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2021 7th International Conference on Advanced Computing and Communication Systems (ICACCS)

Antenna Research Directions for 6G


A brief overview through sampling literature
2021 7th International Conference on Advanced Computing and Communication Systems (ICACCS) | 978-1-6654-0521-8/20/$31.00 ©2021 IEEE | DOI: 10.1109/ICACCS51430.2021.9441781

Thomas O. Olwal1, and Peter Nnabugwu Chuku Albert A. Lysko2


1
Department of Electrical Engineering / F’SATI NextGen Enterprises and Institutions (NGEI)
2

Tshwane University of Technology Council for Scientific and Industrial Research


Pretoria, South Africa Pretoria, South Africa
chukunp@gmail.com, olwalto@tut.ac.za alysko@csir.co.za

Abstract—Antennas are a critical component in any wireless and device-to-device (D2D) communications, further
link. The significance of their role continues to grow, together escalated by the rise of the Internet of Things (IoT) is also
with the rise of machine-to-machine (M2M) communications and introducing billions of new communicating entities, each
telecommunications starting to shift from the fourth generation requiring at least one antenna. Even though the standardisation
(4G, or Long-Term Evolution, LTE) into the fifth generation work in 5G has just been completed and only the first
(5G) and beyond 5G (B5G), and also due to the prominence of deployments have been started, the research community has
the convenience promised by the ubiquitous wireless already started with the research towards the next generation
communications. The antennas, or more precisely their large size of telecommunications, 6G, pushing the already hard
and appearance, also become a subject of public debate, leading
performance requirements further.
to the need for better antennas, which are can do both: provide
high performance and offer visually attractive or nearly As the antennas become arrayed, i.e., require multiple
invisible/transparent designs. This work reviews several key radiating elements, their physical size grows and sometimes
research trends in antennas to fulfill these demands for the fifth becomes a visual disturbance. The growth in the use of the
generation of communications (5G) and beyond, especially 6G, Internet and the rise of IoT applications will continue to drive
and considers novel antenna techniques and designs needed to the densification of networks and demand more wireless
increase the smartness of the antenna systems and to provide applications and thus antennas. Antennas need to support
improved beamforming and security. faster speeds, become even smarter and more compact, better
Keywords—antenna, design, development, 5G, B5G, 6G,
aligned with the existing urban and rural environment, able to
security, power, NOMA, hybrid beamforming, IoT, Reconfigurable support localization/positioning services. This work presents
antennas. an overview of existing antenna designs and how these
existing antenna designs can be improved for the 5G and
beyond antenna applications. These techniques are needed to
I. INTRODUCTION increase the smartness of the antenna system and will include
The world demands more and more data, to support the improved beamforming and perhaps security.
opportunities brought by big data and new applications. The
The next section reviews some well-known but highly
international telecommunications union (ITU) advises that the
relevant facts about the interconnection between the different
data traffic will continue growing at an exponential rate
parts of the link and Shannon equations and control offered
worldwide. In the context of enabling the population to take
through appropriate antenna design. Section III offers a brief
advantage of the fourth industrial revolution (4IR), people
overview of some of the key trends in techniques for antenna
need to be connected to the Internet.
design, and an in-depth discussion follows in section IV. The
Antenna forms part of a wireless transmitting or receiving last section provides a summary of the paper.
system designed to receive/ radiate electromagnetic waves. In
considering the wireless link’s balance for a typical wireless II. SIGNIFICANCE OF ANTENNAS IN THE LINK BUDGET
link, the antennas play a critical role [1].
The link balance, which may for example be written as
Antennas are the key element of modern wireless
telecommunications systems. Following the demand for speed
and reliability, the physical communication link must support PRX = PTX – LC + GTX – LP + GRX 
these requirements. The antennas used in mobile telephony
networks (cellular) and Wi-Fi systems have gradually moved and includes multiple variables: transmit power PTX (dBm),
from simple patch and monopole antennas in the first few cable losses LC (dB), transmit antenna gain GTX (dBi),
generations to advanced beamforming array antennas used in propagation attenuation/loss LP (dB), receive antenna gain GRX
the multiple-input multiple-output (MIMO) systems in the (dBi) as well as the Shannon’s theorem considerations of
fourth (4G) and the latest fifth (5G) generations of wireless capacity C (b/s) being a function of external interference
technologies. The growth in the machine-to-machine (M2M)

978-1-6654-0521-8/21/$31.00 ©2021 IEEE

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2021 7th International Conference on Advanced Computing and Communication Systems (ICACCS)
power I (W), channel bandwidth B (Hz) and margins such as may be controlled. The following sections review some recent
the minimum required signal to interference and noise ratio: advancements in the related design techniques.

