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Sustainable Materials and Technologies 32 (2022) e00401

Contents lists available at ScienceDirect

Sustainable Materials and Technologies


journal homepage: www.elsevier.com/locate/susmat

A critical review of end-of-life fluorescent lamps recycling for recovery of


rare earth values
Nikhil Dhawan *, Himanshu Tanvar
Metallurgical and Materials Engineering, Indian Institute of Technology, IIT-Roorkee, Uttarakhand 247667, India

A R T I C L E I N F O A B S T R A C T

Keywords: The review presents a critical analysis of different recycling processes, recent advancements, market value po­
Fluorescent lamps tential for recycling waste fluorescent lamps (FLs), and recovery of rare earth elements. The limited primary
Recycling resources, strict environmental norms, and the growing demand for rare earth elements call for global phosphor
Mercury
recycling from waste FLs. Commercial-scale collection and recycling of fluorescent lamps are currently practiced
Rare earth elements
Microwave
to separate mercury for safe disposal; however, processing associated phosphor powder rich in rare earth
compounds is still evolving. Phosphor consisting of multiple rare earth minerals (Y, Eu, Ce, Tb, La) can be
considered a potential secondary source. The literature findings show that research efforts lean towards com­
bined pyro-hydrometallurgical processes because of higher recoveries and apparent dissociation of inert phases.
Advanced processing techniques such as microwave processing and mechanical activation can significantly in­
crease the recovery rate; however, limited scale-up guidelines are available. Recycling rare earth phosphor is
analogous to ore processing with the advantage of reduced energy consumption and waste emission. Approxi­
mately 300 g of rare-earth compounds can be recovered from 1 kg of phosphor waste, analogous to the pro­
cessing of 11.9 to 22.5 kg site-specific primary ore. Recycling fluorescent lamps for rare earth recovery may
become inevitable globally because of prevailing looms of the rare earth supply chain.

1. Introduction safe disposal concerning environmental damage and is currently prac­


ticed on an industrial scale. The phosphor used for luminescence
The usage of rare earth elements (REEs) has significantly developed behavior makes up to 2 wt% of FL and consists of 9 to 26% RE content,
because of the transition to a green, low-carbon economy. In the modern significantly higher than the RE ore deposits [84,126]. The current
era, exceptional properties such as optical, chemical, catalytic, mag­ recycling rate in some major lamps producing countries is China 4%,
netic, and luminescence of REEs lead to numerous applications [25,40]. Canada 7% [27], Japan 9% [8], United States 20% [140], and South
The enormous demand and relatively limited global distribution of REEs Korea 28% [161]. More than 95% of the FLs used in India are manu­
have led to the increase in prices of most REEs [6]. Therefore, recycling factured domestically, while the phosphor compounds are imported
and utilizing secondary rare earth sources for a sustainable, circular from China. As per the lighting industry data published by the Electric
economy is the only option to meet the future’s raw material demand Lamp and Component Manufacturer Association of India (Elcoma); it is
[12,77]. REEs’ secondary resources involve phosphor in the fluorescent reported that the use of FLs in India was highest at 730 million pieces
lamp, tube light, cathode ray tube, LEDs, magnet in the hard disc drive, during the year 2014, which is gradually decreasing by 15–20% annu­
wind turbine, electric motors, and battery waste [3,140]. Phosphors in ally and the consumption has reduced to approximately 160 million
fluorescents are a rich source of critical, rare earth elements such as Y, pieces in the year 2018–19 [31]. The decreasing FL consumption is
Eu, Tb, and Ce and nearly, 79% and 63% of global consumption of Y and mainly due to increased usage and market share of LED lighting, which
Eu are entailed in phosphors; and therefore, recycling is critical for is expected to increase further. Therefore, recycling processes for eco­
resource conservation [53]. nomic and environmental benefits are necessary given the inevitable
Florescent lamp (FL) mainly consists of glass, metal casing, plastic, generation of discarded FLs [31,104]. The GHG emissions during the life
phosphor, and mercury [13,145]. The presence of mercury demands cycle of different FLs are 145.89 kg and 685.77 kg CO2-equivalent in

* Corresponding author.
E-mail address: nikhil.dhawan@mt.iitr.ac.in (N. Dhawan).

https://doi.org/10.1016/j.susmat.2022.e00401
Received 22 June 2021; Received in revised form 2 February 2022; Accepted 4 February 2022
Available online 11 February 2022
2214-9937/© 2022 Elsevier B.V. All rights reserved.
N. Dhawan and H. Tanvar Sustainable Materials and Technologies 32 (2022) e00401

compact fluorescent lamps (CFL) and linear fluorescent lamps (LFL), and a comparison with primary ore is highlighted to delineate the pos­
respectively. The major contributor is the use stage accounting for 82% itive aspects of RE recovery. A detailed study on hydrometallurgical
of total GHG emissions in CFLs (and 98% in LFLs). The raw material and treatment involving leaching and post-leaching recovery (precipitation,
FLs manufacturing embody approximately 17.5% (25.49 kg CO2-eq) in solvent extraction, reduction) of various phosphor types and REEs
CFL [18,52]. Recycling of waste FL will not only reduce energy usage involved is presented. Pre-treatments (thermal/mechanical/microwave
and GHG emission but also result in saving natural resources as these treatment) play a decisive and significant role in downstream recycling
recycled materials will be readily available for remanufacturing [87]. of REEs (or phases) that otherwise exhibit resistance to dissolution. An
Technically, mineral processing of ores is analogous to processing exhaustive literature search was performed, and a complete processing
waste materials (FL), as shown in Fig. 1. The processing method for both flowsheet is presented to separate and recover different RE compounds
ore and waste differs in the required processing step and metallurgical from waste FLs. The prospects of process development for RE recovery
treatment due to differences in underlying phases and complex associ­ from FL are highlighted to provide future technological development
ations. Different types of REE-rich waste material require different guidelines for recovering various RE compounds.
processing routes due to heterogeneous composition and associated
complex mineralogy, and thereby once complete, the discrete recycling 1.1. Primary rare earth reserves
process cannot be generalized.
Recycling REEs from FLs is to be considered due to abundant avail­ RE minerals are several and diverse (around 245 RE minerals in
ability, large amounts of REE, and environmental protection. Few re­ carbonates, fluorocarbonates, hydroxyl-carbonates, oxides, silicates,
views were published on recycling waste FL in the past years phosphors are identified) with heterogeneous composition [37,68,140].
[4,13,128,145]. These works describe the initial stage recycling, The list of essential RE minerals and their composition are shown in
including direct reuse of phosphor, separation of different phosphor Table 1. Bastnasite ((Ce,La)(CO3)F), monazite ((Ce,La)PO4), xenotime
components, mercury removal, chemical treatments, and Y, Eu extrac­ (YPO4), loparite [(Ce,Na,Ca)(Ti,Nb)O3], and apatite [(Ca,REE,Sr,Na,
tion processes. However, limited insight on critical REE (Tb, Eu) re­ K)3Ca2(PO4)3(F,OH)] are majorly used for REEs production
covery is presented, and most of the reviews are published more than [45,123,148]; and 95% of world’s reserve of REEs are of bastnasite,
half a decade ago, and significant advancements have evolved since monazite and xenotime [37]. The distribution of RE reserves, produc­
then. Tremendous developments can be observed in the literature to tion, and application is shown in Fig. 2 [140]. Global reserves of REEs
recover other valuable elements (Ce, Tb, Eu, La) from the waste phos­ were estimated on a rare-earth-oxide (REO) basis to be 130 million
phor due to high demand and economics [53,83,101]. metric tons, and significant reserves are in China (38%), Brazil (19%),
Recent advancements in the RE recovery process include applying Vietnam (19%), Russia (10.35%), and India (6%) [57,140].
advanced processing technologies such as mechanical activation (plan­ Various literature reviews mentioned REE recovery from primary
etary ball milling); [43,44,84,130], and microwave treatment [116,117] minerals [71,111,81,144]. Typically, the RE ores processing involves
to unlock the REEs from complex phosphor phases. These processes offer crushing, grinding, and beneficiation to obtain RE concentrate, followed
rapid, economically viable, and environmentally sound processing. by leaching, solvent extraction (SX), precipitation, and reduction to
Furthermore, recent development in separating different REEs using recover RE salts (Fig. 2). Beneficiation is generally carried out through
zinc cementation, liquid-liquid extraction, reduction, and precipitation froth floatation in which a collector (sodium oleate) is added, which
is significant [42,91,104]. adheres to the RE bearing particle (bastnasite, xenotime, monazite) and
Therefore, this review presents an in-depth study on recent ad­ increases hydrophobicity and is skimmed off from the top of the floa­
vancements in recycling and the potential recovery of rare earth ele­ tation column [81]. A RE concentrates with a grade of 10–15% REO is
ments in the context of phosphor. An overview of the primary obtained after froth floatation and is further processed through acid
processing, such as Hg removal and separation of different components, leaching using HCl, HNO3, or H2SO4. The dissolved REEs are recovered
is provided to understand industrially adopted processes for the safe from the solution via SX and ion exchange methods using commercial
disposal of FLs. An assessment of the market value of FLs is carried out, reagents such as D2EHPA, HEHEHP, Versatic 10, TBP, and Aliquat 336

Fig. 1. Flow diagram showing analogous processing route of ore and FL waste for metal recovery.

