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The effect of elevating the heels on spinal kinematics and kinetics during the
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DOI: 10.1080/02640414.2020.1738675

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Journal of Sports Sciences

ISSN: 0264-0414 (Print) 1466-447X (Online) Journal homepage: https://www.tandfonline.com/loi/rjsp20

The effect of elevating the heels on spinal


kinematics and kinetics during the back squat in
trained and novice weight trainers

Mark G. L. Sayers, Caroline Bachem, Pascal Schütz, William R. Taylor, Renate


List, Silvio Lorenzetti & S. H. Hosseini Nasab

To cite this article: Mark G. L. Sayers, Caroline Bachem, Pascal Schütz, William R. Taylor, Renate
List, Silvio Lorenzetti & S. H. Hosseini Nasab (2020): The effect of elevating the heels on spinal
kinematics and kinetics during the back squat in trained and novice weight trainers, Journal of
Sports Sciences, DOI: 10.1080/02640414.2020.1738675

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JOURNAL OF SPORTS SCIENCES
https://doi.org/10.1080/02640414.2020.1738675

SPORTS MEDICINE AND BIOMECHANICS

The effect of elevating the heels on spinal kinematics and kinetics during the back
squat in trained and novice weight trainers
Mark G. L. Sayers a, Caroline Bachemb, Pascal Schütz b
, William R. Taylor b
, Renate List b,c
, Silvio Lorenzetti b,d

and S. H. Hosseini Nasab b


a
School of Health and Sport Sciences, University of the Sunshine Coast, Maroochydore DC, Australia; bETH, Institute for Biomechanics, Zürich,
Switzerland; cHuman Performance Lab, Schulthess Clinic, Zürich, Switzerland; dSwiss Federal Institute of Sport, Magglingen, Switzerland

ABSTRACT ARTICLE HISTORY


This research assessed the influence of various heel elevation conditions on spinal kinematic and kinetic Accepted 20 November 2019
data during loaded (25% and 50% of body weight) high-bar back squats. Ten novice (mass 67.6 ± 12.4 kg,
KEYWORDS
height 1.73 ± 0.10 m) and ten regular weight trainers (mass 66.0 ± 10.7 kg, height 1.71 ± 0.09 m) High bar back squat;
completed eight repetitions at each load wearing conventional training shoes standing on the flat level weightlifting shoes; spinal
floor (LF) and on an inclined board (EH). The regular weight training group performed an additional eight curvature; statistical
repetitions wearing weightlifting shoes (WS). Statistical parametric mapping (SPM1D) and repeated parametric mapping
measures analysis of variance were used to assess differences in spinal curvature and kinetics across
the shoe/floor conditions and loads. SPM1D analyses indicated that during the LF condition the novice
weight trainers had greater moments around L4/L5 than the regular weight trainers during the last 20%
of the lift (P < 0.05), with this difference becoming non-significant during the EH condition. This study
indicates that from a perspective of spinal safety, it appears advantageous for novice weight trainers to
perform back squats with their heels slightly elevated, while regular weight trainers appear to realize only
limited benefits performing back squats with either EH or WS.

