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Attachment Classification from the Perspective of Infant-Caregiver


Relationships and Infant Temperament

Article in Child Development · March 1985


DOI: 10.2307/1130168 · Source: PubMed

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Attachment Classification from the Perspective of Infant-Caregiver Relationships and Infant
Temperament
Author(s): L. Alan Sroufe
Reviewed work(s):
Source: Child Development, Vol. 56, No. 1 (Feb., 1985), pp. 1-14
Published by: Blackwell Publishing on behalf of the Society for Research in Child Development
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Attachment Classification from the Perspective
of Infant-Caregiver Relationships and
Infant Temperament

L. Alan Sroufe
Institute of Child Development, Universityof Minnesota

SROUFE, L. ALAN.Attachment Classificationfrom the Perspective of Infant-CaregiverRelation-


ships and Infant Temperament.CHILDDEVELOPMENT, 1985, 56, 1-14. Recently a number of
investigatorshave suggested that classificationdifferencesin the AinsworthStrangeSituation(anx-
ious and secure patternsof attachment)may be due largelyor in partto endogenoustemperamental
variation.In doing so, these investigatorshave suggested a dimensional-traitapproachin place of a
qualitativelydifferenttaxonomicapproach.Moreover,much evidence is directlycontraryto a strong
temperamentinterpretationof attachmentpatterns (changing attachments,differing attachments
with different caregivers,prospective data on the early characteristicsof infantslater classified as
securely or anxiouslyattached).Other interactionisttemperamentmodels currentlyhave not been
tested sufficiently.At the same time, a host of research findings support the interpretationthat
Ainsworthassessmentscaptureaspects of the relationshipbetween infantand caregiver,as derived
fromthe historyof their interaction.This includes direct evidence fromobservationsof infantsand
mothersover time, the influence of varyingpatternsof carewithin and between cultures,the impact
of factorspresumed to influence quality of care (e.g., social support,life stress, caregiver family
history),and predictionsof laterparentbehaviorfromstrangesituationassessmentsof infantbehav-
ior. The importanceof understandingattachmentas a relationalconcept is twofold:(1) it represents
a theoreticaland paradigmaticshift of importancefor many aspects of developmentalpsychology,
and (2) it opens the way for more productiveresearchon temperament,the interactionbetween
temperamentand experience, and importantprocess studies of the unfoldingof the infant-caregiver
relationship.

The Strange Situation procedure in- there is also substantial change (Vaughn, Ege-
troduced by Ainsworth and Wittig (1969) has land, Sroufe, & Waters, 1979). Such change,
spurred extensive predictive research over however, is related meaningfully to changes
the last decade. The research has been di- in life stress, that is, changes from anxious to
verse, suggesting on the one hand that pat- secure attachment are associated with reduc-
terns of behavioral organization with respect tions in life stress.
to the caregiver (relationships) may be stable
even when specific behaviors change and, on Beyond this evidence for stability,
the other hand, that numerous aspects of later Strange Situation classifications have been
shown to have a number of external corre-
functioning may be predicted. lates. In dozens of reports based on numerous
Attachment relationships in infancy are samples, secure attachment (in contrast to
stable in usual circumstances, and even anxious attachment) has been related to peer
changes in attachment are predictable. When competence, self-esteem, curiosity, coping
trained coders assess randomly selected, mid- with novelty, coping with failure, enthusiasm
dle-class infant-caregiver pairs, following the and persistence in problem solving, indepen-
methods of Ainsworth, the quality of attach- dence and infrequency of behavior problems,
ment is highly concordant between two as- among other things (e.g., Arend, Gove, &
sessments across a 6-month period (Connell, Sroufe, 1979; Bates, Maslin, & Frankel, in
1976; Main & Weston, 1981; Waters, 1978). press; Erickson, Sroufe, & Egeland, in press;
Even when the infant shows a different pat- Grossman & Grossman, in press; Lewis, Feir-
tern of attachment with two caregivers, the ing, McGuffog, & Jaskir, 1984; Londerville &
assessment of each dyad is stable over time Main, 1981; Matas, Arend, & Sroufe, 1978;
(Main & Weston, 1981). In poverty samples, Sroufe, 1983; Sroufe, Fox, & Pancake, 1983;
there is still significant stability, though here Waters, Wippman, & Sroufe, 1979). These

