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Journal of Anxiety Disorders 31 (2015) 98–107

Contents lists available at ScienceDirect

Journal of Anxiety Disorders

Review

The prevalence of posttraumatic stress disorder in Operation


Enduring Freedom/Operation Iraqi Freedom (OEF/OIF) Veterans:
A meta-analysis♦
Jessica J. Fulton a,b,c,∗ , Patrick S. Calhoun a,b,c , H. Ryan Wagner a,b,c , Amie R. Schry a,b,c ,
Lauren P. Hair a , Nicole Feeling a,c , Eric Elbogen a,b,d , Jean C. Beckham a,b,c
a
Durham VA Medical Center, Durham, NC 27705, United States
b
VA Mid-Atlantic Region Mental Illness Research, Education and Clinical Center, Durham, NC 27705, United States
c
Department of Psychiatry and Behavioral Sciences, Duke University Medical Center, Durham, NC 27710, United States
d
Department of Psychiatry, UNC-Chapel Hill, Chapel Hill, NC 27516, United States

a r t i c l e i n f o a b s t r a c t

Article history: Literature on posttraumatic stress disorder (PTSD) prevalence among Operations Enduring Freedom and
Received 29 September 2014 Iraqi Freedom (OEF/OIF) veterans report estimates ranging from 1.4% to 60%. A more precise estimate is
Received in revised form necessary for projecting healthcare needs and informing public policy. This meta-analysis examined 33
25 December 2014
studies published between 2007 and 2013 involving 4,945,897 OEF/OIF veterans, and PTSD prevalence
Accepted 9 February 2015
was estimated at 23%. Publication year and percentage of Caucasian participants and formerly active
Available online 19 February 2015
duty participants explained significant variability in prevalence across studies. PTSD remains a concern
for a substantial percentage of OEF/OIF veterans. To date, most studies have estimated prevalence among
Keywords:
Posttraumatic stress disorder
OEF/OIF veterans using VA medical chart review. Thus, results generalize primarily to the prevalence of
Prevalence PTSD in medical records of OEF/OIF veterans who use VA services. Additional research is needed with
Veterans randomly selected, representative samples administered diagnostic interviews. Significant financial and
Iraq mental health resources are needed to promote recovery from PTSD.
Afghanistan Published by Elsevier Ltd.
Meta-analysis

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
2. Method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
2.1. Selection of studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
2.2. Coding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
2.3. Analyses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
2.4. Publication bias . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
3. Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
3.1. Study and participant characteristics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
3.2. Primary analyses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
3.3. Moderator analyses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
3.4. Investigation of publication bias . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
4. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
4.1. Limitations of current research on prevalence of PTSD among OEF/OIF veterans . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
4.2. Limitations of this review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105

♦ The views expressed in this article are those of the authors and do not necessarily reflect the position or policy of the VA or the U.S. Government. Since the authors are
employees of the U.S. Government and contributed to this manuscript in part as part of their official duties, the work is not subject to U.S. copyright.
∗ Corresponding author at: Durham VA Medical Center (116B), Durham, NC 27705, United States. Tel.: +1 919 491 2011.
E-mail address: jessica.j.fulton@gmail.com (J.J. Fulton).

http://dx.doi.org/10.1016/j.janxdis.2015.02.003
0887-6185/Published by Elsevier Ltd.
J.J. Fulton et al. / Journal of Anxiety Disorders 31 (2015) 98–107 99

5. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
Conflict of interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
Acknowledgments and disclosures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
Appendix A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
Appendix B . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106