Introduction
Paper also states that the lumbar spine should maintain
The back squat and variations of the back squat (front squat, split a “normal” posture, with the torso vertical throughout the
squat, single leg squat, etc.) are fundamental components in squat. However, herein lies a paradox as scientific reports indi-
many athletic (Lorenzetti et al., 2018; Sato et al., 2012) and cate that restricting anterior knee movement results in
clinical training programmes (Severin et al., 2017). Despite this increased lumbar flexion (List et al., 2013). Importantly,
extensive acceptance, the back squat has been linked indirectly increased lumbar flexion during squatting is also associated
with numerous injuries to the lower limbs and vertebral column with increased spinal loading (Fry et al., 2003; Hartmann et al.,
(Aasa et al., 2017; Fry et al., 2003; Siewe et al., 2014; Swinton et al., 2013; Swinton et al., 2012; Whitting et al., 2016). Additionally,
2012; Whitting et al., 2016; Winwood et al., 2014). This popular physical limitations in areas such as reduced dorsiflexion and/or
exercise has been subject to extensive biomechanical investiga- hip flexion range of motion (ROM) may limit an individual’s
tions that focus typically on the impact of load, squat depth, ability to achieve the NSCA’s “optimal” knee position and spinal
stance width and/or shoe design on lower limb mechanics (at posture (Myer et al., 2014; Sato et al., 2012; Whitting et al.,
the time of submission searches on Web of Science and PubMed 2016).
using terms such as “Squat”, “Kinematics” and “Biomechanics” To address some of the concerns with lower limb mobility
revealed over relevant 100 manuscripts). However, of this exten- adversely affect back squat technique, several researchers have
sive body of literature proportionally less focuses specifically on investigated the use of various footwear types (e.g., weightlift-
back squat spinal kinematics and/or kinetics (Charlton et al., ing footwear containing wedged heels) and/or heel lifts on
2017; Hartmann et al., 2013; Lee et al., 2019; List et al., 2013; squat kinetics and kinematics (Charlton et al., 2017; Lee et al.,
Lorenzetti et al., 2018; McKean et al., 2010; Walsh et al., 2007; 2019; Legg et al., 2017; Sato et al., 2012, 2013; Sinclair et al.,
Whitting et al., 2016). 2015; Southwell et al., 2016; Whitting et al., 2016). Although
Of concern is that coaching techniques and the scientific most of these studies report measures of spinal kinetics and/or
literature contain inconsistencies regarding the “ideal” back kinematics, there are several concerns with these data and/or
squat technique. The classic NSCA position paper (1991) on the analytical procedures used. Some studies define the trunk
squat technique highlights that in order to reduce shear forces as a rigid body between a marker located on the bar and
on the knees, the shanks should be kept near vertical during another on either the posterior superior iliac spine (Legg
the movement (i.e., to minimize dorsi flexion and/or the ante- et al., 2017) or the hip (Fuglsang et al., 2017; Sato et al., 2012,
rior translation of the knees during knee flexion). The Position 2013). The multiple movements possible at the vertebral

CONTACT Mark G. L. Sayers msayers@usc.edu.au School of Health and Sport Sciences, University of the Sunshine Coast, Maroochydore DC, Queensland,
Australia
© 2020 Informa UK Limited, trading as Taylor & Francis Group
2 M. G. L. SAYERS ET AL.