Direct reprintrequests to L. Alan Sroufe, Center for Advanced Study in the BehavioralSci-
ences, 202 JuniperoSerraBlvd., Stanford,CA 94305. AfterJune 15, 1985:Instituteof Child Devel-
opment, Universityof Minnesota,51 East River Road, Minneapolis,MN 55455-0345.
[Child Development,1985, 56, 1-14. ? 1985 by the Society for Researchin Child Development, Inc.
All rightsreserved.0009-3920/85/5601-0023$01.00]
2 Child Development
studies all have used coders blind to attach- Chess & Thomas, 1982; Kagan,1982). In par-
ment history and to other data on the chil- ticular, Kagan has argued that attachment
dren. In some cases persons totallyunfamiliar group status(A, B, or C) may be due to endog-
with attachment theory collected outcome enous individual differences in the disposi-
datapriorto attachmentclassifications,which tion to become distressed at separation.
were then done by blind coders from previ-
While bodies of data generally are open
ously recorded videotapes (Waters et al., to multiple interpretations, the differences
1979). Sometimes the data were derived from between these two positions are pronounced
persons who could not be biased with respect and the consequences of accepting one posi-
to attachmenttheory (e.g., sociometricchoices
tion or the other are substantial.The whole
of children). And sometimes outcome data Ainsworthscheme is trivialized if differences
have been highly objective, for example, fre- in attachmentclassification may be reduced
quency of sitting on the preschool teacher's to endogenous infant variation. In fact, if
lap (Sroufeet al., 1983). these assessed differences are due largely to
All in all, this body of research makes it temperament,then they cannot be measures
clear that something reliable and meaningful of attachmentat all in the Bowlby/Ainsworth
is being assessed with the Ainsworthproce- sense, because within their framework,at-
dure. Differences often are substantialand al- tachment (the affective/organizationalbond
ways in the predicted direction, commonly between infant and caregiver)is inherently a
with controls for moderatorvariables such as relationshipconcept.
IQ. But how are these differences to be inter-
preted? Establishing that the Ainsworth ap-
proach yields assessments of qualitative as-
In the Bowlby/Ainsworth tradition, at- pects of the relationship between infant and
tachment (in contrastto attachmentbehavior) caregiver, ratherthan inborn dispositions for
is viewed as a relational construct (Sroufe & separationdistress or some other endogenous
Fleeson, in press). While researcherswithin characteristic, is important for several rea-
this frameworkmay not always have been sons: First, the full implicationsand potential
clear on this point, the Strange Situation, as of the Ainsworthapproachare only beginning
used by Ainsworth, was devised to capture to be realized. As developmental psychology
the quality of functioning of the infant- moves beyond the study of individuals to the
caregiver dyad. As stated in our first empir- study of relationships,it is importantto have
ical paper (Matas et al., 1978), attachment demonstrationsthat relationships can be as-
classifications, while based solely on infant sessed. Second, the assessment of qualitative
behavior, are presumed to reflect the history aspects of behavior and behavioral organiza-
of caregiversensitivity. "The effectiveness of tion, as represented by the Ainsworthproce-
the pair is being captured even in assessing dure, currentlyprovides a model for research
infant behavior"(p. 555). In fact, the Strange on other periods of development and other
Situationwas introducedand widely adopted domains of functioning.Third, if in the Ains-
only because it was related to contemporane- worthprocedurethe infant-caregiverrelation-
ous patternsof infant-caregiverbehavioralor- ship is assessed (and not simply the infant),
ganization (the attachment/explorationbal- and yet these assessments predict later indi-
ance in the home) and because it was shown vidual functioning outside of the caregiving
in Ainsworth'soriginal work to be related to context (peer competence, curiosity,etc.), this
earlier patterns of interaction (caregiver re- has importanttheoretical consequences. The
sponsivity to infant behavior). Distinct pat- most obvious implicationis that qualities that
terns of attachmentwith each caregiver,pre- arise in relationshipsultimately lead to qual-
dictions to latercaregiverbehavior(including ities of individuals-an old idea, but one that
behavior with siblings), predictions from has proved difficult to demonstrate empiri-
caregiver developmental history, or predic- cally. Very importantprocess questions auto-
tions of change in attachmentin the face of matically follow. With attachment assess-
changingcaregivercircumstanceswould have ments trivialized as temperamentalvariation,
made little sense outside of the relationalper- all of this is lost.
spective (all discussed below).
In sharp contrast to this relational posi- Relationship and Temperament
Models
tion, a number of writers recently have sug-
gested that Ainsworth classifications may to Both the relationship and temperament
some extent be a reflection of individual dif- interpretationsof StrangeSituationclassifica-
ferences in infanttemperament(Campos,Bar- tions can take many forms.Moreover,viewing
rett, Lamb, Goldsmith, & Sternberg, 1983; attachmentclassificationsas reflectionsof the
L. Alan Sroufe 3

infant-caregiverrelationship would not ex- al., 1983) arises because attachmentresearch-


