Professional Documents
Culture Documents
Abstract: Athletic injuries typically occur when the stable, emergent coor-
dination between behavioral processes breaks down due to external noise, or
variability. A physiological system that operates at an optimal point on a
spectrum of rigidity and flexibility may be better prepared to handle extreme
external variability, and the purpose of the current experiment was to examine
whether targeted neuromuscular training resulted in changes to the rigidity and
flexibility of the gluteal muscle tonus signal as measured with electromyography
prior to the landing phase of a drop vertical jump task. 10 adolescent female
athletes who participated in a targeted 10-week neuromuscular training
program and 6 controls participated, and their tonus dynamics were examined
with recurrence quantification analysis prior to training and after the 10-week
program. The dependent measures, percent laminarity (%LAM) and percent
determinism (%DET) were hypothesized to decrease following training, and
were submitted to a one tailed mixed-model ANOVA. The training group
exhibited a decrease in %LAM and %DET after training compared to pre-
training and controls. The present findings indicate increased metaflexibility
(i.e., greater intermittency and an increase in internal randomness) in tonus
dynamics following neuromuscular training, and have important implications
for the prevention of musculoskeletal injury in sport, specifically within the
context of external noise and antifragility.
Key Words: antifragile, intermittency, piecewise determinism, recurrence
quantification, electromyography
INTRODUCTION
Athletic performance is conditional on the stability and adaptability of
emergent coordination between perceptual-motor and physiological processes
across multiple behavioral scales. It requires the movement system to be
coordinated in a way that is appropriately flexible and adaptive to external
challenges so that behavior can remain stable in the face of a constantly
1
Correspondence address: Adam W. Kiefer, PhD, Cincinnati Children’s Hospital
Medical Center, 3333 Burnet Ave, MLC 10001, Cincinnati, OH 45229, USA. E-mail:
adam.kiefer@cchmc.org
489
490 NDPLS, 19(4), Kiefer & Myer
changing environment. Each external event, or challenge, introduces noise (i.e.,
variability) into the movement system and increasingly tests its flexible and
adaptive nature. Events that lead to unexpected changes in movement are one
such source of external noise, and can occur when a defensive player reacts and
quickly changes direction to shadow an offensive player in football, for
example. Unanticipated challenges (e.g., a basketball player misjudging a
rebound and changing her body posture during a jump that results in an off-
balanced landing), or unpredictable perturbations (e.g., a tipped volleyball
during a block-spike attempt that forces a player to quickly cut in the other
direction to “dig” the ball out before it hits the ground) are also examples of
external noise. In instances such as these a flexible system allows an athlete to
safely and successfully perform myriad complex maneuvers during competition
and to smoothly transition between strings of action states, thousands of times
throughout a career, in the face of an assortment of external fluctuations that
stress the system. When the noise is extreme, such as when an athlete has to
quickly change positions or land from a jump in a misaligned posture, or
fluctuations occur at an inopportune moment during a movement pattern,
however, the global health of the system can be put at risk. As a result, athletic
injuries most often occur when coordination breaks down due to severe external
fluctuations imposed on the movement system.
Unfortunately for athletes the presence and magnitude of external noise
is predominantly unexpected and, thus, the timing of injuries are inherently
unpredictable. This makes injury prevention strategies extremely difficult to
develop and implement with high success. For example, during a perceptually
misjudged basketball rebound the athlete might be forced to transition from a
vertical jump and reach to a vertical jump to the right and reach to the right, and
this could lead to an off-balanced posture. At the same time, an opponent might
charge in from the right to challenge for the ball. This would force a secondary
adaptive response from the rebounder such that as the ball is grabbed the athlete
lands with more force than intended on the right leg due to destabilized trunk
coordination. Disrupted trunk position, combined with altered postural control
due to the external noise incurred by the movement system, drives an
asymmetrical lateral load to the support leg that accelerates geometric increases
in valgus load on the knee. The result could be a rupture of the anterior cruciate
ligament (ACL)—a primary stabilizer of the knee joint (Krosshaug et al., 2007).
In a case such as this, a developed injury-risk profile might indicate that such an
occurrence is more or less likely prior to the injury occurrence due to the
identification of high-risk biomechanics, the presence of limb asymmetries,
limited core strength, and/or reduced neuromuscular control (Hewett et al.,
2005; Myer, Ford, Brent, & Hewett, 2012a; Myer, Ford, Khoury, Succop, &
Hewett, 2011; Sugimoto, Myer, McKeon, & Hewett, 2012). However, the
occurrence of that particular event at that particular moment in time is inherently
unpredictable. Thus, in order to avoid potential injury the system must be
adaptable to unpredictable challenges and fluctuations in order to preserve
health and successful movement performance.
