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Numerical Studie of Ring Foundation
Numerical Studie of Ring Foundation
ABSTRACT: Numerical predictions of the ultimate bearing capacity of ring foundations supported
by a sand bed with and without geogrid reinforcement are presented. Numerical analyses of the
test models were carried out using the finite element package Plaxis. It is shown that the
behaviour of ring foundations on sand beds may be reasonably well represented by the hardening
soil model available in the Plaxis package. The hardening soil model parameters were derived from
the results of drained triaxial tests. The parameters investigated are the effect of depth of first
reinforcement layer, the number of reinforcement layers and reinforcement layer size on the
ultimate bearing capacity of ring foundations. The results from the finite element analysis are in
very good agreement with the experimental observations. The results of this study showed that the
reinforcement had a considerable effect on the ultimate bearing capacity of the ring foundations. It
was also shown that ultimate bearing capacity values can, depending on the reinforcement geogrid
arrangement, be improved by up to three times that of the unreinforced case for the model
arrangements investigated.
REFERENCE: Laman, M. & Yildiz, A. (2007). Numerical studies of ring foundations on geogrid-
reinforced sand. Geosynthetics International, 14, No. 2, 52–64 [doi: 10.1680/gein.2007.14.2.52]
reinforced by a single strong layer of reinforcement. The tions. A few studies relating to ring foundations have been
footings were subjected to concentric, eccentric and reported in the literature. Studies of ring foundations on
inclined loadings. A simple design procedure was intro- reinforced soil are limited. Ismael (1996) investigated the
duced for the design of footings on reinforced soil. behaviour of ring foundations on very dense cemented
Yetimoglu et al. (1994) investigated the bearing capacity sands by using plate loading tests. The load–settlement
of rectangular footings on geogrid-reinforced sand by curves and ultimate bearing capacities for solid and ring
performing both laboratory model tests and FE analyses. plates were compared. Ismael (1996) found that the
This study showed that the bearing capacity of rectangular ultimate bearing capacity of ring plates is close to that of
footings could be increased significantly by incorporating the solid plates, and proposed that ring foundations can
geogrid reinforcement at strategic elevations in the foun- be used with different ratios of the inside to outside radii
dation soil. It was also shown that the reinforcement (ri /re ) up to 75% in practical applications. Ohri et al.
configuration could have a very significant effect on the (1997) performed a series of laboratory tests on model
bearing capacity of the reinforced foundation. The stress– ring footings and found that, for a ratio of internal to
strain behaviour of the sand was simulated by the external diameter of the ring (n) equal to 0.38, the unit
modified hyperbolic model (Duncan and Chang 1970) in bearing capacity reaches its maximum for dune sand.
the analyses. The predicted settlements from analyses were Hataf and Razavi (2003) found that the value of n for the
much higher than those from the physical tests. Yetimoglu maximum unit bearing capacity of sand is not unique, but
et al. (1994) explained that this was attributed to compac- is in the range 0.2–0.4. Boushehrian and Hataf (2003)
tion-induced stress that was not accounted for in the performed tests to investigate the bearing capacity of
analysis. Ismail and Raymond (1995) carried out model circular and ring footings on reinforced sand by conduct-
tests and FE analysis of strip footings on geosynthetic- ing laboratory model tests together with numerical analy-
reinforced layered soil deposits. The results were used to sis. The effects of the depth of the first layer of
formulate a design theory. Kurian et al. (1997) developed reinforcement, vertical spacing and the number of reinfor-
a 3D non-linear FE program and investigated reinforced cement layers on the bearing capacity of the footings were
soil systems with reinforcement layers placed horizontally investigated. In the numerical analysis, they found that the
under the footing. The stress–strain behaviour of soil was maximum bearing capacity ratio (BCR) is n 0.40 for
simulated using a hyperbolic model (Duncan and Chang ring foundations. Laman and Yildiz (2003) performed
1970). The agreement between the results of the tests and some experimental analysis and investigated the bearing
the FE analyses showed a good match in this study. The capacity of ring foundations supported by sand beds with
settlements predicted from the analyses were found to and without geogrid reinforcement; they showed that the
diverge from the experimental results at the final stages of optimum ring width ratio (r/R) is 0.30. They found that a
the tests. Kurian et al. (1997) mentioned that the reason ring foundation with optimum width gives similar per-
for this is that the analysis does not take into account soil formance to that of a full circular foundation with the
plasticity that develops during strain-softening. same outer diameter.