1. Introduction compensation for any type of disability (e.g., physical injury, med-
ical condition, mental health condition; Department of Veteran
In recent years, several reviews have examined posttraumatic Affairs Benefits Administration, 2012). Furthermore, knowledge of
stress disorder (PTSD) prevalence estimates among U.S. service the base rate of a condition in the population can improve the
members deployed to Iraq and/or Afghanistan (Gates et al., 2012; accuracy of our diagnostic and conclusions (Meehl & Rosen, 1955).
Kok, Herrell, Thomas, & Hoge, 2012; Ramchand et al., 2010; Accordingly, the purpose of the current investigation was to present
Richardson, Frueh, & Acierno, 2010; Sundin, Fear, Iversen, Rona, & a systematic and quantitative review of PTSD prevalence among
Wessely, 2010). Across studies in these reviews, PTSD prevalence U.S. OEF/OIF veterans separated from military service. A secondary
estimates ranged from 1.4% to 60%. The authors identified factors aim was to investigate potential causes for the variability across
that may contribute to variability in PTSD prevalence estimates prevalence estimates.
among military personnel, including sampling strategy (e.g., ran-
dom versus non-random), method of PTSD diagnosis, anonymity 2. Method
of reporting, level of combat exposure, military component (e.g.,
active duty versus reserve), and military context (e.g., operational 2.1. Selection of studies
infantry unit samples).
Although these reviews represent considerable progress in our PubMed, PsycINFO, and PILOTS (Published International Liter-
understanding of the epidemiology of PTSD among military per- ature on Traumatic Stress) databases were searched for the terms
sonnel, studies with samples of deployed and returning service “OEF OR Afghanistan OR Iraq OR OIF” combined with the terms
members may not adequately capture the mental healthcare needs “post traumatic OR posttraumatic OR posttraumatic stress OR post-
of veterans who have separated from military service. Research traumatic stress disorder” and “veteran” between October 7, 2001
suggests that early symptoms of psychological distress and PTSD and May 31, 2013. The reference lists of recently published review
are not good predictors of long-term adaptation. A review of studies articles (Gates et al., 2012) and articles included in the meta-
of military service members deployed to Iraq found that although analysis were also searched. These combined searches yielded 1369
few studies have examined rates of PTSD longitudinally post- references. After excluding all duplicates, the literature searches
deployment, the few studies that do exist on this topic suggest that identified 857 studies. To be included in the meta-analysis, studies
rates of PTSD increase through at least 12 months post-deployment had to (a) be written in English, (b) be published in a peer-reviewed
(Sundin et al., 2010). In addition, service members may face unique outlet, (c) provide a PTSD prevalence estimate for veterans who
barriers to endorsing mental health problems and seeking men- served in support of OEF or OIF and were separated from military
tal health treatment including concerns that seeking mental health service, and (d) have a sample size greater than or equal to 1000.
treatment could affect how they are perceived by military leader- The first author initially screened and eliminated studies that
ship and their unit (Hoge et al., 2004). Such concerns may contribute clearly did not meet inclusion criteria (e.g., animal studies, stud-
to underreporting of mental health symptoms among military ies without PTSD prevalence estimate). For those studies in which
service members who have not yet separated. Accordingly, preva- inclusion in the meta-analysis was questionable, the first author
lence estimates among service members may not be representative and at least one other author reviewed the article and reached con-
for veterans. sensus regarding inclusion/exclusion. Fig. B.1 provides a flowchart
A better understanding of PTSD prevalence among U.S. veterans depicting the study selection process. The meta-analysis included
is important for informing public policy decisions regarding alloca- 33 studies published between 2007 and 2013 with a total of
tion of mental healthcare resources. Widely discrepant prevalence 4,945,897 veterans.
estimates have limited utility for informing treatment efforts and
projecting healthcare needs. The cost of underestimating rates 2.2. Coding
and undertreating is high particularly because PTSD is associated
with increased rates of psychiatric and medical comorbidity, health Data abstraction was performed by one reviewer and con-
care utilization, disability, substance abuse, and suicide (Breslau, firmed by a second; disagreements were resolved by discussion
2001; Calhoun, Bosworth, Grambow, Dudley, & Beckham, 2002; or a third reviewer. Methods of data abstraction were specified in
Cohen, Marmar, Ren Bertenthal, & Seal, 2009; Frayne et al., 2004; advance and documented in a protocol that can be accessed by
Kessler, Chiu, Demler, & Walters, 2005; Perkonigg, Kessler, Storz, contacting the corresponding author. The studies were coded for
& Wittchen, 2000). Moreover, once veterans manifest protracted publication year, sample size, mean age of participants, percent-
adaptation difficulties, PTSD symptoms tend to remain chronic age of female participants, percentage of Caucasian participants,
across the lifespan (Prigerson, Maciejaewski, & Rosenheck, 2002) percentage of married participants, percentage of participants
and become resistant to treatments that have demonstrated effi- who were active duty (versus reserve) prior to military separa-
cacy with acute PTSD symptomatology (Schnurr, Lunney, Sengupta, tion, method of PTSD assessment (i.e., record review of medical
& Waelde, 2003). In contrast, overestimating PTSD prevalence chart including International Classification of Diseases and Related
among OEF/OIF veterans could also have significant costs. A higher Health Problems, Revision 9 [ICD-9] diagnostic codes, questionnaire,
percentage of OEF/OIF veterans are seeking compensation fol- semi-structured interview), sample type (VA versus non-VA), and
lowing military service than veterans of earlier eras (Marchione, catchment area (national versus regional). All diagnoses based
2012; McNally & Frueh, 2013). During the 2012 fiscal year, PTSD on a medical record review were based on ICD-9 diagnostic
was the third most prevalent disability among veterans receiving codes in the patients’ medical records. Multiple VA providers
100 J.J. Fulton et al. / Journal of Anxiety Disorders 31 (2015) 98–107