segments between these markers means that data collected high-bar back squat exercise, their typical weight training
using this approach should be viewed with caution. Other involved lifting moderate loads only (i.e., loads representing
studies incorporate more complex marker sets into their spinal less than 3RM), which also explains the group’s relatively low
models, but limit analyses of spinal kinematics to discrete 1RM high-bar back squat data (1.56 ± 0.32x BW). Similarly,
descriptions of thorax inclination (Charlton et al., 2017; although the participants in the novice group were familiar
Sinclair et al., 2015). This limitation is also applicable to research with the high-bar squat exercise they were not regular weight
on lumbar kinematics using an electrogoniometer (placed over trainers and had no experience at performing the high-bar back
L3) (Lee et al., 2019). The research by Southwell et al. (2016) squat with heavy loads. Due to the latter we did not do 1RM
incorporated the most advanced spinal model amongst these testing on the novice group. In accordance with institutional
studies, but analyses were limited to maxima and minima data human research ethics approval requirements (EK 2017-N-33),
from each wave-form. The restriction of data analysis to dis- all participants were informed of the benefits and risks asso-
crete time points or joint and/or segmental maxima and ciated with this study before providing their written informed
minima, represents a clear limitation and highlights the need consent.
for future analyses to focus on assessing data over the entire
movement.
Data acquisition
Spinal modelling procedures that enable the quantification
of spinal curvature during dynamic activities represent Prior to testing, participants were fitted with 77 markers on the
a significant advance from traditional techniques that define lower limbs, pelvis, trunk and arms in accordance with the IfB
the spine as a single rigid body segment (List et al., 2013; marker set (List et al., 2013; Lorenzetti et al., 2018). Two addi-
Schmid et al., 2015; Zemp et al., 2014). The use of these models tional markers were attached to the end of the barbell (Figure 1).
during studies on back squat kinematics and kinetics indicate Marker trajectories were tracked in three-dimensions at 100 Hz
that increases in load results in reductions in the ROM of both using a 22 camera infra-red motion capture system (MX40 and
the lumbar and thoracic curvature (List et al., 2013), while MX160, Vicon Motion System, Oxford Metrics Ltd., United
changes in stance width appears to have little or no influence Kingdom). To enable kinetic analyses, this system was synchro-
on spinal moments (Lorenzetti et al., 2018). In the latter study, nized with two force platforms that sampled at 2000 Hz (Kistler
Lorenzetti et al. (2018) report relatively consistent lumbar ROM Instrument AG, Winterthur, Switzerland).
data for different loads and foot placements between experi- The novice athletes performed squats in indoor shoes stand-
enced and novice participants, but once again, the analyses ing on either the flat level floor (LF), or with the heels elevated
were limited to discrete data only. The interpretation of spinal (EH) by standing on two wooden wedges (Figure 1) that were
curvature data using time-series based analytical procedures machined to a 4.5 deg downslope and secured to each force
such as Statistical Parametric Mapping (SPM) (Friston et al., platform. In addition to these conditions, the regular weight
1994), would address many of the limitations associated with training group also performed squats wearing specialist weigh-
previous research in this field. However, the use of these spinal tlifting shoes WS (adidas adiPower weightlifting shoes, adidas,
modelling procedures in combination with SPM analyses to Herzogenaurach, Germany). The heel for this particular WS is
assess the influence of either weightlifting footwear or floor raised 20.1 mm relative to the forefoot, resulting in a mean
inclination on spinal kinetics and kinematics during the back decline angle of 4.4 deg over the four different shoe sizes used
squat has not been reported in the scientific literature. (Note: within the participant cohort only four different shoe
Accordingly, the purpose of this research was to assess the sizes were required). After a warm up phase of 5 min, partici-
influence of various shoe/floor conditions on spinal time- pants performed a set of eight repetitions of high bar squats in
series kinematic (curvature) and kinetic (moments) data in each of the test conditions. The two loading conditions (25%
regular and novice weight trainers. BW and 50%BW) and various shoe/floor settings were rando-
mized between participants. A standardized set of instructions
were used (Lorenzetti et al., 2018), which included a directive to
Methods squat “as deep as possible, bringing your thigh at least parallel
to the floor”. Squat depth was later quantified using peak hip
Subjects
and knee flexion angles. A two-minute rest was provided
Ten novice (age 26.1 ± 4.9 years, mass 67.6 ± 12.4 kg, height between sets to minimize possible effects of fatigue (Kraemer
1.73 ± 0.10 m) and ten regular weight trainers (age et al., 2002). All testing was performed on a single day.
27.6 ± 3.6 years, mass 66.0 ± 10.7 kg, height 1.71 ± 0.09 m) All kinematic and kinetic data was reconstructed using Vicon
volunteered to participate in this project. The distribution of Nexus (version 2.4, Oxford Metrics Group, UK) and subsequent
sexes was equal between groups (i.e., 5 males and 5 females calculations were performed using MATLAB (versions 2012a
per group). At the time of data acquisition all participants were and 2014a, The MathWorks Inc., Natick, MA, USA). Kinematic
over 18 years of age, free from injury and had no previous lower data from the standardized motion tasks allowed joint centres
limb or spinal surgeries or complaints. The inclusion criteria for and axes of rotation for the hip, knee and ankle to be deter-
the regular weight training group was based on participants mined functionally (List et al., 2013). The intervertebral joint
having a high bar back squat one-repetition maximum (1RM) of centre of L4 and L5 was determined anatomically based on
at least 1.2x BW and undertaking weight training at least twice anthropometric data (Nissan & Gilad, 1986).
per week for a minimum of 3 years. While this group were all Lumbar and thoracic curvature angles were defined as the
regular weight trainers and experienced at performing the segmental angles of the fitted circle between the markers on
JOURNAL OF SPORTS SCIENCES 3

