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ORIGINAL ARTICLE

Impact of variations in maxillary lateral


incisor dimensions on smile esthetics
Alireza Haerian,a Elaheh Rafiei,a Neda Joshan,a Rojin Eghbali,b and Pooya Fadaei Tehranib
Yazd, Iran

Introduction: Dentofacial esthetics has become an increasingly important topic in recent years among ortho-
dontic patients, so it is suggested that the esthetic perspectives of clinicians and patients be considered
when planning orthodontic treatment. The maxillary lateral incisors play a key role in smile esthetics. The pur-
pose of this study was to investigate the effect of dimensional changes of the maxillary lateral incisors on smile
esthetics as perceived by orthodontists, general dentists, and laypersons. Methods: This was a descriptive
cross-sectional study. A photograph showing an attractive smile was selected. The dimensions of the
maxillary lateral incisors were edited with photograph editing software to represent variations in width, crown
length, gingival height, and mesial angulation. Groups of orthodontists, general dentists, and laypersons
(n 5 16 per group) evaluated the smile attractiveness of the images using the Likert scale according to smile
esthetics criteria. Statistical analysis was performed using SPSS software (version 25) and Kruskal-Wallis
statistical test. The significance level was set at 0.05. Results: There was no significant difference between
mean scores of lateral incisor golden proportion changes, vertical crown length changes, gingival height
changes, and mesial angulation changes (P .0.05). All groups found 1 mm more incisally positioned gingival
height of lateral incisor than the central incisor and 1 mm more apically positioned incisal edge of lateral incisor
than the central incisor to be the most attractive. In the group of orthodontic specialists, the 20 mesial angulation
and in the other 2 groups the 10 and 15 mesial angulation had the highest score. Conclusions: Partial devi-
ations from the ideal esthetic proportions were not detected by laypersons, general dentists, or orthodontists and
are acceptable and even attractive from the point of view of patients. Some adherence to these ratios will be
acceptable in dental treatments. (Am J Orthod Dentofacial Orthop 2021;-:---)

T
he maxillary lateral incisor plays an important role treatment on the basis of their smile and improving over-
in smile esthetics. Numerous studies have shown all facial appearance. Although orthodontic treatment
that the shape, size, angle, and position of the was previously planned on the basis of occlusal relation-
maxillary lateral incisor can affect smile esthetics.1-4 ships, more attention is now being paid to the promotion
Designing a beautiful smile is a complex process that of dentofacial features for ideal facial esthetic.7
requires a multidisciplinary approach. Recently, the Patients' perception of smile esthetics is subjective, so
popularity of designing an attractive natural smile, as a lateral incisor may be ideal for a group of patients and
an architectural blueprint used in cosmetic dentistry, may not be attractive for others. The effects of factors
has increased for achieving optimal esthetic results.5,6 such as gender and ethnicity on the patient's perception
Orthodontic patients also evaluate the outcome of their of smile esthetics have been previously investigated.8
In addition, factors such as culture also influence one's
understanding of esthetics. As a result, the perception
a
Department of Orthodontics, Faculty of Dentistry, Shahid Sadoughi University of esthetics varies considerably among patients. There-
of Medical Sciences, Yazd, Iran.
b
Dental Students Research Center, Faculty of Dentistry, Shahid Sadoughi Univer-
fore, in addition to the geometric and objective assess-
sity of Medical Sciences, Yazd, Iran. ment of patients' smiles, a scientific understanding of
All authors have completed and submitted the ICMJE Form for Disclosure of Po- smile satisfaction from the viewpoint of the professionals
tential Conflicts of Interest, and none were reported.
This study was supported and approved by the Vice Chancellor for Research at
involved in the esthetics field is also essential.9
Shahid Sadoughi University of Medical Science, Yazd, Iran. To have a proper occlusion, the teeth must be of a
Address correspondence to: Pooya Fadaei Tehrani, Department of Orthodontics, suitable size. About 5% of the population have some de-
Dental Students Research Center, School of Dentistry, Shahid Sadoughi Univer-
sity of Medical Sciences, Yazd, Iran; e-mail, pooya.fadaei@yahoo.com.
gree of mismatch, the most common cause being the
Submitted, April 2020; revised and accepted, June 2020. width or anomaly of the maxillary lateral tooth.10
0889-5406/$36.00 Studies have shown that the shape, size, angle, and
Ó 2021 by the American Association of Orthodontists. All rights reserved.
https://doi.org/10.1016/j.ajodo.2020.06.047
position of the lateral incisor may affect the esthetic of

