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https://doi.org/10.1007/s00261-019-02357-w
Abstract
Purpose The aim of this paper is to summarize the allocation challenges facing the field of liver transplantation while pro-
viding examples of the expansion of indications for the procedure.
Methods UNOS allocation policy was reviewed as well as the recent literature describing expanded criteria for recipient
candidate selection.
Results Liver allocation policy changes for deceased-donor organs remain gridlocked in legal and bureaucratic red tape.
Meanwhile, the indications for liver transplantation are being expanded to include acute alcoholic hepatitis, intrahepatic chol-
angiocarcinoma, and colorectal metastasis, previously viewed as absolute contraindications, but under strict selection criteria.
Conclusions Attempting to meet the demand for livers, transplant centers are increasingly turning to living donor liver
transplantation, protocols such as HCV-positive to HCV-negative transplants, and machine perfusion of marginal organs.
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Fig. 1 Current liver allocation scheme for the contiguous USA. Hawaii and Alaska are in Region 6. 11 UNOS Regions are further subdivided
into Donor Service Areas, each managed by an Organ Procurement Organization
more favorable outcomes for waitlisted patients, a problem tasked with OPTN oversight, mandated that UNOS should
identified in the early 1990’s [2]. In 1998, Congress passed create a system that would not rely upon set geographic
the Final Rule (Title 42, Part 121), tasking UNOS with boundaries, but that would allow more broad sharing pref-
making liver allocation fairer, including adopting a plan erably based on distance from the donor hospitals. UNOS
for broader sharing; but UNOS, managed by Committees created this new allocation scheme based on the distance
of transplant center representatives, has never reached a of concentric circles from the donor hospital and put it
consensus for change. Representatives of regions 1, 2, 5, in place in May 13, 2019 (See Fig. 2). Fourteen hospitals
and 9 have pushed for change because they were trans- representing UNOS Regions 3, 6, 8, 10, and 11 filed a
planting patients at higher average MELD scores and expe- countersuit to stop the new allocation process stating that
riencing more waitlist deaths than centers in other regions, it would lead to “higher costs and fewer transplants in our
who opposed any changes. The stalemate lasted two dec- region” [4]. Just one day after the new system was imple-
ades. In 2018, six patients representing California (Region mented, U.S. District Judge Amy Totenberg in Atlanta
5), Massachusetts (Region 1), and New York (Region 9) ordered that HHS cease and desist the implementation of
brought forward a lawsuit claiming that the current region- the new system stating that it disadvantaged patients in
based system unfairly disadvantaged them, increasing their rural areas [5]. As a result of this ruling, the new system
likelihood of death without a transplant [3]. In response, was abandoned and Region-based allocation continues as
the Department of Health and Human Services (HHS), of the writing of this article.
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setting must be stringent. According to our protocol at the recurrence rates and less than 30% 3-year survival seen post
University of Pittsburgh, insight into addiction, an agree- transplantion [20].
ment to long-term counseling, and, most importantly, a More recently, protocols for management of peripheral
strong and an ever-present caregiver support structure are cholangiocarcinomas and mixed hepatocellular/cholangio-
critical to a successful outcome. Failed prior detoxification/ carcinoma have been published. The groups at M.D. Ander-
therapy programs, coexisting psychiatric disorders, current son and Methodist Hospital in Houston published a small
use of other recreational drugs, prior treatment for other sub- series of 12 patients with intrahepatic cholangiocarcinoma
stance addictions, prior history of suicide attempts, and lack evaluated for potential transplant [21]. All patient’s had
of a caregiver or support person present during the patient’s confirmation of cholangiocarcinoma by biopsy or cytology
hospitalization are considered exclusion criteria for potential and had disease stability or tumor regression for at least
transplant. These criteria exclude most patients who present 6 months with neoadjuvant chemotherapy. At the time of
with acute alcoholic hepatitis. In our center, fewer than 5% transplant, just as with hilar cholangiocarcinoma protocols,
of patients admitted with acute alcoholic hepatitis would the hilar lymph nodes are examined by frozen section his-