Figure 1. Photographs showing the locations of the Institute for Biomechanics (IfB) spinal marker set (left) and the machined wedges attached to the two force
platforms (right).

the spinal processes of L1 to L5 and T1 to T12 respectively (List analyse time-series biomechanical data (for a review see
et al., 2013; Schellenberg, Schmid et al., 2017; Schellenberg, Warmenhoven et al., 2018). Statistical analyses of discrete
Taylor et al., 2017). Using a quasi-static inverse dynamics data were performed using IBM SPSS software (version 24,
approach, the sagittal plane external joint moments about the SPSS AG, Zürich, Switzerland). Multiple repeated-measures ana-
lower lumbar spine (L4/L5) were determined and then normal- lysis of variance (ANOVA) tests were used to analyse the influ-
ized to the subject’s body mass. This method incorporates ence of elevating the heels and load on joint ROMs and peak
ground reaction force data, joint centres determined using joint external moments within each group. In case of violation
kinematic data, as well as sex-specific segment masses into of the assumption of sphericity determined by Mauchly’s test,
the calculations (Durkin & Dowling, 2003). Inertial forces were the Greenhouse-Geisser correction was used. Normality was
neglected due to slow accelerations of the segments. Analyses tested using the Shapiro-Wilk test on the standardized resi-
were performed for the sagittal plane only, with positive values duals, with the normality assumption fulfilled unless otherwise
representing flexion angles and moments. For each experimen- stated. Shoe/floor setups LF and EH were compared in the
tal condition, the set of eight repetitions was divided into novice group while in the regular weight training group, LF,
individual squat cycles with the participant starting and ending EH and WS were compared. All significant interactions were
a cycle in an upright position. The left and right acromion followed up with post hoc tests with Bonferroni corrections
markers were tracked and their vertical velocities were aver- for multiple comparisons. Between group testing of discrete
aged, with a value of >0.04 m/s defining the start and end variables was assessed via independent sample t-tests. Hedge’s
points of a single squat cycle (List et al., 2013; Lorenzetti et al., g statistics (with correction for small sample sizes) were also
2018). For each participant and experimental condition, the used, with the relative magnitude of any differences expressed
mean of eight repeated cycles were calculated separately, time- using standard criteria – small = 0.2, medium/moderate = 0.6,
normalized according to the start and end points and then large = 0.8 (Cohen, 2013). Data are presented as mean ± stan-
used in all subsequent calculations and statistical analyses. dard deviation (SD) with the significance level set to P < 0.01
due to the multiple comparisons.
Statistical analyses
Results
SPM analyses were completed using the 1D statistical para-
metric mapping (SPM1D) technique (Pataky, 2012; Pataky Both groups had small non-significant changes (P > 0.20) in Hip
et al., 2013), a procedure that has been used successfully to ROM (novice: < 2 deg; regular weight trainers: < 3 deg) and
4 M. G. L. SAYERS ET AL.