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N. Dhawan and H. Tanvar Sustainable Materials and Technologies 32 (2022) e00401

Table 1
List of essential REEs minerals and their typical composition [68,81].
(Wt%) Y2O3 La2O3 CeO2 Pr6O11 Nd2O3 Sm2O3 Eu2O3 Gd2O3 Tb4O7 Dy2O3 Er2O3 Yb2O3 Lu2O3

Bastnasite 0.1 32 49 4.4 13.5 0.5 0.1 0.3 – – 0.1 – –


Monazite 2.1 23 45.5 5 18 3.5 0.1 1.8 – – 1 – –
Xenotime 61 0.5 5 0.7 2.2 1.9 0.2 4 1 8.7 5.4 6.2 0.4

Fig. 2. Standard flowsheet for rare earth ore processing with global reserve and production data.

[68,148]. that the actual composition varies widely with the manufacturer and is
difficult to generalize. The dynamically changing FL phosphor compo­
sition reflects that the recycling process needs to be robust and cannot be
1.2. Basic construction, properties, and phosphor composition of
generalized with one type of feed material.
fluorescent lamps
The trichromatic phosphor system consist of major phases as Y2O3:
Eu3+ (YOX), CeMgAl11O19:Tb3+ (CAT), LaPO4:Ce3+, Tb3+ (LAP) and
Different compact and tubular fluorescent lamps (CFL and TFL) are
BaMgAl10O17:Eu2+ (BAM). The crystal structure analysis is critical for
made of thin transparent glass with a phosphor coating inside the lamp’s
any metal recovery process,because the chemical association of different
glass. The lamp is filled with argon and mercury vapors with electronic
elements determines whether the target metal is freely available or in a
or magnetic ballast in CFL and aluminum caps in a TFL. The electric
locked structure in the host matrix, which greatly impacts the energy
current inside the fluorescent lamp ionizes the mercury vapor to produce
required for phase dissociation metal recovery. The crystal structure of
ultraviolet light, further re-radiated as visible light when it strikes the
these phases is shown in Fig. 4. The crystal structure was constructed
RE-containing phosphor coating. Phosphor is the compound that can
using a ball and stick software to arrange atomic species in the unit cell,
absorb the high energy (short wavelength) emitted by electrons and
while the structural parameters for the phases were determined from the
convert them to lower energy (longer wavelength) visible light. Fig. 3
literature [94]. The crystal structure of YOX phosphor is a cubic type of
(a) represents the working principle of a tubular FL. Different features of
structure with coordination of each Y atom with 6 oxygen atoms to form
commercially available FLs, energy consumed, durability, mercury
YO6 octahedra [93]. Eu atoms replace Y atoms on doping to enhance the
content, efficacy, and color rendering index (CRI) are shown in Fig. 3 (b)
luminescence behavior. Y and Eu are only bonded with oxygen, and the
and the critical phosphor systems with their chemical formula and color
underlying structure can be broken by attacking the Y/Eu-O bond. LAP
of the light emitted under UV radiations are illustrated in Fig. 3 (c).
phosphors consist of a monoclinic crystal structure in which La3+ atoms
Phosphor compounds activated with REE emit brighter light and
are bonded in nine-fold coordination with O; four of the oxygen atoms
consume less energy than calcium-based and halo phosphate phosphors
are oriented in a distorted tetrahedron (PO4) [38]. BAM’s crystal lattice
[145]. Calcium based and halo phosphate phosphor are used in old
and atomic arrangement correspond to the hexagonal crystal lattice, like
generation of FLs (8.0% Y, 1.0% Eu, 0.9% Tb, 1.6% La, 1.4% Ce, 19.5%
β-alumina (NaAl11O17). The crystal structure consists of two oxygen
Ca, 16.1% P). The most recent FLs consist of RE activated trichromatic
close-packed spinel blocks of MgAl10O16, separated by the mirror plane
phosphor (29.1% Y, 1.9% Eu, 3.4% Tb, 7.8% La, 5.7% Ce, 34.4% Al,
of BaO, as shown in Fig. 4 (d).
2.8% Ca, 6.6% P) which are retained in red phosphor (54%), blue
Eu2+ atoms partially replace the Ba ion and are present in the mirror
phosphor (12%) and green phosphor (34%) [4,13,48,64,66]. A typical
plane [155]. The CAT structure is the same as that of BAM and is often
SEM micrograph of real phosphor depicting the presence of phosphor
called magnesia-alumina spinel structure consisting of spinel blocks of
particles and waste glass cullet is shown in Fig. 3 (d). The chemical
MgAl11O19 with Ce, Tb in the mirror plane. The rare-earth ions (Ce3+-
composition of the pure tricolor RE phosphors, and the average chemical
Tb3+, Eu2+) are placed at the mirror planes in both phosphors and are
composition and standard deviation in the real phosphor waste samples
locked in the spinel structure. It is depicted in the unit cell
reported in the literature are presented in Fig. 3 (e). These values show

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Fig. 3. (a) Schematic representation of the working of a tubular FL, (b) Features of commercially available FLs, (c) Commercially available RE activated phosphor
samples, (d) SEM image of real phosphor waste, (e) Chemical composition (wt%) of commercial and real waste phosphor powder.

representation of the different phosphor phases that REE in YOX and dynamic increase in price and global supply risk of these elements. The
LAP are freely available in the unit cell for separation, while Tb, Ce, Eu alternative solution to overcome the supply risk of these elements is
in BAM, and CAT phases are locked in the mirror plane and are not freely domestic recovery from waste streams [63]. The rare earth metal prices
available. The surface energy of the spinel MgAl2O4 at 300 K is 2.827 J/ have substantially increased in the past few years. The Tb prices have
m2, which is higher than the oxides of Y, Ce (2.162, 2.296 J/m2), reached to highest since 2012 (497 US$/kg), showing a 93% price hike
depicting a high energy requirement for dissociation [132] and exhibit in 2020 (958 US$/kg) [15]. Among the different REEs, the major price
resistance to acid attack [53]. hike can be observed for Nd, Dy, Tb, Eu, and Gd in the range of 20 to
The REE extraction response from different phosphors is strongly 95% during 2020 [7]. The accelerated price hike is due to trade issues
dependent on the phosphor phases’ crystal structures. These structures and China’s global heavy RE production dominance.
lead to high chemical stability and high energy input requirements to The market value of any commodity provides an estimate of the
break the chemical bonds. Phosphors, particularly with a high terbium asset’s worth, and the calculation of market value is useful for evalu­
content such as LAP, CBT (Gd, Mg) B5O12:Ce3+, Tb3+), CAT, are more ating waste resource importance. The average material distribution of
paramagnetic than YOX and others [30]. Knowing the crystal structure discarded FLs is shown in Fig. 5 (a) [4,13,128,130]. A measure of both
can elucidate the mechanochemical treatment or phase transformation quality (REE concentration) and quantity (annual waste stream pro­
during alkali fusion. The treatments cause changes in the crystallite duction) quantifies the economic and strategic potential to recover REE
surface and induce strain in the phosphor phases’ crystal lattice. The from any waste stream. FL with average RE content of 0.5–1% and
disordering of the crystal structures leads to amenable downstream annual global production of more than 1 million units represents a
processing such as leaching or mild alkali treatments [83,155]. potentially viable source for domestic recovery of REE [7,34]. The
market value (Mv) was calculated for the discarded fluorescent lamps
1.3. Market value calculation using Eq. (1), where Ci and Pi are REEs content and market price of
recoverable REEs and is presented in Fig. 5 (b) [9,124]. The contribution
Urban mining for the REEs is vital because of the high economic of different fractions of lamps in the overall market value is shown in
potential and environmental issues associated with waste. The current Fig. 5 (c), depicting the significant contribution from phosphor (75%).
world situation during the COVID-19 pandemic revealed that the supply The total market value of 1 ton of discarded FLs was calculated as US $
chain for crucial raw materials (including REE) for manufacturing 822.2, provided they can be entirely extracted at 100% purity. The
electronics is increasingly vulnerable to social, geopolitical, and tech­ market value of REEs ore was also calculated using the average REEs
nical disruptions [7]. The disruption in the supply chain has led to a content of 1.7%, and it was found that one ton of each REE ore (of Y, Eu,

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Fig. 4. Crystal structures of FL phosphors: (a) Y2O3:Eu3+, (b) LaPO4, (c) CeMgAl11O19:Tb3+, (d) BaMgAl10O17:Eu2+.

