Professional Documents
Culture Documents
Philip f)xhom is an assistant professor of political science at McGill University. His research interests
include new social movements in Latin America, relations between political parties and the popular
sectors, and the role of popular organizations in the consolidation of new democratic regimes. He is
completing a book manuscript tentatively titled Democratic Transitions and the Democratization
of Ciuil Society : Chilean Shantytown Organizations under theAutharitariart Regime. This article
is a substantially revised version of the author’s Qrgauizaciones poblacianales, la reconstituc16n
de la sociedad civil y la interacci6n elite-base (Santiago: Centro de Estudios Sociales, 1987).
The author thanks Terry Karl, Philippe Schmitter, Cynthia Sanborn, and the Latin American
Perspectives reviewers for their comments on various portions of the revised article.
LATIN AMERICAN PERSPECTIVES, Issue 67, Vol. 18 No. 1 Winter 1991, 6-91
@ 1991 Latin American Perspectives
66
tent, the basic rights of their inhabitants receive little or no protection under
the law, and there is a dearth of opportunity for socioeconomic advancement.
The inhabitants of popular sector communities often live in squalor and
poverty; their interactions with the productive system do not provide them
with economic security and often leave them without sufficient resources to
properly feed, clothe, and care for themselves and for their families. Their
&dquo;marginality&dquo; is thus defined in terms of access to the basic necessities of
life, as well as to the amenities of modern society such as health care,
education, and adequate housing.
TABLE 1
Consumer Price Index (CPn
Weighted for the Consumption Patterns of the Poor
SOURCE: Ruiz-Tagle (1986), cited in Ffrench-Davis and Raczynski (1988: 82, Table A.9).
*All statistics are for September of each year.
The nature and level of coercion. Repression was neither too massive nor
indiscriminate to totally stifle autonomous organizational activity in Chilean
civil society. Instead, repression under the Chilean military regime was
directed at disarticulating traditional mechanisms for the expression of
societal interests, especially those mechanisms most closely associated with
the Unidad Popular (UP) experience (Frughling, 1984; Garreton, 1983,
1989).
Political party activity was severely curtailed by the regime’s use of
repression.’ For many years, political parties functioned only at the elite
level, often from exile outside of Chile. Political parties were largely cut off
from their social bases. Popular sector organizational activity became wide-
spread in this context. Unlike the experience prior to 1973, organizational
activity within the poblaciones has largely tended to be autonomous from
formal political party structures. When the political parties again began to
reassert themselves in a rapidly opening public political space in 1983 on the
wave of the first mass national protests, organizational activity in many po-
blaciones was already well established. A new organizational leadership
group of pobladores (shantytown residents) living in the poblaciones had
already formed and was asserting its capacity to formulate and represent the
demands of the pobladores independently of any party organization. Many
of the leaders and members of these organizations were, or would soon
become, party militants, but successful organizational activity was almost
always the result of pluralist structures and the refusal to allow party politics
to interfere with the organization’s smooth functioning. Party militants
increasingly were finding it necessary to place their parties’ interest behind
those of their organizations.
Of course, these organizations are not immune from repression. This was
especially the case after the first outbreak of mass opposition social mobili-
zation in 1983. The increasingly preponderant role which pobladores played
in these mobilizations brought with it a dramatic increase in repression and
intimidation by the regime.’ The same repression which contributed to the
need for many of these organizations also created fear, and most people
refused to participate in organizations because of the real and imagined
dangers that membership in any popular organization represented. Just 15
percent of all pobladores participated in organizations in 1986 (Campero,
1987).
