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Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113

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Journal of Cardiothoracic and Vascular Anesthesia


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Review Article

Neuromonitoring and Neurocognitive Outcomes in


Cardiac Surgery: A Narrative Review
Benjamin Milne, MBBS FRCA*,
Thomas Gilbey, MBBS FRCA PhD*, Livia Gautel, ,1y,
Gudrun Kunst, MD PhD EDAIC FRCA FFICM* z
*
Department of Anaesthetics and Pain Medicine, King's College Hospital NHS Foundation Trust, London, UK
y
School of Biological Sciences in Edinburgh, University of Edinburgh, Edinburgh, UK
z
School of Cardiovascular Medicine & Sciences, King's College London British Heart Foundation Centre of
Excellence, London, UK

Neurocognitive dysfunction after cardiac surgery can present with diverse clinical phenotypes, which include postoperative delirium,
postoperative cognitive dysfunction, and stroke, and it presents a significant healthcare burden for both patients and providers. Neuro-
logic monitoring during cardiac surgery includes several modalities assessing cerebral perfusion and oxygenation (near-infrared spectros-
copy, transcranial Doppler and jugular venous bulb saturation monitoring) and those that measure cerebral function (processed and
unprocessed electroencephalogram), reflecting an absence of a single, definitive neuromonitor. This narrative review briefly describes the
technologic basis of these neuromonitoring modalities, before exploring their use in clinical practice, both as tools to predict neurocogni-
tive dysfunction, and with a bundle of interventions designed to optimize cerebral oxygen supply, with the aim of reducing postoperative
delirium and cognitive dysfunction following cardiac surgery.
Ó 2021 The Authors. Published by Elsevier Inc. This is an open access article under the CC BY license
(http://creativecommons.org/licenses/by/4.0/)

Key Words: neurocognitive dysfunction; cardiac surgery; postoperative cognitive dysfunction; neuromonitor; near-infrared spectroscopy; transcranial doppler;
jugular venous bulb saturation; electroencephalogram

NEUROCOGNITIVE DYSFUNCTION affects up to 50% The heterogeneity of the implicated pathologic processes
of patients following cardiac surgery, representing a common results in different clinical phenotypes of neurocognitive dys-
pathway of individual, and interacting, perioperative patho- function, including postoperative delirium (POD), postopera-
physiologic processes.1 These include neuronal and vascular tive cognitive dysfunction (POCD), and stroke.3 The
damage, embolism, and inflammation, which result in abnor- multifactorial etiology is reflected in the development of dif-
mal oxygen delivery and demand, as well as altered cerebral ferent modalities for neurologic monitoring during cardiac sur-
autoregulation. These insults often are compounded by under- gery. These are broadly divided into devices monitoring
lying neurodegenerative pathologies.2 cerebral perfusion and oxygenation, such as near-infrared
spectroscopy (NIRS), transcranial Doppler (TCD), and jugular
venous bulb saturation monitors, and those that monitor cere-
Benjamin Milne and Thomas Gilbey are NIHR (National Institute of Health bral function, such as the electroencephalogram (EEG) (Fig 1).
Research) funded Clinical Academic Fellows. This review focuses on the use of cerebral monitoring and
1
Address correspondence to Gudrun Kunst MD PhD EDAIC FRCA FFICM, clinical outcomes in cardiac surgery, incorporating the most
Department of Anaesthetics and Pain Medicine, King’s College Hospital NHS
recent evidence, including the use of multimodality monitor-
Foundation TRust, Denmark Hill, London SE5 9RS, United Kingdom
E-mail address: gudrun.kunst@kcl.ac.uk (G. Kunst). ing, and placing this in the context of previous trials and

https://doi.org/10.1053/j.jvca.2021.07.029
1053-0770/Ó 2021 The Authors. Published by Elsevier Inc. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/)
B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113 2099

Fig 1. Pathologic processes, clinical phenotypes, and different modalities for neurological monitoring. DOA, depth of anesthesia; EEG, unprocessed electroen-
cephalogram; JVBS, jugular venous bulb saturation monitoring; NIRS, near-infrared spectroscopy; pEEG, processed electroencephalogram; POCD, postoperative
cognitive dysfunction; POD, postoperative delirium; TCD, transcranial Doppler.

current guidance. Comparison not only is made among the change from baseline (not due to a preexisting neurocognitive
modalities in general, but also among currently available disorder or occurring in the context of a severely reduced
NIRS devices specifically, to assist clinicians in the application arousal level) within one week of the procedure, or until
of the evidence base for the benefit of their patients. discharge.2,4,5 POD occurs in up to 50% of postcardiac surgery
patients.1
Definitions
POCD
The following definitions will aid in contextualizing the dis-
cussion of the evidence base in this review. Numerous studies
POCD is an objectively measurable decline in cognitive
have been beset by lack of, or failure to adopt, consensus defi-
function, demonstrated on testing of cognitive domains (partic-
nitions, and as such these should not be considered the defini-
ularly memory and executive function), and detectable from
tions used in individual studies.
the point of expected neurologic recovery (30 days postproce-
POD dure). This is primarily a research definition, requiring neuro-
psychiatric testing, but it corresponds to the clinically
POD is a fluctuating disturbance in attention and awareness, observable decline in function in some patients postopera-
with disturbed cognition or perception, representing an acute tively, for which the term "postoperative neurocognitive
2100 B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113