 C = B log2(1 + SINR),  III. BRIEF OVERVIEW OF ADVANCED ANTENNA DESIGNS AND
TECHNIQUES
where the signal-to-interference-and-noise ratio (SINR) is Analog versus digital beamforming: Beamforming, as
discussed by authors in [3], helps to achieve a narrow beam
with high gain, while also helping to form nulls and reject
 SINR = S / (I + N).  interference. The narrow beam helps to focus the energy thus
also reduce power consumption. Rumyancev and Korotkov [3]
Assuming the noise to be purely thermal noise, its power is discussed 3 beamforming techniques: digital, analog, and
hybrid beamforming. Digital beamforming consists of a digital
 N = kTB,  signal processing (DSP) based beamformer; N radiofrequency
chains; as well as N antenna elements. The DSP affords high
flexibility and full control but at expense of higher power
with Boltzmann’s constant k=1.38×10-23 (J/K), temperature T
consumption and a limited dynamic range. Analog
(K), and system bandwidth B (Hz), which is considered to be
beamforming typically consists of an RF chain, N antenna
the same as the channel. It is worth mentioning that the
elements, and an analog beamformer. An analog beamformer
selected frequency of operation plays a critical role, as it
(except for aerial analog beamformers) includes N modules
defines the physical size of the antennas and is closely linked
and each module has a phase shifter and attenuator.
to the regulations. The transmit power is usually restricted by
regulations [2]. The paper [2] also calculated the maximum The phase shifter and attenuator discussed in [3] are used
range available with the maximum transmit-power limits to control the phase and amplitude of the signal transmitted off
which are permitted by the South African national regulations. every antenna element. Analog beamforming is cheaper than
The 600 MHz TV (TVWS) band offers 12 dB less EIRP digital beamforming, can handle a higher dynamic range, and
(equivalent isotropic radiated power) legal limit than the more energy effective thnks to the low power consumption of
5.8 GHz Wi-Fi. However, as TV band has about 20 dB lower the phase shifters and attenuators. However, because analog
free-space propagation loss, the Wi-Fi has only 4 dB of actual beamforming only consists of one RF chain, this suggests that
link balance advantage, translating into mere 1.6x maximum only one beam can be transmitted/received at a time. Hybrid
distance advantage. Also, the 5.8 GHz Wi-Fi can endure some beamforming is a technique that combines digital and analog
8 times less propagation loss than communications in the TV beamforming and can combine some of the benefits of both
band (such as TVWS). methods.
Power consumption is another important aspect. The base Low-resolution ADCs: Hybrid beamforming was also
stations are not heavily loaded for most of the day and thus do discussed by authors in [4] and [5]. Authors in [4] stated that
not need to transmit much data during light load periods. the hybrid and digital beamforming techniques with low-
However, they have to transmit synchronisation signals at full resolution analog to digital converters (ADCs) reduce the
power all the time. The overall energy consumption for base power consumption in 5G antennas. Evaluation results in [4]
stations is thus affected by the minimum transmit power further advise that low-resolution ADC beamforming systems
needed to achieve sufficient coverage. may have higher energy-efficiency than hybrid beamforming
systems. Whereas, authors in [5] proposed a low-complexity
Few of the variables can be controlled easily, e.g., the
hybrid beamforming design intended for communication
cable losses can be minimized by placing the power amplifier
systems with multiple antennas. The authors stated that the
close to the antenna port and using low-loss cables. The
hybrid beamformer consists of a constant modulus analog
propagation losses are defined by the environment. According
beamformer in the radiofrequency part of the overall system
to Shannon’s theorem, the system bandwidth is effectively
and a baseband digital beamformer.
related to both the channel capacity and thermal noise at the
receiver and is thus linked to the required throughput. The MIMO, filtering: The payback for being able to form a
throughput is determined by the bit error ratio and modulation narrow antenna beam is in the need to use multiple antennas,
rate, where these are tightly coupled with the minimum like array antennas. Arrays often have a large number of
required signal to noise and interference ratio (SINR), which antenna elements. This translates into the proportionally
makes it difficult to realize the high throughput without both a increased size of the antenna. Also, both tracking a user with a
high order modulation and high SINR. narrow beam and usage of the MIMO [6] techniques require
digital signal processing, which together with the having to
On the other hand, depending on the antenna’s gain, the
send additional channel information (to allow adopting to the
transmit and receive antennas together typically define up to
channel), cancels some of the power consumption benefits
60 to 80 dB of the link balance, often the largest controllable
brought by the narrow beams. MIMO techniques help to use
portion of the link equation. The antenna gain pattern
spatial diversity and push the throughput up, proportionally to
providing the ability to focus on the desired signal and the
the number of antennas. The current research trends around
ability to form nulls and thus reject undesired signals are
hybrid beamforming methods are power-hungry digital
subject to antenna design. The direction of the maximum gain
beamforming with slightly more limited in functionality [7].
and nulls and overall shape of the antenna’s radiation pattern