Fig. 5. (a) Fraction of different components in FL, (b) overall market value discarded fluorescent lamps, (c) contribution of different fractions of lamps to mar­
ket value.

Tb, Ce) can generate a total market value of US $ 20,558.08, i.e., one-ton ∑
phosphor (Y-23%, Eu-3.4%, Tb-2%, Ce-4.8%) retrieved from FLs is Mv = Ci .Pi (1)
equivalent to 19.53 ton of primary ore.
i

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2. Recycling of fluorescent lamps: primary processing and Corporation, Terra Cycle in the USA have developed innovative tools
mercury removal like Bulb Eater drum-top lamp crushers, equipped with a side-mounted
dust filter unit containing HEPA filter [2]. The filter works in conjunc­
A summarized unit operation and a typical flowsheet for shredding tion with an activated carbon filter located in the steel canister [21].
and separation of waste FL components on an industrial scale are pre­ During crushing, the activated carbon filter actively captures and neu­
sented in Fig. 6. The two widely adopted processes for waste FL pro­ tralizes the mercury vapor released over 99.99% from the lamps (LFLs/
cessing are end push method and shredding operations. At the end cut CFLs). Bulb Eater lamp crusher unit reduces handling, labor cost, time
push method, the end caps of aluminum in the FLs are removed or cut and is easily portable to local sites of available discarded lamps. Mercury
off, and waste phosphor on the inside walls of glass is pushed out using in the phosphor powder is separated by performing different chemical
scrapper, high-pressure air, or water [5,39,75,112,115,145]. The and thermal processing routes involving retorting and distillation.
metallic mercury and phosphor are collected, and mercury vapors are The industrial-scale process developed by Rhodia (Solvay Group)
trapped with the gas flowing through the activated carbon filters [17]. was commercialized in 2012 and treats more than 2000 tons of phosphor
The metallic caps and glass are crushed to recover metals and build dust per year. Collected lamps are subjected to the end cut push method
glass-wares or new lamps [105]. The phosphor collected through the to recover mercury and separate different components. Phosphor pow­
end-cut method is free of impurities such as fine glass; however, manual der is then subjected to the separation of halo phosphate phosphor
operations and long processing duration are required, and on an in­ through physical beneficiation using hydro cyclone and leaching with
dustrial scale, the process has achieved a capacity of 300 million lamps 18 M sulfuric acid [23,90,121]. The residue is collected, and REE is
per year [146]. Several companies have commercialized this method, further leached in nitric acid, followed by precipitation of Y, Eu oxalate,
namely Mercury Recovery Technology Company in Holland, WEREC, and calcination to mixed oxides [86]. Additionally, a German lighting
OS-RAM, BISON, and OSRAM (owned by Siemens) companies in Ger­ company NARVA GmbH in Freiberg and phosphor dust recycler, FNF
many have worked jointly in developing the “end cut/air push” system Freiberg and TU Frieberg have jointly developed a recycling process for
[74,95]. rare earth recovery from phosphor dust and is known as the SepSelsa
The shredding and sieving process involves the dry or wet crushing of process [121,133]. The process includes solid-state chlorination of
entire FLs and further sieving to separate different components. In phosphor dust with ammonium chloride. Y, Eu chlorides formed during
Germany, Switzerland, and Finland, companies have been adopted wet heating are further dissolved using water and recovered by precipitation
crushing on an industrial scale [89], wherein the tubes are broken in with oxalic acid.
ethanol or 30% aqueous acetone to capture mercury vapors and avoid FLs enclose hazardous mercury (present in the solid, liquid, and
environmental contamination [13,28,145]. In the dry crushing of FLs, a gaseous forms, oxidation states of 0 to 2) in the range of 6–21 mg per
closed or vacuum environment is maintained to avoid escaping mercury lamp depending on the shape and size of linear and compact FLs. They
vapors; however, many fine glass particles contaminate the phosphor. can interact with the constituents of lamps via physisorption, chemi­
Hence, the phosphor recovered requires further resources to eliminate sorption, amalgamation, and oxidoreduction reactions [73]. It is re­
these impurities. Globally companies such as Eco Recycling Ltd. [26] in ported that due to continuous working hours (long exposure to UV
India, Fluorescent Lamp Recyclers Technologies [32] Inc. in Canada, radiation and bombardment of mercury metals and ions) of FLs (LFLs/
AERC Recycling Solutions, Veola environmental services in the USA, CFLs), the mercury is mainly absorbed in the phosphor (81.36–89.35%),
and Lampcare in the UK have developed dry crushing equipment to and a small amount of it is found in base caps (2.36–3.45%) and glass
avoid the leakage of mercury [1,31,72]. (8.27–16.27%) [22,77,109,110]. The literature review of the processes
The current scenario suggests that reducing mercury pollution is the for mercury removal is summarized in Table 2. The thermal route in­
key factor in recycling FLs. Recently companies like Air Cycle volves heating at a high temperature (400 ◦ C) above the boiling point of

Fig. 6. Flowsheet for initial stage recycling and physical separation of waste FLs.

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Table 2 acetate (pH 2.5) or sodium dodecyl sulfate (pH 9.6) as the collector
A summary of processes adopted for mercury removal from FL waste. separated (from white phosphor) 80–90% red and green phosphor in the
Process Description Reference sink. Zeta potential was negative in the entire pH range, while the red,
green, and blue phosphor had their isoelectric point located around a pH
Thermal • Heating at 400 C for 4 h removed 95%

[11]; [17]; [24];
desorption Hg. [67]; [108] of 7.7, 6.8, and 4.8, respectively [47,154]. High gradient magnetic
method • For complete Hg removal from glass, (in separation is also reported for separating >90% green phosphor from
HgO form) temperature up to 800 ◦ C was waste phosphor mixture using high gradient magnetic separation
required. Heating with reductant (10,000 G) with a purity of 87%. The magnetic susceptibility for
(sodium borohydride, Fe powder, Na
oxalate) lowers the removal temperature
different types of phosphor phases is in the order: green > blue > red >
and at 300 ◦ C for 2 h, > 98% Hg was halo phosphate [149]. A recent study reported that high gradient
removed. magnetic separation is not a suitable method for the separation of FL
Chemical • Dissolution/Stripping of Hg with the aid [19]; [67]; [69]; phosphors due to limited separation efficiency. However, it may be
method of acid mixture (HNO3, HCl); 80 ◦ C; [99]; [136]
considered a pretreatment for their separation using superparamagnetic
pressurized He; 3 h.
• Recovery of Hg from solution via ion carriers [14]. Besides physical separation techniques, chemical methods
exchange and SX. are also reported to separate calcium halo phosphate phosphor from the
• Maximum 36% Hg removal with a mild RE-based phosphor and are more efficient. Mild acid washing with
acid solution (6% conc), high conc. 0.5–1 M acid for a short duration (10–15 min) can separate the Ca and P
Dissolves phosphor as well.
• Dissolution of >90% Hg using 0.025/
impurities from the phosphor sample and beneficiate the residue’s RE
0.05 M I2/KI solution at 21 ◦ C for 2 h. values [30,139]. The separation of halo phosphor in mild acidic condi­
• Oxidative leaching (0.5 M NaOCl/ 0.2 M tions is due to the decreasing solubility of the phosphors in the order:
NaCl, pH -7.5) and electrowinning halo (Ca10(PO4)6FCl: Sb3+, Mn2+) > YOX (Y2O3:Eu3+) > LAP (LaPO4:
process (30 g/L citric acid, 6A, 120 min)
Tb3+, Ce3+) [101]. Chemical methods are preferred over the physical
to recover 81% of the Hg.
Adsorption Adsorption of Hg vapors emitted during separation due to efficient removal of calcium-based and halo phosphate
crushing using carbon, HEPA filters, [11,36] phosphor and are relatively easy to operate.
functionalized carbon nanotubes (CNT–I,
CNT–S).
3.2. Hydrometallurgical processing