clude viewing temperamentas an important ers and temperament researchers attend to
concept in explaining many aspects of infant many of the same behaviors, for example,
or caregiverbehavior. Similarly,those ascrib- clinging, crying, and soothability. Thus, in-
ing a key role for temperamentmay still allow fants classified by Ainsworth as having
a substantial role for experience. Most re- "avoidant"relationships generally cry little
searchers adopt some kind of interactional and seek little contact,while "resistant"cases
model. show much crying and contact seeking. Such
For example, within a relationship per- consistent individual differences in attach-
ment could be readily assimilated to a tem-
spective one can assume that: (1) attachment
classifications(secure/insecure)and tempera- perament position. Thus, Kagan (1982) has
written: "... a child who becomes distressed
mental dimensions may be orthogonal,thatis,
(a) temperamentalvariation influences vari- following maternaldepartureis more likely to
ous aspects of behavior but not behavior or- rush to and to greet the mother than one who
fails to cry or one who is minimally distressed
ganization (attachmentclassification),or (b)
temperament influences subcategory classi- by the departure.As a result the formerchild
is more likely to be classified as securely at-
fication (Bi, B4, etc.) but not majorcategory
tached. Infantswho ignore or do not greet the
placement, or (c) quality of care determines mother on return,because they were not up-.
security of attachment(B, non-B), while the set, are more likely to be classified as less
particular pattern of anxious attachment(A,
C) may result from an interaction of infant securely attached"(p. 24, italics added).
robustnesswith insensitive care; (2) relation- Such an interpretation,in addition to be-
ship history so totally transforms constitu- ing factuallyincorrect(see below), overlooks
tional temperamentalvariationthat its contri- central aspects of the classificationapproach.
bution to Strange Situation assessments or Behaviors such as crying or clinging may or
attachmentbehavior more generally is negli- may not be influenced by temperamental
gible or unknown. Each of these positions ac- variation. But individual differences in such
knowledges the reality of temperamental behavioral manifestations are at a different
variation. level of analysis than attachment classifica-
Those suggesting a more prominentrole tion. The point has been made previously
for temperament can believe that such in- (e.g., Sroufe & Waters, 1977) that the organi-
fluences are partial or interact with experi- zation among behaviors and across contexts
ence in variouslycomplex ways. For example, lies at the root of the Ainsworth procedure,
Goldsmith and Campos (1982) summarize not presence or frequencyof particularbehav-
three possible relations: (1) temperament iors. No single behavior can index quality of
might influence the caregiver's(degree of) so- attachment independent of context and or-
cial responsiveness, which then influences at- ganization with other behaviors. Crying at
tachment and strange situation classification; separationand contact upon reunion are not
(2) caregivers'social responsiveness might in- exceptions. "Even separation protest and
fluence both attachment and temperament proximity seeking, hallmarks of attachment,
are indicative of the quality of attachment
expression;(3) temperamentdifferences may
directly influence Strange Situation assess- only as they are organized with respect to
ments, which then are not measuresof attach- context and to other behaviors ..." (Sroufe &
ment. The first two of these may be compat- Waters,1977, p. 1189, italics added).
ible with a relationshipperspective;the third
is not. Whether an infant cries none, a little,
some, or a lot is of little relevance to the deter-
We will examine this range of potential mination of the security of attachment(i.e., B
models in light of cumulated research evi- or non-B). Rather, it is how the infant re-
dence. But first it will be useful to examine sponds to the caregiverwhen distressed (con-
certain sources of confusion concerning the tact seeking, absence of anger, returning to
meaning and validity of StrangeSituationas- play when settled) or not distressed (greeting,
sessments. seeking interactionupon reunion) that allows
the classificationof secure attachment.
Attachment and Strange Situation The main point is that children in secure
Behavior
attachment relationships are behaviorally
In part, the confusion of attachmentand quite heterogeneous. There is as much varia-
temperamentconcepts (as also was the case tion in separationdistress (and contact seek-
with attachmentand dependency; Sroufe et ing) within the secure group as between the
4 Child Development
secure and anxious groups. Infants in sub- First, certainly there are relations be-
group B1 (judged to be secure because of ac- tween behaviors across episodes of the
tive greeting and interaction upon reunion) StrangeSituation.This is the whole point be-
cry as little as infants in the A group, as do hind the organizationalconception (Sroufe &
many B2's.Infants in subgroupB4 (judged to Waters,1977). It is the same dyad across con-
be secure because contact is effective in ter- texts. In fact, in 1979 we showed that we
minatingdistress) cry as much during separa- could predict classificationsfrom positive af-
tion as children in the C group, as do many fective exchanges during preseparation (Wa-
B3's (see Table 1A). The split on crying ters et al., 1979). We, of course, did not argue
clearly falls within the secure (B) group, not that the affective sharingcaused the later sep-
between the secure and anxious groups. aration or reunion behavior, but rather that
Thus, one baby shows a great deal of separa- the organization of behavior is coherent
tion distress, followed by much contact seek- acrosscontext,that secure attachmentis mani-
ing and clinging, while anothercries little or fest in positive affective exchanges as well as
not at all and at no point seeks physical con- comfortingwhen distressed.
tact. Despite such differences in manifestbe-
havior (temperament?), both may well be Second, in fact, the negative correlation
classed as securely attached on the basis of between separationprotest and avoidance is
quite modest (-.10 to -.35, the highest cor-
behavioral patterns. Other infants cry a lot relations being between crying in Episode 4
and seek much contact, and the relationship and Avoidance in Episode 5) when this vari-
still is classified as anxious. Separationdis-
able is assessed by trained coders (Sroufe &
tress alone does not discriminatesecure from
anxious patterns. Since the beginning, Ains- Waters, 1977; Waters, 1978, and personal
worth (1967) has been clear that distress at communication).While manyavoidantinfants
do not cry during separation,some children
separationis not an adequate index of quality who do cry show marked avoidance, and
of attachment. Kagan, a proponent of the some who do not cry at all show no avoid-
temperamentposition, reached this same con- ance. Thus, crying and later avoidance are
clusion some years later (e.g., Kagan,Kears-
inversely correlated,but they are not redun-
ley, & Zelazo, 1978). dant. There is a somewhat stronger correla-
tion between separationdistress and contact
The Relation Between Separation Distress maintenance,of course. Children who are en-
and Avoidance or Contact Maintenance gaged in play and not upset are unlikely to
Within the Strange Situation seek prolonged physical contact. But contact
Some researchers have suggested (1) that maintenancedoes not distinguish secure (B's)
there is a strong relation between separation from anxious (C's) dyads (see Table 1B). The
distress and behavior during reunion in the correlation between separation distress and
StrangeSituation,and (2) that such a relation- contact resistance is modest (-.02 to +.34),
ship shows that classifications are therefore and it is contact resistance (anger,struggling,
second order and of limited validity (Campos difficulty settling) that distinguishes B and C
et al., 1983; Connell & Goldsmith, 1982; dyads. Some children cry a lot and show no or
Gaensbauer, Shultz, & Connell, 1983). Sev- little contact resistance (B3'Sor B4's). Some
eral points need to be made here. cry a lot and show much resistance (C's).

