinical risk factors (6, 7), antibiotic
70 susceptibility patterns (6, 8, 9), patient outcomes (6, 7, 10), and complications of
72 bacterial infections allows for more appropriate empiric antibiotic therapy, improved
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75 The aims of this study are to identify how patients with K. aerogenes and Ecc
76 bacteremia differ with respect to patient characteristics, patient outcomes, bacterial gene
77 content, and antibiotic resistance phenotypes using prospectively collected clinical data
78 and bacterial isolates from a biorepository at Duke University Medical Center from 2002-
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82 METHODS
83 Study Population
84 Patients in this study were identified from the Duke Bloodstream Infection Biorepository
87 Center. Informed consent is obtained, and from each enrolled patient detailed clinical
88 data, bacterial isolate from blood culture, patient serum, and patient DNA are collected.
89 In this study, we included patients with K. aerogenes or Ecc BSI from 2002-2015. If
90 patients had multiple episodes of K. aerogenes or Ecc BSI, only the first such episode
91 was included. Patients were also excluded for age <18 years, polymicrobial BSI, or
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96 collaboration with J. Craig Venter Institute (JCVI). Genomic DNA was extracted with the
97 Master Pure DNA Purification kit (Epicentre) to construct paired-end libraries for whole
98 genome sequencing (Illumina HiSeq) with target coverage of 100X. HiSeq reads were
99 assembled using Newbler, velvet, and Celera Assembler, and annotation was performed
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104 with JCVI. Bioinformatics analyses including generation of a phylogenetic tree and
106 genome pipeline (13). The Pan-genome Ortholog Clustering Tool (PanOCT) was used to
107 identify flexible genomic islands associated with K. aerogenes versus Ecc and patient
108 attributable mortality (13, 14). The PanOCT algorithm compared gene content using
109 default parameters except with a minimum percent identity set to 70%. PanOCT first
110 determines the core genes which are present in almost all of the isolates included in the
111 pan-genome (in this case both the K. aerogenes and Ecc isolates) and then determines
112 ‘flexible genomic islands’ (fgi) (15) that are inserted between core genes. These flexible
113 genomic islands and the genes they contain can then be queried for those that are
115
116 Definitions
117 The BSI outcome was defined as one of four possible endpoints: 1) cure: no evidence of
118 recurrent infection within the hospital admission, 2) recurrence: clinical resolution of the
119 initial episode of infection after treatment but culture-confirmed BSI with the same
120 organism documented within the hospital admission, 3) attributable mortality: persistent
121 signs or symptoms of infection, positive blood cultures, or a persistent focus of infection
122 at the time of death in the absence of another explanation for death, or 4) death due to
123 underlying causes: deemed not to be due to K. aerogenes or Ecc BSI by evaluation of
124 one of the investigators (JTT). Complications including septic shock, acute kidney injury
125 (AKI), acute lung injury (ALI) or acute respiratory distress syndrome (ARDS),
126 disseminated intravascular coagulation (DIC), or shock liver were defined per standard
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127 guidelines (16-20). Poor clinical outcome was defined as presence of ≥1 of the following:
128 death prior to discharge, recurrent BSI, and/or complication of BSI. The multidrug
129 resistant (MDR), extensively drug-resistant (XDR), and pandrug resistant (PDR)
130 phenotypes were defined per standard guidelines: MDR as resistance to at least one
132 classes, and PDR as resistance to all relevant drugs (21). Additional definitions may be
134
136 Baseline characteristics and clinical events are presented as means with standard
137 deviation for continuous variables and frequencies with proportions for categorical
138 variables. Statistical comparisons between groups for continuous variables were made
139 with Mann-Whitney-U test or t-test. For categorical variables, comparisons were made
140 using Fisher’s exact test. Multivariable logistic regression models were used to
141 determine risk factors associated with total in-hospital mortality, attributable mortality,
142 and poor clinical outcome. Covariates in the multivariable logistic regression model
143 included BSI species, age, race, gender, route of BSI (i.e., community- vs. hospital-
144 acquired), source of BSI (e.g., genitourinary tract), days to effective antibiotic therapy,
145 and chronic APACHE-II score. Antibiotic resistance genes were compared using Fisher’s
146 exact test with Bonferroni correction for multiple comparisons. Analyses were done using
148
149 RESULTS
151 There were 150 patients with K. aerogenes (46/150 [31%]) or Ecc (104/150 [69%]) BSI
152 enrolled over the study period. The clinical characteristics of patients with K. aerogenes
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153 versus Ecc BSI were similar (Table 1). Patients with Ecc BSI were more commonly
154 hemodialysis-dependent (24/104 [23%]) compared to those with K. aerogenes BSI (4/46
155 [9%]; p=0.04). Otherwise, there were no significant differences between patients with K.