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2021 7th International Conference on Advanced Computing and Communication Systems (ICACCS)
Some research looks to integrate hybrid beamforming with Hybrid beamforming with NOMA: Studies in [14]
massive MIMO [8]. Considering the need to support multiple proposed an energy-efficient low-complexity sub-connected
users, antennas are also used as both spatial and frequency structure (SCS) hybrid beamforming (HBF) The studies also
filters [9] and they may also assist frequency selectivity proposed Fully-Connected Structure (FCS) HBF for non-
desired in cognitive radio systems. These systems are allowed orthogonal multiple access (NOMA) systems that operate in
to operate in a very wide frequency range, such as television the line-of-sight (LOS) and non-line-of-sight (NLOS)
white spaces (TVWS) [10]. environments at millimetre waves. Authors in [14] formulated
a mathematical model that maximizes the sum-rate and energy
The latest generations, e.g. 5G cellular and Wi-Fi start to efficiency of the two HBR-NOMA configurations to further
use multiple antennas at millimeter (mm) waves [11] (with the substantiate their simulation results. Furthermore, Badrudeen
millimeter waves usually defined for the frequencies 30 GHz et al. [14] respectively used successive interference
to 300 GHz). The study in [12] shows that there are attempts cancellation-zero forcing (SIC-ZF) and phased-zero forcing
to try using full-duplex techniques in millimeter-wave (P-ZF) approaches to maximize both the sum rates and energy
communications. efficiency of the SCS-HBF-NOMA and FCS-HBF-NOMA
Beamformer for mm-wave band: [26] proposed large- systems. Authors in [14] further stated that the introduction of
scale antenna systems using hybrid beamforming. The study in a 3-bit quantization can optimize the sum-rate for energy-
[26] investigated optimal designs of hybrid beamforming efficient finite resolution HBF-NOMA systems. They also
structures by focusing on hybrid beamforming structure sized advised that the number of users per cluster should be
by (the number of transceivers) by (the number of active delicately chosen for the maximum performance of HBF-
antennas per transceiver). Studies in [26] also analysed the NOMA.
spectrum and energy efficiency of the beamforming structure. Physical layer security: Furthermore, trust and security
This analysis also considered the relationship around the are becoming major considerations in wireless systems, with
highest energy efficiency point on the energy efficiency- research [18] and [19] starting to pay extra attention to the
spectrum efficiency curve. Also analysed was the impact on physical layer transmissions. Authors in [18] stated that
the energy efficiency performance for a given spectrum artificial noise-based and transmit beamforming methods have
efficiency value, as well as the impact on the energy been utilized for achieving security at physical layer but stated
efficiency. A reference signal design for the hybrid that the above-mentioned approaches usually fail to provide
beamforming structure was also presented by authors in [26]. the required secure performance. This can occur when the
The beamforming structure proves to achieve improved legitimate user (LU) and eavesdropper (Eve) ‘s channels are