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a smile.3,11 In addition, it has been shown that the lateral MATERIAL AND METHODS
incisor relationship with the central incisor and canine
also play an important role in smile esthetics.12 This cross-sectional study was approved by the Ethics
One of the most important aspects of dental and den- in Research Committee under control no. IR.S-
tofacial esthetics is the appearance of anterior teeth in SU.REC.1398.018. First, a smile photograph with the
the vertical dimension. Therefore, dental and gingival following characteristics, which are the inclusion criteria
manifestations and asymmetries should be carefully for determining an ideal smile, was taken from a volun-
examined. The perception of dentofacial esthetics by teer: (1) appropriate width to length ratio of the teeth in
laypersons and health care professionals such as ortho- the cosmetic area; (2) convex and consonant smile arc;
dontists or general dentists should be taken into account (3) 1 mm gingival display during a smile; (4) average
when planning an orthodontic treatment plan.9 Studies width of buccal corridors; (5) same gingival height of
have shown the effect of gingiva on the perception of central incisor and canine; (6) lateral incisor gingival
smile esthetics, and it has also been shown that ortho- height is 0.5 mm more incisal than the central incisors
dontists are more sensitive to gingival changes than lay- and canines; and (7) 1 mm step between the incisal
persons. However, the gingival margin height difference edge of the central and lateral incisors.
between the central and lateral incisors is not considered Photographs were taken while the patient was stand-
unattractive by laypersons and dental professionals.13,14 ing in natural head position, and the line between his pu-
In contrast, it has been suggested that the maxillary cen- pils was parallel to the horizon. The camera was mounted
tral incisors and canines must be placed almost at the on a stand about 90 cm (36 in) from the person so that the
same level, and the incisal edge of the lateral teeth camera was parallel to the horizon and was positioned
should be 0.5-1.5 mm more gingivally positioned.13,15,16 equal to the height of the person's face. The candidate
However, the esthetics effect of changes in the vertical was instructed how to smile before taking a photograph.
position of the maxillary lateral incisor is still unclear.2 The repetition of the posed smile has been demonstrated
In addition, the relationship between the lateral tooth by Ackerman et al.30 Informed consent was obtained from
and the central and canine teeth, called golden propor- the volunteer to use their photograph in the research.
tion, plays an important role in the smile design.11,12,17 The image was edited using Photoshop software
According to the golden ratio formula, the apparent (Adobe, San Jose, Calif). First, image retouching was
width of each tooth is 0.618 of its mesially positioned done to adjust the color, brightness, and contrast and re-
tooth widths.18,19 This principle is ideally used to deter- move any stains and discoloration of the lips and skin.
mine the width of the teeth as they relate to each other. The size of the image was then adjusted so that each
This ratio can only be used after determining the incisal millimeter measured on it was clinically equivalent to
plane, gingival plane, and central incisor's length.20-22 1 mm (1:1 ratio). Then the nose and chin area was crop-
The lateral incisor angulation is also a key component ped in the photograph to obtain a close-up image of the
in smile esthetics. Dental prosthetics reference books smile so that the upper border of the image was the base
suggest that lateral incisor mesial angulation gives a of the nose and the lower border was above the chin.
more feminine look to the patient.23 This may explain Then, with the same Photoshop program, the following
why a significant number of women and men have a changes were made to the lateral incisor on standard
more favorable view toward a 5 mesial angulation of photography:
maxillary lateral incisor.11 1. Change of lateral to central incisor width according
To provide more concrete guidelines on the percep- to golden proportion at values of 5% (from 52% to
tion of smile esthetics, a large number of studies have 72%) (G1) (Fig 1).
been conducted using digital image manipulation.24-28 2. Change of lateral incisor height relative to the cen-
Features such as smile arch; optimal gingival value; tral incisor at the values of 0.5 mm (in the range of
ideal buccal corridor; impact of maxillary anterior 0 to 2 mm) (G2) (Fig 2).
diastema; effect of midline and longitudinal axis 3. Change of lateral incisor gingival height relative to
deviation; and importance of size, ratio, and symmetry the central incisor at the values of 0.5 mm (in the
of maxillary incisors are better described using this range of 0 to 2 mm) (G3) (Fig 3).
technique.29 4. Mesial angulation of lateral incisor with respect to
This study aimed to investigate the effect of changes the longitudinal axis of lateral incisor at the values
in the vertical and horizontal dimensions and the angu- of 5 (in the range of 5 to 25 ) (G4) (Fig 4).
lation of maxillary lateral incisors on smile esthetics from
the point of view of orthodontists, general dentists, and As a result, 4 groups, each consisting of 5 smile
laypersons. images, were prepared. Each image was printed on

