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Computational and Theoretical Chemistry 1225 (2023) 114138

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Computational and Theoretical Chemistry


journal homepage: www.elsevier.com/locate/comptc

[3 + 2] Cycloaddition reaction of disubstituted-3-benzylidene succinimide


with C, N-disubstituted nitrile imines for synthesizing spiro-heterocycles: A
computational study
Gabriel Amankwah *, Caroline R. Kwawu, Elliot S. Menkah, Evans Adei
Theoretical and Computational Chemistry Laboratory, Department of Chemistry, Kwame Nkrumah University of Science and Technology, Kumasi, Ghana

A R T I C L E I N F O A B S T R A C T

Keywords: The relevance of spiro heterocycles in the biomedical sector is enormous. This computational work extensively
Heterocycles investigates the stereo-, regio-, chemo-, and site- selectivities of the [3 + 2] cycloaddition reaction of
Spiropyrazolines disubstituted-3-benzylidene succinimide (3-BS) with C, N-disubstituted nitrile imines derivatives for the for­
Computations
mation of spiro heterocycles. This study employs the B3LYP, B3LYP-D3, M06, M06-2X, and MPWB1K hybrid
Selectivity
density functional calculations with the 6-311G(d, p) basis sets. Various computations show that the attachment
of the nitrile imine across the olefinic functionality of the disubstituted-3-BS has relatively lower barriers
compared to the carbonyl functionalities present. Generally, electron-releasing groups on disubstituted-3-BS
increase the activation barriers, whereas electron-withdrawing groups significantly reduce the activation barrier.
The GEDT values predicts a low polar character for the [3 + 2] Cycloaddition reaction. Results from local and
global parr functions calculations are in accordance with the selectivities and energetic trends observed.

1. Introduction compound is the source of their base structure, with a unique spiro
fusion that shows significant anticancer and anti-inflammatory proper­
In recent decades, cycloaddition reactions have been discovered to ties [12–14]. Spiro heterocycles are difficult to synthesize; nevertheless,
be an essential synthetic technique for the production of complex spiro they comprise an underexposed section in the field of chemistry with
heterocyclic compounds from their root monomers. Under the scope of significant drug design potential [15].
cycloadditions, the [3 + 2] cycloaddition (32CA) of ethylene derivatives 32CA reaction has also been refined into a valuable tool for con­
(EDs) in reaction with three-atom components (TACs) provides a handy structing such spiro heterocyclic compounds [11,16]. The distinctive
way to access such compounds [1–4]. In adopting the 32CA reaction, regio- and stereoselectivity linked with its mechanism [17] is the most
controlling the regio-, chemo-, site- and stereo-selectivity has been the noticeable feature of spiropyrazoline. Dhar et al. in 1982 reported the
key challenge in routine synthetic practice. The selectivities can be first reaction of 1,3-diphenylnitrilimine with fulvene for the synthesis of
manipulated using appropriate substitutes on reacting species or by spiropyrazoline. From their findings, the spiropyrazoline cycloadduct
catalytic control. In the 32CA reactions, various theoretical and synthesized was dependent on substituent on the substrates [3]. A report
computational studies have proven how substitutes with different by Raghunathan and co-workers on the formation of 1,3-diphenyl-4-aryl
electronic and stearic properties show diverse degrees of alterations in spiropyrazolines [5.3′ ]4′ -chromanones through a 32CA of phenyl
energy trends, rate, and thermodynamics of reactions [5–10]. disubstituted nitrile imine to arylidene-4-chromanones [17] indicates
Nitrile imines and diazoalkanes are TACs used in synthesizing most that steric effect played a key role than electronic effect in the formation
spiro heterocyclic compounds, including spiropyrazolines, through a of the regioselective compounds observed. Other works on metal-free [3
one-step binding of the TAC with an ED in a cycloaddition manner. + 2][18–20] and metal-assisted [3 + 2][21–23] CA reactions have also
Spiropyrazoline [11] is a five-membered spiro heterocycle with two been explored.
neighboring atoms of nitrogen fused by a single atom. Pyrazoline Recent advances in the efficient synthesis of spiropyrazolines

Abbreviations: DFT, Density Functional Theory; TAC, Three Atom Component; GEDT, Global Electron Density Transfer; 3-BS, 3-Benzylidene Succinimide.
* Corresponding author.
E-mail addresses: gabrielamankwah170@gmail.com (G. Amankwah), kwawucaroline@gmail.com (C.R. Kwawu), esmenkah@knust.edu.gh (E.S. Menkah), eadei@
yahoo.com (E. Adei).

https://doi.org/10.1016/j.comptc.2023.114138
Received 20 January 2023; Received in revised form 14 March 2023; Accepted 25 April 2023
Available online 29 April 2023
2210-271X/© 2023 Elsevier B.V. All rights reserved.
G. Amankwah et al. Computational and Theoretical Chemistry 1225 (2023) 114138

Scheme 1. 32CA reaction of 3-Benzylidene Succinimide (3-BS, 1) with nitrile imines (2).

Scheme 2. Proposed reaction path A for the 32CA of disubstituted-3-benzylidene Succinimides (X1) and nitrile imines (X2).

