Professional Documents
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PIJPSM
36,4
Problem framing in problem
solving: a case study
Troy C. Payne
Justice Center, University of Alaska, Anchorage, Alaska, USA
670
Kathleen Gallagher and John E. Eck
Received 20 August 2012 School of Criminal Justice, University of Cincinnati, Cincinnati, Ohio, USA, and
Revised 27 December 2012
21 January 2013
James Frank
Accepted 22 January 2013 Criminal Justice, University of Cincinnati, Cincinnati, Ohio, USA
Abstract
Purpose – The purpose of this paper is to examine how initial frameworks for understanding police
problems influence how police analyze and address those problems in the context of problem-oriented
policing. The paper shows why researchers, and police, should pay more attention to problem theories.
Design/methodology/approach – Data for this case study were obtained from the Middletown,
Ohio Police Department, the Middletown housing authority, and the Butler County auditor. Frequency
tables and simple graphs were used to identify patterns in the calls for service. Discussions with police
officials were used to describe how police originally conceptualized the problem described.
Findings – The paper found that initial problem framing has a significant impact on the available
interventions and that problem solvers should be vigilant against errors of problem identification.
Research limitations/implications – Caution must be taken when generalizing from a single case
study. Nevertheless, more attention needs to be placed on problem identification and framing in
the problem-solving process.
Practical implications – Police problem solvers should be vigilant against errors in problem
identification, particularly when the original problem identification is broad or when interventions
based on the original problem frame do not produce the desired effect.
Originality/value – There are few studies that specifically examine the problem identification and
definition process. This paper adds to the literature on problem-oriented policing by examining
the critical yet understudied process of problem framing. It also adds to our knowledge of
place-specific analysis.
Keywords Problem solving, Police, Crime places, Housing choice vouchers,
Problem-oriented policing, Risky facilities
Paper type Case study
The starting point for any problem-oriented policing strategy is determining the
nature of the problem. The standard approach to problem solving is organized around
the SARA model – Scanning, Analysis, Response, and Assessment (Spelman and Eck,
1987). The specification of the problem shapes subsequent stages of problem solving.
While the original SARA model incorporated feedback, SARA is often erroneously
used as a linear process. Recent descriptions of SARA reiterate the importance of
incorporating feedback from later stages of problem solving into the scanning stage
This research was supported by funding from the Ohio Office of Criminal Justice Services (2009-
Policing: An International Journal of RA-EOR-2221). The findings and recommendations expressed within this paper are from the
Police Strategies & Management
Vol. 36 No. 4, 2013 authors and do not necessarily represent the official positions of the Office of Criminal Justice
pp. 670-682 Services.
r Emerald Group Publishing Limited
1363-951X The authors wish to thank Barbara Armstrong for her comments on an earlier revision of this
DOI 10.1108/PIJPSM-01-2012-0081 paper.
(Clarke and Eck, 2005). Even so, the initial conceptualization of the problem is likely to Problem framing
continue to influence the outcome of the problem-solving process. Adding to the in problem
primacy of the initial conceptualization of a problem is the likelihood that the problem
may have been framed by interest groups – community groups, elected officials, solving
the press, and even senior police management – who brought the problem to police
attention in the first place (Eck and Clarke, 2003).
The difficulty of identifying problems is not unique to policing. Newell and Simon 671
(1972) separate problem solving into: understanding and search. They claim that
understanding is building a representation of the problem, or creating a problem space
or problem frame. Search is finding the solution. Several experiments suggest that
previous knowledge affects how a person builds a problem space, which affects the
boundaries of their search. In fact, “a lack of understanding leads to superficial answers
to problems as well as blindly following procedure” (Robertson, 2001, p. 54). Humans can
search for a more appropriate problem space when their initial understanding fails to
provide solutions (Kaplan and Simon, 1990). Such a search, however, can only occur when
there is recognition that the initial understanding is incorrect. Unfortunately, police may
not get clear signals that their initial understanding is wrong, or such signals come after
police have expended substantial time and effort, or after some dramatic and costly
failure makes the initial misunderstanding obvious.