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Haerian et al 3

Fig 1. Lateral incisor width changes relative to the central incisor according to the golden ratio rule.
W, Percentage of transverse changes.

Fig 2. Lateral incisor height changes relative to the central incisor at the values of 0.5 mm. TH, Change
in lateral tooth height.

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Fig 3. Lateral incisor gingival height changes relative to the central incisor at the values of 0.5 mm.
GH, Change in lateral tooth gingival height.

A4 matte (3.5-in) paper. For each image, a separate Statistical analysis


identification code was written behind the image for Statistical analyses were performed using SPSS sta-
the time the results were collected. The images were tistical software (version 25.0, SPSS, Chicago, Ill).
evaluated by a group of raters, including orthodon- Kolmogorov-Smirnov test results showed that the
tists, general dentists, and laypersons. Sixteen subjects attractiveness score in 4 study groups (lateral incisor
in each group examined 5 sets of photographs and width-to-height ratio changes, lateral incisor height
rated each photograph from the most attractive to changes, lateral incisor gingival height changes, and
the least attractive, with scores ranging from 5 to lateral incisor mesial angulation changes) did not
1.2 Each evaluator was given brief information about follow the normal distribution from the point of view
the study before rating. of laypersons, general dentists and orthodontists
Responses on a Likert-type scale ranged from 1 to 5 (P \0.05). Therefore, Kruskal-Wallis nonparametric
were used to evaluate: 1, very unattractive; 2, unattrac- test was used for data analysis. The level of significance
tive; 3, neither unattractive nor attractive (neutral); 4, was set at 5%.
attractive; 5, very attractive.
Each evaluator was interviewed individually and
given 10 seconds to evaluate each photograph. Thirty RESULTS
seconds of additional time was also given for evaluating Kappa coefficient results for evaluators’ agreement
each set. Thus, it took 80 seconds for each set and were between 0.806 and 0.876, indicating a good agree-
320 seconds for all 4 sets. The evaluator could not see ment level. The results of the Kruskal-Wallis test showed
the code inserted behind the photograph. that there was no significant difference between the lay-
The intrarater agreement method was used to eval- persons, general dentists, and orthodontists in the 4
uate the reliability of the study. After 2 weeks, 25% of study groups (P 5 0.906) (Table I).
each group of assessors were asked to reevaluate the According to the results of the Kruskal-Wallis test,
photographs. The kappa coefficient was used to assess there was no significant difference between the 4 groups
the degree of agreement between the evaluators.31 of lateral incisor changes (P 5 0.995) (Table II).