dysfunction (NCD)" has been coined.2,4 The prevalence varies venous blood in the measured region, NIRS may best be con-
over time, but the incidence of POCD at five years can be as sidered as a “trend” monitor.10,41
high as 42%.6 Despite different approaches to a numeric definition for
desaturation, among studies demonstrating a value to the use
Stroke of NIRS, there is reasonable agreement that a decrement of
10% to 20% from baseline, or an absolute value <50%, war-
The etiology of postcardiac surgery stroke involves cerebral rants intervention.9,42-50 Two small single-center studies in
embolism (50%-75% of patients) and also hypoperfusion.7 In patients undergoing awake carotid endarterectomies assessed
a meta-analysis, the pooled event rate was 2.%.8 sensitivity and specificity of NIRS-detected desaturations for
In most included studies, and in this review, the clinical diagnosis of cerebral ischemia with awake neurologic assess-
term “delayed neurocognitive recovery” is not used, and most ments as the gold standard, demonstrating moderate-to-good
early (<30 days postprocedure) dysfunction is described as sensitivity (60%-100%) and good specificity (94%-98%).51,52
POD.4 In addition to the assessment of single desaturation events,
depth and duration of desaturation during general anesthesia
also often are considered, using an “area under the curve”
Monitors of Cerebral Perfusion and Oxygenation
(AUC) methodology to assess the “desaturation load.”10,49,53-58
NIRS NIRS monitoring has been incorporated into goal-directed
optimization algorithms for cerebral oxygenation, and this
NIRS devices emit different wavelength photons of electro- technology-intervention package has been assessed in numer-
magnetic radiation (EMR) in the near-infrared (700-1000 nm) ous studies.59 One of the first interventional trials, of 200
range, which either are absorbed by the cerebral parenchyma patients undergoing coronary artery bypass graft (CABG) sur-
or undertake a parabolic arc through the underlying tissues to gery on cardiopulmonary bypass (CPB), used an algorithm
be detected by receptors.9,10 A proximal receptor measures designed to keep rSO2 75% of the baseline level, which
photons from the extracerebral tissue, and the distal receptor included: optimization of head and neck position, increasing
detects photons from the deeper tissue, usually near the junc- arterial partial pressure of carbon dioxide to 40 mmHg (if
tion of the anterior (ACA) and middle cerebral (MCA) previously <35 mmHg, or <40 mmHg on CPB), maintenance
arteries.9,10 The device uses the modified Beer-Lambert law to of mean arterial pressure (MAP) >60 mmHg (if previously
provide a measurement of regional cerebral oxygen saturation <50 mmHg), increasing pump flow to 2.5 L/m2/min (if previ-
(rSO2) through expression, as a percentage, of the proportion ously <2.0 L/m2/min), increasing inspired oxygen fraction
of measured oxyhemoglobin (at 920 nm) to total hemoglobin and transfusion of packed red cells (if hematocrit <20%).60
(760 nm).9,10 The frontal cortex is often the region monitored, This algorithm, or similar interventions, was used in subse-
the overlying skin being suitably accessible and exposed, as quent studies, and reduction of the “desaturation load” has
well as having clinical importance as a watershed area. This been possible in the majority of episodes.61-63
represents the most distal tissue supplied by both the ACA and The main clinical trials examining the impact of NIRS-
MCA, which is vulnerable to hypoperfusion and embolic based interventions on neurocognitive outcomes are summa-
material.10-12 However, the NIRS-monitored region of the cor- rized in Supplemental Tables 1 a-c.9,42-50,58,60,64-71
tex is small and may lie outside the watershed zone.
NIRS has a long history of use in research and clinical prac- NIRS and Postoperative Delirium (Supplemental Table 1a)
tice, and has been shown to measure cerebral desaturation
with changes in cerebral blood flow (CBF), and physiologic Preoperative rSO2 measurement has demonstrable value
studies have demonstrated validity for the measurement of given the correlation between a low rSO2 value and increased
cerebral oxygenation.13-15 There are now several devices cur- POD in cardiac surgical patients undergoing CPB.72-75 The
rently approved for clinical use by the US Food and Drug significant difference in rSO2 values between POD patients
Administration (FDA), with the most frequently used monitors and their nondelirious counterparts persists when supplemental
and their key features, as well as advantages and disadvan- oxygen is applied, and in the absence of disparity in arterial
tages, listed in Table 1.3,16-39 saturation monitoring, suggesting additional value for this
As most hemoglobin within the cranium resides within the modality.73 Further observational evidence, from a large
venous system, a normal rSO2 is about 70%, with a range of (n = 815), single-center, retrospective study, demonstrated that
50% to 75%, based on the assumption of a fixed venous-to- with intraoperative monitoring of patients undergoing off-
arterial ratio.3,10 Inter-individual variability has been demon- pump CABG (OPCAB) surgery, duration of rSO2 <50% was
strated in healthy volunteers, and a meta-analysis of preopera- associated with increased incidence of POD.49
tive rSO2 values in cardiac surgery patients found a 95% A single-center, randomized controlled trial (RCT) of 249
reference range of 51% to 82%, with a mean baseline of older patients undergoing surgery on CPB further confirmed
approximately 66%.10,40 Furthermore, a reducing baseline the predictive importance of a low baseline rSO2 value for
value is observed with advancing age, with a reduced value in POD and evaluated a NIRS-based interventional algorithm to
female patients, and when combined with a likely degree of counteract desaturation (rSO2 <75% of baseline for at least
reading error related to differing proportions of arterial and one minute). The intervention did not reduce the incidence of
Table 1
A Comparison of Five FDA-Approved Near-Infrared Spectroscopy Devices

Device and Manufacturer Key Features Advantages Disadvantages

C-Flow (predecessor: CerOx), Ornim Medical Acousto-optic device (UT-NIRS; near-infrared Provides microcirculatory CBF values, as well Requires adequate light and acoustic coupling.