qualify for potential early liver transplant. tologic analysis and confirmed negative prior to proceed-
ing with the hepatectomy and ultimate transplant. 6 of the
12 patients fulfilled all criteria and ultimately they were
transplanted. 1-, 3-, and 5-year overall survival was 100%,
Hilar and peripheral cholangiocarcinoma 83.3%, and 83.3%, respectively. 3 of the 6 patients trans-
planted developed recurrent disease, with 50% recurrence-
At one time, the diagnosis of hilar cholangiocarcinoma, or free survival at 1, 3, and 5 years. Arguably, the most impor-
Klatskin tumor, was a contraindication to liver transplant. tant part of this protocol leading to a successful outcome is
Early studies at the University of Nebraska and Mayo Clinic the mandatory 6 months of disease containment, which is
showed improved survival in patients who were selected likely a method of selection for less aggressive tumor biol-
according to a stringent protocol [17, 18]. Many centers ogy. One hurdle for these patients is that UNOS Policy does
around the country now have protocols for transplanting not provide a pathway for MELD exception; these patients
patients with hilar cholangiocarcinoma and UNOS has cri- rely upon their own native MELD score for their position on
teria for acquiring MELD exception points. Most commonly, the waiting list. This means that many of these patients with
patients present with a hilar stricture and the diagnosis of lower MELD scores will receive a more marginal organ, that
malignancy must be supported by having one of the follow- is, one would be turned down for patients higher on the list,
ing: ERCP brushings or intraductal biopsy demonstrating unless they have a potential living donor. Having an avail-
malignancy, carbohydrate antigen 19-9 greater than 100 U/ able living donor provides an advantage for patients with
mL in absence of cholangitis, or aneuploidy. (UNOS/OPTN either hilar or intrahepatic cholangiocarcinoma because it
Allocation Policy 9.6.A). In general, a hilar mass, if present, means they may move to transplant once the neoadjuvant
should be less than 3 cm and not suitable for conventional therapy is completed without a long wait time. With a living
resection; there should be no transhepatic biopsy and no donor available, the requirement of hilar node examination
evidence of extrahepatic disease by chest and abdominal/ does not have to be a separate operation from the transplant.
pelvic imaging. These patients must undergo treatment with The recipient can undergo exploratory laparotomy and the
chemotherapy and radiation and must have an exploratory hilar lymph nodes sent for frozen section analysis prior to
laparotomy, open or laparoscopic, to assess hilar lymph the surgery beginning on the living donor. Once there is no
nodes. If those nodes are positive, the patient is not a can- gross evidence of extrahepatic disease and the nodes are
didate for potential transplant. If the nodes are negative, the deemed negative by histology on the frozen specimen, the
patient may be listed. Following these protocols, 5-year sur- team can proceed with native hepatectomy in the recipient
vival is 65–70% [19]. while the donor team begins the hemihepatectomy for dona-
Embryologically, the extrahepatic biliary tree arises from tion in an adjacent room.
the cranial part of the ventral foregut endoderm, while the
caudal part gives rise to intrahepatic bile ducts. It is unclear
as to whether this leads to different metastatic potential from Neuroendocrine tumors with liver
tumors arising from these different areas, but certainly the metastasis
management of tumors, perihilar versus peripheral, has been
different from a surgical standpoint. Neuroendocrine tumors (NET) encompass a range of heter-
Historically, peripheral hepatic tumors with a cholangio- ogenous neoplasms that comprise about 2% of all GI tract
cellular component (either CCA or mixed CCA/HCC) have malignancies. Most NET are metastatic at the time of diagno-
been a contraindication to transplant because of the high sis, with the liver being the most common site of metastasis.
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Surgical resection is often not an option due to the high inci- EGFR antibodies, extension of median survival is still less
dence of bilobar disease. Prior to presentation to a transplant than 2 years [24]. Of patients with colorectal metastasis to
center, most patients with hepatic metastasis have already the liver, fewer than 10% are likely curable with surgical
undergone multiple procedures, such as chemoembolization, resection or transplant [25]. If possible, the patient should
to attempt local regional control. With appropriate patient have resection; however, bilobar disease may be amenable
selection, 5-year overall survival results with transplanta- to transplant under strict criteria. In 2013, Hagness et al.