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Haerian et al 5

Fig 4. Changes of mesial angulation of lateral incisor relative to its longitudinal axis at the values of 5 .
MA, Mesial angle of the lateral incisor.

In the gingival height changes group, all evaluators


gave the highest score to a difference of 1 mm. This Table I. Comparison of the average smile attractive-
means that for all evaluators, 1 mm more incisal position ness score between evaluators in study groups
of lateral incisor gingival height relative to central incisor Groups Evaluators Mean Standard deviation P
is more attractive. In addition, in the incisal height G1 M1 3.00 1.44 0.906
changes group, all evaluators gave the highest score to M2 3.00 1.42
a difference of 1 mm, which means that 1 mm more M3 2.91 1.43
apical position of lateral incisor incisal edge relative to G2 M1 2.95 1.42 0.967
M2 3.00 1.42
central incisor is more attractive. M3 3.00 1.42
In the width-to-height ratio changes group, layper- G3 M1 3.00 1.42 0.975
sons and general dentists gave the highest score of M2 3.02 1.43
67%, and orthodontists gave the highest score of 62% M3 2.97 1.42
and 67%. In the angulation changes group, laypersons G4 M1 3.00 1.42 0.994
M2 2.97 1.44
gave the highest score of 10 and 15 and general den- M3 2.99 1.41
tists and orthodontists to 15 and 20 , respectively.
G1, Change of lateral to central incisor width; G2, change of lateral
incisor height relative to the central incisor; G3, change of lateral
DISCUSSION incisor gingival height relative to the central incisor; G4, mesial
Numerous researchers have measured and reported angulation of lateral incisor with respect to the longitudinal axis
of lateral incisor; M1, laypersons; M2, general dentists; M3, ortho-
the ideal proportions of anterior teeth for an esthetic dontists.
smile.5,18,32 However, few have addressed the role of
maxillary lateral incisor in smile esthetics. This study
was designed to investigate this role. for achieving their therapeutic goals. Proper dialogue
The patient's perception of esthetics is personal. The between the dentist and the patient is important in iden-
lateral incisor may be important for one group of pa- tifying the patient's perception of the ideal smile.8
tients, whereas not having much importance for others. Various studies have shown that with a slight change
It is essential for dentists to be aware of patients' needs in ideal proportions, smile esthetic is reduced.12 These