156 aerogenes versus Ecc BSI for rates of other clinical characteristics.
159 The overall rates of total and attributable (i.e., due to the BSI) in-hospital mortality were
160 23% (35/150) and 15% (22/150), respectively. Neither total in-hospital mortality (28% vs.
161 21%, p=0.4) nor attributable in-hospital mortality (20% vs. 12%, p=0.3) differed
162 significantly between patients with K. aerogenes and Ecc BSI, respectively (Table 2).
163 The PanOCT algorithm did not identify any flexible genomic islands associated with
164 increased total or attributable in-hospital mortality in patients with K. aerogenes or Ecc
165 BSI. The overall rate of poor clinical outcome was 49% (74/150). Poor clinical outcome
166 was more common in patients with K. aerogenes BSI than Ecc BSI (70% vs. 40%,
167 p=0.001). The rates of all individual BSI complications were higher in K. aerogenes
168 versus Ecc BSI, though only acute kidney injury was statistically significant (43% vs.
169 21%, p=0.01). By definition, patients on hemodialysis cannot have the complication of
170 acute kidney injury. However, even when these 28 patients were excluded, those with K.
171 aerogenes BSI had increased rate of poor clinal outcomes (p=0.01). No bacterial clade
172 was associated with poor clinical outcome (Ecc, p=0.2; K. aerogenes p=0.6). Clinical
173 outcomes associated with the Ecc clades are shown in Table S1.
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175 Multivariable logistic regression models for total in-hospital mortality, attributable
176 mortality, and poor clinical outcome were generated (Table 3). Bacterial species (i.e., K.
177 aerogenes versus Ecc) was not associated with either total in-hospital mortality (OR 1.2,
178 95% CI 0.4-3.0, p=0.8) or attributable mortality (OR 1.5, 95% CI 0.4-5.1, p=0.5). In the
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179 multivariable logistic regression model of poor clinical outcome, however, K. aerogenes
180 was associated with increased poor outcome (OR 3.3, 95% CI 1.4-8.1, p=0.008).
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184 isolates included in this study encompassed 14 (64%) of these clades (Figure 1). More
185 broadly, the Ecc BSI isolates could be grouped into two lineages, with one lineage
186 encompassing Ecc clades A-E and the other encompassing clades G-J, L-M, O, and Q-
187 R (Figure 1). To our knowledge, K. aerogenes has no prior clade designations. Using an
188 average nucleotide identify approach, we identified three K. aerogenes clades, labeled
189 A-C (Figure 1). The K. aerogenes BSI isolates were primarily in the designated A clade
191
192 The PanOCT algorithm was used to identify the specific genetic islands that distinguish
193 K. aerogenes from the Ecc BSI isolates. The total number of genes was 4392, with 3016
194 (69%) shared between K. aerogenes and Ecc, 983 (22%) unique to K. aerogenes, and
195 393 (9%) unique to Ecc (Figure 2). By specific to a given group we mean that 90% or
196 more of the isolates of that group contained the gene while 10% or fewer of isolates of
197 the other group contained the same gene. We identified 323 fgis specific to K.