B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113


Ltd, Israel EMR is modulated by 1-MHz ultrasound as saturation values. Ultrasonography requires refreshing of probe
waves, allowing temporal interpretation of Displays arbitrary flow units, and change from contact gel every few hours.
detected signal, and permitting derivation of baseline value. CBF index accuracy may be affected by
flow values). Global and regional CBF values correlate with hemodilution during CPB.
Modified unit calculates state of nuclear medicine-based techniques. Inability to detect absent CBF (in brain-dead
autoregulation (based on CBF index and CBF autoregulation calculated by CerOx patients) via this modality raises questions
MAP). moderately correlates with TCD-derived regarding use of noninvasive CBF assessment.
values.
CBF index may function better as a monitor of
malperfusion than cerebral saturation.
INVOS (multiple iterations) Emits 2 wavelengths of EMR (730 and 810 nm). First FDA-approved cerebral oximetry device, Potentially more sensitive to interpatient
Covidien, CO/Medtronic, Minnesota, USA Provides absolute rSO2 value and percentage with largest evidence base. variability, which complicates defining
change from baseline. Demonstrates good correlation between clinically relevant threshold values.
Integration with bispectral index is possible sensors for different age ranges (neonatal, Distal sensing depth is only 20 mm, so low
for depth of anesthesia monitoring. pediatric, and adult) as trend monitors (albeit saturation values may occur with a scalp-
Device assumes a 25%/75% arterial/venous with different absolute values depending on cortex distance greater than 20 mm.
contribution to cerebral saturation. sensor). Extracranial contamination has a more sizable
mean reduction in saturation value than
FORE-SIGHT and EQUANOX (16.6% v
11.8% v 6.8%).
More negative bias of saturation values for
female patients (compared with FORE-SIGHT
and EQUANOX)
EQUANOX (multiple iterations), Nonin 2-, 3-, and 4-wavelength devices available (730, 8004CA 4-wavelength sensor has been validated Fewer studies in this device, compared with
Medical Inc, Minnesota, USA 760, 810, and 880 nm) in a physiological study to provide absolute INVOS.
Provides an absolute value of rSO2 and a trend rSO2 values, as well as trend values. Poor interchangeability of absolute values
value. Lowest impact of extracranial contamination with other devices limits generalizability of
Device assumes a 30%/70% arterial/venous on saturation value (compared with INVOS research in other devices, and device-specific
contribution to cerebral saturation. and FORE-SIGHT). threshold values are required.
EQUANOX 3- and 4-wavelength devices Different iterations of the device have shown
appear less subject to between-patient different saturation values in the same subject,
variability than INVOS devices. likely relating to technical and algorithm
differences, which may limit generalizability
of previous research.
More negative bias of saturation values for
female patients (compared with FORE-
SIGHT).
(continued on next page)

2101
2102
Table 1 (continued )

Device and Manufacturer Key Features Advantages Disadvantages

FORE-SIGHT ELITE Emits 5 wavelengths of EMR (685, 730, 770, Additional wavelengths can compensate for Fewer studies in this device, compared with
(predecessor: FORE-SIGHT) 810, and 870 nm). scattering or diffusion of light, with reduced INVOS.
CAS Medical Systems, CT/Edwards Provides an absolute value of rSO2. extracranial contamination compared with Poor interchangeability of absolute values
Lifesciences, California, USA Device assumes a 30%/70% arterial/venous INVOS 5100C. with other devices limits generalizability of
contribution to cerebral saturation. Distal sensing depth greater than INVOS (25 research in other devices, and device-specific
Integration with advanced hemodynamic mm). threshold values are required.
monitoring is possible. In most extensive comparative study, FORE- Previous iteration had more negative bias in
SIGHT had the lowest root-mean squared saturation value for patients with dark skin

B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113


error (compared with EQUANOX 3- and 4- pigment.
wavelength, and INVOS) and lowest
percentage variation attributable to patient
variability.
Bias of values appears to be affected by
gender least of all (compared with INVOS and
EQUANOX).
O3 Masimo, California, USA Emits 4 wavelengths of EMR (730, 760, 805, Demonstrated good accuracy of absolute rSO2 Very few studies using this device currently.
and 880 nm). value (root-mean squared error of 4%), and Little comparative data available, but
Provides absolute rSO2 value and change from trend value (relative root-mean-squared error comparison with EQUANOX device suggests
baseline. of 2.1%) in volunteers during controlled absolute values are not interchangeable.
Provides indices relating to change in oxy- and hypoxia, with good correlation (coefficient
deoxyhemoglobin values, as components of 0.95) with reference values from arterial and
rSO2. venous samples.
Integration with depth of anesthesia metric is
available.

Abbreviations: CBF, cerebral blood flow; CPB, cardiopulmonary bypass; EMR, electromagnetic radiation; FDA, US Food and Drug Administration; MAP, mean arterial pressure; MHz, megahertz; NIRS, near-
infrared spectroscopy; nm, nanometer; rSO2, regional cerebral oxygen saturation; TCD, transcranial Doppler; UT-NIRS, ultrasound-tagged near-infrared spectroscopy.
B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113 2103