knee ROM (novice: < 6 deg; regular weight trainers: < 1 deg) weight trainers during the first 10–30% of the squat cycle for
from the LF to the EH conditions. These non-significant differ- the +50% BW, with no significant differences at any other stage
ences were similar when comparing LF to WS conditions for the of the squat cycle in that group. There were no significant time-
regular weight trainers. Between group comparisons indicate series effects of load on lumbar curvature for the novices. Similar
that the regular weight trainers had significantly (P < 0.01) analyses show that the heavier load significantly increased thor-
greater knee ROM than the novices during both heel lift con- acic curvature during the first 25–40% and last 15% of the squat
ditions, with the relative magnitude of these difference cycle in both groups, although these differences were all less
decreasing from large (12–16 deg) to moderate (10–11 deg) than 2 deg. Discrete kinetic data analyses indicate large signifi-
from the LF to EH conditions. There were small non-significant cant effects of load on the maximum moment on L4/L5 within
differences between groups in hip ROM (< 2 deg) at each heel each condition for both groups (Table 1). SPM analyses indicate
lift condition. that these differences (between 0.5 and 1.0 Nm/kg) were sig-
The results from the discrete analyses of spinal curvature nificant throughout the squat cycle for both groups. There were
indicate moderate significant effects of load on the ROM in spinal limited within and between group differences in discrete vari-
curvature for both the novice and regular weight training parti- ables for each of the heel height conditions, with none of these
cipants for all heel lift conditions (Table 1). Analyses of the effect differences achieving any more than small effect sizes.
of load on lumbar curvature time-series data shows that it was Within group SPM analyses indicated no significant influ-
significantly reduced by approximately 4 deg in the regular ences of increasing heel height on either lumbar or thoracic

Table 1. Mean (1SD) data of the discrete variables for both groups at each load and for each heel lift condition.
Thoracic
Load on the Peak Moment about Lumbar Curvature at ROM in Lumbar Thoracic Curvature at Curvature
Condition barbell L4/L5 (Nm/kg) Start Position (deg) Curvature (deg) Start Position (deg) (deg)
Novice Level floor +25% BW 2.23 (0.36)‡ large 17 (10) 22 (9)‡ mod 8 (4) 9 (3)‡ mod
+50% BW 2.91 (0.46) 16 (9) 19 (8) 9 (3) 10 (3)
Elevated +25% BW 2.31 (0.32)‡ large 16 (10) 21 (8)‡ large 8 (4) 9 (3)‡ mod
heels
+50% BW 3.03 (0.45)* small 15 (9) 19 (7) 9 (3) 10 (3)
Regular Level floor +25% BW 2.26 (0.56)‡ large 12 (8)† small 15 (8)† small,‡ mod 8 (4) 9 (3)‡ mod
weight +50% BW 3.11 (0.55) 10 (8)† small 13 (7) 9 (4) 10 (3)
trainers Elevated +25% BW 2.33 (0.56)‡ large 12 (7)† small 14 (7)* small, 8 (3) 9 (3)‡ mod
heels
+50% BW 3.11 (0.58) 11 (8)† small 13 (7) 9 (4) 11 (3)
Weightlifting +25% BW 2.39 (0.54)‡ mod 12 (7) 14 (7) 8 (4) 9 (3)‡ mod
Shoes +50% BW 3.04 (0.57) 11 (7) 13 (8) 9 (4) 10 (3)
*Significantly different to the level floor condition within this group; ‡ Significantly different to +50% BW load within this group and condition; † Significantly different
to the novice group for this condition; small, mod (moderate) and large represent the relative magnitudes of the relevant effect sizes.

Figure 2. Time-series mean and standard deviation clouds representing the lumbar (left) and thoracic (right) spinal curvature (deg) for the novice (top) and regular
weight trainers (bottom) together with SPM data. Red lines represent data during the level floor (LF) condition while the green lines are for the Elevated Heels (EH)
condition. These analyses represent comparisons between LF and EH conditions within each test population.
JOURNAL OF SPORTS SCIENCES 5

Figure 3. Time-series mean and standard deviation clouds representing the lumbar (left) and thoracic (right) spinal curvature for the novice (blue) and regular weight
trainers (pink) together with SPM data. Top graphs represent the Level Floor (LF) condition while the bottom graphs are for the Elevated Heels (EH) condition. These
analyses represent comparisons between each test population as a function of the LF and EH conditions.