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G. Amankwah et al. Computational and Theoretical Chemistry 1225 (2023) 114138

Scheme 3. Proposed reaction paths B and C for the 32CA of disubstituted-3-benzylidene Succinimides (X1) and nitrile imines (X2).

compounds have also proven to be remarkable [24–26]. In addition to 2. Computational details and methodology
these advances, Chen’s group, in 2017, for the first time, described an
alternative cycloaddition reaction in the synthesis of Spiropyrazolines. 2.1. DFT calculations and geometry optimizations
An in situ 1,2-diaza-1, 3-dienes was formed to react with 3-bromooxin­
doles in a base-mediated formal (4 + 1) annulation reaction[27]. In Guess structures of all the considered molecules (reactants, products,
2018, Guo et al. described the [4 + 2] cycloaddition (42CA) reaction of and transition states (TS)) were generated and visualized with Avogadro
azo–o-quinone with arylcarbohydrazonoyl chlorides to generate [32] molecule editor and visualizer. The Sybyl force field was used for
2,3–dihydro-1H-benzo[e][1,2,4]triazepine [28]. Su and co-workers the geometry minimization of each molecule [33]. The internal co­
2019 reported the efficient 32CA reaction of para-quinone methides ordinates of the molecules (bond lengths, bond angles, and dihedral
with nitrile imine molecule to generate spiropyrazoline- angles) were constrained to obtain guess input structures, and the
cyclohexadienones [29]. A computational study on this experimental remaining internal values were then fully optimized [34–37]. This
work for the formation of these spiropyrazolines compounds by Sol­ process gives appropriate guess transition state-input geometries, which
eymani and Jahanparvar ruled out the formation of intermediates. The are then submitted for full transition state calculations without geome­
study showed a one-step reaction mechanism [2] for the reaction. try constraints [38–40].
Most recently, Yuan et al. [30] reported the diastereoselectivity in The Gaussian ‘09 [41] package was employed to perform all the DFT
32CA reaction of nitrile imines (2) with 3-Benzylidene Succinimide (1) geometry optimizations. In computation for the effects of solvent on the
to yield 80 % of functionalized spiropyrazolines (3) in the presence of reactions, the polarizable continuum model was employed [42] in
dichloromethane (DCM). Yuan et al. [30] proposed a reaction mecha­ dichloromethane (DCM) All quantum-chemical calculations were per­
nism where a hydrazonoyl chloride dehydrochlorination forms an in- formed with the Gaussian ‘09 [43] computational chemistry software
situ nitrile imine and then subsequently reacts with 1 to generate the suite at the hybrid DFT B3LYP level of theory with 6-311G(d,p) basis set
spiropyrazoline product 3, as illustrated in Scheme 1. Generated spi­ [44,45]. The Becke, Lee, Yang, and Parr functional (B3LYP) is a
ropyrazoline compounds occupy a prime position in medicinal chemis­ gradient-corrected functional for exchange and correlation, which is an
try, where it is also recognized as a potent antimicrobial [24] and an excellent functional for studying reactions consisting of lower activation
anticancer agent [31]. energies [35,46]. The reaction of methyl disubstituted-3-BS and C, N-
However, the detailed molecular reaction mechanism of the 32CA of dimethyl nitrile imine were also computed (full optimization and energy
C, N- disubstituted nitrile imines with disubstituted-3-BS has not been calculations) at B3LYP-D3/6-311G(d, p), M06/6-311G(d,p), M06 2X/6-
reported. Likewise, solvent effect, substrate influence, and driving fac­ 311G(d,p) and MPWB1K/6-311G(d,p) level of theory to investigate the
tors of the observed stereo- chemo-, regioselectivities of this reaction suitability of the level of theory chosen [36,47].
(see Schemes 1, 2 and 3) remain unreported despite the relevance of the Full harmonic vibrational frequency computations were done to
reaction. ensure that every transition state structure has a Hessian matrix with just
In the present research, a complete computational analysis of the one negative eigenvalue, represented by an imaginary vibrational fre­
32CA of disubstituted-3- Benzylidene Succinimide with nitrile imines quency along the corresponding reaction coordinates. The intrinsic re­
derivatives has been conducted using density functional theory (DFT) action coordinate calculations [48,49] was done to make sure that every
calculations supported with DFT-based reactivity indices and global favorable transition state connected the reactants and products along
electron density transfer to provide a thorough insight into the observed the reaction coordinate smoothly [8,50–52] CYL view was used to make
selective chemo-, regio- and stereo-spiro cycloadduct. This study aims to graphical representations of the optimized structures [53].
provide computational guidance for correlative experiments on various
spiropyrazoline scaffolds.

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Table 1
Activation energies (kcal/mol) of transition states for the 32CA reaction of disubstituted-3-BS (X1) with C, N-disubstituted nitrile imine (X2) at B3LYP/6-311G(d, p)
level of theory.
SUBSTITUENT(S) TS1A TS2A TS3A TS4A TS1B TS2B TS1C TS2C

R1, R2, R3, R4 = S

–H 8.0 8.0 10.1 10.4 19.8 29.0 20.1 28.0


–CH3 8.9 11.6 10.0 11.2 19.1 26.1 17.5 24.9
–CH2CH3 9.7 11.9 10.7 11.9 20.2 27.2 18.8 19.7
–OCH3 5.6 10.5 9.1 12.3 23.2 23.8 21.8 22.9
–NH2 9.2 6.3 10.9 9.0 19.0 10.5 15.9 9.9
–OH 7.6 12.5 9.1 12.6 21.1 21.2 22.9 19.2
–Br 9.8 15.3 12.3 16.0 23.2 30.5 24.5 30.4
–CN 10.8 15.5 13.4 17.3 13.5 33.1 15.1 33.8
–NO2 10.8 19.9 14.2 22.1 18.5 21.6 11.1 34.1
–CHO 8.7 8.2 12.3 13.1 14.9 30.1 10.9 18.7
–COOH 9.7 15.6 13.5 18.5 17.4 34.0 – 38.0
–Ph 10.4 15.7 – 17.8 – 32.7 17.4 –

