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ABSTRACT This article outlines Locke’s theory of war as found in his political writings and
seeks to redress a perceived imbalance in John Locke’s morality of war. Locke’s strident rejection
of any sense of proportionality in warfare against unjust aggression, as read in the Second
Treatise of Government, has to be tempered with his general philosophical programme against
extremism of any sort. Arguably, Locke’s war ethic when read alone is strict, objective, and
emphatic, but when compared with his epistemological work, its righteousness is reduced to
extreme circumstances.
reflecting and accepting the laws of nature - that freedom recognises the right
of each to live without interference.
Less controversially, Locke is emphatic that war is a state of affairs that a
single person can induce. Against the just war conventions that wars can only
or should only be declared by sovereigns, Locke rightly focuses on the
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wielding of violence as being the defining element of war: ‘he that has such a
Power by consent, may make War and Peace, and so may a single Man for
himself, the State of War not consisting in the number of Partysans, but the
enmity of the Parties, where they have no Superiour to appeal to’ (Locke
[1690] 1997a: §131). For Locke there is no distinction between the actions of a
criminal or a foreign army a thesis that has an ancient lineage traceable to
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the Greeks and repeated by Cicero, Augustine, and Aquinas. But whereas
they maintain a separation of war and criminality, Locke melds the two into a
common form (Locke [1690] 1997b: §16 18, 176, 181).
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well with Thomas Hobbes’s. Whereas for Hobbes the persistence of fear and
violence compels men into society, for Locke the absence of power produces
‘inconveniences’ and the fear of civil tumult, and where no common law and
impartial adjudicators exist, the advantages of ‘perfect freedom and equality’
are offset by the worries of aggression. Three inconveniences arise: a lack of
knowledge of or agreement concerning laws; the absence of executive powers
and the subsequent vulnerability of small groups; and agents judging their
own cases with little regard to impartiality.
The move to a political society is hence prudential rather than necessary.
Locke is no conservative for whom the state is the natural reflection of man’s
gregariousness, a theory that underpins most philosophical works on politics
and thus war from Aristotle onward. Instead, for Locke, the state is a tool
that provides useful services that are allegedly absent in the state of nature.
This implies first that political power is derived from and conditional upon
the power that every man in the state of nature possesses, but which is given
over to the society that they form: i.e. to the government set up, by a majority,
to create an established and known set of laws, to arbitrate in disputes, and to
preserve the life and property of its members. Second, the state should not
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produce the moral criteria of war: the laws of war are to be found in God’s
laws and social codes of honour, not in legislation (Ibid: II.xxviii.5 16). This
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is not to deny that the state may enact legislation to circumscribe war’s
initiation or its procedures, for Locke agrees that government is right to make
legislation, but such power is an appendage to human society. In its absence,
God’s divine rules and the mutable codes of good conduct guide a man’s
actions; and in the absence of society, a man must refer to his own conscience
(Ibid: I.iii.8).
Locke’s political vision is thus of a minimal state whose justification can
only be that of consent (Locke [1690] 1997b: §176), which must not possess
arbitrary, absolute powers over the lives and property of the civilians. It is
surprising that Locke seeks to justify a government at all; he lingers close to
anarchy and seemingly leaves it with a heavy heart, and this is important for
his ethic of war. The natural state of humanity is peaceful, so any behaviour
or institution that disrupts that condition is to be rejected, or in the case of
government properly controlled and checked. The republics or loosely
governed tribes of the Old Testament appeal to Locke’s sentiments and to
his guiding image of what a commonwealth ought to be property and peace
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rule over unregulated monarchy and its tendency to war; but the absence of
an arbitrating power worries him, and there is an almost Hobbesian retreat
evident in Locke’s thinking: ‘where no such appeal is . . . for want of positive
Laws, and Judges with Authority to appeal to, the State of War once begun,
continues’ (Ibid: §20).
Within the commonwealth, that state of war endures when appeal is
lacking, its process is partial, or when justice is perverted by party interests
(Ibid: §20) or tyranny (acting unjustly) (Ibid: §207). It thus exists between all
nations in the absence of international bodies or when they adjudicate
imperfectly or partially.
