You are on page 1of 10

Scand J Med Sci Sports 2013: ••: ••–•• © 2013 John Wiley & Sons A/S.

doi: 10.1111/sms.12121 Published by John Wiley & Sons Ltd

A 4-week instructed minimalist running transition and


gait-retraining changes plantar pressure and force
J. P. Warne1, S. M. Kilduff1, B. C. Gregan1, A. M. Nevill2, K. A. Moran1, G. D. Warrington1
1
School of Health and Human Performance, Applied Sports Performance Research Group, Dublin City University, Dublin, Ireland,
2
School of Sport, Performing Arts and Leisure, University of Wolverhampton, Walsall, UK
Corresponding author: Joe P. Warne, School of Health and Human Performance, Dublin City University, Dublin 9, Ireland. Tel:
+35317008472, Fax: +35317008888, E-mail: joseph.warne2@mail.dcu.ie
Accepted for publication 8 August 2013

The purpose of this study is to compare changes in MFW and simple gait-retraining, before repeating the
plantar pressure and force using conventional running tests (posttest). During the pretests, 30% of subjects
shoes (CRS) and minimalist footwear (MFW) pre and adopted a forefoot strike in MFW, following familiar-
post a 4-week MFW familiarization period. Ten female ization this increased to 80%; no change occurred in
runners (age: 21 ± 2 years; stature: 165.8 ± 4.5 cm; mass: CRS. A significant decrease in MF in both MFW and
55.9 ± 3.2 kg) completed two 11 km/h treadmill runs, 24 CRS (P = 0.024) was observed from pre-post, and a sig-
hours apart, in both CRS and MFW (pretest). Plantar nificant decrease in heel pressures in MFW. MP was
data were measured using sensory insoles for foot strike higher in MFW throughout testing (P < 0.001).A 4-week
patterns, stride frequency, mean maximum force ( MF ), familiarization to MFW resulted in a significant reduc-
mean maximum pressure ( MP ) and eight mean tion in MF in both the CRS and MFW conditions, as
maximum regional pressures. Subjects then completed a well as a reduction in heel pressures. Higher MP was
4-week familiarization period consisting of running in observed throughout testing in the MFW condition.

Running has been a fundamental part of human and minimalist running movement is driven mainly by a
existence for thousands of years, and historically, growing body of research suggesting improved perfor-
humans ran barefoot or in minimalist moccasin style mance (Squadrone & Gallozzi, 2009; Hanson et al.,
footwear, in evidence as early as 300 000–30 000 years 2011; Jenkins & Cauthon, 2011; Warne & Warrington,
ago (Trinkaus, 2005). Footwear has since developed 2012) and reduced injury risk (Divert et al., 2005a;
over time resulting in the proliferation of different types Lieberman et al., 2010; Jenkins & Cauthon, 2011;
of running shoes, each advertising different proposed Lohman et al., 2011). This has led to many runners
benefits such as pronation control, elevation, and cush- opting to “transition” into MFW or go barefoot, using
ioning properties. Recently, studies have reported a rela- training programs and simple running drills. However,
tively high injury rate in running, with between 19% and the adaptive elements of transitioning to minimalist or
79% of runners suffering a musculo-skeletal injury on at barefoot running remain to be investigated from an
least one occasion per year (Van Gent et al., 2007). To injury perspective.
date, no research has yet to investigate the potential Most injuries in runners occur in the lower limb and
impact that changes in running surfaces and increased can be related to previous injury, mileage, running expe-
intensity of running (as evident by increases in mass rience, type of training and external characteristics such
participation events) may have on these high injury rates. as footwear and training surface (Yeung & Yeung, 2001).
It has been noted that this high injury rate remains The theory that repeated excessive forces may cause
largely unchanged despite many advances in running injury (Hreljac, 2004) has led to the assumption that
shoe design over the last 40 years, and as such, footwear running shoes with enhanced cushioning properties
has recently been highlighted as a possible factor related would reduce these forces, thus reducing the likelihood
to injury (Lieberman et al., 2010). Whether footwear is of injury (Lafortune & Hennig, 1992). However, the
partly responsible for the incidence of running-related ability of a cushioned heel to reduce this loading has
injuries remains to be determined. However, there now been questioned (Nigg & Wakeling, 2001; Lieberman
appears to be a growing trend back to running barefoot, et al., 2010), with recent studies now suggesting that
and shoes that attempt to simulate barefoot running have conventional running shoes (CRS) may actually increase
now been designed, known as minimalist footwear impact transients when compared with barefoot
(MFW) and are gaining popularity. The modern barefoot (Lieberman et al., 2010) as a result of detrimentally