2.2. Reactivity indices stereoisomers. In addition, P1A is a regioisomer of P3A, while P2A is
also a regioisomer of P4A. Path B emanates from the 32CA of X2 along
Eqs. (1) and (2) were used to determine the global electrophilicity the hindered carbonyl bond in X1, which yields two regioisomeric spi­
(ω) [54] and maximum electronic charge (ΔNmax) of the different rocycloadducts, P1B and P2B, through TS1A and TS2A. The 32CA of X2
disubstituted-3-BS and nitrile imine derivatives. The electrophilicity across the less hindered carbonyl in X1 also describes path C, which
index measures a reactant’s propensity to take in electrons [55] and is in leads to the furnishing of spirocycloadducts P1C and P2C via TS1C and
relation with the chemical hardness, η = (ELUMO - EHOMO) and electronic TS2C (see Scheme 2). Reaction energies are attached to their corre­
chemical potential, μ = (EHOMO + ELUMO)/2, as described by Pearson’s sponding cycloadducts in parenthesis. All energies in the figures are
acid-base concept [56]. Therefore, the moieties with greater electro­ reported in kcal/mol.
philicity values are the most reactive species toward nucleophiles. These
equations are based on the Koopmans theory [57], it was initially
3.1. Analysis of the 32CA reaction of methyl disubstituted-3-BS (X1) with
developed to calculate the ionization energies from closed-shell Hartree-
C, N - dimethyl nitrile imine (X2) at different computational levels
Fock wavefunctions, but it has subsequently been accepted as a reliable
approximation for estimating chemical hardness and the electronic
We employed different computational methods with similar basis
chemical potential.
sets i.e., B3LYP/6-311G (d,p), B3LYP-D3/6-311G (d,p), M06/6-311G (d,
ω = μ2 /2η (1) p), M06-2X/6-311G (d,p), and MPWB1K/6-311G (d,p) to compute the
optimized geometries and activation energies of the stationary points
ΔNmax = − μ/η (2) (reactants, and transition states) for the reaction of C, N-dimethyl nitrile
imine (X2, R3, R4 = CH3) with methyl disubstituted-1-phenyl-3-
The maximum electronic charge transfer (ΔNmax) calculates the
benzylidenepyrrolidine-2,5-dione (X1, R1, R2 = CH3) and shown in
maximum electronic charge that the electrophile may accept. Therefore,
Table S1. In all instances, the addition of nitrile imine across the olefinic
the molecules with the highest ΔNmax index would be the best elec­
bond through TS1A was the preferred pathway (see Table S3).
trophile in a given series of chemicals. With the aid of single-point en­
The computations were initially carried out with M06/6-311G (d,p),
ergy calculations across the optimized neutral geometries and the
which was observed to underestimate the activation energies. Similar
unrestricted UB3LYP formalism for the radical species, the electrophilic
- observations were made for M06-2X/6-311G (d,p) and B3LYP-D3/6-
(P+
k ) and nucleophilic (Pk) Parr functions of the radical anion and the
311G (d,p), which will lead to the challenge of recording near or
radical cation were determined [58,59]. Equation (3) was used for the
negative activation energies. On the other hand, the results for B3LYP
calculation of the nucleophilicity index of the various molecules. Tet­
and MPWB1K functional at the same basis sets proved promising and
racyanoethylene (TCE) was used as the scale of nucleophilicity [60].
reliable for this study as they recorded activation energies that were
N(nu) = EHOMO(nu) (eV) − EHOMO(TCE) (eV) neither very high nor near negatives as noted elsewhere [36,47,64–67].
The difference in energy between the two functional was almost 3 kcal/
The global electron density transfer [61] (GEDT) was calculated by mol. Subsequent computations were performed at the B3LYP/6-311G
the sum of the natural atomic charges, resulting from the Natural Pop­ (d,p).
ulation Analysis [62,63] (NPA), of the atoms in each framework at the From the bond lengths analysis of the optimized geometries dis­
transition states. An indication of the direction of the electron density played in Figs. 3 and 5, there is an observed asynchronous one-step bond
flux was determined using the sign where positive values indicated a formation process which is pronounced in all reaction pathways.
flux from the considered framework to the other one.

3. Results and discussion 3.2. Analysis on the 32CA reaction of Disubstituted-3-BS (X1) with C, N-
disubstituted nitrile imine (X2)
Considering the various reactive centers in disubstituted-3-BS (X1),
the reaction between X1 and C, N-disubstituted nitrile imines (X2) has This segment investigates the effect of the presence and absence of
been proposed to go through three distinct 32CA reactive, path A, path electron-releasing groups (ERGs = OH, NH2, OCH3, CH3, CH2CH3),
B, and path C (Scheme 2). Due to the molecular orientations of the re­ electron-withdrawing groups (EWGs = NO2, COOH, CHO, CN, Br),
actants, Path A emerges from the 32CA reaction of X2 along the olefinic phenyl and hydrogen on the observed site-, chemo-, regio-, and stereo-
bond of X1 through transition states (TSs) TS1A, TS2A, TS3A, and TS4A selectivities on the X1 and X2. These computations are carried out to
to afford four spiro cycloadducts P1A, P2A, P3A, and P4A accordingly. give us information on the type of substituents to be accommodated on
With regards to the structures of the products, P1A and P2A are the species to influence a particular product outcome. Efforts to identify
some transition states were unsuccessful; however, the possibility of

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Table 2
Reaction energies of products for the 32CA reaction of disubstituted-3-BS (X1) with C, N-disubstituted nitrile imine (X2) at B3LYP/6-311G(d, p) level of theory.
SUBSTITUENT(S) P1A P2A P3A P4A P1B P2B P1C P2C

