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An Analytical Method For Groundwater Inflow
An Analytical Method For Groundwater Inflow
Abstract
Groundwater inflow estimation is essential for the design and construction of tunnel and the assessment of the environmental
impacts. Analytical solutions used in current engineering practice do not adequately account for the effect of the excavation-induced
drawdown, which leads to significant change in pore water pressure distribution and reductions of the water level beyond tunnel.
Based on the numerical analysis results, this article proposes semianalytical method to predict the height of lowered water level and
groundwater tunnel inflow. The tunnel problem is conceptualized as two-dimensional flow in a plane perpendicular to the tunnel
axis. The analytical formula, considering the effect of the excavation-induced drawdown, provides a better prediction of the tunnel
inflow compared to the existing analytical formulas, even for the cases with inclined groundwater level.
NGWA.org Groundwater 1
However, compared with the measured data and
numerical solutions, many researchers pointed out that
the analytical equations provided highly overestimated
values of water inflow. There are various factors, such
as inadequate consideration of the jointed rock mass
anisotropy and heterogeneity (Coli et al. 2008; Gattinoni
and Scesi 2010), large joint closure and excavation-
induced hydraulic conductivity variation in the vicinity of
a tunnel (Fernandez and Moon 2010). Another key factor,
which has a significant influence on the water inflow,
is the excavation-induced drawdown (Anagnostou 1995;
Hwang and Lu 2007; Moon and Fernandez 2010). As the
groundwater flows into the unlined or drainage tunnel, the
phreatic surface can be maintained at a roughly constant
level if there is sufficient recharge. In common, there Figure 1. Circular tunnel profile: H , the depth from ground
surface to the initial water table; h, the initial piezometric
is insufficient recharge to balance the amount of water head above the tunnel center; h, drawdown of the water
flowing into an excavation when the phreatic surface is level; h, the lowered piezometric head above the tunnel
lowered and a drawdown regime emerges. Therefore, the center; r, tunnel radius.
traditional analytical solutions, which assume that the
groundwater table remains at the initial level throughout
the tunnel excavation, seem to be unreasonable. The problem in a plane perpendicular to the tunnel axis. The
groundwater inflow would have a discount as the reduc- following assumptions are made: (1) The surrounding rock
tion of the hydraulic head from the tunnel, the discount has the homogeneous and isotropic permeability; (2) the
could be up to 20 to 40% of the initial water level, which fluid is incompressible; and (3) there is no flow along
will be shown later. Considering the excavation-induced the tunnel axis (and no flow across the tunnel advance
drawdown, Moon and Fernandez (2010) provided an face). According to Darcy’s law and mass conservation,
analytical method for estimating the groundwater inflow the two-dimensional groundwater flow around the tunnel
into a tunnel based on an adjusted mirror image tunnel is described by the following Laplace equation,
method in which the lowered groundwater level after
excavation is adopted. However, the unique and shortest ∂ 2ϕ ∂ 2ϕ
vertical level of lowered underground water upon the + =0 (1)
∂x 2 ∂y 2
tunnel top arch was used in the solution (Moon and
Fernandez 2010), which will underestimate the inflow rate where ϕ is the hydraulic head.
with considerable errors. The reasonable water level used
to calculate the water inflow would be between initial p
ϕ= +Z (2)
underground water level and the lowered water level. γw
Generally, because the lowered water level is unknown,
the solution of water inflow with lowered water level where p is the pressure, γ w is the unit weight of water,
could only be achieved after lowered water level done, Z is the elevation head defined as the vertical distance
which would bring new obstacle for analytical solutions. of a given point below the datum plane. Herein, the
In this article, we will present a numerical study groundwater level is chosen as the elevation reference
to analyze the effect of excavation-induced drawdown datum. The boundary condition at the groundwater level
on water inflow into the tunnel. The tunnel inflows is expressed as follows,
calculated by various analytical methods are compared. In
particular, based on the widely used Goodman equation ϕ(y=h) = 0 (3)
(Goodman et al. 1965) and the numerical solutions with
finite element method, the study develops a semianalytical The boundary condition at the tunnel perimeter in the
method to predict groundwater tunnel inflow considering case of the unlined or drainage tunnel is expressed as
both the initial water level and the lowered water level
after the solution of lowered water level is presented. ϕ(r) = y (4)
As will be shown, the new solution reduces the error in
calculated inflow. where y is the vertical coordinate value.