1
Warne et al.
influencing running technique. Several other studies also effects on these variables and plantar pressures. How
suggest that CRS can increase the likelihood of injury well habituated shod runners can adapt to new changes
because of their cushioned and supportive properties in MFW remains to be examined. Early research has
(Robbins et al., 1989, 1993; Divert et al., 2005a). While identified significant changes related to MFW in 4 weeks
most studies investigate ground reaction forces (e.g., (Warne & Warrington, 2012), and simple gait retraining
Lieberman et al., 2010), it has been suggested that feedback was found to be successful after just 2 weeks
changes in plantar pressures and peak plantar forces also (Crowell & Davis, 2011). Thus, for preliminary reports
provide accurate data as to how the foot is loaded with in this regard, 4 weeks appears to be enough to exhibit
respect to the supporting surface, as unnatural or localized some degree of adaptation or motor learning, and has
loading may predict or indicate injury risk (Orlin & been selected for the present study.
McPoil, 2000), in particular tibial and metatarsal stress The purpose of this study therefore was to investigate
fractures (Davis et al., 2004; Giuliani et al., 2011). if any changes occur with regard to plantar force and
Despite this, to the best of the author’s knowledge, no regional pressure in both a MFW and CRS condition as
research to date has documented changes in plantar pres- a result of instructed familiarization to MFW over a
sure and plantar force when investigating the transition to 4-week period. The study aimed to document the resul-
MFW and this information may be important for injury tant changes in relation to foot strike patterns and stride
prevention in the future (Hong et al., 2012). Plantar pres- frequency in order to further understand the transitional
sure offers specific information on the distribution of period for minimalist running and its relationship to
force, and can be related to potential damaging effects to plantar pressures and forces. The authors hypothesize
local tissues, where force is largely related to the overall that (a) plantar forces will be reduced as a result of the
loading effect of the foot contact (Rosenbaum & Becker, intervention, and to a greater degree in the MFW, and (b)
1997), and this knowledge may be essential in determin- a reduction in heel pressure in the MFW will be
ing in vivo foot loading (Shorten & Mientjes, 2011). Any observed. This will result in elevated metatarsal pres-
reduction in plantar pressure or force during running may sures because of the change in foot strike; however, this
represent a potential for injury reduction, as impact and will not occur in the CRS.
pressure have been extensively linked to running related
injury (Rosenbaum & Becker, 1997; Davis et al., 2004;
Hong et al., 2012), and this requires further research with Methods
Subjects
respect to new minimalist footwear models.
It has been noted that humans, unlike other mammals, Ten trained female runners (age: 21 ± 2 years; stature: 165.8 ±
4.5 cm; body mass: 55.9 ± 3.2 kg) were recruited from local ath-
use several footfall patterns that are classified by the
letic clubs and collegiate teams via email. Subjects typically ran
region of the foot that initially contacts the floor (Hamill 3–5 days per week, running on average 45.0 (± 23.0) km in that
& Gruber, 2012). Divert et al. (2005a) and Squadrone time. Participants were excluded if they had reported any lower
and Gallozzi (2009) suggest that subjects who run bare- limb injuries in the last 3 months, had previous barefoot or mini-
foot reduced the high mechanical stress at the heel by malist running experience or currently used orthotics. Only female
athletes were used to eliminate gender differences in running
switching from a rear-foot strike (RFS) to a forefoot
mechanics (Ferber et al., 2003). All subjects had previous experi-
strike (FFS). Given that Lieberman et al. (2010) suggest ence with treadmill running. The subjects gave informed consent
that a FFS can reduce or eliminate the passive impact at the beginning of testing. Ethical approval for this study was
peak when compared with a RFS, a logical study design granted by the Dublin City University Research Ethics Committee.
should attempt to manipulate foot strike patterns (FSP)
and observe any effects in a developed western popula-
tion of runners, given that this is now the population Experimental protocol
“buying in” to this minimalist trend. The same principle A randomized crossover design for footwear type (MFW vs CRS)
can be applied to manipulation of stride frequency which was used, with crossover from day 1 to day 2, and pretests to
posttests (separated by the 4-week familiarization period). The
has been observed to reduce lower extremity loading testing design eliminated the chance that footwear would result in
when it is increased by 15% (Hobara et al., 2012), any order effect. Each testing session required the subjects to visit
although a 15% increase does not adequately represent the human performance laboratory in which subjects ran on a
the smaller 2–3% change observed while in MFW treadmill (Cosmed T170, SportMed, Weil am Rhein, Germany) at
(Squadrone & Gallozzi, 2009; Warne & Warrington, a fixed velocity (11 km/h) for two bouts of 8 min, one bout in CRS
(Asics Cumulus 2012, Kobe, Japan) and one bout in the MFW
2012). Interestingly, several researchers have observed (Vivo Barefoot “Evo”, Terra Plana, London, UK), the order of
an acute reduction in impact force, a move toward a FFS, which was randomly assigned. Familiarization took place in
and an increase in stride frequency when comparing Vibram “Five Finger” KSO (VFF; Vibram®, Milan, Italy) foot-
experienced barefoot and minimalist running to CRS wear because of its popularity and availability in the laboratory;
athletes (De Wit et al., 2000; Squadrone & Gallozzi, however, the sensory insoles would not fit in the individual toe
design for data collection and so the “Evo” was sourced as the
2009; Lieberman et al., 2010). Despite this, no research closest alternative, also being 3 mm thick with zero “drop” and
to date has documented the transitional period of a group advertising no cushioning or foot control. Between each 8-min
of inexperienced barefoot or minimalist runners and its bout, the subjects were given a 15-min recovery while they

2
Four-week minimalist running transition
Table 1. Four-week familiarization to MFW including running technique guidelines and simple exercises for injury prevention

Week MFW training program

Week 1 Throughout: Wearing MFW and going barefoot as much as possible in normal daily routines
3 days: 5−8 min easy running on the spot or in corridors/garden at home
3 days: Prescribed exercises*
Week 2 3 days: 10–15 min running on grass, 3 min on pavement
3 days: Prescribed exercises*
Week 3 2 days: 20 min running on grass, 5–8 min on pavement
1 day: 25 min running on grass
3 days: Prescribed exercises*
Week 4 2 days: 25 min on grass, 10 min on pavement
1 day: 30 min on grass
2 days: Prescribed exercises*

*No specification was made as to whether the exercises were completed on the same days as the running intervention or not.