R1, R2, R3, R4 = S

–H − 44.6 − 44.6 − 44.6 − 43.2 –23.2 9.5 − 25.6 7.2


–CH3 − 39.8 − 39.4 − 43.4 − 41.9 − 21.4 8.6 − 24.7 5.9
–CH2CH3 – – − 41.4 − 38.6 − 19.8 11.0 –23.1 –
–OCH3 − 39.9 − 34.9 − 45.0 − 43.1 − 18.1 6.0 − 19.4 3.3
–NH2 − 30.5 − 5.7 − 36.1 − 35.7 − 19.9 7.8 − 26.7 2.2
–OH – − 21.2 − 46.5 − 43.1 − 21.2 5.5 – 3.8
–Br –33.7 − 31.4 − 36.7 – − 9.1 14.7 − 11.3 12.9
–CN − 34.2 − 31.6 –33.5 − 30.4 − 17.7 17.3 − 18.9 16.4
–NO2 − 45.1 − 42.8 − 46.7 − 44.8 − 20.0 7.6 − 19.0 9.5
–CHO − 42.4 − 42.8 − 43.5 − 35.1 − 20.1 9.2 – 7.3
–COOH − 41.9 − 41.3 − 43.6 − 40.5 − 20.5 9.8 − 21.8 13.0
–Ph − 31.9 − 30.6 –33.7 – − 13.3 20.6 − 18.9 16.2

Fig. 1. Gibbs free energy (kcal/mol) profile for the gas phase reaction of hydrogen disubstituted-3-BS with hydrogen C, N-disubstituted nitrile imine at B3LYP/6-
311G (d, p) level of theory.

such pathways being present cannot be excluded. Reaction energies for for the reaction across the carbonyls in the X1 compared to the reactions
respective products have been placed in brackets. at the olefinic center. (iv) Stripping off all substituents and forming
Following the results displayed in Tables 1 and 2 for the titled re­ hydrogen substituents on ED (H-X1) and TAC (H-X2) results in lost
action above, the following deductions can be made: (i)The computed stereoisomerism in Path A with the formation of P1A (-46.6 kcal/mol)
activation energies suggest the regioselective attachment of C, N- and P2A (-46.6 kcal/mol) through TS1A and TS2A having similar
disubstituted nitrile imines across the olefinic bond of the 3-BS to afford activation energy of 8.0 kcal/mol. Generation of cycloadducts P3A
corresponding spirocycloadducts as the most kinetically favorable (-44.6 kcal/mol) and P4A (-43.2 kcal/mol) through TS3A and TS4A also
pathway. (ii) In all cases of study, the generation of P1 via TS1A is the tend to have an almost similar activation energy of 10.1 kcal/mol and
most favored reaction route which is consistent with Yuan et al. [30] 10.4 kcal/mol, respectively. (v) The highest recorded activation barrier
observation except NH2 where there is a competition between the in the reaction of H-X1 and H-X2 is 29.0 kcal/mol. Considering the
regioisomers P1A to P4A. (iii) Higher activation energies are witnessed energetics, Path B and C are observed to have higher selectivity in

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Fig. 2. Gibbs free energy (kcal/mol) profile for the gas phase reaction of methyl disubstituted-3-BS with C, N-dimethyl nitrile imine at B3LYP/6-311G (d, p) level of
theory and results for the solvent (DCM) phase computations at the same level of theory are in parenthesis.

TS1A TS2A TS3A TS4A

TS1B TS2B TS1C TS2C

Fig. 3. Views of optimized favorable transition states’ structures with geometrical parameters for the gas phase 32CA reaction of C, N-dimethyl nitrile imine with
methyl disubstituted-3-BS.

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Table 3
Activation energies (kcal/mol) of transition states for the 32CA reaction of 3-BS with C, N – disubstituted nitrile imine at B3LYP/6–311(d, p) level of theory.
SUBSTITUENT(S) TS1A TS2A TS3A TS4A TS1B TS2B TS1C TS2C

R3, R4 = S

–H 11.8 15.6 13.5 17.1 23.9 31.3 22.9 29.3


–CH3 8.2 13.0 10.4 14.1 20.3 25.5 – 24.2
–CH2CH3 8.7 13.6 10.7 14.5 21.0 25.9 20.2 24.6
–OCH3 5.4 9.4 9.3 13.2 24.5 19.2 20.2 18.5
–NH2 3.0 – 6.5 8.8 21.2 12.4 19.2 12.0
–OH 4.2 7.3 8.7 8.3 20.9 17.6 20.1 17.0
–Br 9.2 14.0 11.5 14.3 21.1 – 21.6 30.2
–CN 11.0 15.3 11.9 15.0 10.6 – 9.6 38.4
–NO2 9.5 – – 12.9 – 36.9 – 34.0
–CHO 8.6 11.2 10.5 13.7 8.4 40.2 8.1 39.7
–COOH 12.9 15.8 15.1 17.2 14.3 41.8 – 41.2
–Ph 10.4 15.7 – 17.8 – 32.7 17.4 –