(e.g., physician, nurse, psychologist) can enter a diagnosis of PTSD also included eight regional VA database samples and four non-
into a patient’s medical record, and the basis for diagnosis may VA samples. Twenty-five studies determined PTSD diagnosis based
vary across providers. Information about the basis of the diag- on medical record review, two studies used a version of the PTSD
nosis (e.g., screening questionnaire versus unstructured interview Checklist (Weathers, Litz, Herman, Huska, & Keane, 1993), and
versus structured interview) was not available in nearly all cases three studies utilized the Primary Care PTSD Screen (Bliese et al.,
and therefore could not be abstracted for analysis. To avoid depend- 2008; Prins et al., 2004). One study used a semi-structured clini-
ency effects between studies, one prevalence estimate per sample cal interview, and one study used a structured clinical interview,
was included. Therefore, weighted prevalence estimates were com- the Structured Clinical Interview for DSM Disorders (First, Spitzer,
bined to obtain a single index of prevalence for studies that derived Gibbon, & Williams, 1996). When available, study and participant
estimates separately for men and women (e.g., Haskell et al., 2009). data are presented in Table A.1.

2.3. Analyses 3.2. Primary analyses

Analyses were performed using the R-based metaphor package Analyses were based on 33 studies selected as discussed above
(Viechtbauer, 2010). The primary outcome measure was based and described in more detail in Table A.1. Mean and median propor-
on the proportion of participants within each study sam- tions of participants with diagnoses of PTSD were 23.1 ± 8.4% and
ple with a diagnosis of PTSD. For calculations, proportions 24.0%, respectively. Prevalence estimates (weight-adjusted) ranged
were variance-stabilized using the Freeman–Tukey double-arcsine from a minimum of 5.8% to a maximum of 41.3%; inter-quartile
transformation (Freeman & Tukey, 1950); resulting statistics were range extended from 19.2% to 29.0%.
reverse-transformed for ease of interpretation. Given that method- Results from an intercept-only random effects model estimated
ological differences across studies could affect outcomes, the on Freeman and Tukey (1950) transformed proportions indicated
significance of heterogeneity was estimated using random-effects substantial heterogeneity based on the associated Q statistic (QE
models; mixed-effects models were used when evaluating puta- [df = 32] = 932; p < 0.0001). Repeating the analysis using the actual
tive moderators. Tests for residual heterogeneity (QE ) and tests proportions (without transformation) yielded an intercept term of
of model-based moderator effects (QM ) were based on standard 23.0 ± 1.5% in close agreement with the mean estimate reported
chi-square Q (QE ) tests. Moderator models were estimated using above. Results are displayed graphically (Fig. B.2) with the propor-
Freeman–Tukey transformed prevalence estimates and tested for tion of participants with PTSD diagnoses plotted by sample size.
both residual heterogeneity (QE ) and for the reduction in het-
erogeneity associated with the tested moderator (QE ). A final 3.3. Moderator analyses
model was estimated to include individual moderators identified
by reduced model heterogeneity with inclusion criterion based on A series of moderator variables was subsequently tested
a QM p-value of p = 0.10 or less. Graphic presentation of effect sizes to investigate between-study heterogeneity. These variables
across studies was assessed by forest plot (Lewis & Clarke, 2001). included age, percentage of Caucasian participants, percent-
age of male participants, percentage of married participants,
dichotomized (yes/no) medical records-based diagnosis, publi-
2.4. Publication bias cation year, percentage of enlisted participants, percentage of
active duty participants, dichotomized (yes/no) VA utilizing cohort,
Possible publication bias was investigated graphically using fun- dichotomized (national versus regional) sample type, and sample
nel plot (Sterne & Egger, 2001) and empirically using a regression size (log transformed). Results are presented in Table A.2.
test (Egger, Smith, Schneider, & Minde, 1997) or rank test (Begg Of the individually tested moderators, heterogeneity within
& Mazumdar, 1994). A funnel plot is a scatterplot of variance (or studies was significantly reduced by higher percentages of Cau-
some transformation thereof) against effect size and is based on the casian participants (R2 = 27.9%), more recent publication date
assumption that studies with small and/or non-significant findings (R2 = 13.9%), and higher percentages of participants who were on
are less likely to be included in a meta-analysis thereby resulting in active duty prior to service separation (R2 = 34.9%). Heterogeneity
an asymmetric plot. The regression test assesses systematic asso- was also marginally reduced in studies with a higher percentages
ciation between variance and effect size by regressing the latter on of male participants (R2 = 9.3%). Changes in PTSD prevalence based
the former. on derived coefficients indicated a decrease in prevalence of 0.25%
for each one unit increase in the percentage composition of Cau-
3. Results casian participants, an increase of 2.10% with each publication year
increase, an increase of 0.76% for each one unit increase in the per-
3.1. Study and participant characteristics centage composition of active duty participants, and an increase of
0.15% for each one unit increase in the percentage composition of
Across studies, 85.3% of the participants were male. Racial group male participants. No other moderator effects attained significance.
membership of participants was reported in 28 studies, with 66.7% Furthermore, no moderator was able to account for overall hetero-
of participants in those studies being Caucasian. The average age of geneity. That is, QE , the test for overall heterogeneity, remained
participants was reported in 9 of the studies; the weighted average significant even when any moderator was added to the model. A
age of participants across the remaining 24 studies was 32.2 years. final composite model comprised of all moderators with signif-
Forty-one percent of participants were married in the 23 stud- icance levels of p ≤ 0.10 resulted in a reduction in heterogeneity
ies that reported marital status data. Seventeen studies reported of 65%, yet the overall test for heterogeneity remained significant
participants’ military component status, with 53.2% of participants (QE = 27.02; p < 0.0001).
being active duty prior to military separation. Among the thirteen
studies that provided data on enlistment (versus commissioned 3.4. Investigation of publication bias
officer status), 92.2% of participants were enlisted personnel prior
to military service separation. Publication bias was investigated graphically by funnel plot
The majority of studies included in this meta-analysis collected (Fig. B.3) and by rank test (Begg & Mazumdar, 1994) and regression
data from national VA database samples (k = 21). The meta-analysis test (Egger, Smith, Schneider, & Minde, 1997). In each instance, the
Table A.1
Description of studies with PTSD prevalence estimates for veterans of Operation Enduring Freedom and Operation Iraq Freedom.

