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J Neurophysiol 107: 2560 –2569, 2012.

First published February 1, 2012; doi:10.1152/jn.00950.2011.

Stability of gait and interlimb coordination in older adults

T. Krasovsky,1,2 M. C. Baniña,1,2 R. Hacmon,1,2 A. G. Feldman,2,3,4 A. Lamontagne,1,2


and M. F. Levin1,2
1
School of Physical and Occupational Therapy, McGill University, Montreal; 2Feil & Oberfeld Research Centre, Jewish
Rehabilitation Hospital (research site of the Center for Interdisciplinary Research in Rehabilitation of greater Montreal),
Laval, Quebec; 3Department of Physiology, University of Montreal, Montreal; and 4Institut de réadaptation Gingras-Lindsay
de Montreal, Montreal, Canada
Submitted 24 October 2011; accepted in final form 30 January 2012

Krasovsky T, Baniña MC, Hacmon R, Feldman AG, Lamon- imum, this ability is provided by position- and velocity-depen-
tagne A, Levin MF. Stability of gait and interlimb coordination in dent resistance to perturbation-elicited deviations from the
older adults. J Neurophysiol 107: 2560 –2569, 2012. First published ongoing locomotion. Gait stability depends on the interplay
February 1, 2012; doi:10.1152/jn.00950.2011.—Most falls in older between central and peripheral factors, which include the
adults occur when walking, specifically following a trip. This study
central pattern generator, muscle-reflex properties, and the
investigated the short- and longer term responses of young (n ⫽ 24,
27.6 ⫾ 4.5 yr) and older adults (n ⫽ 18, 69.1 ⫾ 4.2 yr) to a trip during
mechanical interaction of the body with the environment (Taga
gait at comfortable speed and the role of interlimb coordination in et al. 1991). Although the above definition of gait stability is
recovery from tripping. Subjects walked on a self-paced treadmill generally accepted, quantification of stability is controversial,
when forward movement of their dominant leg was unexpectedly especially in older adults. Gait stability has been quantified
arrested for 250 ms. Recovery of center of mass (COM) movements using responses of the motor system to time-dependent
and of double-support duration following perturbation was deter- changes in the environment and neuromuscular properties (for
mined. In addition, the disruption and recovery of interlimb coordi- a recent review, see Hamacher et al. 2011). Other measures
nation of the arms and legs was evaluated. Although young and older quantify the ability to maintain functional locomotion despite
subjects used similar lower limb strategies in response to the trip, larger perturbations, such as path obstacles or trunk displace-
older adults had less stable COM movement patterns before pertur-
bation, had longer transient destabilization (⬎25%) after perturbation,
ments. Transient and long-lasting responses to perturbations
required more gait cycles to recover double-support duration (older, have been quantified in terms of limb strategies used (Eng et al.
3.48 ⫾ 0.7 cycles; young, 2.88 ⫾ 0.4 cycles), and had larger phase 1994), parameters quantifying immediate changes in and grad-
shifts that persisted after perturbation (older, ⫺83° to ⫺90°; young, ual return to a stable gait pattern (Bruijn et al. 2010), and by the
⫺39° to ⫺42°). Older adults also had larger disruptions to interlimb phase resetting of gait reflecting the ability to restore body
coordination of the arms and legs. The timing of the initial disruption equilibrium in the environment (Feldman et al. 2011). Gait
in coordination was correlated with the disturbance in gait stability stability is a global property of the motor system, implying that
only in young adults. In older adults, greater initial COM instability all body segments are involved in the short- and longer term
was related to greater longer term arm incoordination. These results responses to perturbation (Marigold and Misiaszek 2009).
suggest a relationship between interlimb coordination and gait stabil- In young healthy adults, three typical strategies have been
ity, which may be associated with fall risk in older adults. Reduced
coordination and gait stability suggest a need for stability-related
identified in response to a trip perturbation (Eng et al. 1994).
functional training even in high-functioning older adults. The first is a lowering strategy, in which the perturbed leg is
lowered to the ground with reduced step length and step time.
perturbation; aging; falls; arms; balance The second is an elevating strategy, which consists of pro-
longed maintenance of the perturbed leg in the air, and then the
FALL-RELATED INJURY in older adults places a heavy burden on
leg arriving at the same step length or longer with a longer
the health care system with over 19 billion dollars spent in swing duration. The third is a delayed lowering (or combined)
direct medical costs in the U.S. in 2000 alone (Stevens et al. strategy, when an elevation strategy is attempted but eventually
2006). Identification of mechanisms leading to falls or to the leg is lowered at a shorter step length. Lowering and
recovery from falls in older adults can assist in fall prevention combined strategies were further shown to require more energy
because it can lead to more effective interventions (Chang et al. and more recovery steps (de Boer et al. 2010; Forner-Cordero
2004). et al. 2005). In older adults, some evidence suggests that
Most falls in older adults occur when walking (Berg et al. lowering responses may be more prevalent than in younger
1997; Nevitt et al. 1991) due to tripping (34%) or slipping subjects (Pijnappels et al. 2005; Roos et al. 2008). This may
(25%). The fact that young adults rarely fall during walking suggest that older adults use less efficient responses to pertur-
suggests that gait stability is affected by aging. Gait stability bation.
can be defined as the ability to maintain functional locomotion Decreased gait stability in older adults may result from
despite perturbations (England and Granata 2007). As a min- deterioration in musculoskeletal properties, reflex reactions,
and central neural control. With aging, movement becomes less
automatic and more cognitively challenging (Heuninckx et al.
Address for reprint requests and other correspondence: T. Krasovsky,
School of Physical and Occupational Therapy, 3654 Promenade Sir William
2005). Deficits in motor performance are usually not limited to
Osler, Montreal, Quebec, Canada H3G 1Y5 (e-mail: tal.krasovsky@mail. walking but also occur in other tasks, such as maintaining
mcgill.ca). interlimb coordination when swinging limbs or cycling. In
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STABILITY AND COORDINATION IN OLDER ADULTS 2561