198 aerogenes, and 191 specific to Ecc. Close inspection of genes unique to K. aerogenes
199 revealed multiple genes with putative functions in cellular processes that are often
200 associated with bacterial virulence (Table S2), including iron acquisition (8 fgi with 67
201 total genes), fimbriae/pili attachment (8 fgi with 106 total genes), flagella movement and
202 attachment (5 fgi with 11 total genes), and metal homeostasis (4 fgi with 34 total genes).
203
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205 The rates of K. aerogenes and Ecc resistance to individual antibiotics are listed in Table
206 S3. Rates of resistance to trimethoprim/sulfamethoxazole (19% vs. 0%, p<0.001) and
207 gentamicin (10% vs. 0%, p=0.03) were higher in Ecc isolates relative to K. aerogenes.
208 The MDR phenotype was similar between Ecc and K. aerogenes (30% vs. 33%, p=0.8).
210 identified.
211
212 In order to determine the mechanisms by which K. aerogenes and Ecc develop
214 resistance genes and antibiotic resistance mutations present in each bacterial isolate
215 (Figure 3). Penicillin binding protein 3 (PBP3) was the most commonly present
216 resistance gene, found in 94% (141/150) of K. aerogenes and Ecc isolates. PBP3 is an
217 essential protein that catalyzes cross-linking of the peptigoglycan wall, though the
218 variant in this study is homologous to PBP3 in Haemophilus influenzae, where it has
220
221 Figure 3 illustrates increased acquisition of antibiotic genes within Ecc lineage 1 (i.e.,
222 clades A-E), which corresponds to species E. hormaechei (clades A-E).3 Ecc lineage 1
223 was associated with the MDR phenotype (23/54 [43%]) relative to Ecc lineage 2 (8/50
224 [16%]; p=0.005) and to all other non-Ecc lineage 1 bacterial isolates in this study (23/96
225 [24%]; p=0.03). The MDR phenotype in Ecc lineage 1 was driven by the acquisition of
227 resistance genes (22/54 [41%]), ACT β-lactam resistance genes (33/54 [61%]),
228 TEM/SHV genes that confer the extended-spectrum β-lactamase phenotype (12/54
229 [22%]), gyrA/parC/parE fluroquinolone resistance genes (13/54 [24%]), and sul genes
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231
232 DISCUSSION
233 This study aimed to understand differences between K. aerogenes and Ecc BSI with
236 differences in the two patient populations. It revealed three major findings.
237
238 First, the clinical characteristics of patients with K. aerogenes versus Ecc BSI were
239 similar. Hemodialysis dependence was the only identified risk factor for Ecc BSI. Though
240 no prior studies have addressed the risk factors for BSI with K. aerogenes (or
241 Enterobacter aerogenes, as it was previously named) versus Ecc BSI, a large recent
242 study did find that hemodialysis dependence was an independent risk factor for
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245 Second, we found that poor clinical outcome was significantly more common in patients
246 with K. aerogenes versus Ecc BSI. Poor clinical outcome is a collapsed variable that is
247 defined as present when the patient either dies prior to hospital discharge, has recurrent
248 infection, or experiences a complication of the BSI. A remarkable 70% of patients with K.
249 aerogenes BSI had poor clinical outcome. Patients with K. aerogenes BSI had
250 numerically higher rates of almost all the individual components that define this variable.
251 However, of these individual components only rate of AKI was statistically significant
252 between the two groups. Understanding why patients with K. aerogenes BSI had
253 increased rate of AKI is complicated by the fact that sepsis-induced AKI may occur
254 through diverse mechanisms. Sepsis-induced AKI is generally thought to stem from
255 global renal ischemia, cellular damage, and acute tubular necrosis (24). However, there
256 is a growing body of evidence to suggest that it may occur even in the absence of
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257 hypoperfusion. For example, cytokine levels (e.g., IL-6, IL-10) and oxidative stress have
258 been shown to also play roles in sepsis-induced AKI (25-27). While it is not clear why K.
259 aerogenes was associated with increased AKI, it is tempting to speculate that the
260 multiple additional iron acquisition genes may be playing a role as bacterial proliferation
262 restriction (28, 29). Further, elevated serum iron levels have been associated with
264
265 Third, we found that antibiotic resistance was driven in large part by the acquisition of
266 resistance genes in Ecc lineage 1, which encompasses clades A-E. This lineage is E.