Repression also contributed to the atomization of organizational activity
in the poblaciones. Efforts to organize and coordinate activities among a
number of groups were particularly difficult. The work involved in setting
up networks among different organizations was relatively conspicuous and
easily targeted by the regime’s security apparatus. Traditional mechanisms
for integrating grassroots organizations into intermediate-level structures and
institutions via political parties and the state no longer functioned satisfacto-
rily. As will be discussed in greater detail later, many efforts at coordination
were unsuccessful due to excessive interparty competition for control over
any new organizational structures that might have emerged to represent the
interests of the pobladores. As a result of these factors, in 1987, there were
only 25 to 30 coordinating bodies in all of Santiago operating at levels that
ability and willingness of the Catholic Church to fill the role of a &dquo;protective
umbrella.&dquo; The Church was integral in opening up the necessary organiza-
tional space. Given the tenuous legal status of most organizations in the
poblaciones, the Church was particularly important in providing organiza-
tions with physical space for carrying out their various functions. Church
facilities not only provided a degree of shelter from repression; the permis-
sion to hold reunions in a Church facility provided organizations with a
certain legitimacy that helped people overcome their initial fear of partici-
pating in any organization. As the poblaciones gradually developed their own
capacity to organize themselves, the role of the Church was increasingly
limited to material support. In the mid-1970s, with the creation of the Wcaria
de la Solidaridad, the Church became a principal catalyst for organizational
activity in the poblaciones. New groups were continuously organized under
the direct sponsorship of the Church, and priests and professional social
workers were critical in providing needed leadership formation and in
promoting collective solutions to the problems which individual families
faced. In part because of the Church’s earlier success, the organizational
impulse and the capacity to organize increasingly began to come from the
pobladores. There was a progressive separation between the Church and
organizations in the poblaciones as the organizations themselves sought
greater freedom to pursue a variety of goals. Such goals frequently dealt with
the development of member’s political awareness and personal growth from
a more explicitly nonsectarian perspective. These goals, if they were not
directly at odds with the Church hierarchy’s position, often went beyond the
more narrow official Church’s conceptions of the role of Church-related
organizations became focal points in the Chilean political process under the
military regime due to their capacity to mobilize people, their association
with the more violent aspects of social mobilization (street barricades,
looting, the destruction of public property, armed confrontations with the
security forces, and so forth), and their claim to be legitimate representatives
of perhaps the largest single social sector in Chile. Many parties saw popular
sector organizations as the foundation for potential organic structures which
they still lacked in civil society. They provided a tempting target for party
organizers seeking to broaden their party’s active support in the poblaciones.
Political parties frequently were engaged in direct competition with each
other to maximize their influence over popular sector organizations.
Chile’s political party elite, for the most part, gained its political formation
prior to the 1973 coup.&dquo; Chilean political elites are accustomed to a highly
centralized political process. The Chilean political process had been struc-
tured around an all-powerful state. With political power highly centralized,
the parties also exhibited a high degree of centralization in order to strengthen
their respective positions vis-a-vis the state and other political parties in
competition for control over the state apparatus. Party structures were vertical
and hierarchical, with decisions generally being taken at the top and then
explained or simply passed down to lower levels in the party’s organization.
Internal democracy and the autonomy of social organizations were con-
strained (Garret6n, 1983, 1989).
Moreover, the tumultuous experience of the late 1960s and early 1970s
has generated a certain fear of popular sector autonomy in Chile’s political
elite-a fear that can only be exacerbated by the ever present danger of a
future military intervention under the current democratic regime. Politicized
popular sectors are often viewed as destabilizing when divorced from close
party control. Party elites frequently view their relationship to the popular
sectors in terms of the party’s ability to control, and thus moderate, popular
sector aspirations in order to minimize the pressures that the popular sectors
bring to bear on the political system. The relationship between political
parties and the popular sectors becomes a delicate balance between party
control of the politically active sectors and a cautious attempt to otherwise
limit popular sector participation to periodic electoral contests.
Members of popular sector organizations frequently have a distinct vision
of their links with political parties. Pobladores generally accept the legitimate
role of political parties as interlocutors between civil society and the state.
They reject party attempts to control and manipulate popular sector organi-
zations. Years of organizing experience in the absence of traditional political
party activity has generated the expectation that organizational autonomy
will be respected by political parties. Today’s party leaders also are often
democracy and its consequences. The political parties’ often clumsy attempts
to establish organizational links with the popular sectors during the military
regime only added to a general distrust of politicians.
Opposition political parties continuously referred to the necessity of
helping those most in need, but the popular sectors found concrete proposals
for addressing their problems noticeably lacking. Pobladores felt abandoned
by the political party elite. They frequently lamented what they saw as the
unwillingness of party leaders to meet with them in the poblaciones, to hear
their concerns and see how they live---to &dquo;bajarse.&dquo;13 Divisions within the
opposition reinforced the popular sectors’ skepticism regarding whether the
political parties were genuinely concerned with popular sector interests or
were insteadxpursuing narrow party interests. Pobladores thus came to value
actions-hecho5-&dquo;Over what often appear to be empty words, turning first
to various forms of self-help to alleviate their most pressing needs and then
later to the active forms of opposition exemplified by the national protests.
The tensions between the political parties and popular sector organiza-
tions had many concrete manifestations. The most obvious were the numer-
ous organizations which were undermined by direct party intervention in
their internal activities. The April 1986 Congreso Unitario de Pobladores is
particularly illustrative of all of these various tensions and will be examined
in some detail.&dquo;
Four ideological and political &dquo;referents&dquo; were functioning in Santiago in
1986: the Movimiento Poblacional Solidaridad, the Movimiento Poblacional
Dignidad, the Coordinadora Metropolitana de Pobladores (METRO) and the
Coordinadora de Agrupaciones Poblacionales (COAPO) (Campero, 1987).