addition, older adults have lower temporal coupling between the metronome beat following perturbation. Trip perturbations were
arms (Greene and Williams 1996) and between arms and legs introduced using a custom-built device arresting forward movement
(Serrien et al. 2000) that further decreases with increasing of the dominant leg during swing. Two 110-cm light wooden rods
movement speed. The timing of gait events in the lower limbs were attached to ankle cuffs (Fig. 1A) and inserted into cylindrical
electromagnets fastened to posts 50 cm behind the subject. Rod
(heel strikes) is less symmetrical (decreased temporal cou- movement occurred with minimal friction. The device had a potenti-
pling) and less stable in older adults (Plotnik et al. 2007). ometer that monitored forward and backward movement of the
Response of the body to perturbation involves several fac- wooden rods, and baseline range of movement (swing length) was
tors, including context-dependent coordinated responses of the calculated. In pseudorandomly selected steps (1–2 perturbations per
legs (Eng et al. 1994; Schillings et al. 1996) and reactions of 40-s trial), the device transiently blocked forward leg motion of the
the arms (Pijnappels et al. 2010; Bruijn et al. 2010), in the dominant leg for 250 ms at 20 –30% swing length. Early swing
short-term (1–2 steps after perturbation). Coordinated initial perturbations were chosen because they allow for a wider range of
arm and leg responses may deteriorate in older adults, which possible responses (Schillings et al. 1996) compared with perturba-
may contribute to a decrease in gait stability in this population. tions in late swing, when only a leg lowering strategy is typically
Roos et al. (2008) identified differences in initial arm move- used. A force transducer embedded in the rod measured perturbation
force. Perturbation duration was determined in a pilot study (n ⫽ 3)
ments following a trip between young and older adults. They where a 250-ms arrest generated a consistent perturbation with no
suggested that arm movement served to elevate the center of forces in the opposite direction (“backlash”). One to two trials in
mass (COM), thus assisting recovery in young but not older which no perturbation occurred were randomly included in each block
adults. Pijnappels et al. (2005) showed that improper place- to prevent anticipation. Because the response to the first perturbation
ment of the leg during recovery was related to falling in older may differ from those to subsequent perturbations (c.f. Marigold and
adults. These studies only examined immediate and short-term Patla 2002), the first three perturbations of each subject were omitted
responses to a trip perturbation. There may also be longer term from the analysis. Reflective markers (36 in total) were placed on
changes in gait stability after a perturbation (Forner-Cordero et body landmarks according to the Vicon Plug-in-Gait model (Vicon,
al. 2003), but the role of interlimb coordination of arms and Oxford, UK). Specifically, heel markers were placed on the calcanei,
legs in such recovery remains unclear. We evaluated both and finger markers were placed on the dorsums of the second meta-
carpals. Movement kinematics were recorded at 120 samples/s using
immediate and longer term effects of perturbation on gait a 12-camera Vicon motion analysis system and filtered using a
stability and interlimb coordination in young and older adults. sixth-order low-pass Butterworth filter (dual-pass, cutoff 10 Hz). A
We hypothesized that older adults would be less stable and sixth-order Butterworth filter was chosen because, compared with the
would have less coordinated whole body and limb responses to more often used fourth-order filter, it better suppressed noise above
a perturbation during gait compared with younger adults. We the cutoff frequency.
further hypothesized that interlimb coordination in the arms Clinical tests. Performance of gait-related activities was assessed in
and legs may play an important role in the recovery of stable older adults by a physical therapist using the valid and reliable
walking following perturbation and that this relationship de- Functional Gait Assessment (FGA) (Walker et al. 2007; Wrisley et al.
creases with age. 2004; Wrisley and Kumar 2010). The FGA evaluates functional
ambulation in community-dwelling older adults on a 30-point scale in
which ⱕ22 indicates fall risk (Wrisley and Kumar 2010). The sub-
METHODS ject’s self-confidence (self-efficacy) when performing daily activities
Participants including walking was assessed with the valid and reliable Activities-
Specific Balance Confidence questionnaire (ABC) (Myers et al. 1998;
Twenty-four young adults (12 male; mean age 27.6 ⫾ 4 yr) and 18 Powell and Myers 1995), a self-report questionnaire measured on a
older adults (9 male; mean age 69.1 ⫾ 4 yr) volunteered for the study. 100-point scale.
All subjects signed informed consent forms approved by the institu-
tional ethics committee. All subjects except two young and three older Data Analysis
adults were right-handed (Edinburgh Handedness Scale ⬎25) (Old-
field 1971). Leg dominance was evaluated by asking the subject to Immediate and longer term responses: stability. Following the
identify the leg preferred for kicking a ball and was identical to hand definition above (Introduction), we quantified gait stability by param-
dominance in all but one subject. Subjects were excluded if they had eters characterizing immediate and longer term effects on the steady-
any orthopedic, vestibular, or neurological disorders affecting gait. state gait pattern. Immediate effects of the leg perturbation were
classified into three typical response strategies, as described in the
Experimental Procedure Introduction (Fig. 1B). Characteristics of the immediate and longer
term effects of perturbation were analyzed using the recovery of COM
Testing protocol. Subjects walked on a self-paced treadmill (Ste- movements and the double-support times and long-lasting phase shifts
phenson et al. 2009) and wore a safety harness attached to the ceiling in the gait pattern. COM position was calculated using Vicon’s
to prevent falling (Fig. 1A). For safety purposes, two switches could Plug-in-Gait model. For each trial, each step was time-normalized to
be pressed to stop the treadmill movement in case of an emergency. 100 points, and during a preperturbation period of 8 steps, the position
Subjects could rest for up to 2 min between trials and wore a heart rate and velocity of the COM were calculated in 3 axes (mediolateral,
monitor to ensure that heart rate did not exceed 70% of maximum anteroposterior, and vertical). COM velocity was calculated using a
(220 beats/min minus subject age). 2-point central difference algorithm filtered with a 25-Hz cutoff
Subjects were allowed to habituate to treadmill walking at their low-pass second-order Butterworth filter (Post et al. 2000). For each
comfortable pace. Once comfortable gait speed stabilized, i.e., did not axis, COM trajectory during unperturbed walking was described as a
vary by more than 10%, the pace was set for each subject with a stable-state attractor by mean (⫹SD) velocity vs. position phase plots.
metronome. Subsequent data collection consisted of 2 blocks of six The Euclidean distance of COM from the steady state after a pertur-
40-s trials (n ⫽ 12 trials total). Subjects were not required to follow bation was calculated following the method of Bruijn et al. (2010) as