performance for channel estimation, compared to the highly correlated as this normally the case where the LU and
technique based purely on analogue beamformer. Eve are close. The study in [18] aims at addressing the PHY
Studies in [27] proposed a delay-aware scheme that has security challenges for proximal LU and Eve in
high energy efficiency. This scheme is utilized in energy millimetre wave transmissions of which the authors proposed
conservation and resource management in the architecture of an innovative frequency diverse array (FDA) beamforming
the 5G mobile network. Authors in [27] based their scheme on approach. The FDA beamforming approach deliberately
the outcome from comparing the delays of a radio’s access introduces a couple of frequency offsets over array antennas
points (AP) when a delay-sensitive transmission is required. which helps to decouple the LU and Eve’s channels. The FDA
This scheme results in the provision of an optimal TVWS beamforming can degrade Eve’s ability to listen to the correct
through the use of a spectrum broker. The use of the spectrum information by exploiting the decoupling capability and this
broker is to manage the consumption of energy in a 5G eventually enhances the physical layer (PHY) security.
communication network which takes into account, the delay- Furthermore, authors in [18] aimed to maximize the secrecy.
aware approach and the queuing delays evaluation. They do so through optimisation of both the frequency offsets
and the transmit beamformer and that was achieved by
Adding NOMA: Several studies have proposed the leveraging on FDA beamforming.
combination of the above-mentioned techniques with non-
orthogonal multiple access (NOMA) [13], [14], and [15]. Authors in [19] stated that physical layer security protocols
Scaling up the number of users, improving user fairness and, are derived from the intrinsic channel properties of the
enhancing the spectral efficiency in wireless networks can be transmission environment for the key generation, randomness
made possible by non-orthogonal multiple access (NOMA) extraction, and sharing. The above-mentioned protocols
[13]. NOMA achieves this by permitting more than one user pursue to attain low computational complexity plus good
within the network to share a wireless resource. Authors in energy efficiency. They are in addition able to sustain
[13] further stated that it is possible to combine NOMA with unconditionally secure communications. Bottarelli et al. in
many existing and upcoming wireless technologies like [19] presented a comprehensive quantization scheme for
cognitive and cooperative communications, multiple-input physical layer security focusing more on intrinsic channel
multiple-output (MIMO) and the massive MIMO, physical characteristics and crucial performance metrics.
layer security, etc. Vaezi et al. further stated that it is Dielectric antennas for size reduction: Antennas used in
advantageous to combine NOMA with the above-mentioned 4G, 5G, and beyond have improved directivity and can
technologies in wireless network communications. Some of provide better coverage and connection speed to their users.
the advantages include an increase in spectral efficiency, However, the current designs of the 5G antenna are quite
scalability, and efficiency of future communications networks.