mercury for several hours to volatilize and collect Hg via condensation Hydrometallurgy is a traditionally accepted method for recovering
into decanters [17,67]. Hg was removed from phosphor powder (< 10 REEs and mostly focuses on the direct leaching of phosphor powder in an
mg/L) using a high-temperature furnace (540 ◦ C, 4–5 h) under inert gas acid solution of HCl, HNO3, or H2SO4. The dissolution of REEs depends
conditions and a closed gas pipe system for the exhaust gas over carbon essentially on the crystal structure of the phosphors, which in turn
filters [101]. Chemical methods involve solubilization of mercury in governs the economic, environmentally suited recovery. HCl and H2SO4
organic acids or I2/KI solution; however, co-dissolution of RE from the behave similarly in RE solubility with RE chloride and sulfate formation
phosphor is observed in organic acid [69]. in the solution. During the leaching process, HCl loses H+ ion, and
The removal of the phosphor layer and its mercury attached to the attacking the oxygen destabilizes the RE oxide lattice while the un­
glass surface has been reported by the stirring method using an acidic bounded RE cation forms an aqua complex with chloride ion and results
extractant (L/S-10) [109]. Mercury can be further recovered from the in the dissolution of RE in the form of chlorides [29]. Leaching with
solution using Dowex IX anion exchange resin or reducing agents such as H2SO4 is preferred because it causes limited co-dissolution of Ca and Ba
sodium dithionite (Na2S2O4) [136]. The chemical method is more due to the formation of insoluble sulphates [12]; however, coprecipi­
complicated than the thermal processing route and involves multiple tation of REEs also occurs, resulting in losses. Impurities (hal­
steps and reagents; therefore, the thermal process is usually opted ophosphors) consume large amounts due to faster leaching kinetics than
commercially to decontaminate Hg from the FL waste stream. The REEs and limit the solid to liquid ratio. Therefore, mild acidic conditions
collected mercury can be recycled for the production of new FLs. are preferred for separating halophosphor, which subsequently eases the
downstream processes (pH-dependent). Typical leaching conditions for
3. Methods for REE extraction from phosphor dust phosphor involve acid concentration between 1 and 6 M at temperature
30–95 ◦ C, for 0.5–50 h at a pulp density of 5–30%
3.1. Separation of halo phosphate and RE phosphor [5,12,77,80,84,92,126]. [58] studied the Y recovery by H2SO4 leaching
with 10%v/v H2O2, (2 M, 20% w/v pulp density, 3 h, 70 ◦ C) followed by
The calcium bases and halo phosphate phosphor does not contain purification using NaOH and Na2S; however, 35–45% Y is lost during the
any REE and are used widely in first- and second-generation FL lamps. process. Low acid concentration requires extended leaching time
The presence of halo phosphor and the tri-colored phosphor activated (24–30 h) and higher operating temperature (80–90 ◦ C), while rapid
with REE makes the REE recovery process difficult due to interference of dissolution is achieved with high acid concentration at the optimal
unwanted impurities (Ca, P). Therefore, various physical separation temperature (40–60 ◦ C). Optimizing different parameters is essential
techniques, including sieving, floatation, gravity separation, magnetic given desired operating conditions, cost of acid, and time limitations.
separation, and centrifugal classification, have been carried out to sort [134] reported the recovery efficiencies of 97% Y, 95% Eu at optimal
out different phosphor types separately. Takahashi et al. studied the conditions of 0.5 M HNO3, at 20 ◦ C for 24 h at 10% pulp density, while
pneumatic classification to separate calcium phosphate phosphor and [20] found that at operating conditions of 4 N H2SO4, 90 ◦ C, 20% pulp
subsequently concentrate RE in the phosphor from 13.3% to 29.3%, density 85% Y was extracted. It is observed that Y, Eu leaching in HCl
with a yield of 32.9% [125]. Hirajima et al. reported dense medium acid solution follows the empirical model’s logarithmic rate expression
centrifugation (di-iodomethane as dense media and sodium oleate as a with a mean activation energy of 70–80 kJ/mol. Recently, solid-state
surfactant) for the separation of low-density calcium halo phosphate chlorination process (NH4Cl, 300 ◦ C, 70 min) for converting Y, Eu
(specific gravity − 3.1) in a float from high-density RE activated phos­ oxide into chlorides followed by separation (95% Y, 92% Eu) using an
phor (specific gravity 4.4–5.3) in the sink product [46]. However, dense organic mixture of 2, 4- pentanedione diluted in ethanol was also
media separation has little commercial application and is limited to studied; however, the process is ineffective for dissociation of Tb, Ce
laboratory/ batch scale. Two-stage floatation with dodecyl ammonium bearing phases. Moreover, a higher HCl concentration protonates the
blue phosphor and releases HPO42-, forming insoluble precipitates of Y3+