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2562 STABILITY AND COORDINATION IN OLDER ADULTS

Fig. 1. Experimental setup: 3 strategies of


responses to perturbation (A) and basic de-
scriptors of gait stability (B and C). A: exper-
imental setup. Subjects walked on a self-
paced treadmill where treadmill speed was
determined via a custom-built microcontroller
and changed according to the anteroposterior
position of a string attached to the subject’s
back. Subjects wore a harness connected to a
metal bar attached to the ceiling, with no
constraint to motion on the treadmill. Velcro
leg cuffs were attached to both legs to equate
sensation, and an electromagnet automatically
clamped the rod attached to the cuff on the
dominant leg for a period of 250 ms at ⬃20%
of swing length. B: phase plots of 3 types of
postperturbation leg strategies (lowering,
combined, elevation). Plots describe the an-
teroposterior position (abscissa) and velocity
(ordinate) of the heel marker on the perturbed
leg. Thin solid black lines indicate 3 preper-
turbed cycles; thick gray line indicates per-
turbed cycle, and dashed lines indicate 2 post-
perturbation cycles. C: an example of descrip-
tors of stability (Bruijn et al. 2010) following
a perturbation (vertical dotted line). The x-
axis is normalized time, where 100% is the
time from heel strike to the consecutive heel
strike of the contralateral leg. The y-axis is the
Euclidean distance from a mean phase plot
(attractor), normalized by standard deviations
of the mean and summed over 3 movement
axes. Gray line represents the fitted exponen-
tial function (see text). Immediate measures
of stability include time to peak distance (␶)
and value of peak distance (B), whereas lon-
ger term recovery is described by the slope of
the recovery function (␤) and mean distance
from the attractor at the 5th step after pertur-
bation (A).

DIST100⫻s⫹i ⫽ 冑兺 共兵关
3

j⫽1
N(j,i) ⫺ P(j,100⫻s⫹i)兴 ⁄ S(j,i)其2 ⫹ 兵关DN(j,i) ⫺ DP(j,100⫻s⫹i)兴 ⁄ DS(j,i)其2兲

where j is the movement axis, N and DN are the mean nonperturbed Fi ⫽ ACOM ⫹ (BCOM ⫺ ACOM) ⫻ e⫺␤COM(i⫺␶COM)
position and velocity respectively, P and DP are the instantaneous
position and velocity after perturbation, S and DS are the instanta- This analysis yielded variables that defined the immediate (BCOM,
neous SDs of the mean position and velocity, respectively, s is the step ␶COM) and longer term (␤COM, ACOM) responses of the COM to
index following the perturbation, and i is the index within the step perturbation (Fig. 1C). BCOM is the peak of the distance curve, which
[1–100] (Fig. 1C). indicates the degree of COM disruption, and ␶COM is the time to
Because the distance at each time point depends on the SD of the BCOM, which indicates the duration of the initial destabilizing re-
stable state, and to verify that differences did not depend on baseline sponse. ␤COM, the slope of the exponential function, describes the rate
variability, the mean SD of the stable state was defined as of return of the function to baseline following the initial response, and


100 3
ACOM is the mean value of the distance of the function from the
1
SD ⫽ 兺 兺
100 i⫽1 j⫽1
关S(j,i)
2
⫹ DS(j,i)
2
兴 attractor at the fifth postperturbed step, indicating the recovery of a
stable gait pattern at a time when full recovery was expected. Trials in
which ACOM was higher than twice the baseline SD were discarded to
To identify variables related to postperturbation recovery of stable- ensure reliable decay of the distance function following perturbation
state walking, we fit an exponential function to the distance curve (Post et al. 2000). On the basis of this criterion, 6% of trials were
from the peak onwards (Post et al. 2000; Bruijn et al. 2010): removed in young adults and 9% of trials in older adults.