Running technique guidelines Exercise program (10 min)

Keep stride short and increase cadence (Divert et al., 2005a; Plantar fascia and triceps surae rolling × 5 min
Lieberman et al., 2010; Hobara et al., 2012).

Run as light and quiet as possible (Crowell & Davis, 2011).

Land on the forefoot, allowing heel to contact immediately afterwards Ankle mobility (3 × 15) Calf raises (3 × 15)
(Robbins et al., 1989; Squadrone & Gallozzi, 2009; Daoud et al.,
2012).

Keep hips forward and head up, running as tall and proud as possible Toe “grabs” (3 × 15) Single leg balance (60 s)
(Lieberman et al., 2010).

changed to the opposite footwear and re-inserted the insoles. later in the opposite shoe order and at the same time of day, with
Sensory insoles (Novel Pedar X, Munich, Germany) were placed no training allowed for subjects within that period (pretests). Sub-
inside either the MFW (“Evo”), or CRS before each test and jects also repeated the entire protocol again in a randomized order
calibrated to technical specification including ascertaining a zero following the 4-week familiarization (posttests). During the
unloaded value before insertion. Each insole contained 99 10-mm posttests, subjects were reminded before testing commenced to
force sensors, with data collected at 100 Hz, and has previously concentrate on running technique irrespective of footwear as
shown a high degree of repeatability (Ramanathan et al., 2010). described in the next section, but were given no feedback while
The Pedar X unit was attached to the subject’s waistline at the rear running in order to maintain technical consistency.
using a Velcro belt, and wires leading to the insoles were attached
to subject’s legs using a pliant Velcro strap that did not impede
with normal running movement. Data was collected for 60 s at the Four-week familiarization phase
7th minute of running, allowing enough time above the 4 min that Immediately after pretests, each subject was provided with a struc-
has been suggested to be required to optimize leg stiffness and tured progression of running in MFW over the 4-week familiar-
running technique depending on surface and shoe hardness (Divert ization period and relevant injury prevention exercises. Running
et al., 2005a). Given that endurance running involves repetitive technique guidelines were also provided based on current findings
impacts, a long sample period of 60 s was selected to more in the literature (Table 1). Both the technique changes and exer-
adequately represent average loading over a longer period of time. cises were fully demonstrated. The program incorporated MFW
Stride frequency was calculated by the number of steps that running into the subject’s normal training routines (increasing
occurred on the right foot during the 60 s duration using the from ∼10% to ∼25%), where it was required that the MFW running
recorded foot contact data. The testing protocol was repeated 24 h took place at the beginning of any training session, and then

3
Warne et al.
subjects were allowed to continue their normal training load in Data analysis
their own preferred conventional running footwear. Thus subjects Three tests were conducted for stride frequency, MF , and MP .
would gradually increase exposure to MFW during this period, These were three-way mixed repeated measures analysis of vari-
while also maintaining the remainder of their training schedule in ance (ANOVA) for within subject effects and interactions [condi-
CRS. This program included running both on grass and concrete, tion (MFW vs CRS), time (pre vs post), and day (day 1, day 2)]. A
and was not limited to one surface. Subjects were asked to con- four-way mixed repeated measures ANOVA was also conducted
centrate on the running technique guidelines in both CRS and for regional pressure analysis [condition (MFW vs CRS), time (pre
MFW; it was not specific to MFW alone. This allowed a measure vs post), day (day 1, day 2), and region (1–8)]. Where main effects
of changes both in CRS and MFW in the same subjects, thus were determined, pairwise comparisons were reported utilizing a
representing a realistic representation of how one may transition to Bonferroni correction to account for the extra comparisons, and
MFW and the resulting effects this may have on CRS running. accepted as P ≤ 0.05. Where the data violated Mauchly’s test of
sphericity, the Huynh–Feldt correction was utilized. Statistical
significance was accepted at P ≤ 0.05. A Pearson product-moment
Data processing correlation coefficient was also used to determine if signifi-
cant relationships occurred between foot strike patterns, stride
Pedar (Pedar X expert 20.1.35) analysis software was used for data frequency, MF , and MP . This required 24 individual tests, and
processing, using right foot data (Hong et al., 2012) averaged over thus has been adjusted using the Bonferroni correction to account
60 s. Foot strike patterns were identified using the foot strike index for multiple comparisons, and accepted as P ≤ 0.0021 (SPSS data
(Altman & Davis, 2012), where the plantar surface was divided analysis software V16.0, SPSS, Inc., Chicago, Illinois, USA).
into thirds (heel, midfoot, forefoot), and the foot strike pattern was
identified by the location of the center of pressure at its initial
contact point when averaged over all steps. This was then allocated Results
1 = forefoot strike; 2 = midfoot strike; and 3 = rearfoot strike, for
the purpose of correlation analysis. The plantar surface was The mean and standard error for MF and MP are pre-
divided into eight sections as previously described in Hong et al. sented in Table 2. No subjects reported any injury or
(2012; Fig. 1) and pressure values were established within each. discomfort during the 4-week familiarization, or any
Regional pressure, mean maximum force ( MF ; total plantar
surface) and mean maximum pressure ( MP ; total plantar surface) change in current performances during training. All sub-
were calculated from within-step maxima averaged over the 60 s jects reported good compliance (mean completion rate of
data collection period. 92%) with the intervention schedule (no subject missed

Fig. 1. Regional areas of the eight insole masks. MH, medial heel; LH, lateral heel; MMF, medial midfoot; LMF, lateral midfoot;
MFF, medial forefoot; CFF, central forefoot; LFF, lateral forefoot; TOE, toes. Adapted from Hong et al. (2012) with permission.