While considerable attention has been placed on analyzing police problems,
developing useful responses, or evaluating whether particular solutions work, much
less attention has been placed on problem scanning and the way problems get defined
based on preexisting frameworks (Clarke and Eck, 2005). A careful examination of
Goldstein’s (1979, 1990) original works on problem-oriented policing, or of Eck and
Spelman’s (1987) application of it reveal little exploration of the difficulty of defining
problems. Clarke and Schultze (2005) provide guidance on how to research a problem
and include a section titled “Defining Your Problem.” However, Clarke and Schultze
(2005) assume the problem has already been identified and merely needs to be
searched for. Even Sparrow’s (2011) recent expansion of problem orientation tacitly
assumes, like its predecessors, that the true nature of the problem will be revealed by
analysis. The exception is Eck and Clarke (2003) who discuss at length how police
might frame problems prior to analysis.
How does this problem framing affect the subsequent understanding? This paper
begins to answer this question by contrasting how a police agency originally framed
a problem with an alternative problem frame based on crime science (Laycock, 2005).
In making this contrast, we demonstrate the value of explicit theory in police problem
framing. The purpose of this paper is not to show how the Middletown Police
Department solved a problem, or to demonstrate any particular analytical technique.
Rather, our purpose is to draw attention to a larger and virtually unrecognized issue in
police problem solving – the role of implicit theories, or frameworks, in defining and
analyzing problems.
(a) Panel A
100
Calls for service
80
60
40
20
0
1 20 40 60 80 100
Property rank
(b) Panel B
100
Calls for service
80
60
40
20
0
1 500 1,000 1,349
Property rank Figure 1.
Calls for service at each
Note: Panel A, top 100 Housing Choice Voucher properties; Panel B, all Housing property ranked for CFS
Choice Voucher properties
PIJPSM had one call for service. Nine out of ten (91 percent) of non-subsidized residential
36,4 properties had four or fewer calls for service in 2009.
Similar to Sherman et al. (1989), Spelman (1992), Eck et al. (2007) and Payne (2010),
we found that calls for service are highly concentrated at a relative handful of
properties. That is, most residential properties show no evidence of having recurring
problems regardless of Housing Choice Voucher status. Spelman (1992) found in
676 studying public places that the worst 10 percent of locations were responsible for 30
percent of the calls for service. In Middletown, just 1.1 percent of all residential
properties have 15 or more calls for service, but account for over 20 percent of the total
calls for service in the city. The 10 percent of properties (1,517 properties) with the
highest level of calls for service accounted for 62 percent of all residential calls to the
police for service (13,023 calls for service).
There are a number of reasons that crime can be concentrated at a few
places – target concentration, offender concentration, persistent lack of guardianship at
a few places, and other opportunity-related explanations. An important new theory
suggests that poor place management may be responsible (Eck, 1994; Madensen and
Eck, 2008). This theory is particularly important because property owners have some
control over target availability and offender access, as well as guardianship and other
opportunity producing characteristics at their places.
Following earlier work (Payne and Eck, 2007) we next evaluated whether the city
could further focus their interventions on particular landlords instead of properties or
tenants. Due to common management practices across their properties, a relative
handful of landlords can have an unusually large number of calls for service compared
to other landlords. The large call volumes of a few owners may simply be the
result of owning a large number of properties with a large number of dwelling units.
That is, the more dwelling units a property owner has, the greater the risk that calls for
service will originate from the properties. This would be true if crime were randomly
distributed.
Figure 2 plots the number of units owned on the horizontal axis, with the number of
calls for service on the vertical axis. The x’s in Figure 2 represent the 20 owners who
had the highest numbers of calls for service at all of their properties. The dots are the
other owners. Until the number of units exceeds 100, we find owners with both low and
high calls for service. Only at the extreme is the number of units a good explanation of
the number of calls.