forming spiro cycloadducts P1B to P1C than Path A, generating P1A to imine moiety adds across the methyl disubstituted-3-BS through an
P4A. The Gibbs free energy profile for gas phase computations of the asynchronous one-step mechanism.
32CA reaction of hydrogen-disubstituted nitrile imine with hydrogen-
disubstituted-3-BS at the B3LYP/6-311G level of theory is shown in 3.3. GEDT Analysis
Fig. 1. (vi) ERGs and EWGs replacing hydrogens on the X1 and X2 have
the same energetic trends as hydrogen substituent. An increase in acti­ The global electron density transfer [61] (GEDT) values of the
vation energies varying from 0.5 kcal/mol to 3.0 kcal/mol of the re­ transition states (TS1A, TS2A, TS3A, and TS4A) of the [3 + 2] cyclo­
actions, precisely the preferred reaction route, is observed for the addition reaction of X2 (R3, R4 = CH3) with X1 (R1, R2 = CH3) were
formation of P1A through TS1A. (vii) The activation and reaction en­ computed to investigate the polarity of the reaction. Cycloaddition re­
ergies observed indicate that kinetics plays a leading role in the gener­ actions with GEDT values greater than 0.20 e correspond to a polar
ation of the cycloadducts. (viii) From the gas-phase energetics shown in process, whereas values near 0.05 e indicate a non-polar process. The
Tables 1 and 2, the most kinetically favored route in the reaction of X1 GEDT values in the gas phase computations and experimental condition
(R1, R2 = Ph) with X2 (R3, R4 = Ph) is the reaction route where X2 (DCM solvation) are 0.14 e (0.18 e) at TS1A, 0.14 e (0.19 e) at TS2A,
chemo- and regioselectively add across the olefinic functionality in X1. 0.14 e (0.17 e) at TS3A and 0.13 e (0.17 e) at TS4A with parenthesis
This favored pathway leads to the generation of product P1A (-31.9 containing the experimental conditions GEDT values. This further
kcal/mol) via TS1A with an activation energy of 10.4 kcal/mol. The analysis of the experimental conditions was done to analyze the influ­
creation of P1A is irreversible because of the product’s enhanced exer­ ence of the conditions on the polarity. The GEDT values obtained indi­
gonic nature and stability. cate a low polar character for the reaction of X2 with X1. Hence, the
The Gibbs free energy profile for the gas phase of 32CA reaction of C, 32CA of X2 (R3, R4 = CH3) across the olefinic bond of X1 (R1, R2 = CH3)
N-dimethyl nitrile imine (X2, R3, R4 = CH3) with methyl disubstituted 1- proceeds via a forward electron density flux (FEDF), that is the electron
phenyl-3-benzylidenepyrrolidine-2,5-dione (X1, R1, R2 = CH3) at the flux from X2 to X1.
B3LYP/6-311G level of theory is shown in Fig. 2. In Fig. 2, the solvent
phase (Dichloromethane (DCM)) computations are displayed in paren­
3.4. The reaction of 3-BS with C, N – Disubstituted nitrile imine
thesis for the activation and reaction energies of 32CA reaction of X2
(R3, R4 = CH3) with X1 (R1, R2 = CH3). From Fig. 1., computations on
The exclusive influence of different substituents on the C, N -
the reaction of X2 (R3, R4 = CH3) with X1 (R1, R2 = CH3) at the solvent
disubstituted nitrile imine (X2, R3, R4 = H, Ph, ERGs, EWGs) molecule in
phase indicate similar energetic trends but with a higher magnitude of
reaction with 3-BS (X1, R1, R2 = Ph) has been examined in this section.
activation energies.
Tables 3 and 4 show the various stationary point energies of X2 (R3, R4
The optimized geometries of the stationary points for studying the
= H, ERGs, EWGs) in reaction with X1 (R1, R2 = Ph). It ought to be
reaction of X2 (R3, R4 = CH3) with X1 (R1, R2 = CH3) are shown in Fig. 3.
mentioned that attempts to identify certain transition states were un­
Once more, the obtained bond lengths for all structures are prominent
successful in some cases. Fig. 4 shows the Gibbs free-energy profile of X1
features of the transition state geometry. From Fig. 3, asynchronicity is
(R1, R2 = Ph) and C, N - dimethyl nitrile imine (X2, R3 R4 = CH3) from
noticeable in the transition states TS1A since the C, N-dimethyl nitrile
the gas phase at B3LYP/6-311G level of theory.

Table 4
Reaction energies (kcal/mol) of the products for the 32CA reaction of 3-BS with C, N – disubstituted nitrile imine at B3LYP/6–311(d, p) level of theory.
SUBSTITUENT(S) P1A P2A P3A P4A P1B P2B P1C P2C

R3, R4 = S

–H − 38.3 − 35.3 − 40.3 − 37.5 − 16.2 14.4 − 21.3 11.2


–CH3 − 37.8 − 36.4 − 42.2 − 39.6 − 18.0 11.0 –22.7 7.2
–CH2CH3 − 36.6 –33.2 − 39.0 − 38.4 − 17.1 12.0 − 21.9 8.2
–OCH3 − 41.3 − 38.7 − 43.4 − 42.1 − 15.2 7.4 − 20.5 3.1
–NH2 − 37.1 –33.9 − 38.6 − 34.8 − 13.2 – − 18.5 7.7
–OH − 42.1 − 16.0 − 43.8 − 42.6 − 16.1 7.4 − 21.2 2.9
–Br –33.0 − 30.8 − 36.8 − 35.2 − 5.8 17.5 − 11.0 12.8
–CN – − 36.6 − 39.2 − 37.4 − 13.3 22.7 − 17.4 19.2
–NO2 − 47.4 − 46.2 − 48.3 − 46.9 − 19.5 12.5 –23.3 8.5
–CHO − 41.2 − 39.7 − 45.5 − 43.4 − 18.7 – – − 14.3
–COOH − 40.7 − 39.2 − 42.7 − 40.6 − 16.2 20.1 − 20.6 14.6
–Ph − 31.9 − 30.6 –33.7 – − 13.3 20.6 − 18.9 16.2

7
G. Amankwah et al. Computational and Theoretical Chemistry 1225 (2023) 114138

Fig. 4. Gibbs free energy profile of gas phase reaction of C, N-dimethyl nitrile imine with methyl disubstituted-3-BS at B3LYP/6-311G (d, p) level of theory.

TS1A TS2A TS3A TS4A

TS1B TS2B TS1C TS2C

Fig. 5. Views of optimized favorable transition states’ structures with geometrical parameters for the gas phase 32CA reaction of C, N-dimethyl nitrile imine with 3-
benzylidene Succinimide (3-BS).