POD, or duration of desaturation, compared with standard observational, and then from three randomized, prospective
care.64 However, the intervention failed to restore normal studies, that has shown an association between intraoperative
rSO2 values in about 20% of intraoperative patients, and 12% cerebral desaturation and POCD.42-44,66,67
of intensive care unit (ICU) patients, reflecting a much lower Observational evidence supports an AUC for desaturation
reversal rate than previously described.60,62-64 The failure to <40% as the key predictor for POCD.66,82-85 Furthermore,
reduce the incidence of POD likely reflects the low rSO2 resto- prospective RCT data from patients (n = 265) undergoing on-
ration rates in the intervention group, and there may have been pump CABG showed no significant incidence of POCD with-
suboptimal protocol compliance, or a “learning effect” carried out desaturation <50%, and reinforced that desaturation load
over from the intervention group to the control group.76 was associated with significant increased incidence of early
A further RCT of 128 higher-risk cardiac patients failed to POCD.67 Subsequent studies have reiterated this association,
demonstrate a benefit on the incidence of POD, with an algo- with an OR of 12 (95% CI, 2.4-60.7; p = 0.003) for POCD
rithm to maintain rSO2 >80% of baseline, as part of a bundle given prolonged cerebral desaturation.9,43,44
of individualized physiologic targets. Regardless of study arm, Of more clinical relevance than the association between
the incidence of POD was significantly lower in patients cerebral desaturation and POCD, is the use of NIRS-based
achieving their physiologic targets, including rSO2, than those interventional algorithms to reduce the burden of POCD when
who did not (24% v 53%, p = 0.001). Although this study was compared with standard care. The same RCT reporting the
not powered for POD as the primary outcome, the importance importance of desaturation load failed to detect a significant
of individualized targets was reinforced, and should be the difference from standard care with use of NIRS-based inter-
topic of further research.50 In this respect, ultrasound-tagged ventions, although there were concerns regarding poor proto-
(UT) NIRS, which has demonstrated use in establishing indi- col compliance.67 Once again, there have been numerous
vidual intraoperative cerebral autoregulation, may be of use, subsequent studies, using RCT methodology, with positive
with MAP deviations beyond the autoregulatory range associ- outcomes relating to incidence of POCD.9,43,44,47,70 One RCT
ated with POD.18,77 of 200 CABG surgery patients demonstrated that a NIRS-
Considering the uncertain evidence for the value of NIRS- based interventional bundle aimed at maintaining rSO2 >80%
based intervention in reducing POD, a pairwise meta-analysis of baseline value, or >50% absolute value, significantly
of seven RCTs showed benefit in cardiac surgery for a com- reduced the incidence of POCD compared with the control
bined outcome of POD and POCD (pooled odds ratio [OR] group (28% v 52%, p = 0.002), although no monitoring of the
0.34 [0.14-0.85]), with the authors advocating maintenance of control group occurred for comparison rSO2 values.44
>80% of baseline saturation.78 There is less evidence consid- Intervention at similar thresholds of desaturation have been
ering the continuation of monitoring on the ICU following car- associated with significant outcome differences in other ran-
diac surgery, despite a high (53%) incidence of cerebral domized studies.9 At a relatively more conservative rSO2
desaturation.79 Observational evidence suggests that the use of intervention threshold of 60%, one RCT of 134 patients under-
NIRS may be appropriate in assessing severity, and monitoring going on-pump cardiac surgery reported significantly
resolution, of delirium, with absolute and relative postopera- improved memory scores at six months postoperatively in the
tive desaturations significantly associated with an increased intervention arm, despite presence of numerous protective fac-
incidence of delirium.48,80 However, there was no significant tors in the whole cohort, including a young average age, good
difference in NIRS values prior to the onset of delirium, weak- underlying cardiac contractile function, and an absence of
ening the suggestion of causation, and implying that this was a deep hypothermic cardiac arrest.70,86 This study failed to dem-
consequence of the neuropathology.48 onstrate a desaturation severity-time burden on POCD, which
may relate to the presence of protective factors and the inter-
NIRS and Postoperative Cognitive Decline (Supplemental vention bundle, as well as possible genuine absence of associa-
Table 1b) tion. However, the use of RCT methodology with clearly
defined consensus cognitive outcome measures make the find-
An early observational study of 47 patients undergoing ings important in the context of evaluating this modality.86,87
CABG on CPB found no association between NIRS-detected The most concerning limitation of many of these studies
cerebral desaturation and POCD, although it is likely that this was the nonstandardized methodology for POCD assessments,
study, and similar subsequent ones, was underpowered.65,81 such as antisaccadic eye movement tests, Mini-Mental State
Debate surrounding the association of cerebral desaturation Examination, and the Montreal Cognitive Assessment
with POCD has continued, and the authors of a more recent (MoCA).9,43,66 This has significant ramifications for the valid-
prospective study have argued against the use of NIRS moni- ity of individual studies, as well as reducing the suitability for
toring for all low-risk cardiac surgery patients, on the basis of meaningful meta-analyses, and further compounded by poor
similar rates of cerebral desaturation between on-pump and standardization of the postoperative assessment periods. This
off-pump patients, but significantly different incidence of failure of standardization highlights the importance of certain
POCD. However, small patient numbers (n = 60), low inci- findings, such as those of Colak et al, in which despite non-
dence of cerebral desaturation, and the low-risk nature of the blinding of the control group, there was appropriate use of the
patients have limited the generalizability of their findings.68 In cognitive assessment modalities approved by the Consensus
contrast, there is an evolving body of evidence, first Statement for the Assessment of Neurocognitive Function in
2104 B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113

