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41.
PLATO'S
SOPHIST
AND SIGNIFICANCE
THE AND OFSTATEMENTS
TRUTH-VALUE
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42.
about sitting and flying? If we took "Theaetetus sits" and "Socrates sits",
it would not be implausible to maintain that both these statements are about
sitting.
Plato holds that there are two types of terms or sentence-elements; there
is a double class "of the vocal indicators of being" ( t&v ttJ<pa>vrj
nep' ttiv oucuav
6nAa)yaTU)v-261E4-6) . These are called ovdyaxa and pn'yaxa; the former are in-
dicators of the things which "act", and the latter are indicators of the
"actions" performed (262A3-7) .
This raises the questions: is the ovoya/pn'yadistinction a logical or a
grammatical distinction? What does it mean for a statement to be about some-
thing? In the matter of Ramsey, we could take "Theaetetus sits" and "Sitting
is a characteristic of Theaetetus" and maintain that in the grammatical sense,
the first is about Theaetetus and that the second is about sitting, but we could
also maintain that both sentences express the same proposition. This of course,
implies the view that a difference in what statements are about grammatically
. does not necessarily imply a difference in what they say (the proposition they
express) . This involves an elaboration of the criteria for propositional saire-
ness, but it clearly implies that the subject/predicate distinction is only a
grammatical one and that "with a sufficiently elastic language any proposition
can be so expressed that any of the terms is the subject."-* For Ramsey, objects
cannot be divided into logical subjects and predicates.
Insofar as Plato has not distinguished between statements and propositions,
it is difficult to determine what sort of reply he would make, but we can fincn
at least a partial agreement with Ramsey. If part of what Plato is trying to
do in the Sophist is to give the necessary conditions for subjects of discourse,
and among these are that they must be one, many, have being, etc., then we can
infer that both Theaetetus and sitting (i.e. the Form) can be subjects of dis-
course. But this raises a fundamental problem for Plato; are Theaetetus and
the relevant Form one, many, etc. in the same sense? Insofar as Plato has not
answered these questions (and not actually even raised them) , we shall have tc
conclude that any entity which fulfills these conditions can be a subject of
discourse, and, in" this sense, there is no distinction between types of entities.
But this does not affect the distinction between the Forms which are universally
applicable as vowe1 -Forms , those which are universally applicable as consonant-
Forms, and more 'ordinary1 Forms which are in no sense universally applicable.
All these Forms are to be distinguished from particulars to complete the list of
entities which are, in this sense, of different types. I would argue that it is
because Plato has not attempted to co-ordinate these two sets of distinctions
that many of his difficulties arise. E.g., unity is a universally applicable
vowel-Form and can be a subject of discourse. But, if it is a subject of dis-
course, it must also be predicatively one, and, to put the matter somewhat
paradoxically, it is its own condition for being a subject of discourse.
But on the linguistic side Plato does want to maintain that there is a dis-
dinction between types of sentence-elements. Some commentators have main-
tained that the ovoya/pnyadistinction is a linguistic one and corresponds to
that between nouns and verbs. Thus it has been maintained that Plato, in
these passages, is doing ancient grammar rather than ancient philosophy. This
does not appear to be the case. "Ovoya can, in a general sense, mean "term."
It is used this way when the general problem of discourse is first raised:
how can one thing have many ovdyaxaapplied to it? (251A5-6) In the section
now under discussion it is first used to cover both types of sentence-elements
when the question is raised as to whether all 6vdyaTa"fit together" to form
sentences (261D1-3) , but the class of ovdyorra is quickly divided in two. In
this more technical sense ovoya seems to cover both nouns and proper names.
Both "man" and "Theaetetus" (262C9 and 263A2) .
are ovo'yorra But the important
point is that this type of term is used to indicate an "actor" which is the
subject of the statement in question. In Plato's language, to ask what a
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43.
given statement is about is to ask for the entity named by the ovoyot. In
another way, and going back to an earlier formulation, the ovoya refers to
the entity which has the naSos of something else (cf. 252B8-10) .
What about pn'yaia? To translate this as "verb11 would be misleading.
yj' yeya (257B7) and u (237D2) 5 are stated to be pnyotxaas well as what would
ordinarily be called verbs such as "walks", "runs", etc. The general con-
dition for a term to be a pfjyais that it should indicate an "action11. Again,
in Platonic language, it should in the statement that x is y, indicate the
of y which x has.
Tcdtdos Thus it is likely that this term can be used to
cover verbs but it also has the wider function of standing for any sort of
predicate which the subject of a statement may have. And it should be added
to this that predicates can be either positive or negative (cf . 263B11-12) .