Studya,b Nc Sample characteristics Percent Percent Mean age Diagnosis PTSD


male Caucasian (SD) method estimate %

National VA database samples


Bangerter et al. (2010) 286,868 Veterans with military discharges through 12/07 who had VA health 87.6 – 34.7 (–) Record 25.4
service use data between 10/1/04 and 9/30/07 review
Blackstock, Haskell, Brandt, 445,319 Veterans with 1+ inpatient or outpatient VHA visits between 10/1/01 87.9 69.1 – Record 22.9
and Desai (2012) and 9/30/09 review
Cohen, Marmar, Ren, 303,223 New users of VA health care between 10/7/01 and 9/30/08 88.0 – 31.0 (9.0) Record 24.0
Bertenthal, and Seal review
(2009)a
Cohen et al. (2010)a 249,440 New users of VA health care between 10/7/01 and 3/31/07 who were 87.3 66.8 31.0 (9.0) Record 21.5
followed until 3/31/08 review
Cohen et al. (2012)a 71,504 New female users of VA health care after 10/7/01 who were followed 0.0 39.7 29.3 (8.2) Record 21.4
until 12/31/10 review
Evans et al. (2013) 170,681 Veterans who (1) were members of the OEF/OIF Roster, (2) had 87.5 72.1 32.9 (–) Record 17.6

J.J. Fulton et al. / Journal of Anxiety Disorders 31 (2015) 98–107


separated from the military after 9/11/01 and before 9/30/08, (3) review
sought inpatient or outpatient care at VA medical facilities from
4/14/07 to 9/30/08 and (4) indicated that they had been deployed to
Afghanistan and/or Iraq
Frayne et al. (2011) 90,558 Male veterans with 1+ face-to-face VHA outpatient visits in both FY06 100.0 65.5 – (–) Record 34.8
(10/1/05–9/30/06) and FY07 (10/1/06–9/30/07) with a valid service review
end date between 9/11/01 and 9/30/06
Haskell et al. (2009) 153,212 Veterans with military discharges between 10/1/01 and 11/30/07 who 88.0 66.9 32.3 (–) Record review 11.1
had (1) enrolled for or received VA services before 1/1/08; (2) had 1+
visits to a VA clinic most likely to obtain pain scores; and (3) had 1 year
of observation after their last deployment end date
Haskell et al. (2011) 163,812 Veterans with military discharges between 10/1/2007 and 11/30/07 88.0 67.0 31.8 (–) Record review 9.5
who (1) either enrolled for or received VA services before 1/1/08 and
(2) had an encounter within 1 year
Ilgen et al. (2012) 309,108 Veterans with an inpatient or outpatient encounter in the VHA health 87.5 – 32.7 (9.6) Record review 21.3
system between 10/1/06 and 9/30/08 and who were alive at the start
of FY08 (10/1/07)
Kimerling et al. (2010) 125,729 Veterans with 1+ OEF or OIF deployments who separated from military 86.0 65.9 – (–) Record review 31.1
service by 9/30/06 and used VA mental health or primary care services
between 10/1/01 and 9/30/07
Maguen, Lau, Madden, and 1549 (1400) Veterans with a first-level TBI screen between 4/1/07 and 1/8/10 who 89.6 42.3 30.2 (8.4) PC-PTSD ≥ 3 41.3
Seal (2012) had not previously received a TBI diagnosis
Maguen, Madden, Cohen, 603,221 New users of VA healthcare between 10/7/01 and 12/31/10 with 88.0 48.7 30.3 (9.3) Record review 26.3
Bertenthal, and Seal complete demographic (with the exception of race) and military
(2014) service information
Maguen, Ren, Bosch, 329,049 Veterans not enrolled in VA prior to OEF/OIF conflicts who had 1+ visit 87.6 67.0 31.2 (9.0) Record review 21.2
Marmar, and Seal (2010) to a VA facility between 4/1/02 and 3/31/08
+
Mattocks et al. (2010) 43,078 Female veterans enrolled in VHA health care between 10/1/01 and 0.0 54.0 28.87 (–) 1 inpatient or 9.8
4/30/08 who (1) had 1+ VHA visits and (2) were of childbearing age 2+ out-patient
(up to 50 years old)
Record review
Nazarian, Kimerling, and 73,720 Veterans with military service ending between 9/01 and 9/06 who (1) 85.0 62.7 – (–) Record review 34.6
Frayne (2012) had 2+ primary care visits in FY06 (10/1/05–9/30/06) and FY07
(10/1/06–9/30/07) and (2) 1+ visits occurred in FY06 providing 1+
years of observation
Seal, Bertenthal, Miner, 103,788 Veterans who (1) first used VA health care between 10/1/01 and 87.0 69.0 – (–) Record review 13.0
Sen, and Marmar (2007)b 12/31/05, (2) had been seen at a VA facility by 9/30/05, and (3) were
included in the OEF/OIF Roster as of 11/1/05