TABLE 1
CRYING AND CONTACT MAINTAININGDURING SEPARATIONIN THE STRANGE
SITUATION

A. CRYING B. CONTACTMAINTAINING

Episode 4 Episode 6 Episode 7 Episode 5 Episode 8


M SD M SD M SD M SD M SD

Group A .... .17 1.16 3.41 4.20 .61 1.44 1.04 .15 2.11 1.09
Group B1.... .37 .90 2.67 3.57 1.35 2.33 1.20 .63 2.20 1.14
Group B2 .... 1.25 3.60 3.85 4.10 2.98 2.64 1.36 .81 4.50 1.53
Group B3 .... 4.17 4.11 8.62 4.69 7.24 4.98 3.23 2.32 5.73 1.44
Group B4 .... 6.63 3.04 12.00 0 9.80 4.40 2.75 2.06 4.50 .58
Group C .... 7.33 4.26 9.77 4.37 9.18 3.09 4.07 1.88 4.43 1.80
et al., 1978,p. 372.
SOURCE.-Ainsworth
L. Alan Sroufe 5
The Issue of External Validity ment problems in the home context, though
Even if these correlationsbetween reun- not in an isomorphicway. As "signs"of atyp-
ion behaviorand separationprotestwere sub- ical attachmentand as behavioral categories,
stantial,they would be irrelevantto the valid- avoidance and resistance are not so depen-
ity of the classificationsor of avoidance scores dent on extensive sampling as discrete behav-
or amountof separationprotestas measuresof ioral referents of general dispositions.
meaningful individual differences in attach-
ment. StrangeSituationclassificationsare es- Empirically, crying during separation
tablished as valid measures of individual dif- shows a stability over 6 months of .41, while
ferences because of their range of external avoidance shows a stability correlationof .62.
correlates.They may be claimed to be valid Classifications in the same sample showed
assessments of individual differences in at- 96% stability (Waters, 1978). It would seem
tachment because of the particularnature of obvious that classificationsbased on the over-
all organizationof behaviorwould yield stron-
many of these correlates, including relations
with crying and explorationin the home (as ger predictions of future behavior than sep-
well as independent laboratoryassessments) arationdistress (Kagan,1982) or other specific
and earlier measures of infant-caregiverin- affective variables (Gaensbaueret al., 1983).
teraction (discussed below). Separation dis- To argue that such specific measures should
be adopted as measures of attachment, or
tress, or other temperamental variables as-
sessed in the StrangeSituation,have not been meaningful individual differences at all, in-
shown to have any external correlates. The vestigatorsmust provide data on stability and
factthatthey may show some correlationwith external correlates.
reunion behavior is not relevant. Two vari-
ables may be correlatedand not sharecriterial Recent Data Suggested to Implicate
correlates. Temperament
As a concrete example, crying in the lab- Neonatal Neurological Status and
oratorywas not found to relate to any attach- Attachment
ment-relatedbehavior in the home, not even The finding fromthe Egeland and Sroufe
crying (Ainsworth, Blehar, Waters, & Wall, longitudinalprojectof a relationshipbetween
1978). Crying in the home was predicted by nonoptimal status on the Brazelton exam at
Strange Situation classification, and specifi- age 7 days and C-group classification at 12
cally by contactresistance,which had a range months (Waters,Vaughn, & Egeland, 1980)
of other home correlates.Avoidance also had has been cited as evidence that StrangeSitua-
a range of home correlates, including re- tion classifications may be due to tempera-
sponding negatively to being put down, tenta- ment (Campos et al., 1983). Such a sugges-
tive contact, and anger. Thus, avoidance and tion, of course, links Brazelton status with
resistance, while correlated with laboratory temperament; yet, "the NBAS is not exclu-
separationdistress, have home correlatesthat sively, or even primarily a temperament
laboratorycrying does not share. scale" (Goldsmith & Campos, 1982, p. 171).
The factthatcrying in the laboratorydoes Moreover, in this study, the 7-day Brazelton
was not even stable over the 3 days to our
not predict even crying at home, while resis- second Brazelton assessment, one obvious
tance and avoidance do predict home behav- criterionof temperament(Plomin, 1982). Our
ior, is not paradoxical. Discrete behaviors interpretationwas, and remains, that given a
such as cryingare influenced by a host of situ-
ationalfactorsand generallyrequireextensive poorly organized newborn and an overly
taxed, economically disadvantagedmother, a
sampling for adequate stability. Thus, crying difficult interaction (and ultimately anxious
in the novel lab situation not only does not
attachment)would be expected. It was pre-
predict to the very different home situation, dicted from the relationship perspective that
brief assessments of crying may not even pre- this set of circumstanceswould predict resis-
dict to other unfamiliarsituations.Avoidance tant (Group C) but not avoidant attachment.
and resistance during reunions with the We did this study to test these predictions,
caregiverin the StrangeSituationare not con- and both were borne out.
ceived of as reflections of general disposi-
tions. Rather, they are viewed as signs of Fortunately,other data are available that
anomalousorganizationof the attachmentbe- allow furtherclarificationconcerning a direct
havioralsystem (revealed in the context of a causal link between neonatal status and
modest threatto the attachmentbond). There- Strange Situation classification.Crockenberg
fore, as reflections of attachmentrelationship (1981) also examined the relation between
difficulty,they are expected to predict attach- newborn Brazelton and 12-monthAinsworth
6 Child Development
assessments, but with a middle-class sample. preted by Kaganand others as evidence that
As was predictable from a relationship per- Strange Situation classifications reflect tem-
spective, there was no overall relation be- perament. But Freedman (1974), among
tween Brazelton and attachment classifica- others,has described the Orientalnewborn as
tion. Her further analyses confirmed that "less changeable, less perturbable,tend[ing]
when caregivershave the resources they can to habituate themselves more readily, and
cope with the challenges of a difficult infant; tending to calm themselves or to be consoled
irritabilityin infantspredicted anxiousattach- more readily when upset" (p. 154, italics
ments only for mothers without adequate so- added). Given this description, the tempera-
cial support. Strange Situation assessments ment interpretationof the Strange Situation
capturethe history of the interactionover the classifications seems on the surface to be
firstyear,however complexly determined,not paradoxical. These Japanese infants were
endogenous infant factors. called C's because they cried without settling.
How is this the result of their placid tempera-
As an additional note here, there have ment? Moreover,the temperamentinterpreta-
been several effortsto examine directly links tion glosses over an obvious culturalexplana-
between attachment and temperament (as tion of these reactions. The "traditional"
usually conceived), using the CareyTempera- Japanesemothernever leaves her infantalone
ment Questionnaire or a similar instrument -even briefly-over the entire course of the
(e.g., Bates et al., in press; Meyer, 1984; first year. It is understandablethen that they
Vaughn, Taraldson, Crichton, & Egeland, would be thoroughly distressed when left
1981). None of these prospective studies alone in a strange setting. The StrangeSitua-
found a relation,althoughone may, of course, tion was designed to be a mild "everyday"
question the validity of these temperament stressor.Clearly, in the context of traditional
assessments.We will returnto this issue later.
Japanese culture, it is a stress situation of
Cultural Group Differences in Strange great magnitude, qualitatively different from
Situation Classifications all but the most unusual American cases.
Recent reportsof elevated avoidance in a Moreover, in their effort to duplicate Ains-
West German sample (Grossman,Grossman, worth's procedure, the investigatorsallowed
Huber, & Wartner,1981) and elevated Group the separationsto go on for 3 min regardless
C proportionsin a Japanese sample also have of amount of distress, ratherthan cutting the
been interpretedas supportingthe tempera- separationsshort, as is done here. Many in-
ment position (Campos et al., 1983; Kagan, fants will cry without readily settling if
1982). What is striking about this interpreta- stressed enough. Given these distortions in
tion is that (1) the data obviously are open to the intent of the Ainsworthprocedure, these