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STABILITY AND COORDINATION IN OLDER ADULTS 2563

Given that in unperturbed walking, an increase in the duration of variables), Harrison-Kanji tests were performed (circular 2-way
double leg support correlates with impaired balance (Winter et al. ANOVAs with response pattern and group as independent variables;
1990), the time required to recover steady-state walking was also Harrison and Kanji 1988). A repeated-measures ANOVA was used to
described by the number of gait cycles required for the return of the test for group differences in the duration of coordination disruption for
double-support duration to preperturbation values (double-support arm, leg, and COM movements. Spearman correlations were used to
recovery index). Because the SD of double-support time in nonper- correlate gait stability with interlimb coordination and the clinical
turbed walking did not exceed 10% of the mean, we defined recovery scores (for older adults). All analyses were carried out in SPSS
of double-support duration as the first gait cycle when double-support (version 17.0) except for circular data analyses, which were computed
duration was within 10% of baseline values. in Matlab 6.5 (The MathWorks, Natick, MA) using the circular
The longer term (residual) effect of the perturbation on whole body statistics toolbox (Berens 2009). Significance was set at P ⬍ 0.05 for
stability was quantified by computing long-lasting phase shifts of all all tests. For the correlations, Bonferroni corrections were used to
four limbs (Feldman et al. 2011; Yamasaki et al. 2003). This measure adjust for the number of planned comparisons (P ⬍ 0.006).
is complementary to the COM analysis, because the COM stability
analysis quantifies the return of the COM to the preperturbed stable RESULTS
state, whereas phase resetting describes the residual change in the
movement pattern, i.e., changes that persist after the perturbation. A Anthropometric data for all subjects are detailed in Table 1.
long-lasting phase shift was defined as a shift in the locomotor rhythm Walking speed was similar for both groups. The perturbation
that persisted for at least three cycles after perturbation. Phase shifts generated a consistent mean force of 38.1 ⫾ 8.3 N that did not
were computed by comparing the timing of gait events: the foot vary by response strategy or group. All subjects easily adapted
contact for the legs and the front-to-back movement direction reversal to treadmill walking and produced rhythmical locomotor pat-
for the arms. These events were identified on the basis of movements terns in the arms and legs (Fig. 2A). Perturbation disrupted the
of heel and finger markers, respectively, in the sagittal plane before rhythmical patterns in all four limbs. Gait speed in the first
and after perturbation. The anteroposterior position of each limb in the three postperturbed steps decreased by a small but significant
three cycles before perturbation was projected forward, and the
minimal time between the actual and projected foot contact/direction
percentage in both groups (by 2.6% in young subjects and by
reversal was divided by the preperturbed cycle period. In the case of 5.1% in older adults, P ⬍ 0.05 for group). This change was not
more than one event occurring within the duration of one preperturbed correlated with any of the analyzed variables related to recov-
cycle, the first event was used (Ford et al. 2007). The obtained value ery of steady-state walking.
was multiplied by 360°, resulting in a range of possible phase shifts
from ⫺180° to ⫹180°. A negative value denoted a phase advance, and Role of Response Strategy in Recovery
a positive value denoted a phase delay. of Steady-State Walking
Immediate and longer term responses: interlimb coordination. The
immediate effect of the perturbation on interlimb coordination of arms We identified three strategies in response to perturbation. In
and legs was described using the same approach outlined above for 48% of cases in young adults (percentage of cases was deter-
the COM. The difference in the angular position of limb pairs, arms mined for each subject and averaged across group) and 64% of
(shoulder flexion angle) or legs (hip flexion angle), was used. The cases in older adults, a lowering strategy was used. A com-
angular difference rather than the continuous relative phase (c.f. bined strategy was used in 44% and 31% of cases in young and
Scholz et al. 1987) was used, because the latter is indicated only for older subjects, respectively, and an elevation strategy was used
sinusoidal signals (Peters 2003). Shoulder and hip angles were com- in 8% and 5% of cases, respectively. There were no group
puted using the Plug-in-Gait model. Shoulder angles in three move- differences in strategy selection (Fig. 3A1).
ment planes (flexion/extension, abduction/adduction, and rotation)
Response strategy was related both to the immediate and
were calculated relative to thorax movement, and hip angles (flexion/
extension, abduction/adduction, and rotation) were calculated relative longer term characteristics of COM trajectories following the
to pelvic movement. The baseline interlimb coordination was quan- perturbation. In both groups, the immediate COM responses
tified by calculating the difference between the angular position were related to the strategy used (Fig. 3A2, ␶COM: ␹22 ⫽ 56.69,
signals of the two limbs in each plane for each time point. The angular P ⬍ 0.001; Fig. 3A3, BCOM: ␹22 ⫽ 8.98, P ⬍ 0.01). A lowering
position of the limb on the perturbed side was subtracted from that of strategy generated the largest disruption in COM trajectory
the nonperturbed side, and the phase plot was produced as above. The (BCOM, P ⬍ 0.01) and the longest duration of the initial
parameters of initial and longer term recovery derived were ␶, B, and response (␶COM, P ⬍ 0.001). In contrast, an elevation response
A for arms (␶arms, Barms, Aarms) and legs (␶legs, Blegs, Alegs). These generated the smallest disruption to COM trajectory. In the
parameters were used as explanatory variables for COM stability. In
addition, the baseline SD of the difference signal was calculated for Table 1. Anthropometric and kinematic data for young
arm and leg trajectories to verify that baseline conditions were similar and older adults
between groups.
Variable Young Adults Older Adults
Statistical Analyses
Height, cm 172.1 ⫾ 7.7 167.5 ⫾ 10.5
A one-way ANOVA was used to test the effect of group on Weight, kg 71.6 ⫾ 10.8 69.2 ⫾ 13.3
response strategy. Because response strategy selection was assumed to Age, yr 27.6 ⫾ 4.5 69.1 ⫾ 4.2
affect recovery (de Boer et al. 2010), it was entered as an independent FGA 27.8 ⫾ 2.3
factor in further analyses. Generalized estimation equations (GEE; ABC 93.5 ⫾ 6.6
Wald ␹2 statistic) (Zeger and Liang 1986, 1988) were used to test the Comfortable gait speed, m/s 1.07 ⫾ 0.09 1.06 ⫾ 0.17
Swing length, mm 661.1 ⫾ 39 645.1 ⫾ 68
effect of group and response strategy on gait stability and interlimb Swing time, s 0.44 ⫾ 0.02 0.43 ⫾ 0.03
coordination. GEE was selected because of its ability to accommodate
correlated and missing data. To prevent variations due to different Data are means ⫾ SD for young (n ⫽ 24) and older adults (n ⫽ 18). FGA,
walking speed in individual trials, walking speed was set as a Functional Gait Assessment (30-point scale); ABC, Activities-Specific Bal-
covariate in the model. For phase shifts of all four limbs (circular ance Confidence questionnaire (100-point scale).

