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Herz 2021 · 46:445–451 Aurel Maloku1 · Ali Hamadanchi1 · Marcus Franz1 · Gudrun Dannberg1 ·
https://doi.org/10.1007/s00059-021-05061-y Albrecht Günther2 · Carsten Klingner2 · P. Christian Schulze1 · Sven Möbius-
Accepted: 21 July 2021 Winkler1
Published online: 31 August 2021 1
© Springer Medizin Verlag GmbH, ein Teil von Department of Internal Medicine I, Cardiology, Angiology, Intensive Medical Care, University Hospital
Springer Nature 2021 Jena, Jena, Germany
2
Hans-Berger-Department of Neurology, University Hospital Jena, Jena, Germany

Patent foramen ovale—When to


close and how?

Introduction circulation of the fetus in the absence of While a transesophageal echocardio-


functional blood flow through the lungs; gram (TEE) is usually considered the ref-
While closure of persistent foramen ovale it usually closes within a few years after erence standard for shunt identification,
(PFO) has been a controversial issue in birth. Notably, the first to describe a PFO a transthoracic echocardiogram (TTE)
the secondary prevention of recurrent was Leonardo da Vinci in 1513 [8]. with an enhancing agent has recently
ischemic “cryptogenic” stroke, recent In an autopsy study of 965 normal gained more attention as the initial test
evidence from several large random- hearts, a PFO was found in 27.3% of the because of high sensitivity and less inva-
ized prospective multicenter studies has cases [9]. A transesophageal echocar- siveness [16]. Current guidelines recom-
demonstrated superiority of PFO closure diography study in 581 subjects found mend screening of PFO with bubble test-
compared to medical therapy [1–3]. The a prevalence of 25.6% in normal healthy transcranial Doppler or TEE in patients
term “cryptogenic” stroke in the pres- subjects [10]. The prevalence of PFO with embolic stroke of undetermined eti-
ence of PFO has also changed into PFO- is higher in patients with bicuspid aor- ology (Grade of Evidence A, according to
associated stroke [4]. Of note, PFO has tic disease (up to 10-fold increase) [11]. ESO-Karolinska Stroke Update Confer-
also been associated with several other There is no significant difference in re- ence, Stockholm 11–13 November 2018)
conditions, e.g., decompression sick- gard to sex [9] or race/ethnicities [12]. [20].
ness, migraine, arterial deoxygenation In an autopsy study, PFO size in adults Forpurposes ofconsistencyinnomen-
syndromes [5]. varied from 1–19 mm (average 4.9 mm) clature, the American Society of Echocar-
In this review, we summarize the cur- [9] and it was found that the diameter diography [21] has developed a partic-
rent knowledge of PFO anatomy, imag- increases with age [13]. Several studies ular terminology (. Table 1; [21]). It is
ing and required clinical information for have shown that the risk of paradoxi- important to emphasize that an atrial
informed decision making and interven- cal embolism correlates to the size of the septal aneurysm, a redundant saccular
tional aspects of PFO closure. PFO but also with other factors like atrial protrusion of the septum into an atrium
septal aneurysm or spontaneous left-to- is uncommon in the general population
Embryology, anatomy, and right shunt [14, 15]. (ca. 1–4% of subjects) [22] but when
prevalence of PFO present is associated with a PFO in more
Role of echocardiography in the than 60% of cases [23].
The development of the heart involves evaluation of patent foramen A summary of the practical aspects
complex adaptations during the gesta- ovale and main topics such as the compari-
tional period. Around the 4th gestational son between TTE vs. TEE, pitfalls of
week, the primordial single atrium starts Effective management of PFO-associated echocardiographic diagnosis with perti-
to divide into a left and right atrium stroke relies primarily and perhaps ex- nent solution and morphological classifi-
through development of the interatrial clusively on an accurate and comprehen- cation of PFO especially useful for device
septum [6]. Around the 7th week of ges- sive imaging diagnosis. In this context, planning are summarized in . Fig. 1 and
tation, the septum secundum forms with echocardiography plays a critical role. . Tables 2 and 3.
an infolding that develops into the fora- Echocardiography is utilized for diagno-
men ovale. The septum primum func- sis and risk stratification as well as proce- PFO and stroke
tions primarily as a valve, allowing blood dural planning for PFO closure. Further,
flow only from the right to the left side it provides intraprocedural guidance and The new updated neurological defini-
of the developing heart [7]. Before birth, postprocedural follow-up during inter- tion describes stroke as an acute episode
the PFO is required for physiologic blood ventional closure [16–19]. of focal dysfunction of the brain, retina