multiple interpretations, including cultural assessments cannot be valid predictors of
caregiving differences or the inappropri- home attachmentbehavior(valid assessments
ateness of the assessment for the particular of attachment),and for this reason Takahashi
sample, and (2) the various interpretations (who carriedout the assessments) referredto
easily are sorted out with furtherdata collec- the so-called anxiously attached infants as
tion. The relevant data are now available. "pseudo-C's."In contrastto Group C infants
in U.S. studies, these infants showed good
First, in the case of Germany, a subse- quality play in preseparation,casting further
quent study done with a non-working-class doubt on their classificationas anxious.
sample in south Germany,and with mothers
born some time after the War (in contrastto Miyake et al. (in press) report that neo-
the original Bielefeld sample), revealed pro- natal frustrationto nipple withdrawalwas re-
portions of attachmentclassificationscompa- lated to crying without settling in this Japa-
rable to U.S. samples, with no increase in the nese sample. Such a finding tentatively
proportion of avoidance. Child-rearing at- suggests that degree of upset when severely
titudes and caregiving practices are im- stressed may be related to endogenous varia-
plicated, not the Germancharacter.As will be tion. However, this finding is not relevant to
discussed below, the high avoidance in the the relation between temperament and at-
Bielefeld sample itself was, in fact, associated tachment.Crying and exploratorybehaviorof
with earlier patternsof care. these subjects in the home would have to be
assessed to assert such a tie.
The Japanese case is more striking. In
the first sample to be reported there were Furthermore, the validity of a strong
37%C's (comparedto 10%-20%in U.S. sam- temperament interpretation of the cultural
ples) and no A's, a notable finding (Miyake, group differences is easily checked: one
Chen, & Campos, in press). This was inter- needs only to examine Japanese subjects not
L. Alan Sroufe 7
reared according to traditionalpatterns. The blind to earlier sensitivity scores. In each
cultural/experiential interpretation is con- study, responsive care was associated
firmedby a recent study involving "modern" significantlywith secure attachment.
Japanese families (i.e., mothers oriented to- Since two of these studies (Egeland and
ward careers who at times leave their infants
in the care of others and otherwise behave Grossman)sometimes have been interpreted
like Western mothers).In this study, the pro- as failing to supportAinsworth(e.g., Campos
et al., 1983; Lamb,Thompson,Gardner,Char-
portion of A's (13%),B's, and C's (18%)was nov, & Estes, 1984), a further word is re-
comparableto U.S. samples (Durrett,Otaki,& quired. In the Egeland and Sroufeproject,we
Richards,in press). A related study with Chi- assessed discrete infantand motherbehaviors
nese Americans is also revealing (Li-Repac, in feeding and play situations, in addition to
1982). An overall increase in C's was found.
However, C status was linked to degree of obtaining sensitivity ratings. Few relation-
acculturation;more fully acculturated Chi- ships came out of the discrete behavioral
nese families had the same proportionof C's analyses. This reflects negatively on the
as Caucasiansamples. power of discrete behaviors for prediction,
but it is not a reflection on Ainsworth's hy-
Findings Suggested to Support a pothesis. Our only a prioripredictionwas that
Relationship Perspective sensitivity as assessed by Ainsworth'sscales
would be related to security of attachment.
The neonatal predictors of C status in a Her findings were replicated (beyond the
poverty sample but not a middle-class sam- .001 level of confidence).
ple, and the cultural differences just dis- Grossman reported that sensitivity rat-
cussed, are quite congruent with the view
that Strange Situation classifications reflect ings at 2 and 6 months predicted attachment
differences in the dyadic relationship be- classificationat 12 months, but ratings at 10
tween infant and caregiver. A host of other months did not (Grossman & Grossman, in
empirical studies converge to supportthis in- press).This was because in the Bielefeld sam-
terpretation.Some of these involve direct ob- ple caregivers in general begin to push for
servations of caregiver responsiveness to in- independence and "proper"deportmentlate
fants earlier in the first year; others involve in the first year. The variance in sensitivity
factors that would be expected to influence disappearsand mean sensitivity moves down.
the quality of care and thereby the infant- Rather than disconfirming Ainsworth, these
caregiverrelationship, such as social support findings supportthe predictive power of qual-
or changing life stress. ity of care. Despite changes in sensitivity late
in the first year, earlier assessment still pre-
Attachment and Quality of Earlier Care dicted attachmentclassification,that is, indi-
Bowlby's (1969) major hypothesis was vidual differences in attachment still were
that quality of attachment was dependent predicted despite the general culturalpress.
upon the quality of care. Therefore,centralin The relation between responsive care
Ainsworth'soriginalresearch(summarizedin
Ainsworth et al., 1978) was the finding that and later quality of attachmenthas proven to
sensitive respondingto the infant'scommuni- be extremely robust. It should be noted that
cations in the first year was related to secure sensitivity, as assessed by Ainsworth,entails
attachment in the Strange Situation at 12 responsivity to the particularmoods, needs,
months (while early infant behavior per se and signals of the individual baby (i.e., tem-
was not; see also Blehar, Lieberman,& Ains- peramental differences already are encom-
worth, 1977). Withoutthis finding, furtherre- passed) and therefore cannot likely be re-
search with the Strange Situation would not duced to endogenous infant factors (see
have been inspired. below).
Given the centrality of this finding, it is Factors Influencing Quality of Care
An arrayof studies have been carriedout
importantthat it has been replicated widely on factorsthat reasonablywould be expected
with diverse samples and in several laborato-
to relate to quality of care and therefore the
ries (Bates, Maslin, & Frankel,in press; Bell, attachmentrelationship. In many cases pre-
in press; Egeland & Farber, 1984; Grossman
dictions have been quite specific (e.g.,
& Grossman, in press; Smith & Pederson, avoidant attachmentand maternal "unavaila-
1983). These five studies are exact repli-
cations. In each, Ainsworth's sensitivity bility") and few would follow from a strict
scales at 6 months (and sometimes other ages temperamentperspective.
as well) were related to attachmentclassifica- Caregiver social support and life stress.
tions at 12 months, always done by coders -These factors,which would be expected to
8 Child Development
affect the quality of caregiver infant interac- Ill infants.-From a relational view there
tion, have been found to be related predict- is, of course, a role for the infant.Some infants
ably to attachment(Crockenberg,1981; Dur- are more challenging and more likely to be a
rett et al., in press; Vaughnet al., 1979).They source of caregiver anxiety. Such is the case
are likely to be independent of endogenous with infantshaving a severe respiratorydisor-
infant characteristics. der. In a recent study, Meisels, Plunkett,
and Roloff (1984) found that
Personal resources of caregivers.-For a Stiefel, Pasick,
42% of these infants formed anxious/resistant
number of years we have been following a attachment
relationships.This is in direct ac-
sample of poverty families in Minneapolis. cord with predictions from the relationship
The stress, living situationinstability,and of- as one would expect chronic illness to
ten disorganizedpatternsof care led us to ex- theory,
create anxiety in caregiversbut not necessar-
pect an elevation in the C
Group (resistant) make them unavailable (the avoidance
attachment pattern (see also Ainsworth, in ily
in We found 22% precursor).Note also that these are serious ill-
press; Bretherton, press). nesses, not minor temperamentalvariations.
GroupC at 12 months, a significantelevation Premature infants are no more likely to be
from middle-class samples.
anxiously attachedthan full terms, given nor-
Abuse and neglect.-Extreme forms of mal health (Rode, Chang, Fisch, & Sroufe,
maltreatmentare predictablyassociated with 1981).
marked elevations in anxious attachment.In