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2564 STABILITY AND COORDINATION IN OLDER ADULTS

Fig. 2. Typical examples of phase shifts that persisted long after perturbation (A) and characteristics of center-of-mass (COM) stability (B). A: whole body phase
shifts in a lowering response for a young (left) and older adult (right) following a trip perturbation (vertical black line). Movement cycles over a period of 4 s
before and after perturbation are shown for the heel of the nonperturbed and perturbed leg (top two panels) and the contralateral and ipsilateral arms (bottom
two panels). The preperturbed cycles of the anteroposterior (AP) position signal are projected forward (dashed gray traces), and the timing of the peaks in the
position signal are calculated in reference to the unperturbed cycle duration. B: COM stability as manifested by the distance of the COM from the mean
nonperturbed COM phase plot for a young (left) and older adult (right). For the older adult, the duration of the initial response (time to peak of the distance
function) is longer and the slope of the return to baseline is less steep. Onset of perturbation is marked by a vertical line.

longer term, response strategy was related to COM stability at Older adults had lower rates of recovery from perturbation
the fifth step after perturbation (Fig. 3B1, ACOM: ␹22 ⫽ 24.51, (␤COM: ␹22 ⫽ 4.24, P ⬍ 0.04), took more steps to recover
P ⬍ 0.001) and consequently, also to the rate of return to double-support duration (␹22 ⫽ 8.68, P ⬍ 0.004), and had larger
steady-state walking (Fig. 3B2, ␤COM: ␹22 ⫽7.01, P ⬍ 0.04). In phase shifts (⫺83° to ⫺90°) compared with young adults
addition, a lowering strategy was associated with longer dou- (⫺39° to ⫺42°; ␹22 ⬎ 22.0, P ⬍ 0.001).
ble-support recovery time (Fig. 3B3, ␹22 ⫽ 38.68, P ⬍ 0.001)
and larger long-term phase shifts for all limbs (␹22 ⬎ 300.3, Interlimb Coordination and Recovery
P ⬍ 0.001). of Steady-State Walking
Effect of Age on Recovery of Steady-State Walking
Baseline SDs of arm and leg interlimb coordination were
Older adults had larger baseline SDs of COM trajectory similar between groups. In both groups, the initial disruption in
during nonperturbed walking (␹22 ⫽ 16.80, P ⬍ 0.001). How- arm coordination (␶arms) occurred later than that of the COM
ever, by the fifth step after perturbation, COM trajectories and the legs (F1,39 ⫽ 45.68, P ⬍ 0.001), whereas the durations
(ACOM) returned to baseline in both groups. of the coordination disruptions in COM and legs did not differ
Characteristics of both the short- and longer term responses in either group. In both groups, response strategies were related
were different in older compared with young adults. In older to the amount of disruption in arm and leg interlimb coordi-
adults, the duration of the initial response was longer (95% CI nation at the fifth step after perturbation (Aarms: ␹22 ⫽ 28.87,
␶COM young: 68.8 to 78.9% of step duration, older: 80.6 to P ⬍ 0.001; Alegs: ␹22 ⫽ 12.14, P ⬍ 0.003) such that the
102.8%; ␹22 ⫽ 8.23, P ⬍ 0.006, with group ⫻ strategy coordination between the two arms and the two legs was more
interaction at ␹22 ⫽ 9.87, P ⬍ 0.008, indicating that this disrupted at the fifth step if a lowering strategy was used.
difference was specific to lowering and combined strategies; Interlimb coordination in both arms and legs at the fifth step
Fig. 2B). However, the degree of disruption (BCOM) was after perturbation (Aarms, Alegs) was more disrupted in older
smaller in older adults (␹22 ⫽ 8.70, P ⬍ 0.004), which may compared with young adults. Although by the fifth step after
have been due to the larger baseline SD of nonperturbed perturbation, the COM trajectory (ACOM) returned to baseline
walking. in both groups, arm and leg coordination remained relatively
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STABILITY AND COORDINATION IN OLDER ADULTS 2565

Fig. 3. Whole body stability following perturbation: effect of response strategy and group. A: variables related to the immediate response. 1, Distribution of
response strategies in both groups; 2, time to peak distance of COM from phase plot attractor (␶COM); 3, value of peak distance of COM from phase plot attractor
(BCOM). B: variables related to the longer term response. 1, Distance from attractor at the 5th step after perturbation (ACOM); 2, slope of the recovery function
(␤COM); 3, number of gait cycles required for double-support time to return to baseline ⫾ 10%. Values are means; error bars indicate SD. *P ⬍ 0.05; **P ⬍
0.01. NS, not significant.