But Plato takes great pains to distinguish a list of terms (no matter
what the type) from statements, and the distinguishing characteristic of a
statement is that it is an "interweaving" of types of terms. This notion
of "interweaving" ( auyuAoxn-262D) suggests that terms are incomplete until
combined with other terms of the appropriate type to form statements or pro-
positions. (It should be pointed out again that Plato does not operate
with a distinction between sentences or statements and the propositions which
they can be used to express.) Terms, according to Plato, are not combined
in an additive fashion; rather he appears to hold that their significance
depends upon their combination in statements. In this sense they seem to
operate like functions. Not every combination of terms is significant, and
not every combination of terms states something. Terms must be combined in
a certain order (e<pe£ns), and they must be significant tl) in order
( 6nXo'5vTot
to form a statement (261D8- E2) . For Plato "runs walks" and "sits Theae-
tetus" are not significant combinations and do not form statements.
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4H.
Also, the terms "Theaetetus" and "sits" cannot be semantically added to get
the meaning of the statement because there is more expressed than a relation
between a particular and a Form. If Theaetetus is to be a subject of discourse,
then he must, in some sense, be one, many, in motion, at rest, etc. These
characteristics are not directly expressed in the statement that he is sitting,
but they are clearly the pre-conditions which he must fulfill for there to be
any statement about him at all. But, if Plato is analyzing all predicative
statements of the form "x is y" into "x exists in relation to y", then the
statement that Theaetetus is sitting can be analyzed, "Theaetetus exists in
relation to sitting." And, if this is what the statement expresses, there
is also the Form Being to be considered when the statement is analyzed. Thus
the significance of the statement cannot be determined by a sort of semantic
addition of the meanings of its terms. In Ryle's apt words, "Plato is per-
fectly clear that a sentence, though consisting of two or more words, says just
one thing, true or false. Saying one thing in two words is not to be equated
with mentioning-by-name two things. "6
The difference between lists of words and statements, for Plato, is that
the former do not indicate ( 6r)'6u) any icpd^tvou6* aitpa£iav ou6e ouaiav ovtos ou6e
(ouaiav) yn ovtos until the sentence-elements are properly combined to form a
statement (262B9-C7) . This can be translated in various ways, but the sen-
tence seems to mean that statements can express either an "action" or the ab-
sence of an "action". It is likely that Plato means by this that statements
can be either positive or negative - 263E10-12) ; to say
and cmtfcpaais
(cf. cpdcris
that Theaetetus is sitting is to express an "action", whereas to say that he
not flying is to express an aitpogia. This same distinction might be found in
the second pair; to indicate the "being of what is" and the "being of what
is not" could mean to express a state of affairs in a positive or negative
statement, or these phrases might mean that statements express what is and
what is not the case. I favour the first interpretation on the grounds that
Plato has not yet introduced truth and falsity as properties of statements.
It rather appears to be the case that Plato is careful to first discuss pro-
blems of meaning and the relation between terms and statements before enter-
ing upon problems of truth and falsehood. Thus, in replying to the sophist's
difficulties, he is concerned with separating the problem of how statements
can be significant from the problem of how they can be true or. false. At
least some of the sophist's difficulties are due to the fact that he has con-
fused these two problems. If these general considerations are correct, then
it is likely that Plato, in the statement quoted above is maintaining that
statements can be positive or negative and can express corresponding states
of affairs. It should also be pointed out that for Plato a statement is an
expression or an indicator of the being of something.
The above considerations are directed primarily toward Plato's discussion
of how statements are significant. When this task is accomplished, he turns
to a consideration of how statements can be true or false. In so doing, he
is answering another of the sophist's difficulties about falsehoods. This
is what we might call the problem of the location of truth and falsehood. The
sophist holds that falsehood consists of believing or saying false "things".
In another paper in this journal7 I tried to argue that in the case of"Theae-
tetus flies", the sophist is not able to determine whether it is Thaetetus or
the statement about him which is false. But Plato wants to distinguish care-
fully between what is said (the statement made) and that about which something
is said (or about which a statement is made) . It is not the subject which
can be true or false but the statement made about the subject. In this sense,
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45.
It should be fairly clear from all that has preceded that Adyos, for the
most part in the Sophist, does mean "sentence" or "statement". Thus the
Sophist can be considered as Plato's attempt to present his logical theory.
But how is this dialogue to be connected with the Theaetetus, a dialogue to
which the Sophist is connected at least by literary means? After Plato has
elaborated his theory of truth, he maintains that "thought" (6tdvoia) , and
"opinion" (6o'£a) are propositional , i.e what is thought or opined is expressed
in true or false statements. "Thus since it was discourse (Adyos) which was
found to be true and false and since thought was seen to be the conversation
of the soul with itself, and since opinion is the completion of thought ...
it is necessary that, since these are akin to discourse (Adyos), some of them
must sometimes be false" (264A8-B3) . It is in discourse, in statements, that
truth and falsity reside, and true and false statements constitute opinion.