267 hormaechei (clades A-E). Ecc lineage 1 had significantly higher antibiotic resistance
268 relative to either Ecc lineage 2 or all other non-Ecc lineage 1 isolates included in this
269 study. As shown in Figure 3, this increased resistance stemmed from acquisition of
270 multiple genes that are active against aminoglycosides (AAC, APH, ANT, AAD), β-
271 lactams (ACT, TEM, SHV), fluoroquinolones (parC, parE, gyrA), and sulfonamides (sul
272 genes). The only XDR isolates (n=3) in this study were in Ecc lineage 1.
273
274 This study has several limitations. First, it involved only a single health system. However,
275 given that we enrolled a relatively large number of patients over a 14 year period, we
276 believe that our results are generalizable. Second, detailed management decisions are
277 not available for each patient to compare how treatment may have affected clinical
278 outcomes. However, we have included data involving timing of appropriate antibiotic
279 therapy, which is one of the most critical factors in sepsis outcomes.
280
281 In summary, the bacteria formerly known as Enterobacter aerogenes was recently
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283 phylogenetics. The clinical and bacterial virulence gene differences between K.
284 aerogenes and the remaining Enterobacter isolates had not been studied prior to this
285 work. Here we found that the clinical characteristics of patients in the two groups were
286 quite similar, though the clinical outcomes differed substantially. K. aerogenes BSI was
288 this difference is unknown, though could be related to the multiple putative virulence
289 genes (e.g., iron acquisition, flagella production, fimbriae production, metal homeostasis)
291
292 Funding
293 Research reported in this publication was supported by the National Center for
294 Advancing Translational Sciences of the National Institutes of Health under Award
295 Number 1KL2TR002554 [J.T.T.] and NIH K24-AI093969 [V.G.F]. The content is solely
296 the responsibility of the authors and does not necessarily represent the official views of
298
299 Acknowledgments
300 Portions of these results were previously presented in Washington, DC, USA at IDWeek
302
303 Contribution
304 Authors contributions included conception and design (AW, GS, DF, VGF, JTT),
305 acquisition of data (FR, VGF, JTT), analysis and interpretation of data (AW, GS, DF, LP,
306 VGF, JTT), manuscript preparation (AW, GS, FR, LP, DF, VGF, JTT).
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425 Figure legends
426
427 Figure 1. Phylogenetic tree of K. aerogenes and Enterobacter cloacae complex isolates
428 with clade designations. The number of bacterial isolates in each clade are listed.
430 Figure 2. Venn diagram of genes shared and specific to Klebsiella aerogenes and
432
433 Figure 3. Phylogenetic tree of K. aerogenes and E. cloacae complex (Ecc) with
434 presence of antibiotic resistance genes per strain. The colors in the inner ring indicate
435 the different Ecc clades (labeled A-E, G-J, L-M, O, Q-R) and K. aerogenes (all clades
436 same color). Antibiotic resistance genes in each strain are indicated by bars in the outer
437 concentric rings. The identified antibiotic resistance genes are noted in the key.
438
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439 Table 1. Demographics of patients with K. aerogenes and Enterobacter cloacae
K. aerogenes Ecc
Clinical characteristics N=46 N=104 P-value
n (%) n (%)
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442 Table 2. Outcomes of patients with K. aerogenes versus Enterobacter cloacae complex
K. aerogenes Ecc
Outcomes N=46 N=104 P-value
n (%) n (%)
Total in-hospital mortality 13 (28) 22 (21) 0.4
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447 Table 3. Multivariable logistic regression models for total in-hospital mortality, attributable in-hospital mortality, and poor clinical
448 outcome in patients with K. aerogenes and E. cloacae complex bloodstream infection. Predictors with p<0.05 are in bold.
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Downloaded from http://jcm.asm.org/ on June 5, 2020 at AUT UNIV LIB