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REVIEW

C URRENT
OPINION Renal transplantation: the last iteration of the rest
of the world
Keighly Bradbrook, Katrina Gauntt and David Klassen

Purpose of review
Renal transplantation systems across the world aim to achieve an optimal balance between fair access to
deceased donor kidney transplants (equity) and efficient use of organs (utility). Kidney allocation systems
are measured across a host of metrics, and there is no single agreed upon definition of success, which
looks different for each system depending on the desired balance between equity and utility. This article
evaluates the United States renal transplantation system’s efforts to balance equity and utility while drawing
comparisons to other national systems.
Recent findings
The United States renal transplantation system is expected to undergo major changes with the transition to
a continuous distribution framework. The continuous distribution framework removes geographic
boundaries and takes a flexible and transparent approach to balancing equity and utility. The framework
leverages transplant professionals and community members input with mathematical optimization strategies
to inform weighting of patient factors to allocate deceased donor kidneys.
Summary
The United States’ proposed continuous allocation framework lays the groundwork for a system allowing
transparent balancing of equity and utility. This system approach addresses issues common to those in
many other countries.
Keywords
continuous distribution, organ allocation, renal transplantation

INTRODUCTION allocation policy but does not specify the degree


Organ allocation in the United States has been to which either should be prioritized [2–4]. Equity
happening in some form for decades, although, and utility principles govern the decisions made
the formal system that now governs US solid organ within transplantation systems across the world
allocation is fairly young. In 1984, the United States but not all systems are built to achieve the same
(US) Congress passed the National Organ and Trans- balance between these two principles [5,6].
plant Act (NOTA), which established the Organ This paper aims to evaluate the growth of the US
Procurement and Transplantation Network (OPTN), system in the context of worldwide renal transplan-
the system linking public and private stakeholders tation with particular focus on the complexities of
responsible for maintaining the national registry for balancing equity and utility in a system.
organ matching. The OPTN is currently and has
historically been operated by the United Network
EQUITY VERSUS UTILITY
for Organ Sharing (UNOS) under a contract overseen
by the US Department of Health and Human Serv- Comparing international systems is difficult when
ices (HHS) and the Health Resources and Services there is no consensus on operationalizing equity
Administration (HRSA). In 2000, HRSA imple- and utility principles in deceased donor kidney
mented the Final Rule, which established a set of
principles and guidelines for the execution of the United Network for Organ Sharing (UNOS), Richmond, Virginia, USA
OPTN contract and is what underlies allocation Correspondence to Keighly Bradbrook, United Network for Organ
of solid organ transplantation in the United States Sharing, Richmond, VA, USA.
[1–3]. It clearly states that allocation must take into E-mail: Keighly.bradbrook@unos.org
account utility (efficient use of organs) and equity Curr Opin Organ Transplant 2023, 28:207–211
(fair access) principles when developing organ DOI:10.1097/MOT.0000000000001059

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Organ allocation and procurement