the case of physical neglect (with the infant's Some Clearly Differentiating Data
basic needs for food, hygiene, and safety not All of the findings reported above are in
attended) there is an elevation in Group C accordwith, and were predicted from,a rela-
attachments;in the case of physical abuse and tionship perspective. Many of the findings
"emotionalunavailability"there is a marked are, of course, open to post hoc temperament
increase in avoidant attachment(Crittenden, interpretations (e.g., unresponsive mothers
1983; Egeland & Sroufe, 1981; George & are genetically atypical or exert prenatal in-
Main, 1979; Schneider-Rosen & Cicchetti, fluences on infant temperament; mother's
1984).While one could arguethatmothersne- own early care was due to her temperament,
glect irritableinfantsand physically abuse (or etc.). Some of the findings, such as differences
fail to respond to) unresponsive infants, such among the Japanese samples, stretch a tem-
interpretationswould be post hoc, and are perament interpretationratherseverely. Still
contradictedby evidence to be presented be- other data are strongly differentiating be-
low. The findings here were predicted from tween temperament and relationship inter-
the relationshipperspective. pretations.
Maternal history.-From a relationship First, infants may have secure attach-
perspective, the caregiver'sresponsiveness to ments with one caregiverand anxious attach-
her infantshould be predictablefromher own ments with another (Grossman et al., 1981;
early care. The ideal prospective study has Main & Weston, 1981).This is not paradoxical
not yet been completed. However, three in- from the point of view that attachmentclas-
terview studies have obtained a relation be- sification is the product of interaction; it is
tween maternalreports of childhood experi- paradoxicalfrom a strict temperament inter-
ences and an anxiousattachmentbetween her pretation. Temperamental characteristics
and her infant (Main & Goldwyn, 1983; Mor- (e.g., disposition to fearful reactions to nov-
ris, 1980; Ricks,in press). In the Morrisstudy, elty) should show some stability across part-
for example, mothers who reportedthat their ners (Plomin, 1982).
own mothers were available to them and Second, the quality of attachment,even
were viewed as competent in the caregiving with the same caregiver, is subject to change
role, and whose early lives were character- if the life stress experienced by the caregiver
ized by stability, regularity, and parental changes (Vaughn et al., 1979). Again, if the
warmth, were dramatically more likely to qualityof interactionchanges, attachmentpat-
have securely attached infants. The history tern, as a reflection of this relationship,
data and attachment classifications were as changes. Temperamentaldifferences, as usu-
usual obtained independently. Blind judges ally conceived, should not be so readily
were able to classify correctly (as secure or modifiable (Plomin, 1982).
anxious) an average of 79% of these cases.
More objective criteria from the interviews Third, Strange Situation assessments,
also yielded significant relations between though focused on infant behavior, predict
quality of early care experienced by mother maternalbehavior at later ages and in other
and attachment relationships between this contexts (Mataset al., 1978). They even pre-
new mother and her infant. dict maternalbehavior with a sibling (Meyer,
L. Alan Sroufe 9
1984; Ward,1983). In the Wardstudy, attach- tation is without basis. It is supportedonly by
ment classification of the firstbornpredicted post hoc assertions, which cannot be given
both the mothers' emotional support and the same status as a network of specifically
quality of assistance with second-bornsin an predicted relations. Moreover,it is countered
assessment at age 2 years (i.e., up to 3 years by overwhelmingevidence. Differences in at-
later). This follows directly from the notion tachment classification cannot be accounted
that the infant-caregiverrelationshipis being for by endogenous disposition to distress or
assessed (and therefore both members of the other inherent temperament characteristics.
dyad), rather than endogenous infant varia- As discussed below, other interactionist
tion (Mataset al., 1978; Sroufe & Fleeson, in temperament positions remain intuitively
press).If attachmentassessments are products more appealing, but at present are without
of dyadic interaction (orchestratedby care- supportby evidence.
giver responsiveness),then it is not surprising
that security of attachment with a mother- 1. It may be argued that, while tempera-
firstborn pair predicts mother's respon- ment clearly is not the sole determinant of
siveness to a second-bornyears later. attachmentclassification,perhaps it is a par-
tial determinant(Camposet al., 1983);that is,
Finally, prospective data show that experience and temperamentadd together to
nonoptimal patterns of care precede infant determine attachment status. This seems
maladaptationand anxious patternsof attach- difficultto square with the absence of a rela-
ment (Egeland & Sroufe, 1981). Results are tion between attachment assessments with
most clear in the case of what we have two caregivers,and it is not supportedby evi'-
defined as "emotionallyunavailable"caregiv- dence (except in extreme cases; see model 3
ers (N = 19). These mothers were observed below). In fact, behavior of infants in early
as early as age 3 months to be uninvolved, infancy is not stable, nor does it predict later
detached, and affectless in interacting with attachment(though caregiverbehavior in the
the infant. Even in the hospital they were same assessments does; Bleharet al., 1977).It
rated by nurses as showing less interest in sometimes is argued that importanttempera-
their infants than the sample as a whole. By mental variationsemerge laterin the firstyear
contrast,these infantsshowed normalApgars, (Goldsmith & Campos, 1982), when stable
normalBrazeltonexams at 7 and 10 days (not differences can be detected, and that these
significantly different from any other sub- late-emergingvariationsexert influence on at-
groups in our sample), and were still quite tachmentassessments. This certainlyis possi-
robust at age 3 months (being, in fact, ble, but such a position is untested and, at the
significantly higher than their control group present time, perhaps untestable, since such
on a summaryfactor score). Their means on late-appearing endogenous variation cannot
all individual infant variablesassessed in our easily be separated out from experience.
3-month feeding and play observationswere Given the predictabilityof attachmentstatus
comparableto those of infantswho later were from caregiver behavior, such an assumption
securely attached.The infants showed a nota- seems gratuitousat present.
ble decline between 3 and 6 months, how-
ever, and maladaptationbecame more nota- 2. Related to position 1, caregiver re-
ble at each assessment thereafter. By 12 sponsiveness may influence both the devel-
months, 42% of these infants showed the opment of attachmentand the expression of
avoidant pattern of attachment, and by 18 temperament (Goldsmith & Campos, 1982).
months 86% were avoidant (despite the fact Strange Situation assessments then would
that the sample as a whole showed less anx- represent some unknown combination of at-
ious attachment at this age). By age 2 they tachment variation and temperamental ex-
were virtually without exception unenthu- pression (e.g., learnedthresholdsof expressed
siastic in engaging challenges, easily frus- fearfulness;high for avoidant infants, moder-
trated,and excessively angryand negativistic ate for secure infants, and low for resistant
in interacting with their mothers in a prob- infants).There is no evidence that specifically
lem-solving task (Egeland & Sroufe, 1981). supportsthis position, and there is evidence
Such prospective data are the final arbiterofthat is challenging for it. The home observa-
explanationsof attachmentdifferences. tion of negative responses of avoidantinfants
to being put down already has been men-
tioned. It also is the case that outcome assess-
Evaluation of Models
ments in preschool (Sroufe et al., 1983) show
TemperamentPositions thatchildren with histories of avoidantattach-
From this review of available evidence ment are high on emotional dependency with
concerningStrangeSituationclassifications,it preschool teachers (equal to resistant infants
is clear that the strongtemperamentinterpre- and significantlyhigher than secure infants).
10 Child Development