curvature for either group throughout the squat cycle (Figure Discussion
2). Similarly, although the regular weight trainers had on aver-
This study used a combination of discrete and contemporary time-
age 5 deg less lumbar curvature than the novice group
series analytical procedures to investigate the influence of increas-
throughout the squat cycle, SPM analyse indicated no signifi-
ing heel height on spinal kinematics and kinetics during the high-
cant time-series differences in lumbar or thoracic curvature
bar barbell back squat in novice and regular weight trainers. Our
between groups (Figure 3).
findings indicate that lifting the heels during back squats (by either
Both groups experienced nearly a threefold increase in EH or WS) has limited significant influences on spinal kinematics
the moments around L4/L5 during the downward phase of and kinetics, particularly in regular weight trainers. However, the
the movement, with these data peaking during the bot- spinal kinematics and kinetics of the novice weight trainers
tom of the squat at 50% of the cycle. As was the case became similar to those of the regular weight training group
with the spinal curvature data, within group SPM analyses during the EH condition, suggesting elevating the heels might be
indicated no significant influence of an increase in heel advantageous for less regular weight trainers when performing
height on the moment around L4/L5 (Figure 4). this exercise. The project also emphasizes the value of SPM as an
Conversely, the between group analyses shows the novice analytical procedure and highlight the ability of this technique to
group experienced significantly greater moments on L4/L5 identify the areas within a duty cycle where datasets differ
than the regular weight trainers during the last 20% of the significantly.
squat cycle in the LF condition, with this difference no Although not the focus of this study, the non-significant
longer significant when the heels were elevated (Figure 5). influence of heel lift condition on hip and knee ROM is

Figure 4. Time-series mean and standard deviation clouds representing the moment around L4/L5 for the novice (left) and regular weight trainers (right) together with
SPM data. Red lines represent data during the Level Floor condition while the green lines are for the Elevated Heels condition. These analyses represent comparisons
between LF and EH conditions within each test population.
6 M. G. L. SAYERS ET AL.

Figure 5. Time-series mean and standard deviation clouds representing the moment around L4/L5 for the novice (blue) and regular weight trainers (pink) together with
SPM data. Left graphs represent the Level Floor (LF) condition while the right graphs are for the Elevated Heels (EH) condition. These analyses represent comparisons
between each test population as a function of the LF and EH conditions.