Herz 5 · 2021 445


Main topic

Table 1 American Society of Echocardiography (ASE) [21] proposed definitions system through the PFO into the arte-
Patent foramen ovale Right-to-left shunt (RLS) of blood demonstrated by Doppler or saline rial circulation and occluded the cerebral
(PFO) contrast injection without a true deficiency of the interatrial septum (IAS) artery [32]. Litten made a similar report
Stretched PFO with Stretched open by atrial hemodynamics, creating a defect in the septum in 1880, in a patient with stroke and PFO
left-to-right shunt causing left to right shunt [33, 34].
(LRS)
In up to 25% of all cases, the cause
Atrial septal aneurysm Excursion of the septal tissue (typically the fossa ovalis) of greater than
of stroke remains unknown and these
(ASA) 10 mm from the plane of the atrial septum into the right atrium (RA) or
left atrium (LA) are designated as cryptogenic stroke
[35]. By now, several studies have shown
the ability of a venous thrombus to
Table 2 Comparison of TTE vs TEE for the diagnostic evaluation of PFO. (Modified from Filomena migrate through a PFO into the ar-
et al. 2021 [61])
terial circulation [36, 37]. In the last
Diagnostic Advantage Disadvantage
modality:
few years, there have been six studies
focusing on closure of a PFO com-
TTE Recognition of RLS with a Inadequate anatomical evaluation
–Sensitivity 88% for procedural planning pared to medical therapy (antiplatelet
–Specificity 82% Not reliable for small shunts or oral anticoagulants [OAC]). Ini-
–AUC 0.91 Possibility of false positive due to tially, three studies (CLOSURE-I, PC-
Well tolerated. intrapulmonary shunt Trial, RESPECT) with intermediate-term
Low cost, widely available
follow-up showed no significant reduc-
Adequate elevation of RA pressure with Val-
salva maneuver tion of recurrent stroke by PFO closure
Reasonable initial screening test compared to optimal medical therapy
TEE Gold standard for searching SOE: Costly (OMT) [38–40]. Three additional studies
–Sensitivity 89% Patient discomfort (in 2017 and 2018), CLOSE, REDUCE
–Specificity 91% Sometimes inadequate Valsalva and DEFENSE—PFO showed a signif-
–AUC 0.93 maneuver icant reduction in recurrent stroke in
Detailed anatomical evaluation of PFO Although rare but important com-
Reasonable for procedural planning plications
the PFO closure group [1–3]. When the
Exclusion of associated copathologies follow-up of the RESPECT study was
AUC Area under the curve, SOE Source of embolism, RLS Right to left shunt, PFO Patent foramen ovale, prolonged up to 6 years, the investigators
TTE transthoracic echocardiogram, TEE transesophageal echocardiogram, RA right atrium also found a significant reduction in the
PFO closure group [41]. The CLOSE
study even compared subgroups of drug
or spinal cord persisting for more than new strokes worldwide, an increases first therapy, antiplatelets vs OAC (vitamin K-
24 h or any duration if imaging (com- stroke incidence of 68% and all stroke-re- antagonist with INR 2–3), and showed
puted tomography [CT]/magnetic reso- lated deaths increased also by 26% (2010 no significant difference in reduction of
nance imaging [MRI]) or autopsy show vs 1990). Most causes were ischemic stroke recurrence in the medical ther-
a corresponding infarction or hemor- and hemorrhagic stroke, which showed apy arms [42]. If the results of all six
rhage [24]. Strokes are divided into is- an increase in incidence by 37% and 47%, studies are combined, it shows a 75%
chemic and hemorrhagic strokes [25]. respectively [27, 28]. reduction of recurrent stroke in patients
The ischemic stroke is further classified Each year about 243,000–260,000 in- under 60 years of age with a PFO (with
into five categories by using the TOAST dividuals suffer a stroke in Germany [29] a moderate-to-large and large right-
classification system [26]: large artery with an estimated incidence of 365 new to-left shunt) [43]. Several systematic
atherosclerosis, small artery occlusion, cases per 100,000 individuals [30]. The meta-analyses revealed that PFO closure
cardioembolism, stroke of other deter- risk of recurrence is high; an analysis of reduces the risk of ischemic stroke in pa-
mined and undetermined etiology. In the Erlangen Stroke Registry showed a re- tients with PFO and cryptogenic stroke
the cardioembolism category, sources are currence of 15% within a 2-year follow- [44–46].
divided into high-risk and medium-risk up [31].
sources. Medium-risk sources are mi- Current guidelines
tral annulus calcification, atrial septal PFO-associated stroke
aneurysm, and PFO [26]. Based on these study results, current Ger-
Stroke is the second leading cause The first to describe a possible correla- man guidelines of three major societies
of death worldwide, following ischemic tion of a PFO and stroke was Cohnheim (Deutsche Gesellschaft für Neurologie
heartdisease [27]. The numberofstrokes, in 1877. A young patient was diagnosed [DGN], Deutsche Gesellschaft für Kar-
survivors of stroke, disability-adjusted on autopsy with a closure of a cerebral diologie [DGK], Deutsche Schlaganfall-
life–years lost due to stroke and stroke- artery and a PFO so that Cohnheim pos- Gesellschaft [DSG]) recommend per-
related deaths is increasing [28]. Between tulated that a blood clot from the periph- forming closure of a PFO in patients
1990 and 2010 there were 16.9 million eral veins had travelled from the venous aged 16–60 years with prior cryptogenic