They also are high on negative affect (Sroufe, eral interpretation that attachment classifica-
1983). This directly followed from the view tions reflect the relationship history of the
that avoidance reflects anxious attachment, infant-caregiver dyad. But how might tem-
but would not seem to be a likely prediction perament concepts be considered in such a
from the view that avoidance reflects a low developmental account?
fearfulness threshold.
1. Attachment and temperament may be
3. Another alternative is that certain in- orthogonal. Temperamental variation may
fant temperament characteristics may lead to underlie differences in activity level, cud-
caregiver nonresponsiveness (the caregiver- dliness, reactivity thresholds, and so forth, but
infant mismatch hypothesis). This position such dimensions may play little role in de-
has been popular and, in fact, was a major termining attachment behavioral organization
hypothesis in early stages of the Egeland and (e.g., attachment/exploration balance or
Sroufe project. However, we have found little whether comfort is sought when the distress
evidence to support such a view (i.e., neither threshold is exceeded, etc.). That is, attach-
caregiver behavior nor attachment were pre- ment assessments and temperament assess-
dicted by infant behavior early in the first ments may be directed at different levels of
year), nor is there evidence in the literature analysis. An alternative here is that subgroups
that, within the broad normal range, variation within the major classification categories (B1,
in infant behavior causes nonresponsiveness B4, etc.) are influenced by temperamental
in caregivers. In extreme circumstances (such variation, but major category placement is not.
as poverty) or with extreme infant conditions There is nothing in the literature counter to
(severe respiratory disorder, Down's syn- the proposition that subgroupings reflect
drome), caregiver responsiveness is at times temperament; neither is there any evidence
negatively influenced. In more usual circum- for it. From this position it would be expected
stances, however, caregivers seem to respond that there would be some congruence in at-
to the particular nature of the particular in- tachment with two caregivers, if sub-
fant. In fact, there is evidence that in usual categories were considered (e.g., if A1 with
circumstances caregivers are more responsive mother, then A or B1 with father, etc.).
to premature infants than to full-term infants
2. Alternatively, security of attachment
(Cohen & Beckwith, 1979). Thus, the usual
(B-non-B) may be determined by caregiver
caregiver response to mild anomalies or
minor variations in infant reactivity is to ad- responsiveness, whereas temperamental vari-
ation (broadly conceived) may be implicated
just behavior appropriately. This fails to occurin distinguishing between the avoidant (A)
only in unusual circumstances. That is, based and resistant (C) patterns of anxious attach-
on current data, it is plausible to argue that
ment. As one possibility here, Gordon Bron-
nonresponsiveness occurs when infant tem- son (personal communication) has suggested
perament is not having an effect. The reason that avoidant attachment results when a ro-
Ainsworth sensitivity scores are so powerful
bust infant encounters insensitive care, and
in predicting attachment is that they take into
resistant attachment when a nonoptimally
account responsivity to particular infants. It infant encounters insensitive
functioning
seems to be that the caregiving context deter- care. In contrast to the
mines responsiveness; infant temperament match infant-caregiver mis-
position discussed above, this interac-
perhaps determines what responsiveness en- tional position is congruent with the data from
tails. While a role for temperament may be our
seen in this revised model, it is not viewed as wouldpoverty sample. However, more data
be required to confirm this hypothesis.
causal, even partially, of attachment quality. Almost all of the infants in our "psychologi-
Some infants would challenge many par- cally unavailable" group were avoidant, and
ents. Therefore, 44% C's were found in in- not all of these were robust as infants. Any
fants with respiratory distress syndrome; but such interactional viewpoint still suggests
note that the majority still were securely at- that attachment classifications are capturing
tached. Some infants would tax some parents the quality of the relationship and not simply
(nonoptimal Brazelton status and type C at- endogenous infant characteristics.
tachment with a poverty, but not a middle- 3. Finally, it may be that endogenous
class, sample). But for most infants, most par- differences, however exten-
temperamental
ents provide good enough care, and the
sive, are thoroughly transformed within the
general quality of that care seems unrelated to caregiving relationship system; that is, they
normal range variations in temperament.
become part of a totality. Such endogenous
Relationship Positions variation may continue to unfold after the
The evidence clearly supports the gen- early months, but it unfolds within the rela-
L. Alan Sroufe 11