Chandrashekhara et al. (1998) have used two different In this study, non-linear FE analyses were carried out
methods to model reinforced soil: discrete and composite on ring foundations resting on reinforced sand soil using
models. In the discrete model the soil and the reinforce- the FE program Plaxis v.7.2 (Brinkgreve and Vermeer
ment are modelled separately, whereas in the composite 1998). The hardening soil model (Schanz et al. 1999),
model the reinforcement and its surrounding soil are incorporating parameters from drained triaxial compres-
unified in the model. Otani et al. (1998) have studied the sion and oedometer tests, was used for the mathematical
bearing capacity of foundations seated on geosynthetic- modelling of the non-linear soil in the numerical analyses.
reinforced cohesive soil using a rigid plastic FEM based The improvement in the bearing capacity of reinforced
on the upper-bound theorem and reinforced soil simulated soil system and the mechanism of geogrid–soil interaction
using the composite model with an equivalent cohesion. was investigated. The results were compared with the
Yoo (2001) presented the results of laboratory model tests results of model tests reported by Yildiz (2002) and
on the bearing capacity behaviour of a strip footing on a Laman and Yildiz (2003).
geogrid-reinforced earth slope. A series of FE analyses
was also performed by Yoo (2001) on a prototype-scale
slope to ascertain the validity of the findings from the 2. EXPERIMENTAL INVESTIGATION
laboratory model tests and to supplement the results of the
model tests. On the basis of the laboratory model test 2.1. General
results and the FE analyses, critical values of the geogrid The experimental programme was carried out using a test
parameters for maximum reinforcing effect were sug- facility in the geotechnical laboratory of the Civil En-
gested. gineering Department of the University of Cukurova. The
Ring foundations are used in a variety of structures, experimental set-up has been used extensively for the
such as cooling towers, smoke-stacks, transmission towers, bearing capacity of shallow foundations on reinforced
radar stations, liquid storage tanks and TV antennae. sand (Yildiz 2002; Laman and Yildiz 2003). The facility
Analyses for the ultimate bearing capacity of these and a typical model are shown in Figure 1. Details of the
foundations are not as advanced and as well understood as experimental programme, test procedures and analysis of
those for strip, rectangular, square and circular founda- the test results of model studies of the ultimate bearing
Geosynthetics International, 2007, 14, No. 2
54 Laman and Yildiz
Reaction beam
shearing resistance of the sand having a dry unit weight
17.1 kN/m3 and under normal pressures of 50, 100, and
Loading 200 kPa was determined by direct-shear tests. The meas-
handle
Mechanical jack ured average peak friction angle was 418.
PC
Wooden plate
foundations. The radii of the inner boundaries of the ring
Sand foundations were 12.5, 22.5, 27.5 and 32.5 mm.
B⫽D
Table 3. Details of model tests
q q
r
R Test Variable Constant parameters
r series parameter
R r/R u/D h/D N BR /D
σ (kN/m2)
values increase with pressure. Hence all three input
stiffness values relate to a reference stress, usually taken
as 100 kN/m2 (Brinkgreve and Vermeer 1998). Figure 4 200
shows the results of a drained triaxial test that was carried
Eoed ⫽ 28000 kN/m2
out on the sand used in the study. Under primary loading
the behaviour is distinctly non-linear, and is assumed to be 100
hyperbolic up to a failure stress. In contrast to E50 , which
determines the magnitude of both the elastic and the
plastic strains, Eur is a true elasticity modulus. In conjunc- 0
tion with a Poisson’s ratio ur , the elasticity modulus Eur 0 0.01 0.02
Axial strain (%)
determines the soil behaviour under unloading and reload-
ing. Both the secant virgin loading modulus E50 and the Figure 5. Oedometer test results on sand used
unloading modulus Eur are stress-level dependent. For the
HSM, these parameters are computed as
In addition to the moduli Eref ref
50 and E ur , the oedometer
m ref
c cot þ 3 modulus Eoed is also an input modulus for the HSM.