101
102
Table A.1 (Continued)

Studya,b Nc Sample characteristics Percent Percent Mean age Diagnosis PTSD


male Caucasian (SD) method estimate %

Seal et al. (2011)b 456,502 Veteran who first used VA care between 10/15/01 and 9/30/09 and 88.0 46.0 – (–) Record review 26.0
were followed for 90+ days until 1/1/10; veterans killed in action or
who first entered VA within 90 days of 1/1/10 were excluded
Seal et al. (2009)b 289,328 Veterans who were included in OIF/OEF Roster and first used VA 88.0 68.0 – (–) Record review 21.8
health care between 10/1/01 and 1/31/08; veterans killed in action,
seen within the first180 days after 10/1/01, or enrolled VA veterans
who had not had a clinical visit prior to 3/31/08 were excluded
Stecker, Fortney, Owen, 293,861 Veterans enrolled in VA services between 10/1/01 and 9/30/06 88.0 66.0 34.4 (–) Record review 11.9
McGovern, and Williams
(2010)
Taylor et al. (2012) 327,388 Veterans who used inpatient or outpatient VHA care between 1/1/08 88.0 44.0 35.3 (9.7) Record review 28.0
and 9/30/09
Regional VA database samples

J.J. Fulton et al. / Journal of Anxiety Disorders 31 (2015) 98–107


Anderson, Wade, 4416 Veterans with primary care visit in VISN 2 between 9/11/01 and 89.0 85.0 29.0 (8) Record review 24.6
Possemato, and 12/31/07; veterans with war or combat experience before 9/11/01 or
Ouimette (2010) who entered VA system before 9/11/01 were excluded
Barber, Bayer, Pietrzak, and 1553 Veterans with 1+ documented PTSD or depression screens between 86.6 – 32.6 (8.8) PC-PTSD ≥ 2 27.0
Sanders (2011) 10/1/06 and 3/31/08 at the West Haven VA
Carlson et al. (2010) 13,201 Veterans in VISN 23 who received a TBI screen between 4/1/07 and 90.0 82.0 32.5 (9.3) Record review 25.8
10/20/08 and who did not report or have a documented TBI diagnosis
before screen
Haskell et al. (2010) 1229 Veterans who received Primary Care or the Women’s Health Clinic 84.0 64.0 32.0 (–) PC-PTSD ≥ 3 31.1
services at VA Connecticut from 10/1/01 to 5/7/07
Hosain, Latini, Kauth, Goltz, 4755 Male veterans who sought inpatient and outpatient care at the MED 100.0 45.9 31.5 (8.3) Record review 33.1
and Helmer (2013) VAMC between 9/1/07 and 8/31/09
Lemaire and Graham 1740 (1716) Veterans registered at Houston VAMC who underwent routine mental 87.3 49.6 29.4 (–) Semi- 28.9
(2011) health screening between 5/24/04 and 3/26/08 structured
interview
Possemato et al. (2012) 4463 Veterans with a primary care visit in VISN 2 between 9/11/01 and 89.0 78.0 30.0 (9.0) Record review 29.0
1/1/08
Sayer, Nelson, and Nugent 15,973 Veterans screened for TBI in VISN 23 between 4/1/07 and 10/20/08 89.5 80.2 31.9 (–) Record review 5.84
(2011) who had no TBI diagnosis before 4/1/07
Non-VA database samples
Elbogen et al. (2012) 1388 National sample of veterans with military service after 9/11/01 who 84.4 70.0 36.1 (10.1) DTS > 48 20.0
were either separated from active duty or in the Reserves/National
Guard between 7/09 and 4/10
Iverson, Pogoda, Gradus, 2348 Veterans with 1+ OEF or OIF deployments who responded to a national 48.5 74.2 35.66 (–) PCL-M ≥ 50 19.3
and Street (2013) mail survey conducted between 9/09 and 11/10
McClernon et al. (2013) 1691 Veterans recruited from VISN 6 VA facilities who participated between 79.8 42.3 37.5 (0.2) SCID 32.0
11/05 and 9/11 in an ongoing MIRECC Registry Database for the Study
of Post-Deployment Mental Health
Schneiderman, Braver, and 2235 Veterans living in northern Virginia, Maryland, Washington, DC, or 86.0 – – (–) PCL ≥ 50 11.2
Kang (2008) eastern West Virginia who left combat theaters by 9/30/04 and
responded to a national survey mailed during 2/2005