Table 2. MF and MP results for the MFW and CRS condition

4
Four-week minimalist running transition

Fig. 2. Graphical representation of both the MFW and CRS condition from pre to post with regard to (a) foot strike patterns and (b)
stride frequency. ¥Change from pre to posttests; *difference between condition, P < 0.05; error bars represent SE.

more than two prescribed running days, or three exercise


sessions in total), in that by the end of the 4-week period,
they had received significant exposure to running in
MFW.
The distribution of foot strike patterns is displayed in
Fig. 2. During the pretests in the MFW condition, 30%
of subjects adopted a FFS, 30% a RFS, and 40% a MFS.
At posttests, a total of 80% of subjects had opted for a
FFS, with only 20% retaining a RFS. In contrast, no such
change was observed in the CRS condition, in which
50% of subjects RFS, 40% MFS, and 10% of subjects
FFS during pretests, with only one subject changing
from a MFS to a FFS at posttests.
For stride frequency, no interaction effects were
observed (day × time × condition, P = 0.575). A signifi-
cant increase for time was observed (2.45% increase;
P = 0.011), and there was also a significant difference for
condition (MFW > CRS 2.34%; P = 0.002). There was
no effect of day (P = 0.075; Fig. 2).
A significant effect for MF was observed for change
over time (17.63% decrease; P = 0.024), and also a sig-
nificant difference in condition (MFW > CRS 7.43%;
P = 0.043). No effect of day was established (P = 0.319),
and there was also no interaction effect (day × time ×
condition, P = 0.788; Table 2). There was a significant
interaction effect observed for MP between time × con- Fig. 3. Regional pressure values both the MFW and CRS con-
dition at both pre and posttests (regional pressure descriptives
dition (P = 0.049). While the MFW condition has a sig- can be found in Table 1). *Difference between condition;
nificantly higher MP when compared with CRS ¥
change from pre to posttests; P < 0.05; error bars represent SE.
throughout testing (47.49% higher; P < 0.001), the
MFW condition was found to increase from pre to types [medial heel (P = 0.003) and lateral heel (P =
posttests, where the CRS condition decreased from pre 0.011) in MFW, and medial heel (P = 0.008) in CRS], as
to posttests. No effect for day was observed when ana- well as in the lateral midfoot in MFW (P = 0.042). Heel
lyzing MP (P = 0.515; Table 2), and there was no inter- pressures were observed to be lower in MFW when
action for day × time × condition (P = 0.449). compared with CRS at posttests, despite being signifi-
With regard to regional pressures, there was a signifi- cantly higher at pretests (medial heel P = 0.005). This
cant interaction effect for time × condition × region reduction in heel pressure in both conditions did not
(P = 0.010), but not for time × condition × region × day result in any increase in pressures in the forefoot, but did
(P = 0.213). The differences at the pre and posttests with appear to slightly localize regional pressure under the
regard to regional pressure are summarized in Fig. 3. It central forefoot in the MFW condition, which was found
was observed that the intervention resulted in regional to approach significance (P = 0.085). In the forefoot,
pressures under the heel being reduced in both footwear MFW was found to have significantly higher pressures

5
Warne et al.
Table 3. Pearson product-moment correlation results for foot strike patterns (FSP), stride frequency (SF), mean maximum force ( MF ), and mean
maximum pressure ( MP )

SF MFW “Pre” SF MFW “Post” SF CRS “Pre” SF CRS “Post”

FSP MFW “Pre” r : −0.462


FSP MFW “Post” r : −0.740
FSP CRS “Pre” r : −0.526
FSP CRS “Post” r : −0.476
MF MFW “Pre” MF MFW “Post” MF CRS “Pre” MF CRS “Post”
FSP MFW “Pre” r : 0.212
FSP MFW “Post” r : 0.178
FSP CRS “Pre” r : 0.058
FSP CRS “Post” r : 0.093
MP MFW “Pre” MP MFW “Post” MP CRS “Pre” MP CRS “Post”
FSP MFW “Pre” r : −0.134
FSP MFW “Post” r : −0.308
FSP CRS “Pre” r : −0.088
FSP CRS “Post” r : −0.462
MF MFW “Pre” MF MFW “Post” MF CRS “Pre” MF CRS “Post”
SF MFW “Pre” r : −0.180
SF MFW “Post” r : −0.377
SF CRS “Pre” r : −0.226
SF CRS “Post” r : 0.017
MP MFW “Pre” MP MFW “Post” MP CRS “Pre” MP CRS “Post”
SF MFW “Pre” r : −0.248
SF MFW “Post” r : −0.044
SF CRS “Pre” r : 0.045
SF CRS “Post” r : −0.136
MP MFW “Pre” MP MFW “Post” MP CRS “Pre” MP CRS “Post”
MF MFW “Pre” r : 0.434
MF MFW “Post” r : 0.602
MF CRS “Pre” r : 0.413
MF CRS “Post” r : 0.246

n = 10, no significant correlations noted.