E50 ¼ E ref (1) Together with the parameters m, ur , c9, 9 and the
50
c cot þ pref
m dilatancy angle ł, there are a total of eight input
c cot þ 3
Eur ¼ E ref (2) parameters (Vermeer et al. 2001). The soil parameters in
ur
c cot þ pref Table 4 represent sand used in the model tests.
The initial stresses in the soil are generated using Jaky’s
Eref
50 and Eur
ref
are input parameters for a particular formula, expressed by Equation 4 (in Plaxis, the procedure
reference pressure pref . The exponent m can be determined to generate initial soil stresses is often known as the K0
from both oedometer and triaxial test results. A value of procedure),
m ¼ 0:5 is typical for sands, and m 1.0 for clays. Figure
5 shows the results of an oedometer test that was carried K 0 ¼ 1 sin (4)
out on the sand used in the study. In the HSM the virgin
oedometer stiffness is stress dependent according to where K0 is the coefficient of lateral earth pressure and
is the friction angle of the soil.
m The ring foundation is modelled as a rigid plate, and is
c cot þ 3
Eoed ¼ E ref (3) considered to be very stiff and rough in the analyses.
oed
c cot þ pref
Values of Young’s modulus and Poisson’s ratio of 207 3
106 kN/m2 and 0.25, respectively, were assumed for the
500 foundation.
σ3 ⫽ 100 kN/m2 Geogrids are represented by the use of special tension
elements (five-node geotextile elements) in Plaxis. The
400 E50 ⫽ 28 000 kN/m2 only material property of a geogrid is an elastic axial
stiffness EA, which was taken as 465 kN/m for the
Deviatoric stress (kN/m²)
Parameter Value
before the number of additional steps is reached. An The settlement ratio (s/D ) for the unreinforced sand at
important property of this calculation procedure is that the failure was approximately 4.9% in the test and 5.4% in the
user specifies the values of the total load to be applied. analysis. The failure loads were obtained from the load–
The size of the first load step is chosen automatically, settlement (q–s) graphs and used to calculate the ultimate
depending on the applied algorithm. In Plaxis the input bearing capacities. In a few reinforced cases, depending
values of a distributed load are given in force per area (for on the reinforcement arrangements, the plot of q against s
example kN/m2 ). By default, when applying loads to the takes almost a linear shape, and a peak value (ultimate
geometry boundary, the load will be a unit pressure bearing capacity) is never observed. Hence, when deter-
perpendicular to the boundary. Afterwards the total load mining the ultimate bearing capacity using the q–s curves,
level (external loads) is determined globally by means of the loading pressure producing a foundation settlement of
the total load multipliers (ÓMloadA) for load system A. 10% of the foundation width (i.e. 0.1D ) at the foundation
In this case, the total load level that is to be reached at the centre was taken as the ultimate bearing capacity (Vesic
end of the calculation phase is defined by entering values 1973; Yoo 2001).
for the Total multipliers in the Multipliers tab sheet. The
actual applied load at the end of the calculation phase is 4.2. Effect of ring width ratio on BCR
the product of the input value of the load and the Figure 9 shows the relation of BCR to ring width ratio,
corresponding total load multiplier, provided a collapse r=R, obtained using the program Plaxis and the model
mechanism or unloading does not occur earlier. For plastic tests (Test series I reported by Yildiz 2002) by using the
calculations, load advancement ultimate level was selected values of ultimate bearing capacities. For the analyses, the
in the analysis. values of u/D, h/D, N and BR /D were kept constant at
0.30, 0.30, 4 and 5, respectively, as in the tests. It can be
seen from Figure 9 that a good agreement is found
between the experimental results and the FE modelling.