Cardiac Surgery.44,88 To emphasize the importance of these Table 2


cognitive assessment modalities, in one multicenter RCT, the American Society for Enhanced Recovery and Perioperative Quality Joint
only significant difference in the incidence of POCD was Consensus Statement Recommendations for Use of Cerebral Near-Infrared
Spectroscopy in Cardiac Surgery
detected in nonapproved POCD assessment modalities, with
no significant difference in approved modalities between con- Perioperative Timepoint Action
trol and intervention arms (although a low incidence of desatu-
Preoperative Record baseline measurement (Strength of
ration and a small proportion of high-risk patients raised Statement—Strong, Quality of Evidence—B).
questions regarding generalizability of these findings).45,88 Identify patient at higher-risk of adverse outcome
Furthermore, numerous trials are beset by being underpow- after cardiac surgery (Weak, B).
ered, or not designed, for incidence of POCD as a primary out- Intraoperative Measure intraoperatively and index to baseline to
come, limiting the application of findings to clinical practice.69 identify high-risk patients (Weak, C).
Measure to identify acute cerebral malperfusion
Suitability of systematic reviews and meta-analyses of indi- and guide management (Weak, D).
vidual trial data unfortunately are limited by the aforementioned Cerebral oximetry-guided interventional
heterogeneity in reported outcomes. One systematic review, algorithm should be used to reduce intensive care
with POCD as a secondary outcome, judged only two of ten unit length of stay (Weak, C).
studies as low-risk for bias, and only two used consensus state- Postoperative More research needed
mentapproved cognitive testing modalities, with any signifi-
cant difference detected absent when only these methods were
considered.59 The aforementioned network analysis reported 59% in aortic arch surgery, which may reflect a paucity of
reduced pooled OR for combined POD/POCD with the use of high-quality evidence.89 Detractors of NIRS-based interven-
patient-specific NIRS-based algorithms to maintain rSO2 in car- tions may point to findings, such as the inability for UT-NIRS
diac surgical patients, identifying the critical threshold of desatu- to identify absent cerebral circulation in adults with brain
ration as <80% of baseline.78 Similarly, in a Cochrane Database death.23 However, there appears to be enough evidence to sug-
systematic review of perioperative NIRS monitoring in adult gest that a low preoperative value is associated with POD, and
surgery, ten of the 15 included studies involved aortic or cardiac there is reasonable agreement that cerebral desaturation intrao-
surgery patients, with varied outcome measures.16 They peratively is associated with both POD and POCD. This is
highlighted one cardiac study reporting an increase of POCD in reflected in the incorporation of this technology into recent
the control arm at one week (mild impairment in 44.4% v clinical expert recommendations for use in cardiac surgery,
16.3%, p = 0.01).9 Across all surgical patients, only a low-qual- which are listed in Table 2.90,91
ity recommendation could be made supporting the use of NIRS The precise role of perioperative NIRS monitoring will con-
monitoring in reducing early POCD.16 tinue to be debated. There is a spectrum of problems that it can
detect, from incorrect aortic or right atrial bypass cannulae
NIRS and Stroke (Supplemental Table 1c) positioning (which may be detected with unilateral desatura-
tion, and which is easily rectified) to global desaturation
Reporting of other neurologic outcomes has been variable, (which is less completely understood from a single numerical
with conflicting evidence regarding perioperative optimization value), which will require more extensive management, and
of rSO2 and the incidence of postoperative stroke, and a meta- may not be remediable. Although future directions for cerebral
analysis found no significant difference between intervention oximetry include entropy and trend analyses, as well as inte-
and control arms.50,59,60,71 The dichotomous evidence may relate grated cerebral autoregulatory blood pressure threshold assess-
to the etiology of perioperative stroke, as measures to intervene ments, the most crucial steps toward more clearly establishing
in desaturation will involve attempts to increase cerebral blood its role in cardiac surgery, and in optimizing neurocognitive
flow (CBF), which will be beneficial in hypoperfusion, but dele- outcomes, will be the conduct of more high-quality trials,
terious if increasing flow delivers a greater embolic load. using standardized outcome assessments at homogenized time
One secondary analysis of an RCT demonstrated an association points, in line with consensus definitions.92-94
between an increased number of new postoperative ischemic cere-
bral lesions (diagnosed by diffusion-weighted magnetic resonance Jugular Venous Bulb Saturation Monitoring
imaging) in cardiac surgery patients with a significantly longer
time of cerebral desaturation >10% from baseline. The presence This neuromonitoring technique requires retrograde place-
of new cerebral ischemic lesions also was associated with a higher ment of a specialized catheter into the jugular venous bulb via
accumulated desaturation load, although there was no clear rSO2 the internal jugular vein.3 Cardiac anesthesiologists may not
threshold for an increased incidence of new lesions.46 Again, there be familiar with the placement of this catheter. Jugular bulb
is a clear need for further high-quality RCTs. oxygen saturation (SjO2) measures global oxygenation (con-
tinuously or intermittently), the product of oxygen supply and
Conclusion—NIRS Monitoring demand, with a normal range of 55% to 75%.95,96 Measure-
ment has a high specificity, but a low sensitivity, for regional
A recent survey of cardiac anesthesiologists revealed that ischemia, and anatomic variations can lead to unpredictable
27% routinely use cerebral oximetry monitoring, increasing to contamination.3,95
B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113 2105