than CRS [medial forefoot (P < 0.001), central forefoot footwears was provided. Given that a FFS and increased
(P = 0.001), lateral forefoot (P = 0.007) at pretests, stride frequency have been related to a decrease in
and medial forefoot (P < 0.001), central forefoot impact and loading strategy (Hobara et al., 2012) (and
(P = 0.001), at posttests. Lateral forefoot at posttests thus the potential to decrease musculo-skeletal injury),
approached significance (P = 0.052)]. the question arises: why do runners adapt to a large
Following a Pearson product-moment correlation, no extent in MFW following 4 weeks familiarization, but do
significant correlation was observed between any of the not adopt these techniques while in CRS following the
variables at any point in testing (Table 3). same intervention? The question becomes particularly
meaningful in the present study where guidelines for
Discussion changes in foot strike and stride frequency were pro-
vided independent to the footwear condition was being
The main findings of the present study suggest that a tested, although subjects may have spent more time
4-week instructed familiarization in MFW significantly focusing on the changes while in MFW due to it being a
changed foot strike patterns and stride frequency in novel condition. One other possible explanation relates
MFW and that this does not occur to the same degree in to a reduction in sensory feedback of the plantar surface,
the CRS condition. A total of eight subjects (80%) FFS which may primarily be due to the shoe elevation and
in the posttests where only three (30%) were found to do cushioning in CRS. In this regard, it has been speculated
so at pretesting in MFW. In contrast, CRS showed no that reducing sensory feedback results in subjects not
change from pre to post, with only one subject opting to actively making changes to impact attenuation because
FFS instead of MFS at posttests when compared with they simply cannot effectively feel what is happening
pretests. A similar trend was observed in stride fre- underfoot (Robbins et al., 1989; Lieberman et al., 2010).
quency, for while both conditions increased over time, a Significant kinematic differences between CRS and
2.34% increase was observed in MFW when compared barefoot are common in the literature, where active
with CRS (P = 0.002). It appears that the learned and/or changes in technique are apparent while barefoot but not
adaptive responses to changes in foot strike patterns in CRS (Burkett et al., 1985; De Wit et al., 2000; Divert
were significantly reduced when wearing CRS even et al., 2005a; Squadrone & Gallozzi, 2009; Lohman
when instruction to change these techniques in both et al., 2011) that support this concept. In addition, it has

6
Four-week minimalist running transition
previously been suggested that a FFS becomes more the floor (Robbins et al., 1989; Bishop et al., 2006;
difficult as a result of the elevated heel design in CRS Lieberman et al., 2010), and/or a decrease in knee joint
because an increased degree of plantar flexion and a stiffness that will reduce impact peak magnitude and rate
more vertical shank angle at touchdown is required in of force development (Nigg, 2009). It may also be plau-
order to FFS or MFS in this condition (De Wit et al., sible that the reduction in MF was simply due to the
2000) that may also explain the lack of change of this technical guidelines (“run as light and quiet as possible”
group with regard to foot strike patterns. To better under- etc.; Table 1), despite this not resulting in changes in foot
stand the mechanisms underlying the above, the authors strike patterns and stride frequency that manifested as an
discussed the difference with the subjects after test observable effect.
completion. The overwhelming feedback from partici- The differentiation between acute and chronic
pants was that it was easier to adopt the “old” running changes to running technique is still largely unexplored.
form in CRS, but that MFW acted as a constant reminder In the present study, the higher MF observed in MFW at
(being so different and thin) for a “new” running style. pre and posttests in comparison to CRS could be related
Perhaps the most important finding of the current to the reduced shoe cushioning characteristics in MFW,
study was a significant reduction in MF in both in contrast to conventional footwear (Hennig & Milani,
MFW (17.8%) and CRS (17.2%) as a result of the inter- 1995). Lieberman et al. (2010) observed a continued
vention, which suggests that a 4-week familiarization to trend toward RFS in a habitually shod group even while
MFW may reduce maximal forces applied to the plantar barefoot running using an acute measure that suggest
surface. This accepts our hypothesis that a lower force impact attenuation tactics do not occur immediately and
would be observed in the MFW as a result of the transi- may predispose the novice minimalist/barefoot runner to
tion; however, we did not expect to see the same result in higher loading for a period of time; however, while both
CRS. As discussed above, it has previously been argued conditions did indeed show reduced loading as a chronic
that foot strike patterns and stride frequency are largely measure, the cushioning differences (7.43% higher MF
responsible for changes in loading of the lower extremi- in MFW) was still apparent. While it is possible to
ties (Mercer et al., 2003; Divert et al., 2005a; Lieberman suggest that subjects actively changed their running
et al., 2010; Lohman et al., 2011; Hobara et al., 2012). technique to compensate for this increased load over a
However, this was not observed in the present study, as 4-week period in MFW, this manifested in impact
CRS was not found to change with regard to foot strike attenuation changes in both conditions, and not specific
patterns, but yet a reduction in MF of a similar magni- to the MFW, despite changes in foot strike patterns and
tude as MFW was observed. Similarly, no significant stride frequency being more pronounced in this condi-
relationship was found between foot strike patterns/ tion. However, it is not possible to definitively conclude,
stride frequency and MF during correlational analysis from the findings of the present study, as to whether
for either condition. These findings support the recent these changes would continue to occur or are optimized
view of Hamill and Gruber (2012), which argued that no in this 4-week familiarization period, and whether spe-
clear relationship had been established in the existing cific impact attenuation in MFW would result in any
body of scientific research literature between foot strike compensation for the reduced cushioning that was not
patterns, kinetics, and injury. This is not the first time apparent in the present study. In other words, the ques-
that a reduction in force, a move toward a FFS and an tion arises as to whether running in MFW eventually
increase in stride frequency has been observed in a mini- results in similar or lower loading to the plantar surface
malist (Squadrone & Gallozzi, 2009; Giandolini et al., when compared with CRS, as this has previously been
2013) or barefoot condition (De Wit et al., 2000; observed in the barefoot condition (Divert et al., 2005a;
Lieberman et al., 2010; Divert et al., 2005a) but with the Lieberman et al., 2010; Lohman et al., 2011)? If indeed
exception of one recently published study (Warne & there is a need to allow adequate sensory feedback but
Warrington, 2012), no other research to the authors best also incorporate some degree of cushioning for today’s
knowledge has previously reported any positive changes running surfaces, then where does the trade-off between
to running in CRS as a result of a minimalist interven- natural impact attenuation and shoe cushioning become
tion. Based on these findings, it seems that the most optimized? In the same line of thought, the authors direct
significant effects reported could be related to neuromus- the reader to a recent review by Lieberman (2012), in
cular adaptions thereby warranting further investigation. which the author states “Put in simple terms: how one
Neuromuscular changes have previously been related to runs probably is more important than what is on one’s
muscle firing patterns and changes of joint stiffness that feet, but what is on one’s feet may affect how one runs”
may be optimized in the minimalist or barefoot condition (Lieberman, 2012, pp. 64).
(De Wit et al., 2000, Divert et al., 2005b), and thus may With regard to regional pressure, a significant reduc-
transfer to the CRS condition. This includes increased tion in pressure was observed in the heel and midfoot
coordination and pre-activation of the dominant running regions in both MFW and CRS from pre to post. Impor-
muscles in anticipation of ground contact when no pro- tantly, pressure was found to be lower at the heel and
tection is present in order to manage foot contact with medial midfoot in MFW compared with CRS, despite