8
G. Amankwah et al. Computational and Theoretical Chemistry 1225 (2023) 114138

Table 5
Activation energies (kcal/mol) of transition states for the 32CA reaction of disubstituted-3-BS (X1) derivatives and C, N - dimethyl nitrile imine (X2) at B3LYP/6–311
(d, p) levels of theory.
SUBSTITUENT(S) TS1A TS2A TS3A TS4A TS1B TS2B TS1C TS2C

R1, R2 = S

–H 5.1 5.1 7.1 7.3 15.6 23.0 15.8 22.2


–CH3 8.9 11.6 10.0 11.2 19.1 26.1 17.5 24.9
–CH2CH3 9.1 11.4 10.2 11.1 – 26.5 18.1 25.3
–OCH3 – 17.0 10.5 14.5 – 28.8 20.8 28.9
–NH2 15.1 15.2 12.5 10.6 18.5 21.8 14.3 –
–OH 11.3 16.6 9.6 13.9 20.6 26.9 19.6 24.6
–Br 6.6 12.2 8.7 13.3 17.7 23.2 18.5 23.2
–CN − 2.3 2.1 0.1 4.2 4.1 10.6 7.5 11.0
–NO2 − 1.6 8.4 − 0.1 8.3 9.8 14.8 14.1 17.2
–CHO 0.2 2.4 3.1 4.8 11.3 – 7.8 12.6
–COOH 1.7 11.0 3.0 10.8 14.5 17.1 – 18.6
–Ph 8.2 13.0 10.4 14.1 20.3 25.5 – 24.2

From Tables 3 and 4 and Fig. 4, the C, N – disubstituted X2 chemo however, the trends in the regio and stereoselectivity remain the same as
and regioselectively adds across the olefinic functionality irrespective of the energetic patterns of reaction of C, N – diphenyl nitrile imine (X2, R3,
the electronic ability of the substituent on the X2 molecule. These ob­ R4 = Ph) with X1 (R1, R2 = Ph). An illustration of the gas phase B3LYP
servations can be related to the reduced steric at the olefinic bond and optimized favorable transition state structures for the reaction of X2 (R3,
the distant position of substitutes on X2 and X1. This high regiose­ R4 = CH3) with X1 (R1, R2 = Ph) is displayed in Fig. 5. These observed
lectivity in the reaction analyzed for the ERG, EWG, Ph, H on X2, for the bond lengths once again confirm the one-step asynchronous reaction
generation of P1A to P4A through transition state TS1A to TS4A then mechanism for the reaction of disubstituted-3-BS with C, N – dimethyl
leads to a kinetically favored stereospecific cycloadduct P1A via TS1A in nitrile imine, where the formation of one bond is more pronounced than
all cases. the other. The carbon–carbon bond formation is more pronounced than
Evidently, from Table 3, the ERGs - X2 (R3, R4 = CH2CH3, OH, NH2, the carbon–nitrogen bond in the preferred pathway, which leads to the
OCH3) generally lowers activation energies for the favored pathway cycloadduct P1A.
when reacted with X1 (R1, R2 = Ph) at the gas phase. OH – X2 and NH2 –
X2 are observed to have the lowest activation energies of 4.2 kcal/mol
and 3.0 kcal/mol, respectively, thereby increasing the rate of the reac­ 3.5. The reaction of C, N - dimethyl nitrile imine with Disubstituted-3-
tion compared to the reaction of CH3 – X2 with X1 (R1, R2 = Ph) which Benzylidene Succinimide (3-BS, X1)
has a high activation energy of 8.2 kcal/mol (Fig. 4). This outcome can
be partially attributed to the rise in the electronic density of X2, making This segment reports on the mechanistic influence of substituents
it a stronger nucleophile. with different electronic and steric on the energetics of disubstituted-3-
On the other hand, higher activation energies of about 0.4 kcal/mol BS (X1, R1, R2 = H, Ph, ERGs, EWGs) as it reacts with C, N - dimethyl
to 4.6 kcal/mol increase are observed for the reaction of EWGs - X2 (R3, nitrile imine (X2, R3, R4 = CH3). A surrogate for X2 (R3, R4 = CH3) that
R4 = NO2, COOH, CHO, CN, Br) with X1 (R1 R2 = Ph) compared to ERGs is X2 (R3, R4 = CH3) as literature on related organic reactions indicates
specifically CH3 – X2 in reaction with X1 (R1, R2 = Ph) (Fig. 4). Carboxyl that methyl nitrile imine can be employed as a minimized model for
disubstituted X2 records the highest activation barrier of 12.9 kcal/mol phenyl nitrile imine used in experimental works [36,50,51]. Tables 5
for TS1A to furnish product P1A (-40.7 kcal/mol) due to its high and 6 show the outcome of the gas phase computations for the 32CA
strength of electron redrawing making X2 a poor nucleophile, therefore, reaction of X1 (R1, R2 = H, Ph, EWGs, EDGs) with X2 (R3, R4 = CH3) at
slowing down the reaction by increasing its activation barrier. The order the B3LYP level of theory and 6-311G (d, p) basis sets.
in which the activation barrier increase is CHO > Br > NO2 > CN > Generally, from Tables 5 and 6, the generation of spiro cycloadducts
COOH. via Path A is noticed to be relatively lower than the activation energies
From Table 3, an in-depth investigation of the reaction of ERGs and of cycloadducts emerging via path B and Path C (Scheme 2). From the
EWGs on X2 indicates a slight change in the magnitude of the energetics; energetics displayed, the chemoselectivity (attachment to olefinic
functionality on X1) trend observed is similar to the reaction of H-X1

Table 6
Reaction energies (kcal/mol) of products for the [3 + 2] cycloaddition reaction of disubstituted-3-BS (X1) derivatives and C, N - dimethyl nitrile imine (X2) at B3LYP/
6–311(d, p).
SUBSTITUENT(S) P1A P2A P3A P4A P1B P2B P1C P2C