7
N. Dhawan and H. Tanvar Sustainable Materials and Technologies 32 (2022) e00401

and Eu3+[104]. /
LaPO4 + 3HCl→LaCl3 + H3 PO4 ΔGo90◦ C = 41.12kJ mol (5)
The thermodynamics of the leaching process of RE in HCl solution
was analyzed using HSC Chemistry 5.1 [49]. The underlying chemical /
MgAl2 O4 + 8HCl→MgCl2 + 2AlCl3 + 4H2 OΔGo50◦ C = 354.64kJ mol (6)
reaction and Gibbs free energy at 90 ◦ C are shown in Eq. (2-6). Due to
the database’s unavailability for CAT and BAM phases, the MgAl2O4
3.2.1. Mechanical activation assisted processing
phase was considered due to the similarity in the crystal structure (spinel
Mechanical activation (MA) induces physiochemical changes in the
form). The negative Gibbs free energy for dissolution of RE (Y, Eu, Tb)
crystal lattice, causes stress, defects, particle size reduction, decreases
oxide in Eq. (2-5) shows the chemical reaction’s thermodynamic feasi­
the specific surface area, lowers the activation energy, and enhances the
bility. The positive Gibbs free energy for the MgAl2O4 spinel phase (Eq.
chemical leaching process. Our recent study found that MA of trichro­
6) shows that the leaching reaction is not thermodynamically favored,
matic phosphor waste for 20 min facilitates the RE leaching with mild
and the dissociation of phase does not occur. Based on the crystal
conditions (2 M HNO3) and more than 90% Y, Eu was recovered [130].
structure analysis, the RE (Tb, Ce) in CAT, BAM phases are locked in the
However, Ce Tb bearing CAT phase was found inert to milling up to 2 h
spinel structure’s mirror plane and can only be freely leached after
at 350 rpm and leaching in 6 M HNO3 solution. Similar results were
liberation through dissociation of the respective phases. The YOX phase
reported recently by Ippolito et al., where the maximum dissolution of
present in phosphor is readily soluble in acid solution, while the other
35% Tb was achieved after MA and sulfuric acid leaching [65]. How­
phases (BAM, CAT, LAP) require additional processing or thermal
ever, the authors found thermal treatment (pyrometallurgical approach)
treatment. The decreasing resistivity of the RE phosphor phase to the
better than mechanical activation, where more than 80% Tb recovery is
mineral acids follows the order: Y2O3:Eu3+ > LaPO4:Ce3+, Tb3+ > >
attained. The MA process (600 rpm, 60 min) reduced the activation
BaMgAl10O17:Eu2+ > CeMgAl11O19:Tb3+.
energy for the leaching process (6 M HCl, 60 ◦ C, 15 min) from 53 kJ/mol
Selective dissolution and extraction of YOX phase from the phosphor
to 11 kJ/mol with the recovery over 90% Y, Eu, and 80% Tb [120,126].
powder were explored using functionalized ionic liquid betainium bis
It was found that the Ce, Tb bearing phases dissociates at a high rotation
(trifluoromethylsulfonyl)imide, [Hbet][Tf2N] to avoid the unwanted
speed (500–600 rpm) and reflected higher energy requirements for the
dissolution of halo phosphors during leaching. The targeted Y and Eu
dissociation of the spinel structure [127]. The alkali mechanical acti­
were then precipitated using oxalic acid to regenerate 80% YOX phase
vation of phosphor with NaOH (300 wt%) at 550 rpm for 60 min, 1:40
(Y2O3:Eu3+). The inefficient solvation of anions (constituents of hal­
powder: ball before leaching (2 M H2SO4, 80 ◦ C, 120 min), dissolved
ophosphor), and thermomorphic properties of the IL are beneficial for
more than 90% Y, Eu, and 80% Ce, Tb values [44]. The results show that
the efficient, selective, and green recovery of REEs [23]. Cheaper and
mechanical activation is an efficient method for recovering heavy REEs
efficient alternatives of [Hbet][Tf2N] ILs in levulinic-ChCl and levulinic
from FL phosphor waste and has a promising potential with less energy
acid were developed [100]. Among different choline chloride-based
consumption, reduced acid consumption, and high efficiency to
eutectic solvents, the higher solubility of YOX and non-selectivity to­
contribute towards sustainable process development for FL lamp recy­
wards the halo phosphor was observed in levulinic-ChCl (H2O vol% =
cling and RE industries.
10; 80 ◦ C; 48 h; L/S-10), and further, simple levulinic acid also showed
similar results. Moreover, the contrast observed in terms of higher Ca co-
3.2.2. RE separation from solution: precipitation, SX, and reduction
dissolution for real phosphor waste predicted a different structure than
The REE dissolved in the leach solution is recovered through pre­
synthetic phosphors [100]. Biohydrometallurgy is also reported for re­
cipitation using different precipitating agents, including sulfate, car­
covery of RE from phosphor dust in literature. One of the major draw­
bonate, phosphate, oxalate, and fluoride [42]. The Eh-pH diagram of the
backs of biological leaching is the longer leaching duration (15–20
Re-O-H system is shown in Fig. 7 (a); all the REEs are soluble in the
days), controlled environment (for microbial cultures), and a large area
acidic range in the form of respective metal ions. It is important to
for industrial application. Hopfe et al., reported that leaching of 7.9%
mention that the following Eh-pH diagram corresponds to the Re-O-H
was obtained with tea fungus Kombucha; however, the slow kinetics and
system, and the presence of common anion (Cl− , HNO3− , SO42− ) in
low leaching efficiency make chemical processing more desirable [158].
leaching facilitates the formation of respective RE complex (ReCl2+, Re
The direct hydrometallurgical process is limited to Y, Eu (YOX) disso­
(NO3)2+, Re(SO4)2− ) [41]. Different precipitating agents such as oxa­
lution, which are easy to dissolve and represent higher concentrations
late, sulfate, carbonate, phosphate, and fluoride can recover RE from the
than other complex oxides. In contrast, other critical and high-valued
solution [42]. Oxalic acid is the widely used reagent in RE precipitation
RE, such as Tb, reports to the residue and needs to be further pro­
because hydrated lanthanide oxalates form readily in an acidic solution
cessed through other extraction techniques. LaPO4:Ce3+, Tb3+ has been
in a densely crystalline and easily filtered form. In contrast, the other
reported to be leached using hot concentrated (18 M) H2SO4 at tem­
precipitating reagents are ineffective unless the pH is relatively high (4-6
peratures 120 to 230 ◦ C [85]. Sequential digestion of red phosphor
pH). Therefore, the solution is subjected to neutralization to precipitate
(0.5-8 M HCl) and green phosphor (8–10 M HCl), thereby facilitating the
the impurities first, resulting in RE’s coprecipitation and reducing the
pure recovery of Tb after Y, Eu (YOX) separation in an initial stage, was
overall RE recovery [42,131]. RE ions (Re3+) precipitation with oxalate
reported [101]. However, the CAT and BAM phase are inert under
and phosphate is relatively better than other precipitating agents, even
similar operating conditions. The dissolution of LAP phosphor was
at high pH (~6). The general order of different reagents to recover RE is
recently observed in concentrated methane sulphonic acid (160–200 ◦ C
as follows: oxalate > phosphate > fluoride > sulfate > carbonate [42].
for 1 h); however, it could not dissolve CAT, BAM phosphor reflecting
Thermal decomposition of RE precipitate (oxalate) yields oxide and is
the high refractory nature of the phases [35]. The heterogeneity in
the most common form of these elements. The separation of mixed RE
phosphor powder poses a serious challenge in the selective recovery of
oxide into individual RE oxides from solution is a big challenge due to
REEs, especially when high purity products are obtained. Moreover, the
their similar physical and chemical properties. Precipitation of RE from
choice of certain acids is governed by the downstream processes, such as
a solution containing different RE ions (Y, Eu, Ce, Tb, La) results in a
H2SO4 is preferred when precipitation is to be followed, while Cl− or
mixed RE product. The majority of the literature for individual separa­
NO3− are suitable options for SX.
/ tion of RE is based on solvent extraction (SX) and selective reduction.
Y2 O3 + 6HCl→2YCl3 + 3H2 OΔGo90◦ C = − 4.54kJ mol (2) But the final recovery after employing SX and reduction is achieved
/ through precipitation with one of the above-mentioned precipitating
Eu2 O3 + 6HCl→2EuCl3 + 3H2 OΔGo90◦ C = − 121.42kJ mol (3) agents, commonly oxalic acid.
Different SX reagents such as Cyanex 572, Cyanex 923, D2EHPA,
/
Tb2 O3 + 6HCl→2TbCl3 + 3H2 OΔGo90◦ C = − 34.37kJ mol (4) DODGAA have been successful. Typical SX operating conditions include

8
N. Dhawan and H. Tanvar Sustainable Materials and Technologies 32 (2022) e00401

Fig. 7. (a) Combined Eh-pH of Y/Eu/Ce/Tb-O-H system at 25 ◦ C, (b) Extraction behavior of REE with pH in SX (20% v/v D2EHPA in kerosene, O/A = 1), (c)
Separation factor (β = D1/D2) for different SX reagents [61,151]. D1 = [Me1]org/[Me1]aq D2 = [Me2]org/[Me2]aq.

kerosene, xylene as a dilutant for organic solvent, and HCl, H2SO4 for The extraction ratio for different RE using D2EHPA and comparative
stripping, with O: A ratio of 1:1–1:2 and contact time of 2–10 min. analysis of separation factor (Fig. 7(b) and (c)) reveals that D2EHPA is
[59,62,96,135,138]. According to the Mc-Cabe Thiele diagram reported more suitable for the recovery of individual RE, and negligible separa­
for the recovery of RE from solution, approx. 2–3 extraction and 4 tion efficiency is observed among Ce – La (light RE) and Y – Tb (heavy
stripping stages (using Cyanex 923) are required for complete removal RE) [61,151]. The extraction order was determined as Y > Tb > Eu > Ce
of Y (94.6%), Eu (5.1%) from solution, and the presence of multiple REE > La, with complete recovery of Y, Tb at pH ~ 0.6, Eu at pH 1–2, and Ce,
(Ce, Tb, La) could require up to hundreds of stages of mixer and settler to La at pH ~ 2. Various ILs such Primene 81R, Cyanex-572 IL and Primene
separate all the individual RE compounds [137,148]. Three types of 81R were used as extractants from Cl− media for the individual sepa­
extractants- acidic (D2EHPA), neutral (TOPO), an ionic liquid-(Cyphos ration of Y, Eu, Ce (> 99.9% purity) followed by stripping using 4 M HCl
IL 104) were investigated for Y and Eu extraction, and the highest sep­ [102]. The chlorinated RE (Y, Eu) products (after solid-state chlorina­
aration factor (β = DY/DEu) was observed for D2EHPA. = 60.6. The tion) dissolved in HCl media were efficiently extracted using Cyanex 923
optimal conditions were 0.1 M D2EHPA; pH; 2.56; two stages; O:A ratio- and Cyanex 572 compared to D2EHPA and PC88A [104]. Furthermore,
1:1.5. Further, precipitation/stripping (oxalate) was opted for the Y REE was separated using D2EHPA in xylene; approximately 96% Tb was
recovery recovery [91]. extracted in the first stage with 60% D2EHPA, 93% La, and 95% Ce in
The extraction of REEs from HNO3 solution using two bifunctional the next two stages with undiluted D2EHPA. The loaded organic phase
ionic liquids [A336][P204] and [A336][P507] was studied, with was subjected to precipitation with oxalic acid and calcination to obtain
maximum (95%) recovery of RE at O:A ratio-4:1, pH- 0.56, in 5–7 stages. the corresponding oxide of Tb (64% purity) and a mixture of Ce, La (90%
However, a third phase is formed, which needs additional modification purity) [153]. RE phases were processed from the Cl- media sequentially
using 10% isopropanol [151]. The ionic liquid-based selective extrac­ as follows: recovery of Y, removal of La/Ce, followed by Tb, and sepa­
tion (DODGAA- [C₄mim][Tf₂N]) for the recovery of Y, Eu, La, Ce, Pr, and ration of Gd from Eu using extractants such as HDEHP, Al336, and
Tb from phosphor powders after two-step acid leaching was also studied. involved 15–20 extraction stages. Leach solution was converted to ni­
In the first stage (5 M H2SO4), > 99.5% Y and 95.5% Eu were leached, trate to enrich Tb to recover REEs from the LAP phase while simulta­
while 90% of La, Ce, and Tb were leached in the second stage. IL-based neously limiting Ce and La dissolution [101].
DODGAA system (25–50 mM) resulted in selective extraction of REEs (Y, Y and Eu separation can also be achieved using the reduction pro­
Eu, La, Ce, and Tb) at pH- 1.2- 3. [150]. During SX, pH also plays a cess. The reduction process is more straightforward than SX, reduces the
decisive role in the individual separation of REEs (Y, Eu); Tunsu et al. number of steps required, and simplifies the process. Strauss et al. used
used Cyanex 572 to separate Y and Eu and found that Y can be separated zinc powder to reduce Eu in a solution containing Y, Eu, and precipitated
from Eu at an equilibrium pH of 0 and subsequent recovery of Eu at pH Eu (II) sulfate from solution using sulfuric acid and obtained Eu sulfate
1, with a contact time of 15 min and O:A ratio of 1. It was reported that product with a grade of 96% and 73% recovery [122]. Reduction of Eu
the dissolution of extractants in aliphatic dilutants favors the extraction (III) to Eu (II) using zinc powder was studied by [91]; however, copre­
compared to aromatic diluents and long-chain alcohols [138]. The pu­ cipitation (16% Y) was also observed, thus, entailing losses. Photo­
rity of the final Y and Eu product was 99% and 90%, respectively. chemical reduction technique to reduce Eu and precipitate Eu sulfate
Innocenzi et al. presented a comparative study for separating REE using from the reduced solution is also reported. Over 95% efficiency was
three different SX reagents (Cyanex 272, Cyanex 572, D2EHPA) from obtained with more than 98% EuSO4 purity; however, the photochem­
sulfuric leaching solution of phosphor powder (Ce, Tb, Eu, La, Gd, Y) ical reduction process requires long UV exposure, typically up to 24–30
D2EHPA (15% (v/v); O:A − 1:1; six extraction stages) performed best to h [141,147].
separate Y and Tb at a pH value less than 1 with no calcium extraction
[59,61,62]. However, 34% Tb and 21% Ce co-extraction were observed.