The exact solution of groundwater inflow, Q 0 , which
is the volume of water per unit time and per unit
Definition of the Problem tunnel length into tunnels, is calculated with the initial
A schematic representation of a circular tunnel in a piezometric head h (El Tani 2003):
semi-infinite aquifer with infinite width and depth under
a horizontal water table is shown in Figure 1. The tunnel λ2 − 1 h
Q0 = 2π k (5)
problem is conceptualized as a two-dimensional flow λ2 + 1 ln λ
Qa
δ= (7)
Q0 is modeled in the paper by attaching the finite element
mesh to the solid phase; fluid can flow through this fixed
where Q a is the water inflow approximation. mesh. The porous medium for this study was modeled in
ABAQUS as flow of two fluids. One is the wetting liquid,
assumed to be incompressible, and the other is the gas,
Numerical Analysis treated as compressible.
The commercially available finite element software A two-dimensional numerical mesh is created with
(ABAQUS) is used in this study to calculate the tunnel a 10 m diameter tunnel excavated at 70 to 350 m below
inflow considering the excavation-induced drawdown. the ground surface from the tunnel center, as shown in
The software of ABAQUS is currently one of the most Figure 3. When the extent of the numerical model (from
powerful nonlinear finite element analysis implement in the tunnel center to the vertical and bottom boundaries) is
the world. Some common problems, such as saturated not less than 50 times the diameter (D) (Zhou et al. 2014),
or partially saturated flow, multiphase flow, moisture the influence of the boundaries on the tunnel water inflow
migration, combined heat transfer and pore fluid flow, and pore pressure distribution can be omitted. Therefore,
can be analyzed with ABAQUS. The porous medium the extent of the numerical model is chose as 50D in this
Table 1
Approximate Solutions of the Groundwater Inflow
1R
x is the horizontal influence distance of groundwater level drawdown from the center of tunnel, and R y is the vertical influence distance of groundwater level
drawdown from the initial groundwater level.
Figure 4. Water level and pore water pressure with time after excavation (h = 300 m), (a) 1 day, (b) 5 day, (c) 10 day, and
(d) 20 day.
Discussion
The numerical results are compared with the widely
used Goodman equation (Goodman et al. 1965) assuming
a constant groundwater elevation throughout the tunnel
excavation and the modified analytical solutions by Moon
and Fernandez (2010) using the lowered water level (see
Figure 6).
As showed in Figure 6, the tunnel inflow decreases
gradually with the increasing value of r/h, which is upper-
bounded by Goodman et al. (1965) while lower-bounded
by Moon and Fernandez (2010). The underlying reason
is that the initial groundwater level is assumed constant Figure 6. Tunnel water inflow envelopment by Goodman
formula (Goodman et al. 1965) and Moon and Fernandez
in the Goodman formula (Goodman et al. 1965), thus the formula (Moon and Fernandez 2010), the numerical analysis
hydraulic head remains at a relative large value and the result locates well inside the envelopment and the permeabil-
tunnel inflow is overestimated. When the lowered ground- ity k of 1 × 10−7 m/s is used.
water level is used in the Moon and Fernandez formula
(Moon and Fernandez 2010), the hydraulic head acted on
the tunnel perimeter is the shortest vertical distance of inflow must be considered. First, the factors that affect
the lowered water level beyond the tunnel top arch such the lowered water level are analyzed, including the
that this method obtains the underestimated values. tunnel radius, the height of initial water level, and the
permeability of the surrounding rock. The tunnel radius
Lowered Water Level is taken as 2.5, 3.5, 5.0, and 7.5 m, and the rock
In order to modify the formula for tunnel inflow permeability is set to 1.0 × 10−6 , 1.0 × 10−7 , 1.0 × 10−8 ,
prediction, the effect of groundwater drawdown on tunnel and 1.0 × 10−9 m/s.