transplant rates, utilization rates, organs unable to


KEY POINTS be utilized (discard rate), and posttransplant survival
 Renal transplantation systems seek to achieve a outcomes. Renal transplant systems, unlike other
transparent balance between equity and utility but a solid organ types, uniquely struggle with achieving
perfect balance of equity and utility is hard to define an acceptable utilization and discard rate. High dis-
and likely differs between nations based on different card rates suggest a failure to make use of all avail-
value systems. able organs and suggest a less than fully tapped
 The United States’ new proposed deceased donor supply [7]. In fact, the US renal system reports a
kidney allocation scheme, referred to as continuous discard rate, defined as the number of deceased
distribution, provides a flexible and promising template donor kidneys recovered for the purpose of trans-
for transparently balancing equity and utility. plant but not transplanted, of about 24–25% [9]. In
comparison, in the United States, other organs like
 The United States’ proposed continuous distribution
system approach addresses issues common to those in heart (1.1%), lung (6.5%), and liver (9.5%) do not
many other countries. experience discard rates as high as those reported for
renal transplantation, potentially suggesting a
unique challenge in achieving the correct balance
between equity and utility [7,10–12]. Optimized
systems achieve a balance of equity and utility that
allocation, although there are notable similarities. minimizes the discard rate without exacerbating
In addition, there are no standardized metrics for demographic or biological inequities.
comparison, which is important when procurement Although metrics like discard rate are not stand-
practices and donor characteristics vary across ardized across countries, they provide context for
nations [5–7]. measuring growth of a system within a country, over
Factors like blood group, inadequate access to time [7]. For example, Spain has been widely recog-
dialysis, pediatric priority, prior living donor status, nized for more than doubling transplant rates fol-
sensitization (percentage of deceased donor pool a lowing the implementation of a new care model in
patient is incompatible with based on unacceptable &
1989 [8 ]. In addition to defining how systems oper-
antigens), and some form of waiting time (dialysis ationalize their goals and evaluation metrics, it is
time and/or waiting time) are used to balance the also important to consider the institutions and
equity in a system, while factors like human leuko- shared decision-making processes that these systems
cyte antigen (HLA) and longevity matching are used work within. Ultimately, systems must operate
to ensure the utility of the system. Although there within the confines of the institutions that govern
are small differences in the ways in which countries them and the shared values of the community that
operationalize the equity of a system, countries work and live within them. What is possible in one
differ most dramatically in the way that they country may not be feasible in another because of
approach utility, particularly with longevity match- different value systems, institutions, regulations,
ing. Longevity matching seeks to maximize the and structures.
survival benefit from each kidney transplant by
matching kidneys with the lowest relative risk of
graft failure to candidates with the longest estimated THE CURRENT UNITED STATES KIDNEY
posttransplant survival. Longevity matching is ALLOCATION SYSTEM
often discussed as trying to maximize the ‘added Under the current US kidney allocation system,
life years’ and avoiding unrealized graft life-years implemented in March 2021, candidates are placed
[5,6]. However, it is difficult to estimate the ‘added into classification groups based on their pediatric
life years’ and even harder to know how to maximize status, sensitization, medical urgency status
it. Countries like the United Kingdom use a ‘young- (defined as imminent loss of access to dialysis),
to-young’ approach and avoid matching ‘young-to- geographic proximity to the donor organ, HLA
old’, while Spain and countries in Euro-transplant and blood type compatibility, and expected sur-
have a Senior Program where aged at least 65 vival. Once placed in classification groups, candi-
deceased donor kidneys are allocated to aged at least dates are sorted based on criteria including waiting
&
65 recipients [5,6,8 ]. time [13].
Although a perfect balance of equity and utility The US primarily operationalizes the utility of its
is hard to define and likely differs between nations system through a combination of Estimated Post-
based on different value systems, there are a key set Transplant Survival (EPTS) and Kidney Donor Profile
of metrics under which systems are often evaluated. Index (KDPI) as well as geography. EPTS is calculated
Inclusive in these metrics are waitlist mortality, for every adult candidate on the US kidney OPTN

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Renal transplantation Bradbrook et al.