more disrupted in the older group (Aarms: ␹22 ⫽ 8.90, P ⬍ resulted in a disruption to the steady-state walking pattern in all
0.004; Alegs: ␹22 ⫽ 10.74, P ⬍ 0.002). subjects followed by a return to baseline walking pattern and a
In both groups, the larger initial destabilization of COM long-lasting phase shift in all four limbs. Gait stability was
(BCOM) led to a larger disruption in arm coordination (Barms: related to the pattern of leg movement used in response to the
young: r ⫽ 0.63, P ⬍ 0.006, older: r ⫽ 0.72, P ⬍ 0.007). perturbation such that when a lowering strategy was used, a
However, only in young adults was the duration of the initial longer lasting and stronger disruption of stability occurred.
disruption of COM trajectory (␶COM) related to the duration of Older adults had more variable COM patterns at baseline, an
the initial disruption in arm and leg coordination (␶arms: r ⫽ initially longer COM destabilization following perturbation,
0.56, P ⬍ 0.005; ␶legs: r ⫽ 0.65, P ⬍ 0.005). In young adults, slower COM recovery, and a larger residual phase shift in
in addition, the duration of the initial disruption of leg coordi- movements of the arm and legs. In addition, arm and leg
nation (␶legs) was also related to double-support recovery time coordination of older adults remained more disrupted for up to
(r ⫽ 0.59, P ⬍ 0.02). five steps following perturbation. In young adults only, the
These relationships were absent in older adults. However, in temporal evolution of arm and leg coordination was correlated
the older group, a larger initial destabilization (BCOM) affected with COM stability. In older adults, however, a stronger initial
the disruption in arm coordination after five steps (Aarms: r ⫽ destabilization led to a larger and longer term disruption in arm
0.62, P ⬍ 0.007) such that the arms remained less coordinated coordination.
after five steps when the initial destabilization was larger. The older participants were all able to recover from the trip
Recovery of gait stability or interlimb coordination in the older perturbation and regain their baseline walking pattern. They
adults was not related to clinical tests of walking performance used the same strategies as young adults when reacting to the
(FGA) or balance self-confidence (ABC). perturbation (Pavol et al. 2001). In young adults, use of a
lowering strategy is typical for mid- and late-swing perturba-
DISCUSSION tions (Schillings et al. 1996) and is considered less energy
We investigated gait stability and interlimb coordination in efficient than an elevation strategy (de Boer et al. 2010). We
young and older adults following a perturbation to the domi- showed that use of this strategy was related to a longer lasting,
nant leg during walking at comfortable speed. Perturbation more unstable postperturbation state compared with the use of
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2566 STABILITY AND COORDINATION IN OLDER ADULTS

combined or elevation strategies. Previous studies have anec- Results from this study also suggest that arm and leg
dotally suggested that strategy selection might differ between coordination following perturbation are linked to recovery of
young and older adults (Pijnappels et al. 2005; Roos et al. COM stability. In the short term following a perturbation to the
2008). Although we did not find evidence to support a different torso, early-onset muscle activity occurred in shoulder and arm
distribution of response strategies in young and older adults, muscles (Misiaszek 2003). Bruijn et al. (2010) compared short-
older adults differed from young adults in immediate effects and long-term gait stability of young adults following a per-
and longer term responses to perturbation. Specifically, older turbation to the torso with and without arm swing. They
adults had a 25% longer initial destabilization, took longer to showed that walking without arm swinging increased the time
recover COM stability and double-support duration, and had to peak distance from the attractor (␶) and decreased the slope
larger whole body long-lasting phase shifts. These differences of the return to baseline (␤) for the trunk. Despite differences
in the methodology used in our study (analysis of COM instead
were observed in a group of high-functioning, physically active
of a trunk rigid body), we found similar results when compar-
older adults with FGA scores of 27.8 ⫾ 2.3 out of 30,
ing responses between different strategies at similar speeds: a
compared with a reported average of 27.1 ⫾ 2.3 for people lowering response was related to longer initial destabilization
aged 60 – 69 yr and 24.9 ⫾ 3.9 for people aged 70 –79 yr and a longer recovery phase (Fig. 2). We further found, using
(Walker et al. 2007). None of the older adults in this study was the same technique for evaluating changes in interlimb coor-
at risk of falling (FGA ⱕ 22), and yet we observed that the dination, that timing of the disruption in arm and leg interlimb
period of decreased stability following perturbation was longer coordination was coupled with COM stability only in young
in this group. Thus the clinical tests may be less sensitive to adults. In older adults, however, the timing of the initial
minor changes in the ability to recover from perturbation, as interlimb coordination response was not related to COM sta-
also implied by the lack of relationship between clinical mea- bility. This suggests that older adults were less able to adapt the
sures of balance (FGA) and balance self-confidence (ABC) and arm and leg responses to the changes in COM stability result-
the recovery of steady-state walking. This is consistent with ing from perturbation. This finding is consistent with those of
preliminary results of Marone et al. (2011), who suggested that Roos et al. (2008), who investigated the role of arm movements
balance self-confidence (ABC scores) had no influence on the in the sagittal plane immediately following a trip in young and
kinematic response to an induced trip in older adults. However, older adults. These authors found a positive correlation be-
it is possible that more differences would be observed in a tween vertical arm movement and COM displacement in young
group of older adults with more functional heterogeny. but not older adults. It was suggested that older adults did not
Age-related differences in gait stability such as those de- use the arms to assist COM elevation following a trip. We
scribed here could result from several factors, including de- investigated movement in three dimensions and showed that
clines in muscle strength and/or central and reflex reactions. In the larger disruptions in interlimb coordination persisted in
healthy, physically active older adults, peak isometric strength older adults in the longer term. In older but not young adults,
decreases by one-third by the age of 65 yr. Although neuro- the disruption in the arm interlimb coordination after five steps
logical factors such as reaction times also change with age was still related to the perturbation, suggesting a longer term
(Thelen et al. 1996), the magnitude of these differences is small global effect.
(10 –25 ms) and unlikely to explain age differences in tripping A mechanism by which the arms may initially assist recov-
responses (Schultz 1995; Schultz et al. 1997). In this study, age ery in the case of a trip has been suggested by Pijnappels et al.
differences in gait stability were not specific to the first step, (2010). They showed that during the leg elevation response
indicating a prolonged period of instability following a forward elicited by a trip, the arm swing amplitude increased and was
loss of balance (Forner-Cordero et al. 2003). Furthermore, the associated with a large body rotation in the transverse plane,
finding that the response observed in both young and older supporting the increased step length required to prevent a fall.
adults involved the whole body may indicate the involvement These authors focused on elevation responses during over-
of a central mechanism. It is well known that in cats, the motor ground walking. In our study, however, trip perturbations led
cortex and specifically the corticospinal tract are involved in to a majority of lowering or combined responses that involve
obstacle avoidance during gait by modifying forelimb eleva- premature lowering of the perturbed leg. In this type of re-
tion according to obstacle characteristics (Drew 1988, 1993; sponse, a transition from swing to stance occurs in one leg and
Lajoie et al. 2010). Microstimulation of pyramidal tract neu- from stance to swing in the other (phase shift; Feldman et al.
rons generated a phase shift in the locomotor patterns in the cat 2011). To completely regain the preperturbed whole body
hindlimb (Orlovsky 1972) similar to phase shifts observed in coordination pattern and regardless of the initial response to
this study. In humans, both the corticospinal tract and other perturbation, the arms have to switch movement direction
supraspinal locomotor centers (mesencephalic locomotor re- (from forward to backward or vice versa) such that the anti-
gion, subthalamic locomotor region) have been implicated in phase pattern between the arms and legs is restored and a
the control of swing length modulation during gait (Shik and similar phase shift is observed in upper and lower limbs (Fig.
Orlovsky 1976) with possible differences between step short- 2). We have shown that in both young and older adults, the
ening and lengthening reactions (Varraine et al. 2000). The initial response of the arms occurred after that of the legs and
long-term whole body responses observed in this study may be COM. However, in older adults, the arms and legs remained
mediated by the superposition of a supraspinal signal on a less coordinated for up to five steps after the perturbation,
spinal locomotor command. A change in this control sequence whereas COM stability was restored in both groups.
or a slowing of transmission in locomotor pathways in older Gait can be considered as resulting from translation of body
adults could be responsible, in part, for the difference in the equilibrium in the environment (Feldman et al. 2011). To
resulting locomotor patterns following perturbation. prevent falling, subjects can transiently slow down or speed up
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STABILITY AND COORDINATION IN OLDER ADULTS 2567