Figure 13. Lowered water level and pore water pressure with time when α = 21.80◦ : (a) 1 day, (b) 5 day, (c) 10 day, and
(d) 20 day.
Conclusions
The excavation of tunnels induces time-dependent
drawdown of groundwater and reduction of pore water
pressure in the surrounding rocks. As the seepage field
tends to a steady state, it was found by numerical
simulations that the height of the lowered water level is
closely related to the tunnel radius and the initial ground
water level. A semianalytical formula is proposed for
estimating the lowered water level, with good agreement
Figure 14. Comparison of tunnel inflows under different
between the analytical solutions and the numerical results.
dip angle α of inclined groundwater level: Q M , Mod-
ified equation (El Tani 2003); Q E , Empirical formula Analytical solutions for tunnel inflow assessment
(Equation 11); Q NM , Numerical analysis (ABAQUS). generally adopt the constant initial groundwater level
during excavation that obtain an overestimated value
while adjusted solutions take the lowered hydraulic head
Figure 13 shows the pore water pressure after from the tunnel top arch which underestimate the inflow
excavation for α = 21.80◦ . As time goes by, the pore rate. This inaccuracy is effectively rectified by using
water pressure around the tunnel gradually decreases. The the semianalytical method proposed in this paper for
inclined water level drawdown after tunnel excavation both deep and low buried tunnel of r/h = 0.0167 to
reaches a steady condition after about 20 days. 0.250, which considers the initial groundwater level as
As for the tunnel inflow estimation with inclined well as the lowered groundwater level. The estimation
water level, El Tani (2003) made a modification for this errors of Goodman et al. (1965) as well as the proposed
case in which the analytical equation for water inflow was semianalytical method proposed in this paper are less
multiplied by cos α. That is to say that the vertical depth than 5% when r/h < 0.0167, which indicates that the
of the initial piezometric head above the tunnel center, h, two estimations of the tunnel water inflow can be
is redefined as the perpendicular distance of the initial employed when r/h < 0.0167. With the increase of r/h,
piezometric head above the tunnel center. According the estimation errors of Goodman et al. (1965) raises
to this principle, the traditional analytical equation is rapidly to 67.5% when r/h = 0.1 while the error from
modified as follows, the proposed method decreased to 2.0%. Meanwhile, the
estimation errors of Moon and Fernandez (2010) sustained
h hv increase from 22.8 to 59.7% with r/h = 0.0167 to 0.1.
QM = 2π k cos α = 2π k (12)
ln 2h
r ln 2h
r As for the water inflow problem with inclined
groundwater level, the effect of the dip angle of the
Based on the results obtained from the numeri- inclined water level, α, on the tunnel inflow is not
cal models described above, some key parameters are as much as mentioned before by multiplying cos α of
summarized and the tunnel inflows obtained through (El Tani 2003), which is suggested to be negligible
modified equation (El Tani 2003), analytical formula beyond our research. The values obtained through the
(Equation 11) and numerical analysis (ABAQUS) are plot- semianalytical method proposed here correspond very
ted in Figure 14. As the increase of dip angle of the well to the numerical solutions with the estimation errors
inclined water level, the perpendicular distance of the less than 2%.
inclined water table beyond the tunnel center decreases
such that the modified analytical solution, Q M , decreases
correspondingly. In addition, the values indicate the Acknowledgments
depths of the lowered groundwater level beyond the tunnel The authors are grateful to the National Natural
center almost equal to each other under different dip angle Science Foundation Council of China for its financial
of inclination such that the tunnel inflows calculated by support (No. 51579194). The authors would like to thank
the semianalytical formula, Q E , have a small difference. the journal editors and the anonymous reviewers for
In contrast, the modified analytical solution based on their insightful comments, which greatly improved this
El Tani (2003) provides inaccurate values of tunnel inflow manuscript. The authors would also like to thank Prof.
as there is overestimation of the inclined water level Chen Y. F. of Wuhan University for his help during the
influence by multiplying h by cos α. Moreover, based manuscript’s revision.
on the numerical simulation results, the semianalytical