Notes: DTS, Davidson Trauma Scale; FY, Fiscal Year; MED, Michael E. DeBakey; MIRECC, Mid-Atlantic Mental Illness Research, Education and Clinical Center; OEF, Operation Enduring Freedom; OIF, Operation Iraqi Freedom; PCL,
PTSD Checklist; PCL-M, PTSD Checklist-Military Version; PC-PTSD, Primary Care PTSD Screen; PTSD, Posttraumatic Stress Disorder; SCID, Structured Clinical Interview for DSM Disorders; TBI, Traumatic Brain Injury; VA, Veterans
Affairs; VAMC, Veterans Affairs Medical Center; VHA, Veterans Health Administration; VISN, Veterans Integrated Service Networks.
a
Studies include potentially overlapping samples.
b
Studies include potentially overlapping samples.
c
When the total sample size and the sample size used to estimate the PTSD prevalence differ, the sample size used for estimating the prevalence appears in parentheses.
J.J. Fulton et al. / Journal of Anxiety Disorders 31 (2015) 98–107 103

logic of the test regresses the effect size measure on a predictor vari- specific to veterans. Furthermore, a recent study on gender dif-
able that can variously include study size, standard error, variance, ferences among OEF/OIF veterans found that the prevalence of
or inverse sample size. Significant association of sample size with probable PTSD did not differ between male and female veterans;
any of the putative predictors is taken as evidence that publication however, prevalence varied by type of stressful events (e.g., sex-
is associated with sample size and/or effect size. Neither inspection ual harassment, combat exposure) occurring during deployment
of the funnel plot nor the results of either the rank test (Kendall’s (Street, Gradus, Giasson, Vogt, & Resick, 2013).
tau = −0.04, p = 0.70) nor the regression test (t (31) = −0.50, p = 0.62) Publication year was also a significant predictor of PTSD esti-
supported a bias for prevalence estimates to be associated with mates, as more recent publications reported higher rates of PTSD.
sample size. Prevalence also significantly differed based on percent of veter-
ans in the sample who had served in active duty units (versus
4. Discussion reserve units). In contrast to research which has found higher PTSD
rates among military service members in reserve units (Milliken,
In the decade since the OEF and OIF conflicts began, numerous Auchterlonie, & Hoge, 2007), results from the present review indi-
epidemiological studies with returning military service members cated an increase in prevalence as the proportion of veterans with
have been published, improving our understanding of the scope service in active duty units increased. This finding may reflect dif-
of mental health concerns in this cohort and of the character- ferences in combat exposure level, which has been consistently
istics of those at highest risk. Previous reviews have examined associated with PTSD diagnosis (Ramchand et al., 2010). Level of
PTSD prevalence among active service members (e.g., Ramchand combat exposure was not reported in many studies included in
et al., 2010) and mixed samples of both active service members this review. Thus, its effect on prevalence estimates could not be
and veterans (e.g., Gates et al., 2012). This review is unique in examined.
its focus on the synthesis of PTSD rates among veterans sepa-
rated from military service, and the purpose of the review was 4.1. Limitations of current research on prevalence of PTSD among
twofold. First, it was conducted to estimate the overall prevalence OEF/OIF veterans
of PTSD among samples of OEF/OIF veterans. However, character-
istics of the included studies (e.g., primarily VA database samples, Specific patterns in the extant research were brought to light
PTSD prevalence estimated from ICD-9 codes in medical charts) in the current meta-analysis. First, the majority of studies in this
limited the generalizability of the results of this meta-analysis pri- review examined samples of veterans using VA healthcare ser-
marily to prevalence of PTSD among OEF/OIF Veterans using VA vices. Although it is important to understand the prevalence of
healthcare services. Second, it was designed to investigate potential PTSD among help-seeking veterans, many OEF/OIF veterans do
causes for variability in prevalence across studies. Therefore, stud- not use VA healthcare services, and it is possible that data from
ies from peer-reviewed, English language outlets were included
if they assessed and reported an estimate of PTSD in a sample of
OEF/OIF veterans. Records identified through
The average PTSD prevalence among OEF/OIF veterans in the database searching
studies included in this meta-analysis was 23%, confirming that (n = 1,369)
PTSD is a problem of considerable magnitude among this cohort
of veterans. The racial composition of the study sample was a
significant predictor of prevalence estimate; specifically, as the
Records after duplicates removed
percentage of Caucasian participants in the sample increased, the
(n = 857)
prevalence estimate of PTSD decreased. This finding may suggest
that non-Caucasian veterans are more likely to have a diagnosis of
PTSD than Caucasian veterans. The percentage of male veterans was
positively associated with PTSD prevalence, which suggests PTSD
is more prevalent among male veterans than female veterans. This
finding is surprising as a previous meta-analysis examining gen- Records screened Non-relevant records excluded
(n = 857) during abstract screening
der differences in PTSD found that women were approximately (n = 415)
two times more likely to meet diagnostic criteria for PTSD than
men (Tolin & Foa, 2006), but this previous meta-analysis was not
Full-text articles excluded,
with reasons
Table A.2 Full-text articles assessed
(n = 409)