446 Herz 5 · 2021


Abstract · Zusammenfassung

ischemic attack (level of recommenda- Herz 2021 · 46:445–451 https://doi.org/10.1007/s00059-021-05061-y


tion A, class of evidence I; according to © Springer Medizin Verlag GmbH, ein Teil von Springer Nature 2021
the AWMF criteria [47]) [43]. Notably,
it has also been shown that patients A. Maloku · A. Hamadanchi · M. Franz · G. Dannberg · A. Günther · C. Klingner · P. C. Schulze ·
S. Möbius-Winkler
younger than 55 years of age with a PFO
are at increased risk of suffering crypto- Patent foramen ovale—When to close and how?
genic ischemic stroke [48].
Abstract
The RoPE score is a good method
Closure of a patent foramen ovale (PFO) in lower with 20. In the REDUCE trial, the NNT
to estimate the role of PFO in crypto- patients after cryptogenic/cardioembolic was 28 at 2 years. This can be reduced by
genic stroke. The RoPE score includes stroke is recommended by current guidelines longer follow-up, e.g., at 10 years the NNT is
several established risk factors of stroke for patients who are 16–60 years of age with 18. While other conditions such as migraine
such as age, hypertension, hypercholes- a high-risk PFO (class of recommendation A, are currently under investigation with respect
level of evidence I). The use of double-disk to the impact of PFO closure, sufficiently
terolemia and diabetes mellitus, the ab-
occlusion devices followed by antiplatelet powered trials are lacking so that closure in
sence of a prior stroke and the presence therapy is recommended. The procedure of diseases other than stroke should always be
of a superficial infarct [49]. interventional PFO closure compared with individualized.
After PFO closure, antithrombotic other interventions in cardiology is rather easy
therapy is recommended with acetylsali- to learn. However, it should be performed Keywords
carefully to avoid postinterventional Platelet aggregation inhibitors · PFO-
cylic acid (ASA; 100 mg) and clopidogrel
complications. The number needed to treat associated stroke · Secondary prevention ·
(75 mg) for 1–3 months and subsequently (NNT) to avoid one stroke in 5 years in the Cryptogenic ischemic stroke · Migraine
a monotherapy with ASA or clopidogrel RESPECT trial was 42, in the CLOSE trial even
for 12–24 months. If the patient has
other atherosclerotic diseases, lifelong
monotherapy is recommended (level of Offenes Foramen ovale – wann und wie soll es verschlossen
recommendation B, class of evidence IIb) werden?
[43]. Furthermore, the guidelines sug-
gest using a disc occluding device since Zusammenfassung
Der Verschluss eines offenen Foramen Studie bei 42, in der CLOSE-Studie sogar bei
it has been proven to be safer and more
ovale (PFO) wird für Patienten nach kryp- nur 20. In der REDUCE-Studie war die NNT
effective than noncircular disc-shaped togenem/kardioembolischem Schlaganfall 28, um ein Schlaganfallrezidiv in 2 Jahren zu
occluding devices (level of recommen- im Alter zwischen 16 und 60 Jahren verhindern. Mit längerer Beobachtungszeit
dation A, class of evidence Ia) [43]. in den aktuellen Konsensusleitlinien reduziert sich die NNT weiter, z. B. nach
Complications during the interventions mehrerer Fachgesellschaften empfohlen 10 Jahren auf 18. Viele andere Krankheiten,
(Empfehlungsklasse A, Evidenzlevel I). wie Migräne, sind Gegenstand der Forschung
are so rare that they should not influ-
Die Anwendungen eines sog. Double- als potenzielle Ziele für den PFO-Verschluss;
ence the decision of PFO closure (level Disc-Okklusionssystems wird präferenziell aktuell fehlen aber ausreichend gepowerte
of recommendation A, class of evidence empfohlen. Die interventionelle Technik Studien, sodass der Verschluss bei anderen
Ia) [43]. For patients who refuse the im- des PFO-Verschluss ist, verglichen mit Krankheiten von Fall zu Fall entschieden
plantation of a PFO occluder, there is no anderen interventionellen Eingriffen in der werden sollte.
evidence that an anticoagulation strategy Kardiologie, einfach zur erlernen, sollte
aber mit größter Vorsicht zur Vermeidung Schlüsselwörter
is better than antithrombotic therapy. von periinterventionellen Komplikationen Thrombozytenaggregationshemmer ·
Thus, those patients should receive a sec- vorgenommen werden. Die „number needed Foramen-ovale-bedingter Schlaganfall · Se-
ondary prevention strategy with ASA or to treat“ (NNT), um ein Schlaganfallrezidiv in kundärprävention · Kryptogener ischämischer
clopidogrel (level of recommendation B, 5 Jahren zu verhindern, lag in der RESPECT- Schlaganfall · Migräne
class of evidence IIb) [43].