To summarise the three pillars of Locke’s metaethics of war: a man’s
conscience is naturally and inviolably his own; so too are his body and thus
the fruits of his labour; and in forming a government, he seeks only protection
and security from those who do him injury. Those who deign to wage war on
their fellow men remove themselves from the natural and rational order
which is man’s proper moral demesne.
Just War
The initiation of aggression against his mind, his body, or his property, thus
begins the state of war and the Lockean framework for the justum bellum.
War is not endemic to human society, because it is not rational, and men are
rational beings, or at least potentially so (Locke [1690] 1997c: IV.xxii). The
mature adult mind understands that violence and aggression are inimical to
life, so those who seek to live by violence are irrational, and being irrational
they reject their own nature and lower themselves below the status of
predatory beasts and vermin. Like such dangers to man, thieves, brigands,
tyrants, and soldiers fighting an unjust war are to be rightfully destroyed
(Locke [1690] 1997b: §8, 10, 16, 181).
John Locke’s Morality of War 123
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to preserve themselves through liberty and property (Ibid: §176). Rights are
natural and inalienable for reasoning men, Locke propounds, and any action
undermining those rights is a declaration of war, which forfeits the aggressor
his rights. The valid inference is that fighting aggression (which includes
fraud) is the only just cause of warfare (Ibid: §177). The offender puts himself
in a state of war with peaceful society and thereby surrenders all his rights to
the righteous: ‘it being reasonable and just that I should have a Right to
destroy that which threatens me with Destruction’ (Ibid: §16).1 Self-defence is
thoroughly justifiable on the grounds that it is right and natural to defend life,
liberty, and property.
The rational order for humanity is thus pacifistic (Ibid: §7, 19) and is only
disturbed by aggressors seeking to impose their will upon others. Yet Locke
does not dismiss the right to wage war on behalf of an oppressed people: ‘And
any other Person who finds it just, may also joyn with him that is injur’d, and
assist him in recovering from the Offender, so much as may make satisfaction
for the harm he has suffer’d’ (Ibid: §10). However, there is no duty to assist
those subject to unjust deprivation of their rights Locke deploys ‘duty’ for
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relations between parents and children rather than for going to the assistance
of those in need (Ibid: §58, 60, 67, 69, 71). Arguably though, Locke would
countenance charitable and voluntary interventions on the part of those ‘who
find it just’. All men are equal before God, which implies that an attack
against one is an attack against all, but that does not mean a government can
fight an interventionist war without first gaining the consent of the people to
raise funds (Ibid: §140). Otherwise, a man is free to help his neighbour
(foreign or otherwise) at his own cost.
Nothing, for Locke, can justify initiating aggression, for that would ‘take
away the Freedom, that belongs to any one in that State [of Nature]’ (Locke
[1690] 1997a: §17). Locke’s logical development of the framework is excellent
individuals possess the right of retaliation and defence against aggressors,
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[1690] 1997b: §18), but once a social compact is formed and institutions
of law and order are created, that natural right recedes as alternative appeals
open up for the defendant so long as they are impartial. Nonetheless,
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when ‘the aggressor allows no time to appeal to our common Judge’, then
the defendant retains that justifiable right to defend himself and kill his
aggressor.
The existence of appeal courts of judges with authority tempers
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acceptance within the just war convention of rulers possessing the right
to declare war by virtue of their sovereignty, Locke rejects any special
status implied in such political sovereignty. First, sovereignty ultimately
resides with the individual; and second, war can be declared by any who bear
arms, not just by those who sit as conditional representatives or rulers of
their people. One man may thus rightly declare and wage war (Locke [1690]
1997a: §130 132). However, this insufficiency in government control over
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threaten them. However, it must be noted that Locke’s stress remains on the
relation between a domestic government and its people foreign forays (and
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hence balance of power politics) do not register except insofar as they are the
result of repelling an unjust aggression which may spill over into foreign
territory. The reason is that Locke is highly suspicious of standing armies /
Jus in Bello
The gravest and most intricate argument stemming from Locke’s thoughts on
justice in warfare is that the initiator of aggression absolutely loses his rights.