NDPLS, 19(4), Antifragile Athlete 491
Piecewise Determinism and Intermittency
It is known that adaptable physiologies exhibit particular dynamic
signatures of behavior (Glass & Mackey, 1979; Hausdorff & Peng, 1996;
Mackey & Glass, 1977); see West (2006) for a review). Specifically, the dynam-
ics of healthy systems exhibit a blend of flexibility and rigidity (i.e., piecewise
determinism) that enables the system to transition through optimal local states of
behavior as the global, overt behavior flows through the environment and
responds to any external noise or fluctuations that it faces (Van Orden, Kloos, &
Wallot, 2011; Warren, 2006). Piecewise determinism is behavior that changes
discontinuously and is mathematically characterized through violations of
Lipschitz conditions (cf., Zbilut, Dixon, & Zak, 2002). It is typically observed in
overt behaviors that start, stop and repeat themselves (Van Orden et al., 2011).
For example, an athlete runs down a field, cuts to the left and quickly performs a
vertical jump and landing. These individual, overt behavioral states (the run, cut,
jump and landing) are sewn together with smooth, precisely timed transitions
that produce an overall run-cut-jump-land pattern that appears seamless to the
observer. However, at the local level precisely timed neural activations occur at
various magnitudes in each individual muscle throughout the movement string.
At a broader scale, individual muscles form muscle synergies—multiple,
individual muscles that coordinate with one another to form single, autonomous
structures (Kugler, Kelso, & Turvey, 1982; Turvey, 1990)—and these muscle
groups serve to coordinate the various body segments throughout the time
course of the more overt motor behavior.
The interconnectedness of the various behavioral scales requires
flexible, adaptive behavior at a very local level that permeates into the more
global behavioral scales. In order to maximize adaptability throughout the
system these local dynamics need to live at an optimal point on a spectrum of
metaflexibility (Pincus & Metten, 2010)—a term that we adapt to describe the
ability of a system to respond to a particular challenge through a rapid transition
to a new state via either more flexible or more rigid underlying dynamic
processes. Accordingly, the dynamics should exhibit a blend of flexibility and
rigidity that, in turn, would give rise to impermanency of local behavioral states
prior to the onset of a given movement. This impermanency is a necessary
precursor to observed adaptability at a more global level (as identified through
the presence of intermittency). Intermittency (i.e., 1/f noise) is the imper-
manency of states and is thought to emerge from the nonlinear interactions
among interdependent system processes at multiple scales (i.e., interaction-
dominant dynamics), and may be emblematic of system-wide metaflexibility
(Diniz et al., 2011; Pincus & Metten, 2010). Thus, there is likely an optimal
level of impermanence that a system exhibits as it remains poised for a multi-
tude of behavioral possibilities prior to a given action. For example, an under-
lying muscle physiology that consists of longer, more rigid states of neural firing
behavior (i.e., becomes trapped in a given state) may be less flexible, or slower
to transition to appropriate firing patterns, when faced with external fluctuations.
492 NDPLS, 19(4), Kiefer & Myer
It is possible that these arre all characterristics of an anntifragile systeem
(Taleb,, 2012)—a con ncept within which
w the answ wer to injury pprevention migght
ultimattely lie. Taleb introduces the term antifragiile, instead of robust, as a terrm
m that cannot adapt), and ddiscusses an annti-
antithettical to fragilee (i.e., a system
fragile system as onee that is "…beeyond resiliencce or robustneess. The resilieent
resists shock and streess and stays th he same; the anntifragile gets bbetter" (p. 3). H
He
furthers this argumen nt by offering th hat perfect robbustness is unatttainable and thhat
resilien
nce can only taake a system so far before an outlier, or extreme randoom
fluctuaation, forces thee system into a different (e.gg., negative) sttate (Fig. 1). T The
reason for this is thatt if a fluctuatioon is not predicctable and, theerefore, has nevver
been ex xperienced by the system, th he fluctuation w will fall outsidde of the adaptiive
range ofo the system because the system s has nevver been traineed to respond to
such a rare event.
Fig. 1. A depiction of
o a series of potential torqu ue values that a system mig ght
withstand (white barss) prior to an extreme
e outlierr (black swan)) that occurs a
and
causess a catastrophic
c failure to the system
s (i.e., an
n ACL tear).