A SjO2 value <50% suggests inadequate cerebral oxygen- and the drastic, and evolving, physiologic derangement of
ation, due to increased metabolic rate of oxygen consumption, hypothermic CPB, including shunting and emboli, which are
reduced CBF, or diminished arterial oxygen concentration.95 associated with potential hyperperfusion and increased SjO2
SjO2 has been demonstrated to be a better marker of cerebral values, may make interpretation particularly complicated. The
oxygenation than SvO2 (mixed venous oxygen saturation).97 majority of studies assessing this modality are relatively older
The multiple potential sources of low values, and aforemen- than for other monitoring techniques, and should be interpreted
tioned shortcomings, mean it may be used best as a trend mon- with this in mind. Finally, this technique is of declining famil-
itor.3 Accurate clinical interpretation requires that arterial iarity to anesthesiologists, which has implications for ongoing
oxygen saturation, hemoglobin concentration, and other physi- clinical and research practice.
ologic factors influencing the position of the oxyhemoglobin
dissociation curve (OHDC) remain constant, so that deranged Transcranial Doppler
values can be considered the result of an alteration to either
CBF or cerebral oxygen consumption.95 Transcranial Doppler (TCD) emits ultrasound waves in the
SjO2 values <50% during warm CPB have been associated frequency range of 1-to-2.5 MHz, placed in various acoustic
with POD/POCD following cardiac surgery.84,98 Desaturation windows to monitor the presence, velocity, and direction of
<50% occurs in roughly a quarter of patients during rewarm- flow, in a selected cerebral artery.3,96,113 Measurement of
ing from hypothermic CPB, and has been associated with MCA velocity (MCAV) has shown good correlation with
POCD in numerous studies.83,99,100 Impaired neurocognitive changes in CBF, and a reduced value is associated with cere-
test performance has been associated with reduced CBF and bral ischemia in carotid endarterectomy patients.3,96,114
higher cerebral oxygen consumption prior to rewarming, sug- TCD has been used during cardiac surgery for the correction
gesting the presence of a prewarming metabolic deficit.101,102 of mechanical causes of reduced flow velocity and hemi-
Therefore, low SjO2 caused by cerebral hypoperfusion may spheric flow asymmetry, and may be of use in selecting the
have some use as a screening tool for patients at risk of most appropriate strategy for delivering anterograde cerebral
POCD.102,103 Interestingly, one single-center study of 187 perfusion during aortic arch surgery.3,115 Furthermore, it has
patients showed that SjO2 desaturations were more frequent been used for monitoring high-intensity transient signals,
during off-pump cardiac surgery, rather than during on-pump which are indicative of microemboli during cardiac
procedures; however, it is unclear whether the desaturations surgery.3,96 However, multiple systematic reviews have
resulted in POCD.79 The clinical relevance of this observation described insufficient evidence to demonstrate causality
can be questioned, particularly as neurocognitive outcomes between intraoperative embolic events and POCD, despite a
after off-pump procedures are not more common.104,105 degree of association, with analysis hampered by the methods
In contrast to the evidence of an association of low intrao- used to classify the signals, as well as neurocognitive testing
perative SjO2 measurements with POD/POCD, but potentially modalities and study underpowering.116-118 As such, routine
in agreement with the aforementioned results in off-pump sur- clinical use of TCD during CPB is not supported by evidence-
gery, a small single-center study in 35 patients undergoing based guidelines.3,119 The decline in use also likely is related
CABG and valve surgery with CPB (at 28˚C), demonstrated to the limitations of TCD, which include the requirement for
that increased SjO2 saturations before and during CPB were skilled placement and interpretation, and the potential for sig-
associated with POCD.106,107 This potentially contradictory nal loss during surgery.3,96,120
finding may have been due to (1) increased CBF with higher A recent small, single-center study of TCD assessment of
SjO2 being associated with a higher delivery of emboli to the MCAV prior to, and during CPB, demonstrated that patients
brain, (2) shift of the OHDC to the left during CPB with with POD had significantly higher flow velocities compared
increased oxygen affinity for hemoglobin, resulting in higher with baseline, suggesting relative cerebral hyperperfusion,
SjO2 but inadequate tissue oxygenation, or (3) shunt of oxy- which was present for a greater time-averaged period. In addi-
genated arterial blood to the venous side.107-111 Care must be tion, patients with relatively low baseline velocities, who then
taken in interpretation of these values, as SjO2 measurements subsequently experienced hyperperfusion, were significantly
are likely to be higher during hypothermic CPB than during more likely to be delirious postoperatively than their normo-
normothermic CPB, reflecting the oxygen consumption being perfused counterparts.121 However, enthusiasm for identifying
reduced disproportionately to CBF during hypothermia.95,112 patients at risk of developing POD by this method may be tem-
pered by concerns regarding the external validity of using
Conclusion—Jugular Venous Bulb Saturation Monitoring MCAV values as markers of CBF, despite good correlation,
given the high number of variables affecting this value.121 A
This invasive technique can be used as a trend monitor to similar potential preoperative role has been suggested, as left
assess cerebral oxygenation, with high specificity for regional MCA hypoperfusion is an independent risk factor for POCD,
ischemia, but accurate interpretation is dependent on a con- but evidence for this is limited.122
stant physiologic milieu. Lower SjO2 values during warm Further research has been conducted into the use of TCD to
CPB and during rewarming from hypothermic CPB, indicating demarcate, in realtime, the limits of cerebral autoregulation, of
hypoperfusion, have been associated with increased POD/ particular pertinence given the association of POCD with flow
POCD. However, the complex interaction of oxygen extraction outside this range.123-127 Furthermore, the absence of cerebral
2106 B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113

autoregulation in about 20% of patients undergoing cardiac Duration of EEG burst suppression has been linked both
surgery has been demonstrated with combined TCD and directly and inversely with POD and POCD.134-138 Known
NIRS, and these patients are at higher risk of postoperative POD risk factors, including limited physical function, lowest
stroke.21,128 An RCT of 460 patients used TCD to establish body temperature on CPB, and EEG alpha power, may
individualized CPB MAP targets before CPB. There was no increase the risk of delirium by means of their impact on burst
reduction in the incidence of a composite neurologic outcome, suppression during CPB.139 Given the relationship between
but there were a 45% reduction in POD and a significant hypotension and neurologic insult during cardiac surgery,
improvement in memory scores at four-to-six weeks after sur- some have advocated the use of EEG for monitoring of burst
gery in the intervention arm.129 suppression, particularly given the increased postoperative
mortality associated with concurrent hypotension and wave-
Conclusion—Transcranial Doppler form suppression in a recent large RCT (ENGAGES trial),
although no difference in POD incidence was noted.140-142
TCD has been used in identifying the presence of cerebral EEG use for neuromonitoring is limited by the cumbersome
artery flow during cardiac procedures, and in detecting cere- application of the electrodes, requiring skill to interpret, and
bral microemboli. Currently, inconclusive evidence for the its primary function as a monitor of the superficial layers of
clinical relevance of abnormal findings, combined with the the cerebral cortex. It is used best if there have been a normal
technical skill required to perform such monitoring, explain preoperative trace and stable depth of anesthesia, and detection
the limited uptake. However, its use to assess individual limits of reduced oxygen delivery is improved when the insult is sud-
of cerebral autoregulation, with subsequently adjusted blood den. It also is prone to interference from surgical equipment,
pressures during CPB, demonstrated convincingly improved such as diathermy, hypothermia, or concomitant medication
neurologic outcomes. administration.3