9
N. Dhawan and H. Tanvar Sustainable Materials and Technologies 32 (2022) e00401

3.3. Pyrometallurgical route plumbite structure with NaOH. Hua et al. thermodynamically studied
the reaction behavior of MgAl2O4 with Na2CO3 and found that the Gibbs
The limited solubility of heavy RE (Tb, Ce, La) containing BAM, CAT, free energy of the reaction is negative above 940 ◦ C at a total pressure of
and LAP phosphor phases in hydrometallurgical processes requires 1 atm and is approximately − 9 kJ/mol at 1000 ◦ C [53].
adding a fluxing agent to dissociate the underlying crystal structure at In our recent study, it was found that direct heating of trichromatic
high temperature using pyrometallurgical techniques. The underlying phosphor with NaOH results in the formation of the NaYO2 phase as per
RE-bearing phase is heat-treated with alkali metal salts to break the Eq. (10), which decreases the overall Y recovery after acid leaching
crystal structure and liberate the RE metals. Zhang et al. and Liu et al. [119]. Therefore, it is envisaged that the separation of acid-soluble YOX
demonstrated an alkali fusion method with NaOH (400–600 ◦ C, 2 h) to phase consisting of Y, Eu in an initial acid washing provides a higher RE
dissociate the spinel structure of pure blue and green (CAT and BAM) recovery rate. Based on the experimental results, it was found that heat
phosphor sample and subsequently recovered Ce, Tb, and Eu via treatment with 150 wt% NaOH at 400 ◦ C for 1 h and leaching in 0.5 M
leaching process (2–4 M HCl, 2–4 h at 60 ◦ C) [155,159]. The key idea is HCl for 1 h at 60 ◦ C separated more than 90% RE with final product
to replace the RE ions in the crystal matrix with another cation. The consisting of 79% Y, 7% Eu, 5% Ce, and 4% Tb [119]. Similar results
alkali earth ions have similar atomic radii as the RE ions (Ce3+ 103.4 pm, were reported by Liu et al., where the authors compared the direct heat
Tb3+ 92.3 pm, La3+ 106 pm, Li+ 78 pm Na+ 102 pm, K+ 133 pm) and treatment of phosphor and acid leaching (to separate Y, Eu) followed by
have a potential to be replaced by these cations during heat treatment. heat treatment of residue with NaOH and acid leaching heat-treated
The free RE ion combines with the corresponding anion (OH− , CO32− ) to mass to recover RE values. Direct heat treatment (phosphor: NaOH =
form freely available RE hydroxide, oxide, or carbonate for leaching [82, 1:1.5, 800 ◦ C, 2 h, leaching in 5 M HCl, 2 h, 60 ◦ C) of trichromatic
119]. Different alkali metal bearing salt are tested and reported in the phosphor resulted in separation of 42.1% total RE (41.5% Y, 67.8% Eu,
literature, mainly Na based fluxes such as NaOH, Na2CO3, Na2O2 are 94.5% Tb, 86.1% Ce), while two-step process separated more than
used [64,66,76,146,153,160]. Na+ ion replaces the 94.6% RE (94.6% Y, 99.1% Eu, 71.4% Tb, 76.2% Ce) [80]. Ippolito et al.
Ba /Eu /Ce /Tb ion in the mirror plane during the heat treat­
+2 +2 +3 +3
used Ba(OH)2 as a flux during heat treatment (phosphor: Ba(OH)2 = 2:1,
ment, and Na2MgAl10O17 is formed [78,119]. Considering the ions’ 950 ◦ C, 1 h) of halo phosphate-rich phosphor followed by leaching with
valency, two Na+ replace one Ba+2/Eu+2, and three Na+ replace one sulfuric acid (3 M, 60 ◦ C, 2 h) to dissolve the underlying RE values and
Ce+3/Tb+3 in BAM and CAT, respectively. The crystal structure of obtained more than 90% recovery rate. The final product is of approx­
Na2MgAl10O17 is like that of the initial phase (BAM/CAT); however, the imately 98% purity consisting of 82.2% Y, 8.2% Eu, 2.4% Ce, 2.3% Gd,
introduction of more Na+ ions for charge neutrality causes defects 1.8% La, and 1.5% Tb [64,66].
around Na+ ions, and the lattice parameters are altered. This induces a Direct heat treatment of trichromatic phosphor with alkali material
defect in the lattice, and the further diffusion of Na+ ion breaks the results in the dissolution of all the REE, and the final REO product ob­
structure from the mirror plane; the grouping of adjacent ions of O, Al, tained after precipitation is a mixture of more than four REE (Y, Eu, Ce,
and Na leads to NaAlO2 formation, and Mg2+ interacts with OH− to form Tb, La, Gd) and makes further separation using SX and ion exchange
MgO and H2O [155]. RE values are liberated during the initial substi­ difficult and more complex. On the other hand, a two-step process (acid
tution by Na+ and are oxidized to RE oxide due to the oxidative envi­ leaching for Y, Eu, and alkali treatment for Ce, Tb, La) produces two
ronment. The roasting (Na2CO3; 900 ◦ C) of the leach residue obtained products: Y, Eu, and other with Ce, Tb, La which simplifies the separa­
after Y/Eu leaching in H2SO4 was successful in the conversion of RE tion process to a great extent. Therefore, a two-stage process is favorable
phased (resistant to leaching) into REO which are easy to leach to finally regarding the required reagents and complexity of the downstream
achieve leaching efficiency of 86%, 81%, and 85% for Ce, La, and Tb separation process.
respectively in second leaching using HCl [153].

4CeMgAl11 O19 Tb + 44NaOH + 3O2 →44NaAlO2 + 4MgO + 2Ce2 O3 + 2Tb2 O3 + 22H2 O↑ (7)

4BaMgAl10 O17 Eu + 40NaOH + 3O2 →40NaAlO2 + 4MgO + 4BaO + 2Eu2 O3 + 20H2 O↑ (8)

The underlying chemical reaction involved in heating CAT, BAM,


/
LAP, and YOX phases with NaOH is shown in Eq. (7–10). The activation 2LaPO4 + 6NaOH→La2 O3 + 2Na3 PO4 + 3H2 OΔGo500◦ C = − 37.8kJ mol
energy for decomposition reaction of BAM phase with NaOH for Eu, Ba,
(9)
Al, and Mg was reported as 52.3, 64.6, 87.1, and 88.9 kJ/mol, respec­
tively [152]. The thermodynamics of reaction behavior and equilibrium Y2 O3 + NaOH→NaYO2 + H2 O (10)
data is lacking in the literature due to the unavailability of the CAT and
/
BAM phosphor database in the database of thermodynamic software MgAl2 O4 + 2NaOH→2NaAlO2 + MgO + H2 OΔGo500◦ C = − 22.1kJ mol
(FactSage 8.0, ThermoCalc 2021a, HSC Chemistry) [53]. Furthermore, (11)
the thermodynamic data of spinel MgAl2O4 was chosen for thermody­
namic assessment for NaOH reaction due to its similar structure as BAM 3.3.1. Microwave processing
phosphor as shown in Eq. (11). The equilibrium calculation at 500 ◦ C The application of microwave heating in mineral processing and
provides negative Gibbs free energy (− 22.1 kJ/mol), showing thermo­ metal extraction industries has been investigated for several decades.
dynamic feasibility in dissociating the spinel plane of the magneto Microwave heating technology is energy-efficient and green production