These four groups explicitly worked to help promote the spread of popular
sector organizations within each poblacion. Their efforts to promote the
coordination of popular sector organizational activity among different
poblaciones were aimed at forging a new social actor or movimiento popular
that would serve as the legitimate interlocutor for popular sectors in the
Chilean political process. In practice, however, each referent had come to be
closely associated with a particular political party. Despite each referent’s
claims to be pluralistic and autonomous from direct party influence, their
activities were increasingly being seen as tied to party attempts to capture
the incipient movimiento popular in order to mold it in line with each party’s
own interests. Thus Solidaridad had a distinct bias toward the Democracia
Cristiana (DC), Dignidad was dominated by the Izquierda Cristiana (IC), the
Partido Comunista (PC) controlled METRO, and COAPO represented the
Movimiento de Izquierda Revolucionaria (MIR). The three referents of the
towin control of the CUP through its presidency. The &dquo;compromise&dquo; candi-
date chosen to thwart the PC was a member of the least representative party
present at the congress. Consensus was finally achieved after the near crisis
which resulted when METRO immediately withdrew from the CUP after
losing the election. The next day, with no official explanation, the elections
of the previous night were conveniently forgotten and a transitory CUP
governing body without elected officers was presented before the full
congress.
The congress represents a clear example of the problems that party elites
had created in attempting to establish organizational links with the
poblaciones. The extreme which party control over the delegates reached led
even the party militants themselves to recognize how unrepresentative the
congress actually was. The congress had been transformed into a sort of
political convention, with back-room bargaining and negotiations intended
to influence the distribution of power within the incipient movimiento
popular. Political infighting led to embarrassing divisions, exposing the
weaknesses of popular sector organizations rather than creating even the
appearance of a new democratically constituted organization with legitimate
claims to be the sole interlocutor for Chile’s popular sectors in the political
process.
The congress also highlighted another important problem in party rela-
tions with the popular sectors: the radicalization of party militants in the
poblaciones in comparison with the party elite. The alliance between the MIR
and the moderate socialist IC to deny the PC the CUP’s presidency was more
than just a tactical measure in pursuit of the parties’ immediate interests. It
also reflected a clear rejection of the PC’s allegedly excessive moderation in
seeking some form of dialogue with the DC. At the national level, the fear
was that the PC had become too radical and had opted for the same revolu-
tionary strategy that the MIR supported; yet in the poblaciones, the PC was
viewed as being too moderate by party militants because of its overtures to
open a public dialogue with the Christian Democrats. While the IC had kept
its distance from the more radical positions of the Communist-dominated
Movimiento Democratic Popular (MDP) political alliance at the national
level, IC militants from the poblaciones were entering into open alliances
with the MDP’s most radical component.
The experience of the congress thus suggests that normal channels of
communication between party elites, party militants at the grassroots level,
and the majority of the people who are not members of a political party had
been severed. The task of repairing these lines of contact, essential for the
successful operation of democratic political institutions, will be a hard one.
CONCLUSIONS
POSTSCRIPT
When the research for this article was completed in early 1987, Chile’s
political future was still uncertain. Since then, there have been remarkable
changes beginning with Pinochet’s defeat in the October 1988 plebiscite and
culminating with the election of Patricio Aylwin as president in December
1989. Political parties dominated the political process during this period
much more than before. Political activity was channeled almost exclusively
through political parties as the opposition focused its attention on winning
the plebiscite in 1988 and then on winning the presidency and as many seats
as possible in the legislature in the 1989 elections. Popular organizations,
per se, became less active in the opposition as individual pobladores worked
more closely with political parties.
Yet popular sector organizational activity did not wither away as the
number of people participating in popular organizations continued to grow.
For example, the number of economic self-help organizations almost dou-
bled, from 1,435 in 1986 to 2,479 at the end of 1989. One obvious reason for
this is that, despite the improvement in Chile’s economic situation over the
past several years, 42.2 percent of the families in the Santiago metropolitan
area still lived below the poverty line and 14,9 percent were classified as
&dquo;indigent&dquo; in 1989 (Programa de Economia del Trabajo, 1989). Nor did the
increased cooperation between pobladores and the parties necessarily imply
that the old sources of tension between popular organizations and political
parties would not reemerge as the sense of euphoria surrounding Aylwin’s
impressive electoral victory waned and politics once again returned to
normal.&dquo;
The new government had pledged itself to address many of the most
urgent concerns of the popular sectors, and its commitment to decentraliza-
tion and the democratization of local levels of government bodes well for
opening up new possibilities for popular sector participation in Chile’s
democratic regime (La Concertacion de Partidos por la Democracia, 1989).