Before mov ving forward, it is importannt to delineatee the differencces
betweeen resilience an nd antifragility. While robusttness has been widely used aand
is a faiirly straightforrward concept— —a robust sysstem is one thhat can withstaand
b not necessaarily adapt to it—resilience is not as easilly understood. In
stress but
systemm engineering, resilience
r has been defined as a system thhat has a geneeric
ability to cope with unforeseen
u chaallenges througgh the availabiility of adaptabble
reservees and flexibiility to accom mmodate thosee challenges ((Nemeth, 2008).
Similarrly, Woods and d Wreathall (2008) discuss thhat resilience mmay refer to hoow
well ann organization, or system, can n transition beetween regionss of a state spacce,
and that the transitiions work mo ore efficiently as energy annd resources aare
investeed. Pincus and Metten (2010 0) have discusssed resilience iin the context of
metafleexibility, and ini a way that isi more in linee with the focuus of the curreent
work. They define metaflexibility
m as the abilityy of a system to respond too a
perturbbation by becom ming both morre rigid and robbust, or more fl
flexible and fluuid,
NDPLS, 19(4), Antifragile Athlete 493
while preserving the whole, integrated system. They further argue that resilience
plays a role in this process such that it is the property that allows the system to
loosen back up or come back together following external fluctuations. Another
way to think about this is that resilience allows for the reorganization of
components, or a change in the interaction processes, within and between the
various behavioral scales. This is similar to the way it has been considered in
catastrophe models (Karwowski, Ostaszewski, & Zurada, 1992), as the response
surfaces can be considered to be malleable or, as Pincus and Metten put it,
rubberized: that is in the context of bio-psycho-social modeled processes, “…the
response surface of the cusp could shift to include bifurcation thresholds that
were so minor that the two point attractor regions at the high end of the
bifurcation parameter would lose their distinct separation from one another.
Such a system would be high in “global resilience” (Pincus & Metten, 2010, p.
373; see also Guastello & Liebovitch, 2009).
Taleb (2012) essentially treats robustness and resilience interchange-
ably, perhaps less because he equates the two concepts, but more because
neither do enough work for him and his theory of antifragility, so they are equal
in their limited utility. This is because an antifragile system goes beyond resil-
ience in that it not only allows the system to adapt to fluctuations (e.g., reorgan-
izes the way in which the system components are linked), but more importantly
the system actually gains strength from them (e.g., the links between the system
components become stronger, overall): an important consideration when making
an antifragile argument, and one that has critical implications for injury
prevention training.
Training Antifragility for Injury Prevention
We have previously developed neuromuscular training (NMT) as a
mechanism to mediate the confluence of biomechanical events that lead to lower
limb musculoskeletal injuries and, chiefly, non-contact ACL injuries (Myer,
Ford, Palumbo, & Hewett, 2005). The logic behind the formulation of NMT is
that through the modification of mechanics known to predispose athletes to ACL
injury the system can become more adaptable to external challenges (Hewett et
al., 2005). From the outset, NMT has consisted of core strength, resistance and
balance training in combination with more dynamic exercises such as
plyometrics, speed, and movement training in order to regulate the full body
mechanics for proper technique and performance (Hewett, Lindenfeld,
Riccobene, & Noyes, 1999; Hewett, Stroupe, Nance, & Noyes, 1996). In its
early form, NMT built robustness into the system. That is, the athlete became
more resistant to external noise given learned biomechanical patterns that were
consistently replicated throughout competition. These general principles of
NMT prescribe exercises so that the athlete can first gain control of fundamental
movement patterns as part of a progression toward more complex movements.
This, in turn, helps influence transfer to, and potentially injury risk reduction on,
the field of play. However, resistance does not necessarily make the movement
system more adaptable to external noise. By 2008, we learned from the evidence
494 NDPLS, 19(4), Kiefer & Myer
to further develop the training systems (Myer, Ford, McLean, & Hewett, 2006;
Myer et al., 2005; Myer & Ford, 2006) to target trunk and hip stabilizers—two
biomechanical mechanisms of ACL injury—in order to counterbalance trunk
motion via unilateral loading, e.g., using a medicine ball to weigh down the
trunk on the right side during a single leg lunge with the left leg (Myer, Chu,
Brent, & Hewett, 2008). Importantly, the integration of late phase progressions
with unanticipated movements (i.e., artificially introducing external noise) chal-
lenges and perturbs the neuromuscular system throughout the NMT protocol.
Moreover, the exercises are designed to train the system to be better prepared to
respond to, and gain from, volatility while at the same time honing the athlete's
overall neuromuscular control towards a successful performance outcome. Thus,
NMT in its current form is intended to build robustness in movement patterns,
and then introduce external fluctuations to the system in an effort to increase the
metaflexibility, and ultimately the antifragility, of the movement system.