R1, R2 = S

–H − 45.2 − 45.2 − 46.8 − 45.0 − 26.7 4.3 − 28.8 − 14.7


–CH3 − 39.8 − 39.4 − 43.4 − 41.9 − 21.4 8.6 − 24.7 5.9
–CH2CH3 − 39.1 − 37.5 − 42.8 − 41.1 − 19.0 9.2 –23.1 –
–OCH3 − 36.9 –33.5 − 42.3 − 38.3 − 20.4 8.0 –23.8 6.6
–NH2 –33.1 − 31.3 − 39.2 − 38.0 − 24.7 5.3 − 31.5 − 1.0
–OH − 38.7 − 38.1 − 43.9 − 44.8 –22.5 6.6 − 26.0 4.7
–Br − 42.9 − 41.2 − 50.6 − 43.0 –23.3 6.5 − 25.1 5.1
–CN − 44.6 − 40.2 − 45.9 − 41.9 –33.6 3.6 − 34.5 − 4.4
–NO2 − 44.2 − 41.6 − 48.1 − 46.4 − 28.1 2.0 − 27.8
–CHO − 38.4 − 40.0 − 42.8 − 42.1 –32.4 3.3 − 29.3 0.9
–COOH − 39.4 − 38.6 − 43.5 − 41.7 – 2.7 − 26.2 3.6
–Ph − 37.8 − 36.4 − 42.2 − 39.6 − 18.0 7.2 –22.7 7.2

9
G. Amankwah et al. Computational and Theoretical Chemistry 1225 (2023) 114138

Fig. 6. Gibbs free energy profile of the gas phase reaction of C, N-dimethyl nitrile imine with carbonyl disubstituted-3-BS (X1).

Table 7 Table 8
Values for global reactivity indices (in eV) for the various derivative of 3-BS Values of global reactivity indices (in eV) for the various derivatives of nitrile
(X1). imine (X2).
Substrate μ Ƞ ω N Substrate μ Ƞ ω N

–H − 4.65 5.59 1.94 1.92 –H − 3.68 5.89 1.15 2.74


–CH3 − 4.38 5.75 1.67 2.11 –CH3 − 3.09 5.36 0.89 3.60
–CH2CH3 − 4.37 5.72 1.67 2.14 –CH2CH3 − 3.10 5.33 0.90 3.61
–OCH3 − 4.10 5.47 1.54 2.53 –OCH3 − 3.90 4.66 1.63 3.13
–NH2 − 3.53 5.14 1.21 3.27 –NH2 − 3.17 4.57 1.10 3.91
–OH − 4.25 5.29 1.71 2.47 –OH − 4.02 4.80 1.68 2.95
–Br − 5.00 5.35 2.34 1.69 –Br − 5.43 3.74 3.95 2.07
–CN − 6.18 4.95 3.86 0.71 –CN − 5.76 4.28 3.87 1.47
–NO2 − 6.40 4.64 4.42 0.64 –NO2 − 6.38 4.90 4.15 0.54
–CHO − 5.73 4.28 3.83 1.5 –CHO − 5.52 4.45 3.43 1.62
–COOH − 5.51 4.92 3.08 1.4 –COOH − 5.03 5.01 2.53 1.84
X1 (R1, R2 = Ph) − 4.43 4.33 2.27 2.77 X2 (R3, R4 = Ph) − 3.46 3.53 1.69 4.15

with X2 (R3, R4 = CH3) (Fig. 3). ERGs - disubstituted X1 molecules have with X2 (R3, R4 = CH3). CHO - X1 and COOH - X1 recorded activation
higher activation energies of about 3.8 kcal/mol to 6.8 kcal/mol energies of 0.2 kcal/mol and 1.7 kcal/mol. These respective energies are
compared to the activation energies of H-X1 in reaction with X2 (R3, R4 4.9 kcal/mol and 3.4 kcal/mol lower than H - X1 in reaction with X2
= CH3) in the gas phase. This outcome can be linked to the rise in (R3, R4 = CH3) (Table 5). Fig. 6 illustrates the Gibbs free energy profile
electron density of X1 as ERGs are replaced on it, making it a poor of the CHO - X1 in reaction with X2 (R3, R4 = CH3) at the B3LYP/6-311G
electrophile. (d.p) in the gas phase.
The energetics shown in the table shows an observed competition for In all instances, the chemo selectivity observed in the reaction of X2
stereoselectivity and regioselectivity when strong ERGs (R1, R2 = NH2, (R3, R4 = Ph) with X1 (R1, R2 = Ph) is maintained. The formation of
OH) are placed on X1. For NH2 - X1, the most favored reaction channel is cycloadduct P2B was observed to be thermodynamically unstable. The
the route that leads to the formation of the spiro cycloadduct P4A (-38.0 kinetics of the reaction is the controlling factor for the selectivity noticed
kcal/mol) through TS4A with an activation energy of 10.6 kcal/mol. in the reaction of C, N disubstituted X1 with X2 (R3, R4 = CH3).
Considering OH - X1, the preferred reaction channel is the generation of
product P3A (-43.9 kcal/mol) through TS3A with an activation energy of 3.6. Conceptual density functional theory reactivity indices analysis
9.6 kcal/mol.
However, for EWGs-disubstituted X1, the activation energies are 3.6.1. Global descriptors
observed to decrease significantly except for Br - X1, which has an In this segment, the inherent reactivity of the disubstituted-3-BS
activation energy of 1.5 kcal/mol higher than that of the activation (X1) and C, N-disubstituted nitrile imine (X2) are investigated using the
energy of the favored pathway in H - X1 in reaction with X2 (R3, R4 = global reactivity parameters, and the results are shown in Tables 7 and 8.
CH3) (Table 5). The furnishing of product P1A via TS1A is observed to be The electronic chemical potential (μ) value indicates the pattern of
the preferred reaction pathway which is similar to the H - X1 in reaction electron density flow, whether its fluxes from the X2 to X1 (forward

10
G. Amankwah et al. Computational and Theoretical Chemistry 1225 (2023) 114138

Table 9 whereas EWG increases the nucleophilic character.