..
Moderator analyses examining between-study heterogeneity. for eligibility
(n = 442) Non-English (n = 4)
B estimate ± SE% R2

..
QM p
No PTSD estimate (n = 7)
Age 0.90 ± 0.75 0.04 0.8491 0.0016 Reviews (n = 7)
Caucasian %
Male %
Married %
−0.25 ±
0.15 ±
−0.20 ±
0.11
0.09
0.26
4.67
3.14
0.55
0.0307
0.0763
0.4578
14.26%
9.25%
2.41%
Studies included
in meta-analysis
.. Sample size < 1,000 (n = 8)
Overlapping sample (n = 10)
Editorials, commentaries, letters (n
Enlisted %
Active duty %
Record review (yes/no)
0.47 ±
0.76 ±
−4.26 ±
0.67
0.26
3.29
0.04
9.13
1.55
0.5167
0.0025
0.2127
3.15%
34.89%
4.46%
(n = 33)
. = 84)
Treatment study or pre-selected on
basis of mental health symptoms
VA sample (yes/no)
National sample (yes/no)
Sample size
3.22 ±
−2.53 ±
−2.15 ±
5.57
3.11
1.47
0.34
0.47
1.72
0.5627
0.4897
0.1894
0.99%
1.41%
4.91%
. (n = 112)
No veterans (n = 177)

Publication year 2.10 ± 0.90 5.29 0.0215 13.85%


Composite model – 27.62 <0.0001 64.54%

Note: QM , Test of reduction in heterogeneity attributable to moderator(s); p, Prob-


ability of that the decrease in heterogeneity is significantly greater than zero;
R2 , Percentage of residual heterogeneity accounted for by the moderator(s). Fig. B.1. PRISMA 2009 flowchart for included studies (Liberati et al., 2009).
104 J.J. Fulton et al. / Journal of Anxiety Disorders 31 (2015) 98–107

help-seeking samples skew prevalence estimates upward. Future review to determine diagnostic status is potentially problematic, as
research with OEF/OIF veterans who are not help-seeking and/or providers within VA can use widely varying methods to establish
who are not using VA healthcare services would complement exist- diagnosis and determine whether to list a diagnosis of PTSD in the
ing literature and provide a more comprehensive understanding of medical chart. Additionally, a recent study of the validity of chart
PTSD rates in this cohort. diagnoses of PTSD for veterans of the Iraq and Afghanistan conflicts
Second, although it is reasonable to assume that large adminis- revealed that diagnostic status for current PTSD was discordant
trative database studies provide accurate PTSD estimates among for 26.8% to 27.7% of the sample depending on what information
help-seeking veterans utilizing VA care, even among large (e.g., in the medical record was used (Holowka et al., 2014). Whereas
n > 100,000) national samples of VA patients included in the 17.5% to 19.1% of participants had a diagnosis of PTSD based on
present review, evidence of significant heterogeneity emerged record review but did not meet criteria for current PTSD on the
with observed prevalence estimates ranging from 9.5% to 41.3%. SCID, 8.6% to 9.3% of participants met criteria for current PTSD on
Although percentage of male participants, percentage of partic- the SCID but did not have a diagnosis of PTSD based on the medical
ipants with active duty status, and publication year explained record review. The fact that the vast majority of studies provid-
some of the variance in estimates across studies, heterogeneity in ing information on the prevalence of PTSD in OEF/OIF veterans
the results is also likely in part due to the widely varying selec- is based on medical record review is a limitation of the current
tion criteria and associated sample characteristics of the studies literature and reflects a need for additional research using other
reviewed (see Table A.1, sample characteristics). Given the signif- assessment methods. Other studies in this review used self-report
icant methodological differences across studies and heterogeneity data from screening measures such as the PTSD Checklist or the
between observed PTSD estimates, the aggregate estimate of PTSD Primary Care PTSD screen as method of PTSD diagnosis. A recent
prevalence should be interpreted with caution (Petitti, 2001). review (McDonald & Calhoun, 2010) documented the limitations
Third, 20 of the 21 national VA administrative database samples of using self-report screening measures to assess PTSD when the
used ICD-9 codes from medical chart reviews as method of identi- population prevalence is unknown. Additionally, there is a need to
fying individuals with a PTSD diagnosis. The use of medical chart validate existing screening measures in diverse samples of OEF/OIF