7
Warne et al.
displaying significantly higher values during the pre- dard familiarization strategy, but instead based the
tests. These results were expected given that the increase program on what might be considered educated coaching
in subject’s forefoot striking in MFW was appreciably guidelines to successful minimalist transition in order to
higher at posttests indicating an increase in foot plantar observe the effects. It might be considered more appli-
flexion at initial contact. These findings can again be cable to apply the same protocol without any technical
related to impact attenuation tactics, where subjects in intervention in order to observe natural instinctive
previous studies have been noted to actively move away changes, yet given that most athletes today have access
from heel contact while barefoot or in MFW in order to to some kind of educational material (e.g., via the Inter-
reduce localized pressure under the bony heel of the foot net), this seems less applicable to today’s athletic popu-
(Robbins et al., 1989; De Wit et al., 2000; Divert et al., lation. The higher exposure to running on grass than
2005a; Squadrone & Gallozzi, 2009; Lieberman et al., concrete may be noted as a limitation to this study, as
2010). Perhaps surprisingly, the reduction in regional more compliant surfaces may not instigate the same
pressure under the heel in both conditions did not degree of impact attenuation as harder surfaces (Herzog,
manifest into significantly increased pressure under the 1979). However, the adoption of multiple surfaces, with
forefoot or toe region at posttests, with the possible a safe increment, represents a realistic and safer scenario
exception of the central forefoot in MFW (pre – 364.41 ± in today’s environment. In this study, the effects of the
24.56 kPa; post – 406.02 ± 39.15 kPa) that appeared to MFW, technique instruction, and simple exercises cannot
have a localized increase. This increased metatarsal pres- be teased apart and represent the intervention as a
sure has been previously observed (Squadrone & whole. The reduction in MF and increase in stride
Gallozzi, 2009), and also identified as a risk factor for frequency observed here represent positive changes to
metatarsal stress fractures (Giuliani et al., 2011). Aside running technique that demand further research for appli-
from the reduced heel pressure in MFW at posttests, this cation to the wider community, with different interven-
condition displayed significantly higher regional and tions and technical feedback undergoing individual
MP pressures throughout testing (47.49% higher). scrutiny. It would also be beneficial to include a control
MFW was also observed to increase in MP , compared group who underwent no intervention in order to be sure
with a decrease observed in CRS as a result of testing. that no potential learning effect took place; however, our
This could be argued to potentially increase stress frac- model utilized 2 days testing at both pre and posttests in
ture risk in the MFW condition, particularly during the order to account for this effect, and found no significant
transitional period. This has been observed elsewhere, in effect of day. Our research presents novel and important
which a minimal shoe displayed increased peak pressure information regarding the familiarization process to
and a smaller contact area of the foot when compared minimalist running, and suggest that minimalist running
with CRS because of a reduction in cushioning proper- using instructed queue’s and simple exercises can be
ties (Wiegerinck et al., 2009). This is of particular impor- used either as a training tool to improve impact attenu-
tance because the MFW condition was found to take ation tactics in both CRS and MFW running conditions,
more steps per minute, further increasing the frequency or as a feasible means to transition successfully into
of loading taking place on the foot. Again, whether this MFW only. These findings coupled with our previous
is the case when athletes adopt minimalist footwear for a reports of potential performance gains in MFW (Warne
prolonged (> 4 weeks) period of time remains to be & Warrington, 2012), present exciting possibilities for
determined. In this regard, a major limitation of the the future of footwear prescription. No injuries or dis-
present study was the inability to use the shoes imple- comfort were reported during the 4-week familiariza-
mented for the familiarization during data collection. tion; however, longer periods of familiarization are
The sensory insoles are a fixed design and would not required in future studies to determine the degree to
fit into the individual toe pockets of the Vibram which these changes could potentially continue to
FiveFingers. The effect of having separate toe compart- evolve over time, and to also evaluate prospective injury
ments is very likely to influence plantar pressure, and the rates. Regardless, our laboratory has now identified an
analysis using a “similar” shoe is not ideal. The authors 8% improvement in running economy (Warne &
would thus suggest that the application of this study be Warrington, 2012) and a 17% reduction in plantar force
reduced to the global effect of minimalist, zero drop, following a short-term 4-week MFW familiarization
3-mm sole footwear, and not specific to any individual with no injuries experienced by the subjects.
type. To the best of the authors’ knowledge, the current
The training intervention used in the present study research is the first to begin to document changes in
involved a simple progression of running in MFW in plantar running kinetics and kinematics in habitually
order to raise exposure to this condition on multiple shod runners as a result of running in MFW. Following a
surfaces (grass and concrete), as well as injury preven- 4-week minimalist familiarization that included tech-
tion exercises and simple guidelines based on current nique guidelines and simple exercises, more subjects
literature findings (Table 1). The authors do not attempt adopted a forefoot strike in MFW and also had a greater
to suggest that this necessarily represents the gold stan- increase in stride frequency when compared with CRS.