the translation in response to perturbation, which can be steady-state walking between different conditions. Bruijn et al.
detected as a long-lasting phase shift in gait. Thus this shift (2010) suggested that the initial response to a destabilizing
may be involved in fall prevention by allowing subjects to perturbation (quantified by ␶ and B) is indicative of the steady-
regain gait stability following a perturbation, as also follows state walking pattern, whereas ␤ and A quantify the recovery
from the analysis of reactions to perturbations in a simple of steady-state walking. The authors suggest that lower values
biomechanical model of gait (Yamasaki et al. 2003). There- of ␶ indicate less stability in the initial response to perturbation.
fore, the ability to perform the coordinated phase shift in all Results from our study suggest an additional interpretation. We
four limbs required to successfully recover from perturbation found that ␶COM was related to response strategy. For example,
may be decreased in older adults, and interlimb coordination, a lowering strategy, known to be less energy efficient and
especially for the arms, may be less stable. require longer recovery, was associated with higher values of
It was previously found that even during unperturbed gait, ␶COM.. Combined and elevation strategies, which are less
older adults have a less stable bilateral leg coordination (Plot- destabilizing (de Boer et al. 2010), were associated with lower
nik et al. 2007), as manifested by a more variable relative phase values of ␶COM. A higher value of ␶ implies that the least stable
between strides. The temporal stability of interlimb coordina- point occurs later in the recovery process. This means that the
tion between arms or between arms and legs was also lower in initial destabilization of the COM caused by the perturbation
older adults in tasks unrelated to gait, such as bimanual cycling was longer in duration. These results coincide with higher
(Greene and Williams 1996) or arm-leg swinging during sitting values of A and lower values of ␤, indicating that both stages
(Fujiyama et al. 2009; Serrien et al. 2000). These deficits were of the recovery were less efficient when a lowering strategy
more pronounced during anti-phase movements as in walking. was used compared with combined or elevation strategies.
Our leg perturbation caused a disruption in arm and leg The method of Bruijn et al. (2010) relies on the similarity of
coordination in both young and older adults. However, older baseline standard deviations to enable comparisons. In our
adults had more difficulty recovering coordination following case, older adults had larger baseline variability of COM
the perturbation. The performance of anti-phase limb swinging trajectories. However, by the fifth step after perturbation, COM
(even without walking) is considered to be an “effortful” stability returned to similar values with respect to baseline SD
process, compared with in-phase movement, which is consid- in both groups. The higher baseline SD in older adults did not
ered to be more “automatic” (Greene and Williams 1996). An affect the temporal evolution of the response (␶COM) but may
effortful process typically requires increased attention. The have resulted in lower values of initial COM disruption (BCOM)
reduced stability of anti-phase movements in older adults’ in this group. On the other hand, the higher variability in COM
performance may be related to a reduction in cognitive re- movement in older adults is important given the link between
sources (Sparrow et al. 2005; Wishart et al. 2000). A pertur- gait variability and falls (c.f. Hausdorff et al. 2001). Our data
bation places additional load on cognitive resources of older suggest that group differences were not due to baseline differ-
adults (for review, see Maki and McIlroy 2007) and increases ences, since other measures of gait stability, namely, phase
the disruption to interlimb coordination (Heuninckx et al. shifts and double-support recovery, were also disrupted in
2004). Although attention was not directly measured in this older subjects.
study, it is possible that the perturbation placed an increased This study has several limitations. Our sample of older
load on the system and generated a larger disruption to inter- adults was relatively high functioning, and more group differ-
limb coordination. ences between young and older adults could possibly be found
In our study, early-to-mid swing perturbations generated in a sample of older adults with a wider range of FGA scores.
relatively more lowering responses compared with previous The use of a self-paced treadmill limited the ability to control
studies involving treadmill walking with perturbations (c.f. gait speed (cadence control only), but it did enable a more
Schillings et al. 2000). The difference may partly be explained functional examination of responses to perturbation than use of
by the type of perturbations used in different studies. In our a motorized treadmill. It also allowed us to produce multiple
study, the perturbation consisted of a posterior force applied to perturbations in each subject. Finally, the use of a metronome
the ankle (pulling from behind), whereas in previous studies, to pace walking may have unnaturally stabilized gait patterns
perturbations consisted of the placement of an obstacle in the or introduced an increased cognitive load by adding a distrac-
walking path. Two studies (Forner-Cordero et al. 2003; Ko- tor. However, we did not insist that subjects follow the met-
bayashi et al. 2000) investigated a similar type of posterior pull ronome pacing after perturbations, and perturbations were
perturbation in young healthy subjects. In the single-subject initiated only after walking patterns stabilized during each trial.
study of Kobayashi et al. (2000), early-to-mid swing perturba- In conclusion, results from this study indicate that in older
tions resulted in a lowering strategy and a phase advance adults, gait stability and stability of interlimb coordination
similar to results reported here. In the report of Forner-Cordero were more disrupted following perturbation in both the imme-
et al. (2003), different strategies were observed for early-swing diate and longer term. The longer period of destabilization in
perturbations, and the authors hypothesized that strategy selec- older adults following a perturbation suggests that older adults
tion may be optimized in terms of safety or energy consump- would be more vulnerable to additional perturbations during
tion. In contrast to our study, both of these previous studies this period, for example, when walking on unstable terrain
used a motor-driven treadmill, which may have led to different (rocks, ice, etc.). This finding in a group of high-functioning
responses because subjects had to “keep up” with the treadmill older adults with no fall risk could indicate a possible need for
speed. functional training of stability using a perturbation approach
To quantify gait stability and interlimb coordination, we (Marigold and Misiaszek 2009). In young adults but not in
used the method described by Bruijn et al. (2010), which older adults, COM stability was related to the timing of the
enables a fine-grained comparison of differences in recovery of disruption in arm and leg interlimb coordination, but only in
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2568 STABILITY AND COORDINATION IN OLDER ADULTS