Fig. B.2. Forest plot of PTSD prevalence stratified by the study sample size. Note: The area of each square is proportional to the study’s weight in the meta-analysis, and
each line represents the confidence interval around the estimate. The diamond represents the aggregate estimate, and its lateral points indicate confidence intervals for this
estimate.
J.J. Fulton et al. / Journal of Anxiety Disorders 31 (2015) 98–107 105

veterans. In the current review, only 1 out of the 33 studies should be noted that when only the VA samples were examined,
(McClernon, Calhoun, Hertzberg, Dedert, & Beckham, 2013) used heterogeneity was still significant (results not presented). Finally,
a structured clinical interview to assess PTSD. Structured clinical while it was hoped that differences among studies using differ-
interviews are considered the gold standard assessment method- ent techniques to determine PTSD diagnostic status (e.g., medical
ology for psychiatric diagnosis given their increased reliability and chart review, questionnaires, structured or semi-structured inter-
validity (Rogers, 2001; Segal & Coolidge, 2003). Thus, the absence of view) could be examined as a moderator with multiple categories
studies using clinical interviews to examine the prevalence of PTSD to determine whether these different methods affect prevalence
in representative population-based samples of OEF/OIF veterans estimates, this variable had to be dichotomized (i.e., medical chart
represents a significant gap in the current literature. review versus other) because so few studies involved self-report or
clinician-administered assessment of PTSD.

4.2. Limitations of this review

This meta-analysis is the first quantitative review to examine 5. Conclusions


prevalence of PTSD among OEF/OIF veterans. The findings of this
review must be considered in light of its limitations. First, only 33 In conclusion, this review highlights the need for researchers,
studies met inclusion criteria for this meta-analysis. Additionally, clinicians, and policy-makers to consider methodological differ-
moderator data was not reported in some studies and was subse- ences across studies, including sample characteristics and selection
quently unavailable for inclusion in the current analyses. Therefore, criteria, when gauging and comparing PTSD prevalence among
ability to detect effects in analyses of moderator variables was OEF/OIF veterans. While the findings must be interpreted in light
limited by low power. Also, time since trauma exposure, as well as of the high heterogeneity in studies and specific limitations of the
moderators shown to influence risk of PTSD in military samples, extant literature, the estimated prevalence of PTSD in OEF/OIF vet-
including prior traumatic experiences (e.g., childhood trauma), erans from the current comprehensive meta-analysis suggests that
trauma severity, and social support post-trauma (see Gates et al., approximately 23% of those who served in the military during the
2012 for a review), could not be evaluated in this meta-analysis past decade are suffering from a potentially debilitating mental
because no studies reported this information. Furthermore, the health disorder. This rate is less than that reported for Vietnam
majority of studies included in this meta-analysis were from VA era veterans (i.e., 30%; Kulka et al., 1990) and far above the rate of
national samples. While selection criteria varied by study, it is likely PTSD in the general population (Kessler, Sonnega, Bromet, Hughes,
that at least some participants were included in multiple samples. & Nelson, 1995). Accordingly, financial and mental health care
It was impossible, however, to determine the degree of overlap, resources are needed to provide early and evidence-based inter-
and the assumption of independent samples was likely not met vention to this large portion of veterans from the current war era to
for these studies. The inclusion of dependent samples in the anal- promote recovery from PTSD and to optimize veterans’ adjustment
yses may have reduced heterogeneity in estimates; however, it to civilian life and community re-integration.

Fig. B.3. Funnel plot to assess publication bias across prevalence studies.
106 J.J. Fulton et al. / Journal of Anxiety Disorders 31 (2015) 98–107

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interview for the DSM-IV Axis I disorders. New York, NY: Biometrics Research New
York State Psychiatric Institute.
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(2011). Medical care needs of returning veterans with PTSD: Their other burden.
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