300
Calls for service
200
100
Figure 2. 0
Calls for service at each 1 50 100 150
owner’s properties by
Number of Units Owned
number of dwelling
units owned Property owners
Property owners in the top 20 by calls for service
Just three owners out of the 12,630 residential property owners in the city own over Problem framing
100 dwelling units. All three of these owners are among the 20 residential owners with in problem
the highest number of calls for service in the city. As Figure 2 demonstrates, one
of these three owners of over 100 units has a level of calls for service that falls well solving
below the other two. For the remaining owners in the worst 20 there is also at least one
other owner with a similar number of properties, but with fewer calls for service.
Based on this distribution, it is not true that calls for service are simply the result of 677
number of dwelling units owned in Middletown – several owners hold dozens of units
with very few calls for service. While size matters at the extreme, it is far from a
complete explanation. Put another way, if we ignore the owners with the most units, we
would be unable to explain why a few owners with less than 100 units still have many
calls for service when most of their colleagues have few calls. For example, of the 17
owners who have more than 50 units, five had fewer than one call per unit; another four
had fewer than two calls per unit.
The Middletown Police Department used the new problem frame to refocus their
efforts on a few particularly troublesome places and owners. Our analysis allowed
for elaboration – the heavily skewed distribution of calls for service at residential
properties was previously unnoticed. This skewed distribution also allowed for
re-encoding by pointing out that only a relatively small proportion of the subsidized
housing was problematic, not all of it. Our recommendations also relaxed constraints.
Because crime was heavily concentrated among both places and owners, there was no
need to treat all places and all owners the same. The police department could easily
argue that a rational basis exists for treating high-crime properties and owners
differently from low-crime properties and owners, allowing for new intervention
possibilities.
Our analysis also provided a new intervention point – owners – that had previously
been overlooked. By reframing the problem to one of properties and owners, we gave
the police department considerable leverage in discussions with apartment owners.
Recalcitrant owners found it more difficult to deny responsibility when it was shown
how many of their colleagues’ properties never came to the attention of the police.
Given the small number of places where the police were able to intervene due to
budgetary constraints, a formal evaluation of the police department’s efforts would not
have enough statistical power to detect an effect. However, the police did perceive some
success with resolving problems using this approach. Property owners who chose to
work with the police gained more awareness of their rights and responsibilities in
dealing with crime on their properties. The police noted that some property owners
began to communicate more with the police so that they could jointly work on crime
and disorder problems. Further, although not every property owner targeted for
intervention wanted to work with the police, all property owners who were targeted
became aware of the fact that the police were monitoring activities on their properties.
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682 About the authors
Dr Troy C. Payne is an Assistant Professor of Justice at the University of Alaska Anchorage.
He received his PhD in 2010 from the School of Criminal Justice at the University of Cincinnati.
His research interests include place management, crime prevention, policing, and criminal
justice systems. Dr Troy C. Payne is the corresponding author and can be contacted at:
tpayne9@uaa.alaska.edu
Kathleen Gallagher received her MS in Justice, Law, and Society from the American
University and is currently a Doctoral Student in the School of Criminal Justice at the University
of Cincinnati. Her current research interests include crime prevention, policing, and the role of
environmental criminology in practical police problem solving.
Dr John E. Eck is a Professor in the School of Criminal Justice at the University of Cincinnati.
Professor Eck received his doctorate from the University of Maryland in 1994, and a masters
degree in public policy from the University of Michigan in 1977. He has written extensively on
problem-oriented policing, crime mapping, drug markets, computer simulation of crime patterns,
and crime prevention.
Dr James Frank is a Professor in the School of Criminal Justice at the University of Cincinnati.
Professor Frank obtained his PhD in 1993 from the School of Criminal Justice at the Michigan
State University. His primary research interests include understanding police behavior at the
street level, the formation of citizen attitudes toward the police, and the use of evolving
technology by patrol officers. He has published articles in Justice Quarterly, Police Quarterly,
Journal of Criminal Justice, Crime and Delinquency, and Policing: An International Journal of
Police Strategy and Management.