This overriding moral principle and its asymmetrical conception of moral
status present problems that begin with the permanent termination of the
right to life upon the initiation of force. That renunciation on the part of an
aggressor is, for Locke, absolute and eternally binding on his moral status.
For a Christian, the lack of forgiveness in Locke’s theorising may seem
harsh,2 but Locke’s duty of charity extends only to the poor, not to those who
have abandoned peace and cooperation. The fundamental law of nature,
Locke writes, is that man has a right to preserve himself, and therefore, ‘one
may destroy a Man who makes War upon him, or has discovered an Enmity
to his being’. Such men have vacated the common realm of reason and ‘have
no other Rule, but that of Force and Violence, and so may be treated as
Beasts of Prey, those dangerous and noxious Creatures, that will be sure to
destroy him, whenever he falls into their Power’ (Locke [1690] 1997b: §16).
Irrationality lies beyond the Lockean realm of freedom and moral equality.
It is held in check with children, but when enacted by an adult, irrationality
negates not only his nature but also his moral status for good. This implies
that a prisoner in an unjust war (who is by definition irrational and beastly)
remains at the whim of his captor he has lost all of his rights to his captor
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and may justly be killed or enslaved by him. In modern parlance, the initiator
of aggression loses his ‘personhood’, the Roman and Christian ideal
distinguishing humanity from animals. The abnegation of personhood defines
and justifies the Lockean moral response on the part of the defenders to
punish him and deter others, although Locke does accept the possibility that
a defeated unjust warrior may repent (Ibid: §8). This creates a very powerful
distinction between legitimate and illegitimate targets in war those who
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initiate aggression are justifiable targets but no-one else; it also implies the
possibility of wielding disproportionate force against transgressors, which
stands contrary to the commonly held just war convention that retaliation
ought to be proportional to the level of attack and intent.
Despite the strong evidence in the Second Treatise emphasising the removal
of aggressors from humanity’s moral spheres, the strictness of Locke’s jus ad
bellum criteria (war may only be fought in self-defence) implies that such an
attitude towards aggressors reflects the emergency conditions of war,3 in
which violence is imminent, inherent, and barely avoidable. For once warring
factions have access to legal remedies, the need to destroy recedes, and
proportionality returns. The injured have a right to punish, to reparations,
and to deter others from similar actions in the future (Ibid: §130).
When war begins, Locke’s property theory prescribes the rights of warriors
to cause damage. A nation that wins a just war gains absolute rights over the
conquered aggressors, but Locke insists that the right does not extend to the
property of the guilty or of their families (Ibid: §179). There is a strong,
distinct sense of the principle of discrimination in Locke’s jus in bello: those
who ‘actually assisted, concurr’d, or consented to that unjust force’, are just
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targets; but the conqueror does not possess any jurisdiction over those who
were not linked to the war and who should not be harmed (Ibid: §141).
Accordingly, Locke rejects the morality of a realist position in which ethical
guidelines are rejected in favour of securing military goals. He accepts that
war’s confusion often leads to the discarding of morality, but that should not
be so: ‘tis true [Conquerors] seldom trouble themselves to make the
distinction, but they willingly permit the confusion of War to sweep
altogether; but yet this alters not the Right’ (Ibid: §179). Realists and
consequentialists often reject the principle of discrimination as ‘getting in the
way of ending war as quickly as possible’. In rejecting the principle of
discrimination, they allow or excuse the targeting of non-combatants by
reason of their utility to the war machine or their support for the war. But
Locke is emphatic in denouncing such a move and provides an ingenious
rebuttal to collectivists who seek to expand moral guilt beyond the army to
include those indirectly involved in supporting the army. The people, Locke
argues, would not call for an unjust war that their governors initiate. They are
thus, or must assumed to be, morally innocent and hence unconditionally
external to the legitimate theatre of war (Ibid: §179). Nonetheless, those who
‘abet’ the act may be included, and this leaves the reader wondering to whom
that may apply. Nonetheless, war guilt is individually not collectively held
(Ibid: §183).