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6 Haerian et al

anterior guidance. The golden ratio is just one compo-


Table II. Comparison of mean smile attractiveness
nent of the smile design. This ratio is valuable in assess-
score between lateral incisor changes groups in 3
ing smiles and also having a pattern for veneers.1
groups of evaluators
Another factor for the smile esthetics that researchers
Evaluators Groups Mean SD P have noticed is the lateral incisor height. In the present
M1 G1 3.00 1.44 0.995 study, all evaluating groups selected the height of
G2 2.95 1.42 1 mm as the most attractive. The findings of different
G3 3.00 1.42
studies in this area are different. In the study from Al
G4 3.00 1.42
M2 G1 3.00 1.42 0.997 Taki et al,1 orthodontists and general dentists considered
G2 3.00 1.42 the 1 mm, and laypersons 0.5 mm, height difference be-
G3 3.02 1.43 tween the lateral and central incisor the most attractive.
G4 2.97 1.44 Kokich et al18 also showed that laypersons were less ac-
M3 G1 2.91 1.43 0.980
curate about lateral incisor height than dentists. Pani
G2 3.00 1.42
G3 2.97 1.42 et al17 considered a 2 mm difference as ideal. To evaluate
G4 2.99 1.41 this index, in the second group of the present study, the
M1, Laypersons; M2, general dentists; M3, orthodontists; G1, lateral incisor height was changed from 0.5 mm to 2 mm
change of lateral to central incisor width; G2, change of lateral relative to the central incisor. The results showed that
incisor height relative to the central incisor; G3, change of lateral this range of changes was not detectable for the study
incisor gingival height relative to the central incisor; G4, mesial evaluators. Therefore, different ideals for this index
angulation of lateral incisor with respect to the longitudinal axis
have been mentioned in various studies and cannot be
of lateral incisor.
definitively commented.
The ideal position of the lateral incisor gingiva has
changes are usually reviewed from the perspective of lay- been described as 1 mm more incisal than the central
persons, dentists, and professionals. The 3 groups incisor and canine.34-38 In the study by Eichholz,39 the
participating in this study included laypersons, general majority of participants considered the relationship of
dentists, and orthodontists. Dentists and orthodontists the lateral incisor gingiva to be 1 mm more incisal
are used in these studies because of their more accurate than the central incisor. Allen40 states that the lateral
assessment, and laypersons are enrolled because they are incisor gingival height can be the same as the central
the main recipients of dental treatments. incisor. Townsend41 states that the lateral incisor gingiva
The golden ratio law states that the smaller case size can be 2 mm more incisal relative to the central incisor.
should be 62% of the bigger one (in the frontal view). Proffit10 has mentioned a difference of 2 mm or more as
Lombardi et al33 suggest that the ideal width for the not attractive. To evaluate this index, in the third group
lateral incisor is 62% of the central incisor. In this study, of the present study, the lateral incisor gingival height
the lateral incisor width was changed at values of 5% was changed in relation to the central incisor in values
from 52% to 72% and presented to the evaluators. Ac- of 0.5 mm (range from 0 to 2 mm). In this group, there
cording to the results of this study, laypersons, dentists, was no significant difference in the score of attractive-
and orthodontists did not differentiate between the es- ness between laypersons, general dentists, and ortho-
thetics of smiles in these images. Bukhary et al2 reported dontists, and this range of changes was not detectable
the best esthetics for the lateral incisor when the golden for the participants in this study. In the present study,
ratio was 62%. Among laypersons, only a small group the highest score was a 1 mm difference in the gingival
considered this ratio the most beautiful, which is consis- height change group. This ratio falls between the ideal
tent with the results of the present study. Ker et al14 results reported in the studies mentioned above.
examined 243 laypersons by changing the lateral incisor Different populations appear to have an acceptable
width incrementally by 0.18 mm. Their study identified range of 0-2 mm, which is in line with Proffit's view.10
the 72% ratio as the most attractive. They also found ra- The lateral incisor angulation is an important part of
tios of 53% and 76% acceptable. In the present study, in an attractive smile. To investigate this, in the fourth
the golden ratio change group, the highest score was for group of the present study, mesial angulation of the
the 67% ratio. This ratio falls between the ideal results lateral incisor was changed relative to its longitudinal
reported in the studies above. It seems that different axis at 5 (from 5 to 25 ). The results showed that
populations consider ratios between 62% and 72% this range of changes was not detectable for this study's
acceptable. It should be noted that these exact ratios evaluators. In the present study, the highest score was
rarely occur naturally in humans. Sometimes the ortho- from 10 to 20 . Brunzel et al11 evaluated the effect of
dontist needs a wider lateral incisor for creating good different angulations of incisors on smile esthetic, and

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Haerian et al 7

in their study, symmetrical teeth with ideal axes as well ACKNOWLEDGMENTS


as minimal angulation changes in 1 or both lateral inci- This report was based on a thesis submitted to the
sors were the most attractive images. Although in the School of Dentistry, Shahid Sadoughi University of Med-
study of Pani et al,17 the majority of participants consid- ical Sciences, in partial fulfillment of the requirements
ered the lateral incisor parallel to the central incisor to be for the Doctor of Dental Surgery degree (no. 985).
the most beautiful image and up to a 5 mesial shift,
which is inconsistent with the results of the present
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- 2021  Vol -  Issue - American Journal of Orthodontics and Dentofacial Orthopedics

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