Cerebral Function Monitoring


Processed EEG
Electroencephalography (EEG) is a multifaceted neuromo-
nitor and includes the use of raw, unaltered EEG waveforms, Processed EEG (pEEG) monitors use surface electrodes and
or processed data (processed EEG or pEEG). Furthermore, the a proprietary algorithm to produce a dimensionless number,
EEG, or a pEEG-based monitor, can be considered as direct relating to depth of anesthesia.3 Evidence for pEEG in reduc-
neuromonitors or as depth of anesthesia monitors, with the ing episodes of awareness under anesthesia has been mixed in
potential effects that titration of anesthesia has on neurocogni- the general surgical population.143-146 pEEG indices will be
tive outcomes. influenced by pharmacologic regimens, degree of surgical
stimulus, and preexisting cognitive function, as well as physio-
Unprocessed EEG logic and metabolic derangements, both intentional and unin-
tentional, which are commonplace in cardiovascular
The EEG is the surface recording of cortical activity, and the anesthesia.141
trace produced unsurprisingly is affected by cerebral oxygen- Intraoperative bispectral index (BIS) monitoring, in noncar-
ation.3 Reduced oxygen delivery, for example due to CBF diac surgery, has been demonstrated to have anesthesia-spar-
below critical threshold (<22 mL/100g brain tissue/minute), ing effects and both propofol and volatile agents have been
can present as slowing of the EEG, with decreased amplitude shown to be associated with increased incidence of POD,
of alpha and beta waves, and increased amplitude of theta and POCD, and dementia, as well as biochemical antecedents of
delta waves.3,96 Further reduction of CBF, to 7-to-15 mL/ these outcomes.147-158 This sparing effect may explain how
100g/min, can produce an isoelectric EEG, indicating extreme pEEG monitoring can reduce intraoperative vasopressor
suppression of neural activity, which has been used as an end- requirements, which, in turn, may influence cerebral perfu-
point in deep hypothermic cardiac arrest for aortic sion.159 There is mixed evidence from patients undergoing
surgery.96,130 These changes enable detection of cerebral carotid endarterectomy regarding the use of BIS monitoring in
ischemia, with sensitivity improved by maintenance of a con- detecting cerebral ischemia.160-163
stant anesthetic dose, as well as other physiologic, pharmaco- Large RCTs and a Cochrane Review suggested that BIS-
logic, and environmental influences.3 guided anesthesia may reduce POD, largely based on noncar-
Distinct EEG findings have been characterized in delirious diac surgery data.158,164,165 A small single-center study in car-
postcardiac surgery patients in the ICU; however, even the diac surgical patients found a trend for a reduced incidence of
appearance of EEG slowing may represent subclinical POD in patients undergoing BIS-guided anesthesia, but this
derangement, occurring in the absence of abnormal neuropsy- did not reach statistical significance.166 Somewhat counterintu-
chologic test performance.131,132 Furthermore, it very recently itively, in this study reduced anesthetic dose was associated
was shown that postoperative cardiac surgery patients demon- with increased POD, which the authors attributed to the attend-
strated a relatively high incidence (9%) of electrographic seiz- ing anesthesiologist correctly identifying the high-risk patient,
ures (and abnormal EEG patterns in 33% of patients), which and exposing the patient to lower-dose anesthesia, without a
are associated with POD.133 necessary improvement in outcome.166
B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113 2107

Bilaterally monitored BIS has been shown to be signifi- One large retrospective, observational study of 1,721
cantly lower in cardiac surgery patients developing POD than patients demonstrated a significantly lower incidence of major
in their nondelirious counterparts.167 However, it should be perioperative neurologic complications when multimodal
remembered that hypnotic depth is not necessarily represented monitoring (including bipolar EEG, compressed spectral anal-
by a linear scale, due to neural hysteresis and neurobiologic ysis of EEG, bilateral somatosensory-evoked potentials
differences among individuals.141,168,169 The most recent [SSEPs], TCD, and SjO2 monitoring) was used, compared
reviews and meta-analyses have demonstrated contrasting with no monitoring.177 A subsequent study examined a moni-
findings in the ability of EEG-guided anesthesia to reduce toring array of NIRS, TCD, and BIS in a cohort of patients
POD and POCD.170-172 Nevertheless, pEEG-guided anesthesia undergoing cardiac surgery on CPB, reporting a complex inter-
still may prove appealing to clinicians, with other objective play among the individual device readings, and concluding
clinical signs being unreliable during CPB.173 that cerebral oxygenation and hemodynamics and prediction
Aside from specifically guiding depth of anesthesia, pEEG of postoperative function were too complex for a single modal-
devices can be used to detect cortical burst suppression, which ity. Delineating the shortcomings of each device, they reported
is associated with POD in cardiac surgery patients.136 Prior to that TCD values had a wide interindividual variability, NIRS
the onset of burst suppression in CPB patients, there markedly had low spatial resolution, and BIS, unsurprisingly, was
decreased alpha- and beta-wave power, which could poten- markedly affected by interaction with anesthetic agents.120
tially be used as a marker for susceptibility for burst suppres- Concomitant use of pEEG and NIRS was shown to have use
sion and hence POD, and, thus, denotes a point at which to in predicting POD, with delirious patients having longer and
intervene.174 However, alpha power can be altered by comor- more frequent periods of EEG suppression or significantly
bid conditions in cardiac surgical patients under general anes- lower nadir rSO2 values. However, there was no impact of
thesia, with profound implications for its use in guiding depth combined desaturation and EEG suppression on POD or
of hypnosis.175 Similarly, elderly patients, who represent a POCD incidence (although there was intervention to reduce
sizeable proportion of cardiac surgical patients, often display cerebral desaturation), and, therefore, the use of both monitors
reduced frontal alpha power under anesthesia, which can lead simultaneously may not be for identifying a characteristic mul-
to misinterpretation of depth of anesthesia.141 timodal pattern that predicts POD/POCD, but rather in detect-
ing the individual abnormality that places that patient at
Conclusion—EEG risk.178 Similarly, NIRS and SjO2 monitoring have been used
concomitantly, with both measuring cerebral oxygenation and
The unprocessed EEG can be used to detect cerebral helping predict POCD, but this does not imply interchange-
ischemia but requires skilled interpretation, a normal pre- ability.179 Furthermore, a recent pilot study examining simul-
operative waveform, stable depth of anesthesia, and a lack taneous use of BIS and NIRS monitoring demonstrated a
of external interference. These factors currently limit its significant reduction in the incidence of POD, which crucially
use as a neuromonitor, despite its potential to intra- and was targeted individually to maintain satisfactory readings in
postoperatively detect both clinical and subclinical both modalities.180 A multicenter RCT will be of great interest
derangement of electrophysiology. to the development of any multimodality strategies.
Processed EEG devices provide a markedly simpler clini- Other neuromonitoring modalities include somatosensory-
cian-monitor interface, but remain susceptible to the influence evoked potentials, auditory-evoked potentials, and intravenous
of preexisting cognitive function and pharmacologic and phys- microdialysis of cerebral venous outflow blood. These have
iologic factors, as well as surgical stimulus. However, in con- limited evidence for reducing incidence of neurocognitive dys-
trast to the apparent simplicity of the dimensionless number function, and, given their current largely experimental value,
supplied by the device, is the complicated neurobiologic pro- lie outside the scope of this review.172,181,182
cess it is meant to represent, and this perhaps explains the lack
of definitive evidence for or against its use in cardiac surgery. Conclusions
There is marked heterogeneity in the data collected in the car-
diac surgery cohort, and observational data and the results of a Neurocognitive dysfunction following cardiac surgery, pre-
recent systematic review suggest that it should be examined senting in any of its various guises, poses a significant burden
further. to healthcare services and individual patients. The use of
advanced monitoring techniques, if they can reduce this bur-
Multimodality Monitoring and Other Monitoring den of disease, would be highly desirable. Comparison across
Techniques these modalities is made in Table 3.
The authors have considered the most recent clinical trials in
There is no current ideal single neuromonitor, and each this review, including meta-analyses and guidelines, and con-
device has strengths and limitations. Although some call to clude that there is still a paucity of high-quality RCT evidence
abandon such devices, others advocate the use of single devi- for any of the discussed modalities. NIRS has been investi-
ces, or even multimodality monitoring strategies, the virtues of gated most extensively, and has understandable appeal, being
which have been espoused by a recent review in pediatric car- noninvasive and simple to interpret. Furthermore, it has a
diac surgery.64,68,176 rational algorithm-based response to an unsatisfactory value
2108
Table 3
Comparison Across the Different Modalities of Cerebral Monitoring, Including Advantages and Disadvantages