4. COMPARISON BETWEEN The results show that the optimum BCR value is obtained
NUMERICAL AND EXPERIMENTAL when r/R 0.3 for both the experimental study and the
RESULTS FE modelling. In the literature, the ratio of inside to
4.1. General outside radii (ri /re ) is generally recommended to be in the
range 0.2–0.4 for ring foundations. Ohri et al. (1997)
In this study, Plaxis analyses were carried out to investi-
found that for a ratio of internal to external diameter of
gate the effect of varying reinforcement configurations on
the ring (n) equal to 0.38 the unit bearing capacity reaches
the bearing capacity of the ring foundation–soil system.
its maximum for dune sand. Hataf and Razavi (2003)
The results of Plaxis analyses of the unreinforced and
found that the value of n for maximum unit bearing
reinforced cases were compared with the results of the
capacity of sand is not unique but is in the range 0.2–0.4.
earlier physical modelling of Laman and Yildiz (2003).
Boushehrian and Hataf (2003) found that the maximum
FE studies of the bearing capacity of ring foundations with
BCR is obtained for n 0.40 for ring foundations in the
the same arrangements of reinforcement and foundation
numerical analysis.
geometries as in the tests were carried out.
Typical plots for the load–settlement behaviour ob-
tained from the experimental test and FE analysis of the 4.3. Effect of depth to first reinforcement level on
unreinforced sand case are shown in Figure 8. The vertical BCR
displacements predicted by the HSM are in very good Figure 10 shows the relation of BCR to reinforcement
agreement with the experimental results. The measured depth ratio u/D, obtained using the program Plaxis and the
and predicted ultimate bearing capacities for the unrein- model tests (Test series II reported by Yildiz 2002) by
forced sand are 212 kN/m2 and 220 kN/m2 , respectively. using the values of ultimate bearing capacities. For the
3.0
Test (r/R)opt Model test
2
Settlement ratio, s/D (%)
2.0
4
6 1.0
8
0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0
10 Ring width ratio, r/R
Figure 8. Curves of settlement versus loading Figure 9. Relationship between BCR and r/R
Geosynthetics International, 2007, 14, No. 2
Numerical studies of ring foundations on geogrid-reinforced sand 59
4.0
over collapsible soil to control wetting-induced collapse
Model Test settlement, and recommended a geogrid depth of 0.1D for
Bearing capacity ratio, BCR
FE analysis (PLAXIS)
3.0 a circular foundation.
increased significantly when the depth of the top layer of FE analysis (PLAXIS)
3.0
reinforcement was less than 0.50B for geosynthetic re-
inforcement placed below shallow spread footings. The (d/D)crt
maximum improvement in bearing capacity occurs when 2.0
the depth to the top layer of reinforcement is within a
depth of 0.25B from the bottom of the footing. Based on
1.0
the experimental and numerical studies for circular foot-
ings on reinforced sand, Boushehrian and Hataf (2003)
proposed that the maximum bearing capacity occurs at 0
0 0.3 0.6 0.9 1.2 1.5 1.8
different values of u/DO and z/DO depending on the Reinforcement depth ratio, d/D
number of reinforcement layers. Alawaji (2001) investi-
gated the potential benefits of geogrid-reinforced sand Figure 12. Relationship between BCR and d/D
Geosynthetics International, 2007, 14, No. 2
60 Laman and Yildiz
tion bed increases with increase in d/D up to (d/D )opt . The the optimum size of the reinforcing geogrid layer was
optimum value of d/D was found to be about 1.2. The about 8B for strip and 4.5B for square foundations. Omar
reinforcement layers located beyond a depth of about 1.2D et al. (1993a) proposed that the optimum size of the
did not contribute to the considerable increase in the reinforcing geogrid layers will vary, based on the B/L ratio
bearing capacity. of the rectangular foundation. Yetimoglu et al. (1994)
Both the experimental and FE studies indicated that there obtained the optimum size of reinforcement as 4.5 times
was an effective placement zone for which the bearing the rectangular footing width. For efficient and economic-
capacity was at its highest, depending on the number of al reinforcement of sand pads over collapsible soil,
reinforcement layers, the distance between the first layer of Alawaji (2001) proposed that the geogrid width be four
reinforcement and base of the footing, and the vertical times the diameter of the loaded area (D ).