PFO and decompression After a DCS, behavioral and technical with contradictory results analyzing the
sickness changes must be made first. Then, if not role of PFO closure in this population.
possible or not effective, a PFO closure A recent meta-analysis of 7 studies was
Although data suggest a role of PFO in can be considered. It must be done under able to demonstrate a significant reduc-
decompression sickness (DCS) in divers shared decision making, acknowledging tion of migraine attacks after PFO clo-
and high-altitude pilots [5], screening the lack of evidence [5]. sure compared to controls in included
for PFO should not be carried out on randomized trials as well as in registries
a routine basis. Only for highly selected PFO and migraine [54]. However, there is currently no rec-
cases, e.g., high-risk divers with high-risk ommendation for PFO closure in mi-
work activity or military pilots flying in Several observational studies were able to graine patients outside of clinical trials
very high altitudes can primary screening show an association of migraine with aura or in very selected cases as a compas-
be useful in order to primarily close the and PFO [50–53]. There are currently sionate use strategy.
PFO. randomized trials and several registries

Herz 5 · 2021 447


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Fig. 1 9 Different forms


of complex PFO. EV Eu-
stachian valve, PFO Patent
foramen ovale, RA right
atrium, LA left atrium

PFO and other conditions


Currently, there are data suggesting
a potential role of PFO in several other
conditions including stroke during preg-
nancy, perioperative stroke in noncardiac
surgery, and neurosurgery in the sitting
position [5]. Nevertheless, hard evidence
is missing and prospective studies must
be performed.

PFO occluders
Interventional closure of a PFO was
first reported in 1987 [58]. Since
then, several different devices usu-
ally double umbrella occluders have
been developed. Initial experience
Fig. 2 9 Examples ®
with devices (ASDOS [Sulzer Osypka,
of available double
disc patent foramen
®
Germany], CardioSEAL , StarFLEX ®
[both NMT Medical Inc. Boston, MA,
ovale (PFO) occlud-
ing devices ®
USA], PFO-Star [Cardia, Burnsville,
®
MN, USA], Helex [W.L. Gore and
Associates, Flagstaff, AZ, USA], An-
PFO and arterial deoxygenation potential of PFO closure to impact ar- ®
gel Wings [Microvena, Vadnais, MN,
syndromes terial oxygen saturation and symptom ®
USA], Amplatzer [AGA Medical Golden
relief in selected patients. However, ran- Valley, CA, USA]) showed elevated risk
Several case reports for platypnea–orth- domized studies are lacking. Currently, for device-induced atrial fibrillation and
odeoxia syndrome (POS) [55, 56] and the consensus is against routine closure elevated thrombogenicity [59]. The cur-
case controls of obstructive sleep apnea of PFO in these conditions [5]. rent, second generation of devices was
syndrome (OSAS) [57] have shown the introduced in 1997 with the Amplatzer