Consequently, Locke dismisses the possibility of a total war, in which all
the population can be said to be waging war (Ibid: §188). For instance,
children do not bear arms, and, more importantly, are not of mature
moral status to be held accountable for the political actions of their fathers
(Ibid: §182).
An ambivalence arises over the children who are descendants of just and
unjust causes. The former retain a right to repeal and overthrow an unjust
action (Ibid: §176), but this can only be against the descendants of those who
initiated the violence, which leaves their moral status necessarily tainted by
their fathers’ actions. However, Locke later argues that sins cannot be passed
over generations (Ibid: §182), for that would undermine his entire theoretical
enterprise in the First Treatise! The solution may be found in Locke’s theory
of consent: a man can only consent voluntarily, so promises exacted by
violence are worthless; if a conquering army seeks to rule peacefully, it must
gain popular consent otherwise it possesses no claim to political
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sovereignty whatsoever.
In terms of jus post bellum, Locke agrees that property may be taken from
defeated soldiers to pay for the war, but this must not entail the destruction of
the nation’s economic base (Ibid: §184). A conquering force does not possess
any moral right to the property of the innocent (non-combatants), although it
may seek reparations for its costs, which may involve a levee on the entire
population: ‘Conquerors in an unjust War, can thereby have no Title to the
Subjection and Obedience of the Conquered’ (Ibid: §176). But those fighting a
just war gain despotic rights over those who fought in an unjust cause. They
may be enslaved or killed, or perhaps may be allowed to repent, although the
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Conclusion
Developing his ethics of war from a position of individual rights to property
and conscience and the natural order of society as being peaceful, Locke
argues consistently that the only just cause for war is response to an act of
aggression, and that aggressors lose their rights when they put people into a
state of war, although non-combatants should not be targeted. The initiation
of aggression is absolutely immoral and deserves retaliation.
On reading Locke, we cannot ignore that fact that the ethics of killing the
guilty parade somewhat righteously in Locke’s Two Treatises. This leaves a
rather disconcerting impression of the man whom many libertarians deem a
founding father of modern liberalism: apparently, there are no excuses for
soldiers who join an unjust cause they are to be treated as inhumanely as
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defence, and governments should not tax beyond that which is necessary to
ensure the proper running of impartial appeal courts, otherwise high taxes
and standing armies are likely to be used for aggression.
After redressing the emphasis in Locke’s political theory away from the
vehemence of his rejection of aggression towards the natural peaceful order of
man, we can add the weight of his Essay Concerning Human Understanding
which stresses the ignorance and folly of man, and thereby the possibility of
error in war, to the essays and letters on toleration which encourage people to
seek understanding of others’ ways and to reject fanaticism and what we
would now call totalitarianism.
Notes
1
Locke echoes the philosophy of his coeval Samuel Pufendorf (1632 /1694), who had an influence on his
thinking and who also saw aggressors as forfeiting their rights: ‘It is the law of war that one may go to
any length in order to destroy one’s enemy’ (Pufendorf [1688] 1934: 323).
2
In the Second Treatise, the word ‘kill’ is used 11 times, ‘repent’ twice, and ‘charity’ twice. ‘Forgiveness’ is
not employed at all, while ‘mercy’ is used thrice.
3
Walzer’s supreme emergency conditions could be employed here to flesh out Locke’s jus in bello principle
of proportionality. (Walzer [1977] 1992).
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Biographies
Alexander Moseley (PhD. Edinburgh, 1997) is currently Director of
Classical Foundations, a private and independent educational organisation he
has founded, and sub-editor for political philosophy of the Internet
Encyclopedia of Philosophy. He was Assistant Professor for the University
of Evansville 1996-2000, and is author of A Philosophy of War (New York:
Algora, 2002), and co-editor of Human Rights and Military Intervention
(Aldershot: Ashgate, 2002). He has also written two novels under the nom-de-
plume William Venator: Wither This Land (London: WPS, 2003) and Vestiges
of Freedom (London: WPS, 2004). He is currently researching the history of
philosophy and war, and working on a third novel.