Facets of Assessment Neuromonitoring Modality

NIRS Jugular Venous Bulb Saturation Transcranial Doppler EEG Processed EEG

Assessment and Provided Value Regional cerebral oxygen saturation Global brain venous saturation Localized cerebral blood flow Global superficial cortex electrical Regional cortical electrical activity
activity
Output Value Numerical percentage saturation Numerical percentage saturation Flow velocity Unprocessed electroencephalograph Numerical (dimensionless) value
Output Requiring Action rSO2 declines 20% from baseline or SjO2 <50% warrants intervention Reduction in flow velocity Slowing of EEG/burst suppression, Burst suppression
<50% absolute value characteristic patterns have been
described

B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113


Site Unilateral or bilateral frontal region Unilateral (dominant internal jugular Unilateral, usually over MCA Over whole cranium Frontal/temporal region
vein)
Invasiveness Noninvasive; adhesive emitter/ Invasive (sited in internal jugular Noninvasive; transducer Noninvasive; adhesive electrodes Noninvasive; adhesive electrodes
detector (except UT-NIRS) vein)
Continuous Monitor Yes Yes (if oximeter-tipped catheter used) Yes Yes Yes
Additional Technical Support/Skill No Not necessary, but placement may be Requires skill to find correct Requires skilled interpretation, time- No
Required unfamiliar insonation window and interpret consuming to site
Association with Neurocognitive Preoperative value indicates high-risk Low intraoperative values are Hyperperfusion may be associated Burst suppression is associated with Anesthesia-sparing may be protective
Outcomes for POD. associated with POCD. with POD. POD and POCD. against POD/POCD.
Cerebral desaturation associated MCA hypoperfusion is associated Burst suppression is associated with
with POD/POCD. with POCD. POD.
Intervention to improve rSO2 is Unclear significance of emboli
associated with reduced incidence detection.
of POCD.
Conflicting evidence regarding
CVA.
Other Advantages Simple interface/interpretation. Sampling via catheter permits Useful for correction of mechanical Detects global and regional ischemia, Simple to set up and interpret.
Trend or absolute rSO2 values measurement of oxygen tension. causes of reduced flow velocity and with relative specificity. Already part of the “anesthetic
depending on device. hemispheric flow asymmetry. More extensive assessment of the cockpit” as part of depth of
Most extensive literature base for Detects spectrum of abnormalities cortex than NIRS. anesthesia monitoring.
significance of desaturation and (embolic material, hypo  and Anesthesia-sparing effect may have
interventions. hyperperfusion). other (non-neurocognitive) benefits,
Association with outcomes as including cardiovascular stability.
previously noted, as well as
potential to delineate limits of
cerebral autoregulation.
Other Disadvantages Poor interchangeability of devices Anesthesiologists unlikely to be Requires skilled placement and Despite advantages, it remains a Relies on proprietary algorithms.
(and values) familiar with placement of catheter. interpretation. monitor of the superficial layer of Influenced by medications, as well
Studies assess both technology and Measures global oxygenation, Signal may be lost during surgery. the cortex. as metabolic and physiological
intervention, which may confound without reference to specific cause, For optimal use requires stable status.
assessment and interpretation is more complex depth of anesthesia, and normal Most evidence from noncardiac
Study conclusions are limited by than rSO2 (and requires consistent preoperative trace, and trace will be studies.
chosen outcomes, follow-up physiological status). affected by hypothermia and Likely to have relatively low
windows, and underpowering. Susceptible to anatomical variants. medications. sensitivity for ischemia.
rSO2 value reflects a small area of Best considered as a trend monitor. Interference can occur from
cortical tissue (in watershed area). equipment.
Does not indicate the likely site/
cause of low saturation.
Potential for extracerebral
contamination.

Abbreviations: CVA, cerebrovascular accident; EEG, electroencephalography; MCA, middle cerebral artery; NIRS, near-infrared spectroscopy; POCD, postoperative cognitive dysfunction; POD, postoperative
delirium; rSO2, regional cerebral saturation; SjO2, jugular venous bulb saturation; UT-NIRS, ultrasound-tagged near-infrared spectroscopy.
B. Milne et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 20982113 2109

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