Mulliken atomic spin densities of 3-BS (X1) and C, N - diphenyl nitrile imine
(X2). 3.6.2. Local descriptors
-
X1 X2 Employing the local electrophilic (P+ k ) and nucleophilic (Pk) Parr

Mulliken Mulliken
functions established by Domingo et al. [58], the origin of selectivity
observed in the reaction of the nitrile imine and 3-BS (X1, R1, R2 = Ph)
P-k Pþ P-k Pþ
k k
have been computed and the outcome displayed in Table 9. Fig. 7 shows
C1 − 0.023 0.124 C1 0.155 0.254 the atomic labels of X1 (R1, R2 = Ph) and X2 (R3, R4 = Ph). The atomic
O7 − 0.022 0.124 N1 − 0.081 0.148 species in the ethylene derivative with the highest electron densities are
C2 0.129 0.087 N2 0.382 0.056
C6 0.021 0.317
the targets of the TAC in the Parr function designs. A quantitative
C4 − 0.022 0.005 measure of the electron density at respective atomic centers is analyzed
O8 0.064 0.007 with the Mulliken atomic spin densities (ASD) and summarized in
Table 9.
Analysis of reactive centers of X1 molecule, which includes C1 =
electron demand flux (FEDF)) or the otherwise (reverse electron demand
0.124, O7 = 0.124, C2 = 0.087, C6 = 0.317, C4 = 0.005, and O8 = 0.007,
(REDF)).
shows that for the electrophilic Mulliken atomic spin densities, C2 =
The μ value of X2 (R3, R4 = Ph) is − 3.46, which is higher than that of
0.095 and C6 = 0.287 has the largest electron densities for the attack of
X1 (R1, R2 = Ph) having μ of − 4.43 hence infers a fluxing of electrons
X2. Therefore, due to the greater Parr function coefficient noticed in C2
from X2 to X1 (FEDF). EWGs (NO2, COOH, CHO, CN, Br) on X1 mole­
and C6, the most favorable interactions are predicted to occur along the
cule decreases the μ value, thus making X1 a strong nucleophile relative,
C2 and C6 olefinic bond of the 1-phenyl-3-benzylidenepyrrolidine-2,5-
and EDG (OH, NH2, OCH3, CH3, CH2CH3) on X1 molecule instead in­
dione molecule to give the P1A, P2A, P3A and P4A which is consis­
crease the μ value making X1 a poor nucleophile relative to C, N-
tent with the higher chemoselectivity observed in the energetic trends.
dimethyl nitrile imine. This outcome is coherent with the observed
The nucleophilic NBO atomic spin densities of the X2, C1 = 0.254
lower and higher activation barriers for the analyzed reactions of X1 and
and N2 = 0.056, as displayed in Table 9, the nucleophilic C1 atom of the
X2, as shown in Tables 1-6.
X2 molecule prefers to bind preferentially to the electrophilic C6 atom
In the concept of CDFT, the electrophilicity reactivity descriptor (ɷ)
while the nucleophilic N2 binds to the comparatively electrophilic C2 to
helps to determine organic molecules which act as the best electrophile in
afford product P1A as observed by Yuan et al [30]. This analysis is
a given reaction[55]. From Table 7, the order for ɷ for C, N-disubstituted
consistent with the observed chemo and regioselectivity.
nitrile imine is given as; NH2 < OCH3 < CH2CH3 < CH3 < OH < H < Br <
Ph < CN < COOH < CHO < NO2. X1 (R1, R2 = NH2) has the least value of
4. Conclusion
1.21 eV, making X1 a poor electrophile, while X1 (R1, R2 = NO2, CN) have
the highest ɷ values of 4.42 eV and 3.83 eV making them the most
The results of the extensive computational study show that in the [3
electrophilic derivatives in the series. These results in EWGs on X1 as most
+ 2] cycloaddition reaction of disubstituted nitrile imine (X2) with
electrophilic accounts for its lowest activation energy observed thereby
disubstituted-3-Benzylidene succinimide (3-BS, X1), the plausible re­
promoting a faster occurrence of the reaction at the preferred pathway
action pathway proceeds through Path A (addition across the olefinic
(see Table 5). These observations are consistent with the reactions of X2
functionality) leading to the formation of a regio-, chemo-, and a ster­
(R3, R4 = CH3) with disubstituted-3-BS.
eoselective spiroheterocyclic compound. The C, N-disubstituted nitrile
Considering the nucleophilicity values (N) from Table 8, X2 (R3, R4
imine chemoselectively add across the olefinic functionality present in
= NH2) has an N value of 3.91 eV, which is the highest of all the N
the disubstituted-3-BS to yield P1A through path A.
values, thus making NH2-X2 the best nucleophile amongst the nitrile
Reactions along Path A have a comparatively lower activation bar­
imine derivatives. However, X2 (R3, R4 = NO2) has the least computed N
rier resulting in a lower magnitude of regioselectivity as compared to the
value of 0.64 eV, making NO2-X2 the poorest nucleophile. From the
other pathways, path B and C (addition across the carbonyl
results in Table 8, EDG on X2 decreases the nucleophilic character,

Fig. 7. Atomic labels of the 3-BS (X1) and C, N - diphenyl nitrile imine (X2).

11
G. Amankwah et al. Computational and Theoretical Chemistry 1225 (2023) 114138

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