spacing between the reinforcement layers for a given soil. As seen from Figures 10–13, both the experimental and
Akinmusuru and Akinbolade (1981) found the optimum FE studies indicated that, depending on the reinforcement
value of N to be 3 for square footings. Guido et al. (1986) arrangement, the bearing capacity can be improved by up
also found the optimum value of N to be 3 for square to three times that of the unreinforced soil. In all the cited
footings. The effective depth of reinforcement (d ) is studies, the BCR was generally found to be in the range
generally recommended to be in the range 1.4B–2.0B. 2–4, depending on the reinforcement arrangement.
Omar et al. (1993a) found that the critical depth of The FEM generates an effective analysis and evaluation
reinforcement is about 2B for strip foundations and 1.4B of displacements, stress and forces in and around the
for square foundations. Yetimoglu et al. (1994) found that reinforcing elements, soil and foundation. Figures 14 and
the bearing capacity of reinforced sand increased with 15 show some typical examples of the resultant vertical
reinforcement layer number and reinforcement size when and horizontal displacement fields below the ring founda-
the reinforcement was placed within a certain effective tion for unreinforced and reinforced cases at a loading
zone. The extent of the effective zone is approximately pressure q ¼ 200 kN/m2 (this value is very close to the
1.5B from the bottom of the base and edges of the ultimate bearing capacity of the unreinforced sand). The
rectangular footing. optimum values obtained were used in the reinforced
analysis. It can be seen that there is a clear reduction of
horizontal and vertical displacements for the reinforced
4.5. Effect of size of reinforcement layers on BCR
case compared with the unreinforced case. The reinforced
Figure 13 shows the relation of BCR to the size of the soil structure behaves as a rigid slab below the foundation,
reinforcement layer, BR /D, obtained using the program and distributes the load into the underlying ground. This
Plaxis and the model tests (Test series IV reported by reduces the lateral and vertical displacements, resulting in
Yildiz 2002). For the analyses, the values of r/R, u/D, h/D uniform settlement. Furthermore, interlocking between the
and N were kept constant at 0.30, 0.30, 0.30 and 4, geogrid and the sand prevents lateral and vertical displace-
respectively, as in the tests. The results from the FE ments near the plate edge.
analysis are in very good agreement with the experimental
observations. It can be seen from Figure 13 that BCR 4.6. Effect of reinforcement stiffness on BCR
increases with increasing reinforcement layer size up to a FE analyses were also conducted to investigate the effect
width of about 3D, after it remains relatively constant. of axial rigidity (EA) of the geogrid reinforcement on
The optimum size of reinforcement layer, BR , is bearing capacity of ring foundation. For the analyses, the
generally recommended to be in the range 2B–8B. Singh values of r/R, u/D, h/D, N and BR /D were kept constant at
(1988) found the optimum value of the reinforcement size 0.30, 0.30, 0.30, 4 and 5 respectively. Figure 16 shows the
ratio to be approximately 2 for square foundations on relation of the bearing capacity to EA. The value of
geogrid-reinforced sand. Omar et al. (1993b) found that bearing capacity increases with EA and appears to be
practically constant at 200 kN/m, which is much smaller
4.0
Model test
than the values of the geogrid used in this study. The
FE analysis (PLAXIS) influence of reinforcement stiffness on the optimum num-
ber of reinforcement layers was also investigated. Three
Bearing capacity ratio, BCR
3.0
different values of reinforcement stiffness (EA ¼ 25, 50
and 465 kN/m) were chosen in the calculations. Figure 17
(BR/D)opt shows the variation of the optimum number of geogrid
2.0
layers for different values of reinforcement stiffness. The
results of these analyses indicated that the optimum num-
ber of reinforcement layers was affected more by the
1.0
lower reinforcement stiffness values than the existing
reinforcement stiffness value which is 465 kN/m.