But the Aylwin government is severely constrained in its ability to deal with
these issues given the restrictions placed on it by the 1980 constitution, the
strength of the Right in the legislature and a projected shortfall in 1990
government revenues of $380 million in the budget inherited from the
military regime (Alvarez, 1990).
Only time will tell how effectively the Aylwin government will be able to
deal with these multiple challenges and constraints. Similarly, it remains to
be seen what role, if any, the popular sectors will play in this process. So far,
the new government has focused on organized labor in its efforts to reach a
tripartite agreement between workers, employers, and the state. While such
an agreement is, no doubt, very important, organized labor is but one segment
of the popular sectors, and popular organizations have not yet been given a
major role to play. The evidence from an earlier period suggests that the
contribution of popular organizations to the consolidation of the new demo-
cratic regime can be potentially very positive. As the current government
looks for innovative solutions to the numerous problems it faces, hopefully
it will try to tap into this potential.
NOTES
1. The high proportion of young people in most developing countries, the dim prospects for
their future, and their tendency to seek more violent and radical solutions are among the reasons
why this group is so important in understanding the nature of the popular sectors (see Valenzuela,
1984; Agurto, Canales, and de la Maza, 1985). In recent years, women have become key actors
in popular sector organizations throughout Latin America, as economic hardship and political
repression in combination have thrust them into new roles (see Kirkwood, 1986; Barrig, 1986).
2. This is despite an average annual GDP growth rate of 2.7 percent during the 1973-1984
period. The reason for this apparent paradox is found in the depth of the two recessions which
Chile has experienced since the coup. The recovery from the sharp drops in GDP experienced
during the 1975-1976 and 1982-1983 recessions allows for a high rate of growth, even though
it may take years for GDP to again reach the levels attained before the recession’s onset.
Calculations of annual per capita GDP growth rates based on official statistics will also vary
widely, depending on which years are included in the calculations. For example, the annual
growth rate for the period 1974-1981, including the negative impact on GDP of the 1975-1976
recession, is just 2.2 percent (Ffrench-Davis and Raczynski, 1988). This economic volatility has
led the prominent Chilean economist Aníbal Pinto to describe economic performance under the
military government as "an economy in permanent recovery," noting that "after incomparable
sacrifices and effort, the average Chilean is no better off than he or she was at the beginning of
the seventies" (quoted in Cademartori, 1988: 2).
3. The labor movement also was the object of a high level of repression. On developments
within the labor movement under the military regime, see Campero and Valenzuela (1984).
Ironically, one unintended effect of repressing the labor movement was the strengthening of
territorially based organizations in the poblaciones. Frequently blacklisted and unable to obtain
stable employment, former union organizers became active in organizing the poor in the
poblaciones. Since many of these labor leaders were members of the Partido Comunista (PC),
this also helps explain the PC’s marked success in gaining support in the poblaciones since the
coup (see Oxhorn, 1986).
4. Violent confrontations between pobladores and soldiers, police, and armed civilians
generally believed to be connected to right-wing extremist groups and the government security
apparatus were frequent. A disproportionate number of pobladores were killed and seriously
injured during days of protests, regardless of whether they were actually participating (de la
Maza and Garces, 1985). The result was a generalized level of fear within many poblaciones
during days of protest. One particularly dramatic example of this fear is that of an olla comun
(soup kitchen) which could not operate during days of protests. The women were afraid to leave
their homes because "the soldiers shoot at everyone—women, old people, children." These
women thus became prisoners in their own homes and had to worry about how they would feed
their families on days when a protest was called, since their own family incomes were usually
inadequate (personal interview, Santiago, 1986). The frequent allanamientos of poblaciones
during this period are a good example of the military regime’s use of intimidation. Allanamientos
are combined military-police operations in which entire poblaciones were sealed off and all the
men were temporarily detained while their papers were checked and their houses searched in
such a manner as to cause substantial physical damage. In one short period prior to a scheduled
national day of protest in 1986, 33 such allanamientos were carried out in Santiago (see Oxhorn,
1986).
5. For example, the limited available information suggests that malnutrition among the
school-age population had increased. The average number of daily portions distributed under
the School Nutrition Program each year from 1974 to 1985 was also less than during the
1970-1973 period, despite the obvious increase in need. Moreover, there has been an increase
in infectious and parasitic diseases, as well as mental disorders—all of which tend to affect the
poor disproportionately. Hospitals were characterized by waiting lists for nonurgent cases,
shortages of basic supplies, food and medicine, and a deterioration in the quantity and quality
of patient care provided (see Ffrench-Davis and Raczynski, 1988; Campero, 1987).