waiting list based on time on dialysis, diabetes sta- and placement efficiency. The proposed goals of
tus, prior solid organ transplant status, and candi- continuous distribution and attributes are outlined
date age [14]. KDPI combines a variety of donor below:
factors summarizing the likelihood of graft failure
[15,16]. Currently, candidates with the highest 20% (1) Medical urgency
estimated posttransplant survival are prioritized for (a) Imminent loss of dialysis
donors with the lowest likelihood of graft failure (i.e. (2) Posttransplant outcomes
best to the best). Kidneys are offered first to candi- (a) DR mismatch
dates listed at transplant hospitals within 250 naut- (b) Longevity matching
ical miles of the donor hospital. Offers not accepted (3) Candidate biology
for any of these candidates are then made to can- (a) Blood type
didates beyond the 250 nautical mile distance. In (b) CPRA
contrast, Spain, UK, British Columbia, and the (4) Patient access
Euro-transplant system employ, in some capacity, (a) Pediatrics
age-based matching, which has been credited for (b) Prior living donor
increased transplantation and donation rates (c) Safety net (kidney after liver, heart, lung)
&
[6,7,8 ]. Indeed, longevity matching is one of the (d) Qualifying time
largest differences between the United States and (5) Placement efficiency
most European allocation systems that utilize (a) Distance from donor hospital to transplant
age matching. center (nautical miles)
About a decade ago, the United States consid-
ered adopting age-based matching after seeing the
successes that other systems were having. In 2011, In this way, each candidate is awarded a con-
the OPTN Kidney Transplantation Committee, the tinuous allocation score (CAS) that is the weighted
&

group of volunteer transplant professionals respon- sum of the attributes outlined above [18 ].
sible for developing policy, developed a proposal to The United States leverages a shared decision
include age-based matching where the 80% of kid- making framework for policy making where trans-
neys not allocated via EPTS and KDPI matching plant professionals, patients, and others can partic-
would be allocated using age-based matching with ipate in policy making by applying to be on 1 of 20
a fairly large, with or without 15-year window. OPTN committees, like the OPTN Kidney Trans-
Ultimately the policy was not accepted because of plantation Committee [19]. The OPTN Kidney
concern that the policy violated the Age Discrim- Transplantation Committee is currently developing
ination Act of 1975 and did not meet the NOTA the new continuous distribution policy proposal.
requirement for equitable distribution of organs Historically, OPTN Committees iteratively
[17]. developed, implemented, and reviewed policy with-
The United States is currently working on revi- out always having explicit conversations about the
sing kidney allocation policy, described in the next trade-offs between equity and utility and how best
section, and will revisit tradeoffs between equity in to operationalize these principles. Continuous dis-
utility, including how factors like longevity match- tribution flips that approach on its head and,
ing are operationalized in the system. instead of identifying the problem and then con-
structing a solution, requires stakeholders to have
very transparent conversations quantifying the
A NEW WAY OF BALANCING EQUITY AND trade-offs between equity and utility before creating
UTILITY: THE NEXT ITERATION solutions. In fact, at the beginning of the policy
For the United States, the next iteration to kidney development process, an analytic hierarchy process
renal transplantation will have allocation points (AHP) was used to gather transplant community
based on a system of continuous distribution. The feedback to determine, which attributes should con-
goal of continuous distribution is to create a border- tribute to allocation priority the most. Stakeholders
less and more equitable system where candidates including transplant candidates and/or recipients,
for deceased donor kidney transplant are awarded transplant hospital professionals, laboratory staff,
priority points based on a range of factors, referred and others most often selected medical urgency
to as attributes. Attributes are weighted and put into (imminent loss of dialysis access), biologically diffi-
groups based on the goal of each attribute. Grouping cult to match candidates, prior living donors, and
the attributes into goals has no functional value pediatric priority. This prioritization would suggest
but allows transparent comparisons of value- that United States stakeholders tend to prioritize
based decision between, for example, patient access equity over utility [4].

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Organ allocation and procurement