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46.
In spite of the fact that the Sophist is primarily concerned with certain
logical problems, Plato's views here have some interesting epistemological
consequences. In the Sophist, if my interpretation is correct, Forms are in-
volved in opinion and even in making statements about the most changeable and
variable of sensible particulars. This stands in sharp contrast to the early
dialogues where the distinction between knowledge and opinion is made, at
least in part, in terms of the intelligible entities apprehended in the former
and the sensible entities apprehended in the latter. But in the Sophist, to
say that Theaetetus is sitting is equivalent to saying that Theaetetus is re-
lated to the Form Sitting. The sort of apprehension involved here must be
entirely different from that of the earlier dialogues, e.g. Book V of the
Republic . It can hardly make sense to maintain that making the statement
about Theaetetus entails a kind of mental vision as the doctrine of the Republic
characterizes the apprehension of Forms. Rather what is required, as at
least a minimal condition, is knowing the meanings of the terms in the state-
ment. By the Sophist's doctrine it is Forms and their "interweaving" which
makes discourse possible. This is knowledge of a different sort from that
possessed by the philosopher who operates in terms of the Divided Line. Thus
the later Plato seems to be saying that we have to know Forms in order to speak
intelligibly, and there is some plausibility in maintaining that, at this stage
of his writing, Plato considered Forms to be, at least in part, the meanings
of terms. This, I believe, is shown -by the doctrine of the Sophist, and it
is further shown in the Parmenides (cf. Parmenides 135B-C) where it is maintained
that Forms are what makes discourse possible.
But what about the connections between Forms and knowing? Since Forms
are involved in true opinion, maintaining that an apprehension of them is
what characterizes knowledge will not make sense if knowledge is to be some-
thing sharply distinguished from true opinion. The Thaetetus is the only late
dialogue where the problem of determining what knowledge is and how it differs
from true opinion forms the central topic. Although I do not have the space
here to develop the point, I have argued in this journal^ and elsewhere^^ (a)
that the Sophist and Theaetetus are not only connected literarily but philo-
sophically as well, (b) that they both view opinion as propositional in
character, and (c) that in the Theaetetus knowledge is considered to be pro-
positional as well. Thus Plato's concern with the significance and truth-
value of statements and the use of statements in both knowledge and opinion
forms an important philosophical link between the Theaetetus and Sophist.
Notes
1. A good case could be made that Xdyoshere is best translated as discourse or speech
(Fowler does so in his Loeb translation). However,the fact that Plato spends vir-
tually this entire portion of the dialogue (from260 to 264) dealing with what anyone
would call the parts of sentences or statements justifies, I believe, translating
Xdyosas sentence or statement instead.
2. "Non-beingand the One: SomeConnectionsbetweenPlato's Sophist and Parmenides,"
Apeiron, Vol. 7 No. 2 (1973), pp. 13-21.
3. ,NewYork: Harcourt Brace, 1931, p. 116.
F.P. Ramsey,The Foundations of Mathematics
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47.
4. Cf. H.N. Fowler's commentsin his Loeb Classical Library translation of the Theaetetus
and the Sophist , pp. 432-433.
6. G. Ryle, "Letters and Syllables in Plato", Philosophical Review, Vol. 69 (1960), p. 443.
Ryle's paper presents some interesting remarks although he admits that he may be "co-
operating" with his text. His functional analysis of the letter-syllable examples
suggests to him that Forms generally are like functions. In Plato's commentson vowels
and consonants are pronounceable apart from one another. "To put this in another
idiom: what characters stand for are not noises but noise functions, that is, ab-
stractable noise features or noise differences. We learn what they stand for not by
meeting them on their own, but only by comparing partly similar, partly dissimilar
integral monosyllables which we do hear and pronounce on their own. Similarly what
isolated words convey are not atomic thoughts, but propositional functions, that is
abstractable thought features or thought differences. We learn what they convey not
by apprehending their meanings on their own, but only by comparing partly similar,
partly dissimilar, integral truths and falsehoods. In both cases abstraction is possible,
extraction impossible, and the abstracting requires noticing the constancy of some-
thing through ranges of variations in its settings." (pp. 438-439)
9. "The 'Dream1 of Socrates and the Conclusion of the Theaetetus," Apeiron, Vol. 3 No. 2
(1969).
10. "Perception, True Belief and Knowledge in Plato's Theaetetus", Phronesis, Vol. XIV,
No. 2 (1969)
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