An important and open question still remains as to whether NMT, as
well as the external challenges introduced as part of the NMT progression,
fundamentally alter the local dynamics of a movement system to exhibit a more
flexible dynamic signature as a result of motor learning. This is an important
first step to eventually understand the nature of flexibility and adaptability as it
pertains to injury prevention. In the present experiment we elected to examine
the dynamics of the muscle tonus—the low-level activity of the muscle—prior
to a land and jump movement state. Given that the environment and associated
challenges shape the measureable behavioral dynamics of an athlete, and may
overwhelm any measurement of the system's tonus activity, the muscle tonus
dynamics as measured prior to a given action state may identify the region
where the system lives on the spectrum of metaflexibility. From a nonlinear
dynamics perspective, intermittency specifically, might be used to pinpoint the
metaflexibile signature of muscle tonus.
Adolescent female athletes took part in either an NMT hip and trunk
focused training intervention in conjunction with their normal offseason strength
and conditioning activities or, alternatively, their normal offseason strength and
conditioning activities only (Myer, Brent, Ford, & Hewett, 2008; Myer, Chu et
al., 2008). The purpose of the current investigation was to evaluate the
adaptability of gluteal muscle tonus following targeted neuromuscular training.
It was hypothesized that during the performance of a drop vertical jump as
tested prior to and after NMT (relative to normal offseason activities), the
gluteal tonus dynamics of the athletes that participated in NMT would exhibit
increased intermittency (as measured by Recurrence Quantification Analysis;
see method section) in the pre-contact phase of landing after NMT compared to
their pre-test, and also compared to the control athletes’ post-test following 10
weeks of normal offseason training. We also hypothesized that increases in
intermittency would be accompanied by concomitant increases in random
processes (an additional potential indicator of increased flexibility) that make up
the tonus dynamics for the NMT athletes during their post-test when compared
to their pre-test and the post-test of the control athletes.
NDPLS, 19(4), Antifragile Athlete 495
METHOD
Participants
Twenty-six high school volleyball players were recruited and, prior to
an initial testing session, were divided into two groups: an NMT group (N = 19)
and a no training control group (N = 7). The NMT athletes participated in an
NMT intervention twice a week over a 10-week period in addition to standard
off-season strength training that took place once a week. Pre-testing took place
one week prior to the first day of training, and post-testing took place approxi-
mately 11 weeks after the pretest on all participants. Due to participant drop-out
or failure to meet minimum compliance requirements (i.e., participation in at
least two-thirds, or 14 of 20, training sessions), in combination with missing
post-test data as a result of testing session dropout, data from 10 NMT athletes
(Age M = 15.50 ± 1.64 years; Height M = 170.40 ± 4.93 cm; Weight M = 63.20
± 9.98 kg) and 6 control athletes (Age M = 15.66 ± 1.58 years; Height M =
173.33 ± 10.97 cm; Weight M = 63.65 ± 5.02 kg) were included in the present
analysis.
Procedure
All participants provided informed consent prior to participation in the
first testing session, and the Institutional Review Board approved all procedures.
Surface EMG Measurements
For the current study, we elected to evaluate the gluteus medius given
that it is a key modulator of hip neuromuscular control. Surface EMG activity
was continuously recorded at the right gluteus medius muscle on all participants
through a surface telemetry EMG system (Telemyo 2400 R G2, Noraxon, USA).
Disposable, self-adhesive Ag/AgCl snap electrodes (2 cm inter-electrode
distance) were connected to a transmitter attached to the waistband of all
athletes. The surface EMG leads had 1st order high-pass filters set to 10 Hz ±
10% cutoff. The signals were bandpass filtered (7-500 Hz), differentially
amplified with a common mode rejection ratio > 130 dB, a gain of 1000, a noise
level equal to 1μV, a signal-to-noise ratio > 300, and were sampled at 1200 Hz.