The research reported herein also included some addi-
0
0 1 2 3 4 5 6 tional tests with biaxial geogrid reinforcement to verify
Reinforcement length ratio, BR/D whether the results obtained from the tests with uniaxial
geogrid reinforcement are similar to or different from
Figure 13. Relationship between BCR and BR /D those with biaxial geogrid reinforcement. In the tests, the
Geosynthetics International, 2007, 14, No. 2
Numerical studies of ring foundations on geogrid-reinforced sand 61
A A A A
0.250
0.000
⫺0.250
⫺0.500
⫺0.750
⫺1.000
⫺1.250
⫺1.500
⫺1.750
⫺2.000
⫺2.250
⫺2.500
⫺2.750
⫺3.000
⫺3.250
⫺3.500
⫺3.750
⫺4.000
⫺4.250
⫺4.500
Vertical displacements (Uy) Vertical displacements (Uy)
Extreme Uy ⫺ 4.36 ⫻ 10⫺3 m Extreme Uy ⫺ 2.72 ⫻ 10⫺3 m
Figure 14. Vertical displacement fields below ring foundations (q 200 kN/m2 )
values of r/R, u/D, N, h/D and BR /D were kept constant at bearing capacity values for ring foundations can be im-
0, 0.30, 4, 0.30 and 3, respectively. Figure 18 shows proved by up to three times that of the unreinforced case,
typical plots of vertical loading pressure against settlement depending on the reinforcement geogrid arrangement.
for biaxial and uniaxial geogrid reinforcement, together The optimum location of the first geogrid layer to
with the results of an unreinforced soil test. The effect of obtain maximum benefit from the reinforcement is about
reinforcement on the bearing capacity and settlement 0.3D below the bottom of the ring foundation. The
behaviour of sandy soil can clearly be seen. As the results optimum number of layers of reinforcement is found to be
for reinforced sand are essentially similar, it can be 4, and the optimum size of the reinforcement layers is 3D.
concluded that axial stiffness values of both biaxial and Hence there is an effective zone within the stress bulb
uniaxial geogrid layers greater then 200 kN/m do not below the foundation in which the reinforcement layers
affect the bearing capacity significantly. Similar results should be located to increase bearing capacity signifi-
were found by Boushehrian and Hataf (2003) and cantly. The depth of this effective zone is about 1.2D from
Yetimoglu et al. (1994). Hence selecting a more rigid the bottom of the foundation, and its size is about 3D for
reinforcement does not always lead to larger BCR values. ring foundations.
From the numerical studies carried out, it was noted
that the value of bearing capacity increases with reinforce-
5. CONCLUSIONS ment stiffness, and appears to be practically constant
The ultimate bearing capacity of ring foundations sup- beyond a critical value, depending on the reinforcement
ported by a sand bed with and without geogrid reinforce- arrangement and soil properties. The optimum values to
ment was investigated using the non-linear FE program obtain the maximum BCR are sensitive to geogrid reinfor-
Plaxis, and by physical modelling. Based on this investiga- cement layers with stiffness values less than the critical
tion the following main conclusions can be drawn. value. The critical rigidity was 200 kN/m in this study. It
Numerical analyses, using an elasto-plastic hyperbolic was also concluded that the optimum values are not
model (hardening soil model), incorporating parameters improved by increasing the number of rigid geogrid
derived from drained triaxial tests, gave results that closely reinforcement layers.
match those from physical model tests. Therefore the The results of numerical modelling have shown that
Geosynthetics International, 2007, 14, No. 2
62 Laman and Yildiz
[*10⫺3 m]
A A A A
1.000
0.900
0.800
0.700
0.600
0.500
0.400
0.300
0.200
0.100
0.000
⫺0.100
⫺0.200
Figure 15. Horizontal displacement fields below ring foundations (q 200 kN/m2 )
800 3.5
Ultimate bearing capacity, qu (kN/m2)
300 2.5
Nopt
200
100
2.0
0 Nopt
0 200 400 600 800 1000 1200
Axial rigidity, EA (kN/m)
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