6. An important exception has been the Vicaría de Solidaridad and its efforts to promote
self-help organizations which are capable of accepting outside material support without becom-
ing dependent on that aid for their existence. These organizations are structured and controlled
by pobladores. The material resources of the Vicaría make their task more feasible, but the
pobladores must learn to take the initiative and build on the resource base that the Vicaría
provides.
The relationship between organizational activity in the poblaciones and outside groups in
general is an important issue. Most groups received some form of outside material support, but
such resources did not automatically create a situation of dependency in which the organization
could not autonomously define and pursue its own interests. Very few organizations can survive
for long periods of time if all they do is channel outside resources. Moreover, external resources
were never sufficient. Organizations that have survived for extended periods have done so at
their own initiative, their members working collectively to increase the small amount of
resources that they receive. A sudden loss of outside assistance therefore does not necessarily
result in the automatic dissolution of an organization. It is even possible that the organization,
taking advantage of its past experience, will be fortified by the sudden urgency of the situation.
Ollas comunes are the organizations which are most dependent on outside assistance, but if the
olla comun cannot provide food, its members often do not eat. An olla comun’s organizational
strength will determine whether or not it ceases to function if its outside resources are suddenly
cut off.
7. The importance of Chile’s democratic past is most apparent when contrasted to the recent
experience in Brazil, where the lack of a prior extended period of political democracy has
severely circumscribed the ability of popular sectors to gain influence in Brazil’s current
democratic regime (see Mainwaring, 1987).
8. The military regime attempted to use these organization for its own purposes and with a
few notable exceptions, they were closely controlled by the regime. Such organizations were
used to represent official policies within poblaciones, gather information on the activities of
pobladores, provide a basis for the penetration of progovernment political parties in poblaciones,
and channel resources to the poor in order to generate support for the regime. These organizations
were not included in the present study.
9. This quote is from an interview with a leader of a popular sector organization in Santiago
conducted by the author in 1986. This particular person best summarized what many view to be
the purpose of organizations in the poblaciones: "to struggle to give dignity to the poor class."
10. The following is based on a preliminary analysis of 46 in-depth, semistructured,
open-ended interviews of pobladores conducted by the author in 13 different poblaciones
throughout Santiago from June to October 1986, and the author’s participant observer experi-
ences in a variety of poblaciones from September 1985 through January 1987. The interview
findings are examined more extensively in Oxhorn (1989). The preliminary findings presented
here are largely consistent with those of other studies realized in recent years (in particular, see
Campero, 1987; also see Gallardo, 1987).
11. Many of these characteristics of popular sector organizations may be inherent to their
nature as small, territorially based groups in which members frequently interact with each other
in a direct face-to-face fashion. To the extent that this is the case, it also makes more complicated
the transition from small individual community organizations to the creation of a genuine social
movement which reflects these same values at the national level. These issues are discussed at
length in Oxhorn (1989, chap. 1).
12. A frequently overlooked consequence of prolonged periods of authoritarian rule is the
inability of political parties to renovate their leadership levels. Normal mechanisms for leader-
ship training and socialization may be blocked by the repressive environment. In this sense,
Chile has lost a whole generation of potential political leaders which normally would have
emerged within the parties over the course of the past 15 years.
13. The term literally means "to lower oneself" and is often used by pobladores to refer to
the physical and class distance that they perceive between themselves and the political elite at
the top of national political party organizations. It should be emphasized that this section is
referring only to the period ending in 1986 and not to the current situation under the democratic
regime.
14. The following is based on interviews conducted by the author with various leaders
involved in the congress and the author’s own observations at the congress, which he attended
as a "fraternal delegate."
15. In reality, the majority of party militants in Santiago’s poblaciones at the time were
Communist. This was due both to the PC’s greater experience in organizing clandestinely and,
as mentioned earlier, the repression of the labor movement. The IC, on the other hand, was a
relative newcomer to the world of grassroots organizing in the poblaciones. But its presence had
grown significantly over the previous two years.
16. During a brief trip to Chile in December 1989, the author encountered some evidence
that such tensions were at best only latent. For, example, a number of leaders at the 1986 congress
had since grown disillusioned with their respective parties’ attitude towards them and pobladores
in general, while a number of leaders of popular organizations appeared to have assumed a "let’s
wait and see" attitude regarding the newly elected government.
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