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2021 7th International Conference on Advanced Computing and Communication Systems (ICACCS)
bulky and take a considerable amount of space, and often exceeds a frequency of 2 GHz. The results also showed a
visually unappealing. maximum gain of 17.4 dBi at 28.4 GHz. These results show
that the design fulfils the typical 5G system requirements,
There is likely a significant potential in exploring such as high radiation efficiency, high gain, and sufficient
dielectric antennas to reduce their size [20] and [21] and bandwidth.
maybe even changing the very way a cellular system operates,
i.e., taking advantage of overlapping antenna beams. Adaptive beamforming: In recent times, adaptive
beamforming has been having noticeable industrial
The studies [22] focused on providing a strong significance as in the utilization of modern wireless
beamforming signal towards desired users and at the same communication systems. Studies in [28] provided an overview
time, reducing the effects of interference on the signal. The of the application of adaptive beamforming in cellular
proposed design will require an antenna that can transmit systems. This study further stated that adaptive beamforming
equal beamforming signals in all directions. The antenna will is a breakthrough in emerging technologies like the long-range
also need to be omnidirectional with an enhanced gain to evolution (LTE) taking into cognizance the Nuevo 5G
ensure accurate beamforming. [22] defined beamforming as technology. Further literature in [28] discussed the relevance
the ability achieved by SAs to increase the range and capacity of massive and adaptive beamforming in 5G stating that 5G
of a transmitted signal and the resultant signal has an
can accommodate an ever-increasing network service
improved SINR. In an antenna array, the system which is including the Internet of Things (IoT) and mobile broadband.
usually used to derive beamforming is the beamformer. The
beamformer receives the desired signal, which is beamed from Non-coherence SIMO: Studies in [29] presented a new
a specific direction and attenuates or nulls signals originating framework that utilized a non-coherent and non-orthogonal
from other directions. [22] proposed that the gain of the massive single-input multiple-output (SIMO). This framework
antenna can be enhanced by introducing a constant to the deploys a large number of antennas which creates high spatial
adaptive RLS algorithm. The studies focused on providing a diversity which enables ultra-reliable communications.
strong beamforming signal towards desired users and at the Noncoherent and non-orthogonal multiple access techniques
same time, reducing the effects of interference on the signal. on the other hand are used to significantly lessen the effects of
latency at the physical and data link layers. To elaborate the
Index modulation applied to a reconfigurable software- important design principles of their system, Chen et al. [29]
defined metasurface: Index modulation (IM) techniques took into consideration a two-user industrial IoT (IIoT)
shows a promise in improving the energy and spectral system. In this system, 2 controlled nodes (CNs) send their
efficiencies of high data-rate 5G wireless communications. signal to a managing node (MN) and this transmission is
This paper introduces a reconfigurable software-defined carried out using a shared time-frequency resource block
metasurface allowing implementation index modulation (RB). The MN uses the noncoherent maximum likelihood
techniques in 5G transceivers. The work defines the detector to get back the transmitted symbols of both CNs from
implementation of spatial and subcarrier index modulations, the received sum signal. Simulation results of the study [29]
including beam steering and phase modulation capabilities, showed that their design has a smaller error probability when
and presents a metasurface aperture that can modulate and compared to other designs.
multiplex communications signals over the spectral, spatial,
and temporal domains using space-time coding of unit IoT-specific designs: There are numerous antenna designs
elements. for IoT, e.g. [16] proposed a circularly polarised ground
radiation loop-based antenna using a ground mode tuning
Having more antennas imply that less energy is (GMT) structure. This antenna is designed to excite 2 equal
required for transmission: Studies in [24] also show that magnitude orthogonal modes at the ground plane. Zahid et al.
densification may allow using less energy for transmissions. [16] further stated that the GMT structure comprises an
The 5G network focuses on energy efficiency through the inductor and a metallic strip. The latter is installed at the
implementation of calibrating the efficiency mechanisms of all ground plane’s edge. The reason for this is to get a phase shift
networking antennas. of 900 between the two ground modes. The antenna produces
Sample of microstrip antenna design for 5G: Authors in left-hand circularly polarized waves in one direction and the
[25] presented a design of microstrip linear antenna array for reversely polarised waves in the other direction. Simulation
5G telecommunications. The antenna is made up of 16 results presented in [16] show the bandwidth (at -6 dB) of
elements having rectangular patches that are organised in a 150 MHz and the axial ratio (AR) bandwidth (at 3 dB) of
linear formation. The antenna operates at a frequency of 130 MHz. The above result demonstrated operation in
28 GHz. Saada et al. [25] further described their design stating 2.4-2.48 GHz.
that the single element comprises a gap-coupled feeder and A 2.4 GHz directional pattern-reconfigurable slot antenna
that the antenna uses low-loss RT/duroid 5880 substrates. The was presented in [17]. It stated that such slot antenna can
substrate also has a dielectric constant of 2.2 and the thickness provide 3 evenly-separated directional radiation patterns plus
of the substrate is 0.381 mm. The design in [25] employs a an omnidirectional radiation pattern. It further stated that the
defected ground structure (DGS) which appears in the form of presented antenna is suitable for the integration in IoT base
rectangular slots to reduce the effects of mutual coupling solutions, with the antenna able to improve the link range and
between adjacent elements. CST microwave studio was used lessen packet collisions.
to simulate the antenna and the results of the work in [25]
showed that the 16-element array has a 10-dB bandwidth that