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N. Dhawan and H. Tanvar Sustainable Materials and Technologies 32 (2022) e00401

technology; the most crucial advantage is the material’s rapid, selective, 4. Industrial recycling processes
and volumetric heating [106]. Recently microwave processing of rare
ore mixed earth concentrates, and minerals are reported [54,55]. The Recovery of REE from the phosphor of waste FLs is important due to
critical application of microwave processing in FL recycling can be for instability in RE’s supply and the growing pile of waste materials. RE
the recovery of La, Tb, Eu, Ce from refractory CAT, BAM, and LAP phosphor collected from waste FL cannot be directly reused for new
phosphor phases. The typical method in literature for dissociation of lamps because of mercury contamination and deterioration of the
these phases includes heat treatment or mechanical activation with an chemical and physical properties due to extended usage. A commercial
alkali-based salt, which can be achieved using microwave application in process for recovering REE from phosphor waste was developed by
a more sustainable way making the process rapid, energy-efficient, cost- Rhodia (Solvay Group) in France and OSRAM GmbH (owned by
effective. Based on our experience with microwave processing of phos­ Siemens) in Germany [13]. The typical flowsheets of the process
phor material with alkali (NaOH), it was found that a temperature of patented by Rhodia-Solvay and OSRAM GmbH are shown in Fig. 8
more than 900 ◦ C can be attained within 5–10 min of microwave [16,98,157]. The primary stage of treatment is similar in both the
exposure at 900 W [116]. Microwave heating of leach residue after Y, Eu flowsheets and includes crushing and size classification to obtain
separation (consisting of CAT, BAM, and LAP phases; 6.2% La, 5.1% Ce, phosphor, connections, and glass fraction. The phosphor dust is further
2% Eu, 3.2% Tb) with NaOH (1:1 weight ratio) for 10 min at 900 W leached with HCl to remove Ca and P impurities. In the case of the
power resulted in dissociation of the active phases and formation of Rhodia-Solvay process, the filter cake is further heated with sodium
water-soluble NaAlO2 with corresponding oxides of REE (Ce, Tb, Eu, La). carbonate to dissociate the Ce, Tb phase, followed by the dissolution of
Approximately 65% La, 51% 20% Ce, 64% Eu, 72% Tb were recovered the calcined mixture in the HNO3 and H2O2 mixture. The resulting ni­
after leaching with 1 M HNO3, at 80 ◦ C for 20 min and a mixed RE oxide trate leach liquor consists of 78 g/L of RE oxide equivalent with
consisting of 6% Y, 47% La, 7% Ce, 8% Eu and 18% Tb was obtained approximately a total recovery. 85–90% RE [16]. The nitrate liquor is
after precipitation with oxalic acid. It was observed that high tempera­ further processed through solvent extraction and/or precipitation to
ture during exposure oxidized Ce to CeO2 and Ce7O12 phases, which separate individual REEs. On the other hand, the OSRAM process in­
were inert to acid leaching under mild conditions and required high acid cludes an acid leaching process to dissolve acid-soluble Y and Eu fol­
concentration for dissolution. HCl may promote Ce (IV) reduction to Ce lowed by alkali/acid breakdown of Ce, Tb bearing phase at high
(III); however, the leaching kinetics is very slow compared to other temperature and pressure in an autoclave [98]. The collected RE solu­
REEs. It is desirable to leave Ce in the residue during the leaching for tions are further processed through liquid-liquid extraction to recover
achieving better separation from other REEs. A similar process is also different RE compounds. The Rhodia and OSRAM processes are typical
employed to process high Ce-containing mineral concentrates such as examples of industrial processes for recycling lamp phosphors world­
Monazite and Bastnasite [68,148]. Dissolution of CeO2 can be carried wide operated commercially (since 2010). However, one the major
out using high concentrated acid (HCl, HNO3, H2SO4), in the presence of drawbacks is the wide range of phosphor composition collected from
F− ion or with the aid of reducing species (KI, H2O2) and extraction from different types of lamps. These processes are specifically optimized for
solution using SX with Cyanex 923, HEHEHP [59,62,148,153]. recycling phosphor dust from French and German FLs; however, the
Recently, at optimal microwave baking conditions (800 W, 3 min, 1 mL/ composition variation is expected around the world. Therefore, more
g acid), complete dissociation of RE phases resulted in overall 82.5% RE work to commercially recycle phosphor is still required [12]. Recently, a
dissolution, including 93% Tb, 40% La, and ~ 100% Eu and Y extrac­ design and construction of mobile industrial plant containing a hydro­
tion. The overall thermal activation energy is reported as 409.5 kJ/mol, metallurgical section for the treatment of FL is proposed [59,62]. The
and the low solubility of Ce (IV) led to its concentration in the residue cost analysis shows the plant to be economical if it works at its maximum
phase [118]. capacity at optimized operating conditions and is highly dependent on

Fig. 8. Processing flowsheet of the commercial operation developed by Rhodia-Solvay and OSRAM (GmbH) [16,98].

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N. Dhawan and H. Tanvar Sustainable Materials and Technologies 32 (2022) e00401

Table 3
REEs extraction with different separation processes. (SX – Solvent extraction, MW – microwave).
Process Physiochemical Separation Hydrometallurgy Mechanical activation Pyrometallurgy Microwave processing
3+ 3+ 2+
Feed Ca3(PO4)2Ca(F,Cl)2, (Y,Eu)2O3, (La,Ce,Tb)(P,B)O4, (Sr,Ca,Ba,Eu)10(PO4)6Cl2, Y2O3∶Eu , CeMgAl10O17∶Tb , BaMgAl10O17∶Eu , SiO2, Al2O3
Target RE phosphors Y, Eu Y, Eu, La, Ce, Tb
Method Enrichment by centrifugation, Acid leaching of in different lixiviants Milling and flux Roasting with alkali and MW alkali roasting and
dense medium separation, and SX and/or precipitation for activation followed by single/multi-step single/multi-step
flotation, magnetic separation recovery fusion and/or water and leaching leaching; MW acid
acid leaching baking
Reagents Surfactant: Sodium Oleate Leaching: Organic acid, HNO3, HCl, Milling additive: NaOH, Heating flux: NaOH, KOH, Ba(OH)2, LiBO2, Na2CO3,
(NaOl), 1-pentanol, H2SO4, SX: Cyanex 923, 572, 272, Chelating agents Na2O2, Leaching: 0.5–5 M HNO3, HCl, H2SO4; SX:
choloroform, CH2I2. Collector: Primene JMT, DODGAA, and (EDTA, EDDS, MGDA, Cyanex 923, 572, 272, Primene JMT, D2EPHA;
DAA, SDS, Na2SiO3, DMF/ D2EPHA; Diluent: xylene, kerosene. HIDS) dilutent–xylene, kerosene; Precipitation – oxalic acid;
heptane system, 1-octane Precipitation: oxalic acid Leaching: 2–3 M H2SO4, 1 mL/g H2SO4.
sulfonate. 2 M HCl
Parameters 4000–8000 rpm, 0.03–0.06 m3/ Leaching: 0.5–5 M, 20–120 ◦ C, 1–48 h, Milling: 100–150 wt% Heating: 100–150 wt% Heating: 50–100 wt%
s air flow rate, 30–400 S/L ratio, 500–600 rpm flux, 5–8 h, 400–550 flux, 400–1000 ◦ C, 1–3 flux, 800- 900 W MW
Magnetic strength- 2 T SX - pH (0.5–2.5), O:A ratio (1:1–2), rpm; 1:9–40 sample: h power, 2–20 min
and conc. (15–65%), 1–10 min contact ball. Fusion: 800 W, 3 min
time 500–600 C, 2 h