tionship and cannot be factored out. By 12 Those who, in the face of instability in
months all one has is the relationshiphistory, early behavior,arguethat stable temperamen-
not relationshipand temperamentin two sep- tal differences emerge later in the firstyear (a
aratesuitcases (Sroufe & Fleeson, in press). plausible idea) must find some way of assess-
Thus, in usual circumstances if a ing such variation independent of caregiver
caregiver has an infant that is easily over- influence, if any causal role is to be implied.
If one believes that temperamentis inextric-
aroused, the caregiver will be prompted to
provide modulated stimulation,smooth tran- ably interwoven with caregiving experience
sitions, and so forth. In time the infant devel- (the relationship position), then the assump-
tion of a causal role fortemperamentis gratui-
ops sufficient arousal tolerance and self- tous.
modulatingcapacity.A placid, hardto arouse
infant elicits more vigorous stimulation and Those who argue that the role of temper-
articulatedexpressiveness. In time the infant ament in attachment is not directly causal
becomes more actively engaged. Within this but rather is indirect, via influences on the
perspective, which truly respects infant plas- caregiver,again must find some way of assess-
ticity, such change is viewed in terms of real ing infantbehaviorindependent of caregiving
transformation.The original temperamentno and also must assess caregiverreactions.The
longer is "there."What has been challenged mere existence of behavioral variationin in-
here is not the concept of temperamentbut fants and caregivers is not enough. Com-
views of temperamentas a causal concept (as monalities in negative caregiving of twins
in the child's temperamentcauses attachment reared apart from birth would again be one
patternor causes behaviorin the StrangeSitu- approach. The match-mismatch hypothesis
ation or causes poor parenting). The "child and other models of negative influence on
effects" idea is turned around to imply caregiver behavior certainly merit further
prompting of required parental care, rather study.While not supportedby evidence at the
than as causing poor parenting. present time, such positions nonetheless re-
main logically plausible and probably test-
Admittedly, this is a radical position. able.
Something short of the total transformationof
endogenous behavioraldispositions seems in- Manyof the same points applywhen con-
tuitively likely. And infants would seem to sidering positions based on the idea that
vary in terms of the demands they make on temperamental variation may be orthogonal
the skill and responsiveness of the caregivers. to security of attachment and yet influence
But the position deserves more attentionthan attachment behaviors (amount of crying,
it has yet been given. It is no more presump- clinging, etc.). Researchers would need to
tive than any of the temperament positions show that such behavior may be predicted
outlined above. Moreover, it is congruent from earlier assessments of infant behavior,
with all of the data yet published on attach- shown to be at least partiallyindependent of
ment. caregiving experience. The existence of dif-
ferences in crying, clinging, fear of novelty,
Implications for Research etc., assessed at the end of the firstyear, even
if then stable, cannot be used by themselves
Further research on temperament in- as evidence for physiologically based varia-
fluences on attachmentor a new emphasis on tion. These too may be the result of caregiv-
process research both would be possible. ing experience. To date there is no dis-
Some issues fortemperamentresearcherswill criminatingevidence.
firstbe indicated, followed by a discussion of
outcome and process studies. There is some supportfor Bronson'sidea
that B-non-B (security of attachment)is the
TemperamentResearch result of experience, while patternof anxious
Those who advocate that differences in attachment(A or C) results from an interac-
individual physiology play a large role in at- tion of infantrobustnesswith insensitive care.
tachment classificationsmust (1) provide evi- It would be quite worthwhile to do further
dence for reliable and stable behavioral dif- work on this position.
ferences in the early weeks of life that are
related to later attachmentclassifications,or Outcome and Process Research
(2) show that twins reared apart are largely Each of the relationshipmodels of attach-
concordant for attachment class. Observing ment has implicationsfor research.The view
differences in attachmentand simply assert- that attachmentand temperamentare strictly
ing that they are due to temperament is not orthogonalhas clear implications for predic-
enough. tive studies. If cognitive ability, temperamen-
12 Child Development
tal variation,and social/personalityorganiza- explaining security of attachment. Attach-
tion were to be defined independently, our ment and temperament concepts operate at
ability to understand and predict behavior differentlevels of analysis.Temperamentand
(based on all three sources of variation) attachment,as defined by Bowlby and his fol-
should be enhanced greatly. Moreover, as lowers, are fundamentally different con-
Plomin (1982) has suggested, research on structs, and research guided by the attach-
temperament itself is hampered when re- ment perspective cannot meaningfully be
searchers ascribe any and all individual dif- assimilated to the temperament construct
ferences to temperament.Were we more dis- (Cronbach & Meehl, 1955). Qualitative as-
criminating in our interpretations,it might pects of relationships (dyadic behavioral or-
become possible to establish firmly certain ganization)simply cannot be reduced to indi-
temperamentalcharacteristics.We then could vidual behavioral dimensions. Expectations
study the interactionof temperamentand ex- of comforting,security in the presence of the
perience, opening up new frontiersof knowl- other, and shared affect are not well con-
edge. ceived as temperamentalvariations.In a fun-
damental way, relationships are the result of
When researchersembrace the view that
much of temperamentalvariation is encom- experience, that is, the history of the interac-
tion of the dyad.
passed within the relationshipsystem, impor-
tant process questions arise. How are these In accepting a relationshipinterpretation
transformationsaccomplished? How do they of Strange Situation classifications,one does
vary across various temperamental patterns not have to abandonan interest in physiologi-
and caregivingcircumstances?Which aspects cal factors.Attachmentand temperamentcon-
of temperament are more readily modified, structsreferto differentdomains,and there is
which less so? These are questions that have no inherent incompatibilitybetween relation-
been raised before, but generally within a ship and temperamentalconcepts in moving
view of temperamental dimensions as trait towarda wholistic understandingof the child.
concepts (modifiablebut nonetheless remain- The most urgent need is for process studies of
ing intact). Here the idea would be that the how caregiverstypically adjusttheir behavior
same set.of temperamental characteristics to accommodateto the particularneeds and
could be transformed into totally (qualita- natureof a given child.
tively) different end products in given Moreover,the relationshipview, with its
caregiving systems. Thus, twins reared apart stress on parentalhistory, social support,and
no doubt show similarity in terms of certain life stress, carriesno implication of blame for
characteristics of behavioral expression
parents (Sroufe & Waters, 1982). However,
(Freedman, 1974), but in terms of many there are implicationsof the position that par-
socioemotional aspects of behavior (espe- ent-child relationships profoundly influence
cially quality of relationships with parents, personalitydevelopment. As a member of so-
peers, intimate partners,and offspring)they ciety one shares a responsibility with respect
may be no more similarthan any other sepa- to the quality of care available to all children.
rately reared individuals. If responsibility for the child's well-being
It is time once again to put aside the na- does not reside in his or her inborn variation,
ture-nurturedebate. Given the general agree- then it is ours.
ment that experience transformsendogenous
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