8
Four-week minimalist running transition
A significant reduction in plantar forces in both the CRS most studies to this date using acute measures only. The
and MFW conditions suggests that impact attenuation current study adds to the limited body of research sug-
tactics are improved as a result of running in MFW that gesting that a gradual progression into minimalist foot-
does not directly relate to foot strike patterns and stride wear that includes some simple gait retraining, can have
frequency when examining correlations. The mecha- positive effects on plantar forces and simple kinematics
nisms for this apparent reduction in plantar forces of running. The present authors observed significant
require further investigation. In line with previous changes in plantar pressures as a result of the interven-
research, our regional pressure results suggest that sub- tion that suggests adaptation or a change in technique
jects actively attempt to limit local pressures under the may take time to manifest. The higher pressure observed
heel while in MFW, but higher plantar pressure values in the minimalist footwear may predispose the novice
are still apparent in MFW compared with CRS. A transitional athlete to injury, but the present work has
4-week familiarization program in MFW was found to identified a feasible means to begin this transitional
result in significant positive changes to running tech- process. The study suggests that a successful transition
nique and loading in both conditions. Finally, no injury to minimal running is possible, and that positive changes
or discomfort was observed at any time in the interven- to impact and kinematics warrant such a transition.
tion, but a longer period of time is required to determine
prospective injury rates in runners attempting to transi- Key words: biomechanics, footwear, running technique,
tion to MFW. barefoot running, running performance, injury.
Conflicts of interest: The authors have received a
Perspectives donation of footwear for the present study from
Vibram® (Milan, Italy). No honoraria or conditions have
Research investigating the transitional effects of differ- been attached to this donation, and the company has no
ent footwear and gait retraining is as yet limited, with direction or involvement in the research.