Leaching: 40–80 ◦ C, 1–2 h, 1:5–50 S/L (g/mL), 900 rpm


95% mixed Y–Eu
66–90% RE phosphor (sink/ 84–98%-Y and 84–90% 95–99% Y, 99–100%
Oxides, 40–65% Ce and
Products/ concentrate fraction), 90% 64–97% Y, 71–94% Eu leaching. Eu, 61–85% Ce, Eu, 72–98% Ce, 76–99%
70–95% Tb with mixed
Recovery white phosphor (float/tailing Recovery as mixed oxide of Y, Eu 53.1–89.8% La Tb, 51.9% Gd, 43–95%
Ce–Tb Oxides; 98%
product) recovery La recovery.
pure Y-Eu-Tb oxides
Lower acid High efficiency,
Advantages Convenient and easier process Low energy consumption consumption and Efficient RE recovery selective, rapid; Fast, Tb
effluent generation maximum
Phosphors deteriorate after Large effluent generation and High energy Energy extensive, time-
Disadvantages Lack of scale-up studies
extended usage ineffective to Ce, Tb consumption consuming
Physical separation equipment Flux required (alkali), Flux (alkali), heating Large scale microwave
Economic Low capital expense, high operation
(floatation cell, centrifugal planetary ball mill, high furnace, high capital furnace, High capital
considerations/ expense
classifier), reagent cost related capital cost cost cost, low operating cost.
Scale-up
to surfactant, collector Leaching setup reactor (stirring tanks), acid for leaching, SX precipitation reagent, solid-liquid separation
[5]; [29]; [43]; [59,62]; [20]; [102],
[46,47]; [88]; [97]; [88]; [154]; [43]; [44]; [84]; [120]; [60]; [64,66]; [76]; [116]; [119]; [118];
References [103]; [107]; [113]; [131];
[149]; [129]; [14]. [126]; [130]; [65]. [79]; [80]; [153]; [156] [131]
[134,135,137,138]; [142]; [150].

the market price of oxide of Y and Eu. typically combined flowsheet for the recovery of individual RE com­
A comprehensive summary of different processes for recovering REE pounds from waste FL is presented in Fig. 9. Physical beneficiation for
from phosphor dust is shown in Table 3. Based on the literature search of separating different phosphor phases is not preferable due to limited
acid dissolution, heat treatment, precipitation, SX, and reduction, a separation efficiency. On the other hand, direct microwave acid baking

Fig. 9. Overall flowsheet for recycling of discarded FLs: available processing options.

12
N. Dhawan and H. Tanvar Sustainable Materials and Technologies 32 (2022) e00401

with sulfuric acid results in the dissolution of multiple REEs making Table 4
downstream separation difficult. The most viable option is the recovery Comparative cost analysis of the different processes (37% HCl, 120$/ton; NaOH
of Y Eu during the first stage of treatment while further processing the 350$/ton; 96% H2SO4, 150$/ton).
residue for Tb, La, and Ce recovery. The valuable phosphor waste dust Process Dual step Alkali Milling – HCl Acid baking –
collected after crushing and physical separation of FLs can be processed acid roasting – leaching water leaching
through multistage leaching, wherein the halo phosphate phosphor can leaching HCl
leaching
be separated first via a mild acid washing step. Further, RE enhanced
phosphor can be leached to dissolve Y, Eu values, and the pregnant leach Equipment Stirrer (1 Heating Planetary ball Microwave
kW) furnace mill (1.25 reactor (2.45
solution can be subjected to reduction of Eu (III) to Eu (II) in the pres­
(2.25 kW, kW, GHz, 0.8 kW),
ence of SO42− to precipitate EuSO4. The resultant solution is subjected to 0.75 kW), Efficiency- Stirrer (1 kW)
precipitation (of Y) to yield EuSO4 and Y2O3 finally. stirrer (1 0.30), stirrer
The Y, Eu leaching stage residue is processed through alkali assisted kW) (1 kW)
heat treatment route as shown in Fig. 9. Microwave heat treatment is Batch mass 10 50 200 (T.Wt- 5
(MT/run) 3.2 kg)
advantageous over conventional heating due to rapid and volumetric Pre-treatment – – 1 h (3× –
heating, high recovery rate, and short processing time. The heated residue NaOH)
is then water washed to separate NaAlO2 and acid leached to dissolve Ce, milling
La, Tb values. Separation of Tb from Ce, La is further carried out using Pre-treatment – 1190.5 –
energy kWh/
solvent extraction and precipitation route. Finally, two products, Tb4O7
ton
and mixed oxide (Ce, La)2O3, are generated. Moreover, microwave- Reagents 2052 L 2 ton NaOH, 3 ton NaOH, 1000 L 96%
assisted baking can be a prospective efficient method of recycling, 37% HCl 1850 L 37% 2246 L 96% H2SO4
which can cause dissociation of interlocked phases (LAP, CMAT). The HCl H2SO4
disintegrated phases are dissolved with the maximum value recovered by Reagent cost 295.6 966.4 $/ton 1670 $/ton 276 $/ton
$/ton
Tb. Based on the material balance of the combined recycling process, it is
Temperature/ – 700 ◦ C, 3 h, – 800 W (3 min)
possible to recover 187 kg Y2O3, 14 kg Eu2O3, 17 kg Tb4O7, and 55 kg (Ce, Power
La)2O3 from 1 metric ton of phosphor sample containing 19.3% Y2O3, Energy, kWh/ – 231.43 – 134.95
1.4% Eu2O3, 3.7% La2O3, 3.2% CeO2, and 1.9% Tb4O7. ton
Water (L/t) 15,948 L 20,650 L 17,754 L 24,000 L
Secondary 1 M HCl, 3 M HCl, S/L 2 M H2SO4, 2 –
5. Overview and discussion treatment 10 min, S/ 1:5, 70 ◦ C, 1 h, 80 ◦ C, S/L
L:1:10; 2 M h 1:5
Although waste FLs are being collected around the globe for several HCl, 48 h,
years, mainly due to the environmental concern regarding mercury S/L:1:10
Leaching 48.16 1 2 1
emission, the recovery of high purity REE has gained pace recently. Pri­
energy kWh/
mary recycling of FL is adopted commercially and includes crushing ton
mercury capture, and separation of different components. The phosphor Total process 48.16 232.43 1192.50 135.95
dust collected after separation consists of most REE (Y, Eu, Ce, Tb, La) and energy
(kWh/t)
represents a potential recovery source. Based on the average composition
Metal recovery Y: 98%; Eu: Ce: 98.12% Ce: 85% Eu: Eu: 99.6%, Y:
of RE phosphor, processing of 1 kg of phosphor waste yields approxi­ (%) 90%; La: Eu: 99.93% 94.5% Tb: 99.3%, Tb:
mately 203–383 g of RE product (Y, Eu, Ce, Tb, La oxide), which is 15%, Tb: 99.37% 89.8% Y: 93.6% TREE:
equivalent to the processing of 11.9–22.5 kg of primary ore (considering TREE: 80% Y: 99.60%, 98.5%. TREE: 82.5%
1.5% grade for all REE). Also, generally radioactive materials (0–0.5 wt% TREE: 95%
99.3%
Th, 0–0.3 U) are associated with the RE-bearing minerals (Bastnasite,
Reference [103], [76] [44] [118]
Monazite, Xenotime) and need to be processed separately to have a low [59,62]
radioactive product [33]. Processing large quantities of RE ore leads to the
accumulation of highly radioactive waste material, causing significant
damage to health and the environment. One of the significant challenges reduce energy consumption up to 90% and make the processing rela­
in the processing of FL phosphor is the varying incoming feed material tively cheaper and rapid.
composition. The processing route cannot be generalized for one type of Furthermore, literature consists of limited information on the isola­
feed and must be robust to accept a wide range of input feed compositions. tion and recovery of various/all rare earth elements from leach solution
A summarized overview of the capital, reagent cost, and energy obtained from phosphor dust. Although, there is a wide range of liter­
consumption for different processing options based on the literature is ature available related to solvent extraction and ion exchange of solu­
given in Table 4. The cost of equipment and reagents is determined and tion obtained from acid leaching of mineral ore concentrate. However,
calculated as per Eq. (12-14). At present, limited industrial-scale pro­ the phosphor waste’s actual conditions and reagents may differ due to
cessing is carried out to recover Y, Eu values through the hydrometal­ differences in elemental composition and phase association. Addition­
lurgical route, whereas other rare earth elements with high value, ally, the rare earth recovery process involves using inorganic acid and
including Tb, La, Ce, are neglected in the residue. Research efforts are generates a huge quantity of acidic waste solution on the environmental
leaning towards alkali activation of phosphor for enhanced recovery of aspect.
these elements; however, the conventional heating system consumes a
lot of energy and adds to the process’s operational cost. On the other
hand, microwave processing and mechanical activation routes can

( )
$ $ mLH2 SO4 gH2 SO4 gPhosphor 1 TonH2 SO4
Cost = Price × X1 × 1.84 × 1000 × (12)
TonPhosphor TonH2 SO4 gphosphor mLH2 SO4 kgPhosphor 1000000 gH2 SO4

13
N. Dhawan and H. Tanvar Sustainable Materials and Technologies 32 (2022) e00401

( )
$ $ mLHCl gHCl gPhosphor 1 TonHCl
Cost = Price × X1 × 1.84 × 1000 × (13)
TonPhosphor TonHCl gPhosphor mLHCl kgPhosphor 1000000 gHCl

( )
kWh h 1 Run References
Energy = Power rating(kW) × T1 × (14)
TonPhosphor run X TonPhosphor
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