In a system where supply falls short of demand, a quality and estimated posttransplant survival are
&&
particular balance between equity and utility may among the other parking lot ideas [22 ]. The United
appear attractive but may not be quite as attractive States system, like others across the world, seeks to
in practice when the consequences of increasing the improve kidney allocation by continuously bringing
priority of one subgroup results in deprioritizing innovative approaches to the table.
another. For example, implementing expanded lon-
gevity matching may mean longer waiting time for
certain EPTS groups. Whether that particular trade- THE LAST ITERATION: GOING BEYOND
off is tolerable is difficult to decide, but continuous ALLOCATION
distribution provides the tools for having these As Spain has demonstrated with their intensive care
important conversations while maintaining the program to facilitate donation and expansion of
ability to continuously adjust weighting of prior- donation after circulatory death (DCD), achieving
ities. In fact, the OPTN is leveraging external exper- success in transplantation goes beyond allocation by
tise and working with research groups to develop addressing organ supply issues. In recent years, the
tools for evaluating these trade-offs in real-time field of transplantation has focused energy and
through machine learning and optimization [20]. resources on 3D printing of organs, xenotransplan-
Despite major steps to transform allocation, tation (cross species organ transplantation), and
United States renal allocation is still far from its last procurement of DCD donors providing expanded
iteration. As Stewart et al. states in a recent summary access to organs. In 2021, the first genetically engi-
of the state of US renal allocation, ‘major changes to neered, nonhuman kidney was transplanted into a
&
organ allocation do not come easy’, and for good human in the United States [23 ].
&&
reason [21 ]. When the currency we are dealing in is In the United States, the OPTN and UNOS are
patient lives, the cost of making risky bets on new actively working on a host of initiatives beyond
and innovative allocation schemes could be steep. allocation improvements. Examples include com-
municating with the United States Secretary of
Transportation to discuss improving transportation
THE PARKING LOT: FUTURE ITERATIONS of kidneys on commercial flights, tools that trans-
The parking lot of ideas for system improvements plant programs can use to automatically bypass
continues to grow as the United States works to offers from organs that do not meet their criteria
transition to continuous distribution. A monumen- for transplantation, and organ-tracking [24,25].
tal change, the move to continuous distribution has
sparked a degree of innovation in the community CONCLUSION
where members, excited about the new system or
frustrated with the current, are coming to the table The US allocation system has implemented major
with increasingly creative ideas. Continuous distri- changes, and recently bore witness to its one-mil-
bution provides a flexible and promising template lionth transplant. Despite the growth and successes
for future, quicker, and more transparent changes. that the system and its patients have experienced,
Examples of such potential improvements there is work to be done to attain a system in which
include implementing an ‘equal opportunity allo- supply meets demand; a reality where a patient
cation supplemented by fair innings’ to address experiencing end-stage renal failure who is in need
equity and ‘dealing from the bottom of the deck’ of a kidney transplant efficiently and equitably
to expedite allocation to likely accepting candidates receives one. This can only be achieved if and
and transplant centers as opposed to the ‘first come when allocation, patient care and support models,
&&
first served’ approach in current allocation [17,21 ]. travel efficiency, clinician decision-making, tech-
The ‘first come first served’ strategy approaches nology, desensitization therapies, and living dona-
equity by placing candidates with very long wait tion are optimized.
times at the top of the list. Proposed alternatives
advocate for reconsidering how waiting time is used Acknowledgements
to prioritize patients and instead, ‘get the right We would like to thank Amber Wilk for her assistance in
kidney to the right person at the right time’, how- editing and reviewing the manuscript.
&&
ever, that is defined [21 ].
In addition to the aforementioned approaches, Financial support and sponsorship
developing criteria for placing more challenging kid- This work was funded by the US Department of Health
neys, expediting placement of harder to place kid- and Human Services, Health Resources and Services
neys, more detailed data collection for understanding Administration (HRSA), Health Systems Bureau,
discard reasons, and improved measures of kidney Division of Transplantation under contract number

210 www.co-transplantation.com Volume 28  Number 3  June 2023

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Renal transplantation Bradbrook et al.

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&& of outstanding interest
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24:591–598. This article describes some of the key difficulties in US renal allocation including
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& transplantation: Spain. Kidney360 2021; 2:1840–1843. This article summarizes recent advances in xenotransplantation – a major innova-
The article summarizes the successes of the Spanish renal transplantation system, tion in expanding organ supply.
a gold-standard for international renal transplantation. 24. OPTN Offer Filters, an innovative took that increases efficiency, is available to
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full_20220624_1.pdf. [Accessed 8 December 2022] ing/. [Accessed 30 December 2022]

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