older adults did the disruption to gait affect longer term arm Forner-Cordero A, Koopman HJFM, van der Helm FCT. Energy analysis
interlimb coordination. This suggests a relationship between of human stumbling: the limitations of recovery. Gait Posture 21: 243–254,
2005.
interlimb coordination and recovery of gait stability in older Fujiyama H, Garry MI, Levin O, Swinnen SP, Summers JJ. Age-related
adults. differences in inhibitory processes during interlimb coordination. Brain Res
1262: 38 – 47, 2009.
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assistance with subject recruitment and evaluation, to G. Chilingaryan for Hamacher D, Singh N, van Dieën J, Heller M, Taylor W. Kinematic
statistical advice, and to participants of the study. measures for assessing gait stability in elderly individuals: a systematic
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This work was supported by Collaborative Health Research Program, community-living older adults: a 1-year prospective study. Arch Phys Med
Natural Sciences and Engineering Research Council of Canada, and Fonds de Rehabil 82: 1050 –1056, 2001.
recherche du Quebec—Nature et technologies. T. Krasovsky’s doctoral studies Heuninckx S, Debaere F, Wenderoth N, Verschueren S, Swinnen SP.
are supported by a Canadian Institutes of Health Research (CIHR) Locomotor Ipsilateral coordination deficits and central processing requirements associ-
Team Grant and the Heart and Stroke Foundation of Canada (Focus on Stroke). ated with coordination as a function of aging. J Gerontol B Psychol Sci Soc
M. F. Levin holds a Tier 1 Canada Research Chair in Motor Recovery and Sci 59: P225–P232, 2004.
Rehabilitation. A. Lamontagne holds a New Investigator Salary Award from Heuninckx S, Wenderoth N, Debaere F, Peeters R, Swinnen SP. Neural
CIHR. basis of aging: the penetration of cognition into action control. J Neurosci
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DISCLOSURES locomotion to impulsive perturbation and its interpretation based on a neural
mechanism. Jpn J Med Elec Biol Eng 38: 20 –32, 2000.
No conflicts of interest, financial or otherwise, are declared by the author(s). Lajoie K, Andujar JÉ, Pearson K, Drew T. Neurons in area 5 of the
posterior parietal cortex in the cat contribute to interlimb coordination
during visually guided locomotion: a role in working memory. J Neuro-
AUTHOR CONTRIBUTIONS physiol 103: 2234 –2254, 2010.
Author contributions: T.K., A.G.F., A.L., and M.F.L. conception and design Maki BE, McIlroy WE. Cognitive demands and cortical control of human
of research; T.K., M.C.B., and R.H. performed experiments; T.K., M.C.B., and balance-recovery reactions. J Neural Transm 114: 1279 –1296, 2007.
R.H. analyzed data; T.K., A.G.F., A.L., and M.F.L. interpreted results of Marigold DS, Misiaszek JE. Whole-body responses: neural control and
experiments; T.K., A.G.F., and M.F.L. prepared figures; T.K. drafted manu- implications for rehabilitation and fall prevention. Neuroscientist 15: 36 –
script; T.K., M.C.B., R.H., A.G.F., A.L., and M.F.L. edited and revised 46, 2009.
manuscript; T.K., M.C.B., R.H., A.G.F., A.L., and M.F.L. approved final Marigold DS, Patla AE. Strategies for dynamic stability during locomotion
version of manuscript. on a slippery surface: effects of prior experience and knowledge. J Neuro-
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