References
Altman AR, Davis IS. A kinematic Divert C, Mornieux G, Baur H, Mayer F, of the human body. Zurich: Federal
method for footstrike pattern detection Belli A. Mechanical comparison of Technical Institute, 1979.
in barefoot and shod runners. Gait barefoot and shod running. Int J Sports Hobara H, Sato T, Sakaguchi M, Sato T,
Posture 2012: 35 (2): 298–300. Med 2005b: 26 (7): 593–598. Nakazawa K. Step frequency and lower
Bishop M, Fiolkowski P, Conrad B, Brunt Ferber R, McClay Davis I, Williams DS. extremity loading during running. Int J
D, Horodyski MB. Athletic footwear, Gender differences in lower extremity Sports Med 2012: 33 (4): 310–313.
leg stiffness, and running kinematics. J mechanics during running. Clin Hong Y, Wang L, Li JX, Zhou JH.
Athl Train 2006: 41 (4): 387–392. Biomech 2003: 18 (4): 350–357. Comparison of plantar loads during
Burkett LEEN, Kohrt WM, Buchbinder R. Giandolini M, Arnal PJ, Millet GY, treadmill and overground running. J Sci
Effects of shoes and foot orthotics on Peyrot N, Samozino P, Dubois B, Med Sport 2012: 15 (6): 554–560.
VO2 and selected frontal plane knee Morin JB. Impact reduction during Hreljac A. Impact and overuse injuries in
kinematics. Med Sci Sports Exerc running: efficiency of simple acute runners. Med Sci Sports Exerc 2004:
1985: 17 (1): 158. interventions in recreational runners. 36 (5): 845.
Crowell HP, Davis IS. Gait retraining to Eur J Appl Physiol 2013: 113 (3): Jenkins DW, Cauthon DJ. Barefoot
reduce lower extremity loading in 599–609. running claims and controversies. J Am
runners. Clin Biomech 2011: 26 (1): Giuliani J, Masini B, Alitz C, Owens BD. Podiatr Med Assoc 2011: 101 (3):
78–83. Barefoot-simulating footwear 231–246.
Daoud AI, Geissler GJ, Wang F, Saretsky associated with metatarsal stress injury Lafortune M, Hennig E. Cushioning
J, Daoud YA, Lieberman DE. Foot in 2 runners. Orthopedics 2011: 34 (7): properties of footwear during walking:
strike and injury rates in endurance 550. accelerometer and force platform
runners: a retrospective study. Med Sci Hamill J, Gruber A. Running injuries: measurements. Clin Biomech 1992: 7
Sports Exerc 2012: 44 (7): 1325–1334. forefoot versus rearfoot and barefoot (3): 181–184.
Davis I, Milner CE, Hamill J. Does versus shod: a biomechanist’s Lieberman DE. What we can learn about
increased loading during running lead perspective. Paper presented at ISBS running from barefoot running: an
to tibial stress fractures? A prospective Conference 2012: 1 (1): 64–67. evolutionary medical perspective. Exerc
study. Med Sci Sports Exerc 2004: 36 Hanson N, Berg K, Deka P, Meendering Sport Sci Rev 2012: 40 (2): 63–72.
(5): 58. J, Ryan C. Oxygen cost of running Lieberman DE, Venkadesan M, Werbel
De Wit B, De Clercq D, Aerts P. barefoot vs. running shod. Int WA, Daoud AI, D’andrea S, Davis IS,
Biomechanical analysis of the stance J Sports Med 2011: 32 (06): Mang’eni RO, Pitsiladis Y. Foot strike
phase during barefoot and shod 401–406. patterns and collision forces in
running. J Biomech 2000: 33 (3): Hennig EM, Milani TL. In-shoe pressure habitually barefoot versus shod runners.
269–278. distribution for running in various types Nature 2010: 463 (7280): 531–535.
Divert C, Baur H, Mornieux G, Mayer F, of footwear. J Appl Biomech 1995: 11: Lohman EB, Balan Sackiriyas KS, Swen
Belli A. Stiffness adaptations in shod 299–310. R. A comparison of the spatiotemporal
running. J Appl Biomech 2005a: 21 Herzog W. The influence of running parameters, kinematics, and
(4): 311–321. speed and running surface on the load biomechanics between shod, unshod,

9
Warne et al.
and minimally supported running as aspect of the foot. Foot Ankle 1993: 14 J Archeol Sci 2005: 32:
compared to walking. Phys Ther Sport (6): 347–352. 1515–1526.
2011: 12 (4): 151–163. Robbins SE, Gouw GJ, Hanna AM. Van Gent R, Siem D, Van Middelkoop M,
Mercer JA, Devita P, Derrick TIMR, Running-related injury prevention Van Os A, Bierma-Zeinstra S, Koes B.
Bates BT. Individual effects of stride through innate impact-moderating Incidence and determinants of lower
length and frequency on shock behavior. Med Sci Sports Exerc 1989: extremity running injuries in long
attenuation during running. Med Sci 21 (2): 130–139. distance runners: a systematic review.
Sports Exerc 2003: 35 (2): 307. Rosenbaum D, Becker HP. Plantar Br J Sports Med 2007: 41 (8):
Nigg B. Biomechanical considerations on pressure distribution measurements. 469–480.
barefoot movement and barefoot shoe Technical background and clinical Warne J, Warrington G. Four weeks
concepts. Footwear Sci 2009: 1 (2): applications. Foot Ankle Surg 1997: 3 habituation to simulated barefoot
73–79. (1): 1–14. running improves running economy
Nigg B, Wakeling J. Impact forces and Shorten M, Mientjes MIV. The ‘heel when compared to shod running. Scand
muscle tuning: a new paradigm. Exerc impact’ force peak during running is J Med Sci Sports 2012: doi:10.1111/
Sport Sci Rev 2001: 29 (1): 37. neither ‘heel’nor ‘impact’and does not sms.12032. [Epub ahead of print].
Orlin MN, McPoil TG. Plantar pressure quantify shoe cushioning effects. Wiegerinck JI, Boyd J, Yoder JC, Abbey
assessment. Phys Ther 2000: 80 (4): Footwear Sci 2011: 3 (1): 41–58. AN, Nunley JA, Queen RM.
399–409. Squadrone R, Gallozzi C. Biomechanical Differences in plantar loading
Ramanathan AK, Kiran P, Arnold GP, and physiological comparison of between training shoes and racing
Wang W, Abboud RJ. Repeatability of barefoot and two shod conditions in flats at a self-selected running speed.
the Pedar-X® in-shoe pressure experienced barefoot runners. J Sports Gait Posture 2009: 29 (3): 514–519.
measuring system. Foot Ankle Surg Med Phys Fitness 2009: 49 (1): Yeung E, Yeung S. A Systematic review
2010: 16: 70–73. 6–13. of interventions to prevent lower limb
Robbins S, Gouw GJ, McClaran J, Waked Trinkaus E. Anatomical evidence for the soft tissue running injuries. Br J Sports
E. Protective sensation of the plantar antiquity of human footwear use. Med 2001: 35 (6): 383–389.

10

You might also like