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2021 7th International Conference on Advanced Computing and Communication Systems (ICACCS)
Non-coherent detection in SIMO for IoT: An energy- [33] claim that their design can operate even when metal is
based modulation constellation design framework targeting very close to the antenna, irrespective of its position. They
noncoherent detection in massive SIMO systems was further stated that the radiation efficiency of a DFL antenna
developed by authors in [30]. This design is aimed at when compared to the 1/2-wavelength dipole close to metal,
facilitating an ultra-reliable low-latency wireless exceeds 6 dB in signal strength.
communication essential for an Industrial IoT. The authors
further assumed that a single antenna transmitter is linked to a IV. DISCUSSIONS
receiver module that is made up of a large number of antennas
signalling through a Rayleigh fading channel. The receiver In the battle between analog and digital beamforming, the
decodes the transmitted data after each symbol is terminated. combination of the two is emerging as the likely winner. More
Authors in [30] proposed a fast noncoherent decoding research into combining inexpensive low-resolution ADC
algorithm of which a closed-form expression of its symbol techniques seem to offer additional benefits.
error probability (SEP) is determined for a non-negative PAM Reconfigurable antennas able to change both the direction
modulation SIMO system. The system energy efficiency was and frequency band of operation, including acting as filters,
then enhanced by Gao et al. in [30]. The enhancement was are continuing to rise in several applications. At the same
achieved when the optimal PAM constellation reducing the time, reconfigurable reflective surfaces seem to gain unworthy
exact SEP, was obtained. The authors in [30] further derived attention as their practical usage will likely require controlling
the closed-form upper and lower bounds related to the multiple elements and hence substantial power.
optimum SEP. These bounds provide a basis for the unique
expression for coding the gain in SEP. The coding offers value Most of today’s networks use orthogonal multiple access
for optimizing the massive SIMO system. (OMA). NOMA allows some degree of multiple access
interference at receivers and promises 5-9 times improvements
Multi-band MIMO for IoT: Similarly, Jha et al. in [31] for the number of users and up to 100% more efficiency [35].
presented a single-substrate planar multi-band 5-element The work on antennas supporting non-orthogonal multiple
MIMO antenna considered for an IoT environment. The access (NOMA) is on the rise.
design comprises a compact 2-element folded meandered
MIMO antenna which is aimed at working in the LTE (Long Mm-wave is receiving significant attention and, due to the
Lerm Evolution) sub-GHz frequency bands. This also includes size and accuracy constraints, seems to be a separate area of
radiofrequency identification (RFID) bands between 2.4 GHz research. Antennas in lower bands receive attention in terms
and 5.8 GHz. The design also has 2 element MIMO antennas of size reduction.
that work at 754 - 971 MHz, 1.65 - 1.83 GHz, 2. - 3.66 GHz, Physical layer security offers an additional layer of
and 5.1 - 5.6 GHz. The paper adds that the antenna elements protection and may be considered a viable addition to 6G.
are superimposed with a wideband antenna that is required to
assist with spectrum sensing between frequency ranges of Much of the work is being devoted to IoT applications and
0.668 - 1.94 GHz and 3 - 4.6 GHz. In addition, the sensing specialized antennas are likely to continue being a trendy topic
antenna is used as the ground plane utilized by MIMO for many years to come.
elements.
Hybrid beamforming-based non-orthogonal multiple V. SUMMARY
access (NOMA) analysis: Similarly, Almasi et al. in [32] The paper considered several trends related to antenna
analysed the result of beam misalignment on the downlink design for communication, including analogy, digital and
(DL) hybrid beamforming based NOMA (HB-NOMA) hybrid beamforming; reconfigurable antennas; antennas
systems. The authors initially introduced an HB-NOMA supporting NOMA; physical layer security based on using
approach for multi-user communications in mm-wave band. antennas; and IoT-specific antennas. Reduction in the power
They then formulated a sum-rate maximization problem. consumption and size, increase in physical security level,
Finally, [32] presented an algorithm for digital and analogue increase in performance through using NOMA and support for
pre-coders and power allocation. The entire process brings mm-wave and IoT applications seem to be the key themes in
about the derivation of a lower bound for the obtainable rate of today’s antenna design challenges.
a perfectly aligned LOS channel. Analysis in [32] shows the
degradation in the sum-rate due to misalignment.
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