tion have reached 90% with 77% disease-free survival [22]. reported a series of 21 patients with colorectal hepatic
Prompted by optimistic results, UNOS has adopted guidelines metastasis treated with liver transplantation [26]. All pri-
for transplantation of patients with metastatic NET (OPTN/ mary tumors had been previously resected. The median
UNOS NET Guidelines). The patient should have already number of metastases was 8 (range 4-40). The median time
undergone resection of the primary tumor which should be from primary resection to liver transplant was 36 months for
from the portal circulation, as primaries located in the lower metachronous metastasis and 16 months for synchronous
rectum, esophagus, lung, adrenal gland, and thyroid have metastasis. Overall survival was 95%, 68%, and 60% at 1,
higher likelihood of extrahepatic disease. The patient should 3, and 5 years, respectively. Metastatic or local recurrence
have at least 6 months of observation after resection of the pri- was diagnosed in 19 of 21 patients after a median time of
mary, a criterion to identify pre-existing extrahepatic disease 6 months. Despite the recurrent disease, overall 5-year sur-
or unfavorable tumor biology. The tumor must be by lobar vival was 60% with 1-year disease-free survival of 35% and
and not amenable to standard resection. Only well- and mod- no patients with long-term disease-free survival. The overall
erately differentiated tumors with a mitotic rate less than 20 5-year survival of 60% was a significant survival advantage
per 10 high power fields and less than 20% Ki-67 positive over those not qualifying for transplant. The report was
markers should be considered for potential MELD exception from Oslo University Hospital which has the advantage of
points. Tumor metastatic replacement should not exceed 50% Norway’s high donation rate with a surplus of donor liv-
of the total liver volume and the metastatic workup should ers such that these patients could receive deceased-donor
include one of the following: Positron emission tomography transplants. In the USA, there is no advantage or MELD
(PET scan), Somatostatin receptor scintigraphy, Gallium-68 exception provided to patients with colorectal metastases
(68 Ga)-labeled somatostatin analog 1,4,7,10-tetraazacyclo- to the liver, so there is little option to provide these patients
dodedcane-N, N′, N″,N′″-tetraacetic acid (DOTA)-D-Phe1- with a deceased-donor transplant, unless via a marginal
Try3–octreotide (DOTATOC), or other scintigraphy to rule organ turned down for others higher on the list. Living
out extrahepatic disease, especially bone metastasis(OPTN/ donation can provide a mechanism to be able to transplant
UNOS NET Guidelines). If the patient meets these criteria, these patients. Our criteria at the University of Pittsburgh
the center may request MELD exception points from UNOS’ include prior resection of the primary, confirmed colorectal
National Liver Review Board (NLRB). These exception metastasis to the liver not amenable to curative resection,
points are generally below the Median MELD at Transplant chemotherapy of at least 6–12 weeks with no evidence of
(MMAT); therefore, the patient is less likely to receive primary disease progression, a waiting period of at least 6 months
liver offers from deceased donors as they are not “top of the after resection of the primary as an assessment of tumor
list.” More likely, these patients will be offered livers rejected biology, no evidence of extrahepatic metastases on CT or
for patients higher on the list. Alternatively, if the patient has MRI of chest/abdomen/pelvis, PET scan, or bone scan at
a potential living donor, the donor can be evaluated once the time of transplant evaluation, CEA less than 100 ng/dl at
recipient is listed regardless of MELD and the transplant can time of evaluation, and the availability of a living donor.
proceed at the discretion of the transplanting center. While BRAF mutant tumors are excluded secondary to aggres-
the patient is waiting, a metastatic survey must be completed sive biologic behavior. At time of transplant, the abdomen
every 3 months showing no extrahepatic disease progression is explored for gross evidence of metastatic disease and the
in order to maintain MELD exception points. If the patient hilar lymph nodes are resected and sent for frozen section
develops extrahepatic disease during this time, he or she is no histologic analysis to confirm no evidence of nodal disease
longer considered a transplant candidate. prior to proceeding with the transplant.
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concepts but are likely far in the future in terms of clinical nor that the organ supply will suddenly get better, but we
feasibility. Machine perfusion of deceased-donor livers is must not be afraid to accept new indications if they arise or
being increasingly used to assess function and perfusion, shy from the technical difficulties of the surgery. In all, our
particularly of marginal organs such as those from DCD best efforts should be spent in educating our patients and
donors. With an increase in number of livers being trans- our potential donors as to realistic expectations from the
planted from donors after cardiac death, ischemic chol- transplant process.
angiopathy is a concern for transplant centers in terms
of patient outcomes as well as transplant center graft and Acknowledgements This work was supported in part by Health
Resources and Services Administration Contract 234-2005-37011C.
patient survival metrics. Ex vivo machine perfusion may The content is the responsibility of the authors alone and does not nec-
be particularly helpful in sparing these grafts. Ischemic essarily reflect the views or policies of the Department of Health and
cholangiopathy has been described as the Achilles heel of Human Services, nor does mention of trade names, commercial prod-
transplantation using livers from donors after cardiac death ucts, or organizations that imply endorsement by the US Government.
[27]. It is hypothesized that the process of cardiac function
decline with hypotension and hypoxia after donor extubation
until declaration of death and perfusion of the liver leads to References
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