448 Herz 5 · 2021


Table 3 Pitfalls of echocardiographic diagnosis stability while pushing against the PFO
Pitfall Reason Solution channel and facilitates passage.
False Inadequate elevation of Using other contrast agents like dextrose-containing Once the left atrium is instrumented,
neg- RA pressure by Valsalva solutions and other commercial available options (e.g. a bolus injection of 100 IU heparin/kg
ative maneuver ®
Echovist [Bayer Vital,Leverkusen, Germany], Haemacell ® bodyweight is administered (target ac-
bubbles Inadequate dense opaci- ®
[Piramal Healthcare UK limited, UK], Gelifundol [B.Braun,
tivated clotting time around 250 s) and
test fication/filling of RA by Melsungen, Germany])
contrast material Elevation of forearm + abdominal pressure during the the left atrial pressure (LAP) should be
Wash out phenomenon by injection measured. If the LAP is below 5 mm Hg,
IVC flow Avoidance of contrast study in fully sedated ventilated the likelihood of breathing-associated air
patients embolism through the catheter is elevated
When very prominent IVC wash-out phenomenon: injec-
and IV fluid should be given to reach
tion from a lower extremity vein
a mean LAP of 5–10 mm Hg.
Late Atypical PFO Increase intraabdominal pressure
appear- Pulmonary AV fistula The MP catheter is then advanced into
ance of the LA under TEE guidance aiming at the
contrast left upper pulmonary vein. A long stiff
in LA guidewire with a soft tip (e.g., Amplatz
Atypical Multifenestrated septum Complete scanning of IAS using color Doppler with a low super stiff 260 cm, Boston Scientific) is
mor- ± ASA Nyquist limit (35–45 cm/s) advanced over the MP catheter and the
pholo- Multiple small ASDs associ- 3D imaging of the septum
gies ated with PFO
catheter exchanged for a 24 mm sizing
balloon. Of note, balloon sizing of the
RA Right atrium, LA Left atrium, IVC Inferior vena cava, ASD Atrial septal defect, IAS Interatrial septum, PFO is also controversial. From our per-
ASA Atrial septal aneurysm, AV Atrioventricular, PFO Patent foramen ovale, 3D three dimensional spective, PFOs and especially tunneled
PFOs are highly variable in size and bal-
loon sizing helps to choose the adequate
PFO occluder, a nitinol-based double (preferably through an arterial line) is device size by maximizing the septal de-
disc occlusion device [60]. Since then, needed. hiscence. The measurement will be done
several new devices have been devel- The procedure is done via femoral ve- in two perpendicular echo projections
oped but the double disc structure is still nous access usually from the right side of (e.g., 45 and 135°) and is confirmed by
the design of choice in most products. the patient. After puncture, a standard sizing on the angiography images using
. Figure 2 shows a selection of devices wire (J-tip) and a sheathless 5 Fr mul- the smallest balloon tail for measuring.
currently used and approved for the tipurpose (MP) catheter is introduced. An adequately sized closure de-
European market. The right atrial pressure should be mea- vice—according to the instruction for
sured to document a normal central ve- use—is then prepared. A sheath (e.g.,
Procedural aspects of PFO nous pressure of 6–12 mm Hg. If lower, Mullins sheath) is used (usually between
closure at least 500 ml saline should be adminis- 7 and 9 Fr) depending on device size
tered. The wire is advanced via the PFO and manufacturing company. The siz-
Device implantation is performed in by pushing it against the atrial septum ing balloon is deflated and exchanged
a standard cardiac catheterization lab- (superior) and it usually slides through against the sheath. After aspiration of
oratory using usually fluoroscopy, TEE easily. Occasionally, the support of the blood, a wet-to-wet connection of the
guidance and physiological monitoring. MP catheter is needed to guide the wire sheath and the device delivery system
There is an ongoing controversy whether into the inferior atrial region. In rare guarantees a bubble-free advancement
TEE guidance is needed but interven- cases, especially in narrow and tunneled of the device. The device is then pushed
tionalists are using nearly exclusively PFOs, it can be difficult to pass through, into the sheath, the sheath is pulled back
TEE for procedural guidance to avoid so the support of TEE imaging can be into the mid left atrium and the left-
radiation in younger patients. It is rec- helpful to guide the wire and catheter into sided disk is expanded. This can be
ommended using a combination of both the fossa ovalis. The optimal visualization done completely radiation free under
imaging methods to have the greatest by TEE is atrial visualization with sweep- echocardiographic guidance. The left-
amount of imaging information available ing from 30–90°. Angiographically, this sided disk is then pulled back against
while having radiation exposure as low as is usually done in an anterior–posterior the interatrial septum under echocardio-
possible. Disadvantages of this method view. It can be helpful to rotate to a 45° graphic control until a weak resistance is
is the need for conscious sedation during left anterior oblique (LAO) view. In dif- felt. Under discrete tension, the sheath
the procedure for better TEE tolerance. ficult cases, a small amount of contrast is pulled back over the device to expand
A peripheral line is needed for fluid medium can be administered to help lo- the right-sided disk. If this is done,
infusion and medication for sedation cate the PFO. In narrow PFO channels, it the device is gently pushed against the
(midazolam and propofol). Monitoring can be helpful to use a transseptal sheath septum until the disk is closed.
of O2 saturation and arterial pressure with a transseptal needle to gain more

Herz 5 · 2021 449


Main topic

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Sven Möbius-Winkler
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