Drop Vertical Jump
At week one and week 11 of the experiment, the EMG activity of all
athletes was assessed during the performance of a drop vertical jump task, as
part of a larger testing battery. The drop vertical jump is a well-defined and
well-understood test of neuromuscular control and has been demonstrated to
identify athletes at risk for future primary and secondary ACL injury (Ford,
Myer, & Hewett, 2003; Hewett et al., 2005; Paterno et al., 2010). In the present
experiment, the athletes stood on a 30 cm tall box and were instructed to drop
off the box, leave both feet at the same time, land, and then immediately per-
form a maximum vertical jump. Three trials were performed during each testing
session. Prior to performing the drop vertical jump, each participant was instru-
496 NDPLS, 19(4), Kiefer & Myer
mentedd with retrorefflective markers, as previouusly described (Ford, Myer, &
Hewettt, 2003). Two force
f platformss (AMTI, Wateertown, MA) w were positionedd 8
cm apaart to ensure th
hat each foot coontacted a sepaarate force plaatform. The forrce
data waas collected in sync with the EMG data at 11200 Hz. The first contact onnto
the plattforms ≥ 10 N was used to iddentify the startt of the landingg phase.
Fig. 2. Three example e techniques foor how externa al noise was introduced into tthe
perceptual-motor sys stem througho out the NMT intervention. The athlete: (1)
balancees on a single leg on a Bosu uTM Balance Trrainer while sh e simultaneously
must reeact to and ca atch a ball tha
at is thrown fro om different locations (left), (2)
kneels on a SwissballTM and mainta ains balance w while the instrucctor kicks the b ball
at unprredictable interrvals and locaations (middle) , and (3) perfo orms a series of
tuck jum
mps during which, at an unprredictable time while the athle ete is in flight, tthe
trainer points right orr left and as soon
s as the atthlete lands sh he is required to
perform
m a 45° cut in th
he direction tha
at the instructo r pointed (rightt).
Training Interventio
on
The trunk and
a hip focuseed neuromuscuular training iintervention w was
used too target trunk control deficits and improvve hip strengthh and power ((cf.
Myer ete al., 2008). Thhe intervention n was compriseed of five phasses for each exer-
cise to promote progrression in levell of difficulty, and the exerciises were desiggn-
ed to perturb
p the tru
unk through an n increase in eexternal noise during standaard
training
g activities to facilitate the athletes’
a contrrol of the trunnk and concom mit-
antly immprove “core stability” during dynamic acctivities. Withhin the individuual
phases,, the intensityy of each exerrcise progressiively increaseed to continuaally
challennge the athletess. End-stage prrogressions inccorporated impposed challengges
to the lateral
l trunk an
nd forced the athletes
a to deceelerate and conntrol the trunkk in
order to
t successfully y execute the trained
t techniqques. For exam mple, during laate
stage progressions
p off the single legg balance task on a BosuTM Balance Trainner,
athletess were required to react to anda catch a balll that came tooward them froom
unpreddictable location ns (Fig. 2, leftt). Athletes alsso balanced onn their knees onn a
SwissbballTM while a trainer kicked the ball at unnpredictable inttervals and locca-
tions to
o force the athllete’s core muscles to remainn poised for suuch perturbatioons
(Fig. 2, middle). Thee most demand ding of tasks w was a reactionaary cut followiing
the landing of a tuck jump. Specificcally, as athlettes repeatedly pperformed a tuuck
jump, the
t instructor would
w point eitther right or leeft in an unpreedictable mannner,
while the
t athlete waas in the flightt phase and noot in contact w with the grounnd.
NDPLS, 19((4), Antifragilee Athlete 4497
Based on the directiion the instrucctor pointed, tthe athlete hadd to prepare hher
posturee and muscularr activations ass she came dow wn into a landding position aand
immed diately executed d a 45° cut in the direction tthat the instrucctor pointed (F
Fig.
2, righht). Training progressions
p such
s as these served to inntroduce externnal
fluctuaations, or noisee, into the perceptual-motorr system in orrder to facilitaate
changees in the dynam mics of muscle activation andd, ultimately, inn the tonus dynna-
mics off crucial musclle groups (i.e., gluteus mediuus) related to trrunk and hip coon-
trol. Alll of the initial exercises weree adapted from
m previous studdies that reportted
ACL in njury risk redu uction (Hewett et al., 1996; M Mandelbaum, 22005; Myklebuust
et al., 2003;
2 Petersenn et al., 2005),, with progresssions developeed from previoous
researcch that demonstrated post-trraining reductiion in knee abbduction load in
female athletes (Myeer, Ford, Brentt, & Hewett, 22007; Myer et al., 2006, 20005;
Myer & Ford, 2006).
Data Redu
uction and An
nalysis
The data of interest was th
he raw EMG ssignal, or tonuus, of the gluteeus
mediuss 100ms prior to landing. Th hus, each EMG G time series wwas not subjectted
to addiitional filtering
g or smoothin
ng (cf. Liu, Kaankaanpää, Zbbilut, & Webbber,
2004), and all time seeries were 120 data points in length (Fig. 3)).