consistent with previous research in this domain (Legg previous researchers suggest that back pain and high inter-
et al., 2017). The tendency for regular weight trainers to vertebral disc pressures are associated with excessive lum-
squat deeper than novices by utilising greater knee flexion bar lordosis and spinal flexion during lifting tasks (Hartmann
ROM is also consistent with findings from earlier studies et al., 2013; Sadler et al., 2017; Schmidt et al., 2007). Our
(Legg et al., 2017; Lorenzetti et al., 2018). Similarly, the spinal curvature data are similar to earlier research (List
significant effect of load on the maximum moment around et al., 2013), with the small differences between these data
L4/L5 was expected (Aspe & Swinton, 2014; Lorenzetti et al., due to the normalization adopted by the earlier group (i.e.,
2018), as these data are influenced primarily by the combi- their data were normalized to static posture). Similarly, our
nation of load and the horizontal position of the bar relative relatively large SD data may reflect the inclusion of both
to L4/L5, where the latter was influenced strongly by trunk male and female participants, with research suggesting
inclination (Walsh et al., 2007). Therefore, with minimal slight differences in squat technique between the sexes
absolute changes in spinal curvature between the two load- (McKean et al., 2010). Although slightly more exaggerated,
ing conditions (< 5 deg), it would appear these maximum the spinal curvatures of our novice participants did not
moments around L4/L5 were influenced primarily by the differ significantly at any stage of the squat cycle from the
load on the bar. The significant difference in the maximum regular weight trainers. The absence of a within group
moment on L4/L5 at +50%BW load between LF and EH effect of increases in heel height on spinal curvature is
conditions in the novice participants needs to be inter- consistent with earlier research using discrete analytical
preted with caution, as SPM analysis indicates that when techniques that concludes neither EH (Charlton et al.,
considered as a part of the entire movement these differ- 2017) nor WS affect spinal posture during squatting (Lee
ences are no longer statistically significant. Limitations asso- et al., 2019; Sinclair et al., 2015).
ciated with traditional discrete analyses are also highlighted Analyses of our time-series data highlights the substan-
in the between group comparisons of the moments on L4/ tial increase in the moments around L4/L5 at the bottom
L5. The maxima in these data occur approximately 50% position of the squat. These data are consistent with pre-
through the squat cycle, a point where both our discrete vious research reporting significant differences in maximum
and SPM analyses indicate no significant between group trunk inclination at the bottom of the squat (Charlton et al.,
differences. However, analyses of the entire time-series 2017; Legg et al., 2017; Southwell et al., 2016). The rapid
show significant between group differences in these data increase in these data at approximately 40% of the squat
for the LF condition during the last 20% of the squat cycle. cycle for the regular weight trainers may be a function of
The latter finding would be missed using most traditional these participants achieving greater knee flexion at the
discrete analytical techniques. Differences between our dis- bottom of the squat than the novices. This hypothesis
crete and time-series findings highlight a clear limitation would be consistent with earlier research reporting the
associated with the use of discrete analysis techniques to inter-relationships between knee kinematics, squat depth
assess complex movement patterns (Warmenhoven et al., and lumbar/thoracic inclination during back squats (List
2018). et al., 2013; Lorenzetti et al., 2018). Regardless, within each
The presence of an effect for load on lumbar and thor- group the moments around L4/L5 were largely unaffected
acic curvature is consistent with research suggesting that by raising the heels, a finding consistent with previous
increases in load during back squatting are associated with research relying on discrete analyses only (Southwell et al.,
increased lumbar curvature (Walsh et al., 2007). Our time- 2016). Importantly, the significant differences between
series analyses show that these differences are small (typi- groups in the moments on L4/L5 during the last 20% of
cally <5 deg) and occur only during the first and last 25% of the squat cycle in the LF condition appear independent of
the lifting cycle where the joint moments about L4/L5 were spinal curvature, suggesting an increase in trunk inclination
reduced. This ability to maintain spinal curvature during all is responsible for this effect. Conversely, during the EH
phases of the squat cycle is a key issue in spinal safety, as condition the non-significant differences between groups
JOURNAL OF SPORTS SCIENCES 7

throughout the squat cycle suggests that increasing heel This project contains several limitations that are impor-
height enabled the novice weight trainers to adopt a trunk tant to acknowledge. The regular weight trainers achieved
inclination throughout the movement that was closer to deeper knee flexion than the novices and so between group
that of the regular participants. Although again relying comparisons should be interpreted with caution. Differences
primarily on discrete data analysis, this finding is consistent in squat depth may also occur as a function of ankle mobi-
with earlier research suggesting that WS (hence increasing lity (Charlton et al., 2017; Legg et al., 2017; Southwell et al.,
heel height) results in reduced trunk inclination at the 2016) and we did not assess the latter in this project.
deepest point in the squat (Legg et al., 2017). The absence Although the repeated measures research design means
of this effect amongst our regular weight trainers in both EH that inter-individual differences in ankle mobility will have
and WS conditions thus supports the notion that increasing minimal impact on our findings, some care should be taken
heel height does not directly influence spinal load in this before generalising these results to individuals with limited
cohort (Southwell et al., 2016). While we acknowledge that ankle mobility. Similarly, although our regular weight trai-
poor ankle mobility may be influenced directly by elevating ners had long training histories, none were weightlifters or
the heels, any potential change in lower limb mechanics powerlifters and had no experience at lifting heavy loads.
during the EH and WS conditions (Charlton et al., 2017; Legg Additionally, the loads used in this study were not high,
et al., 2017; Southwell et al., 2016) has not been reflected in with the maximum load added to the bar being only 50% of
the spinal kinematics and kinetics of our experienced BW and so our findings may not be representative of squats
participants. involving heavy loads. Finally, as this project has been
A considerable body of research has investigated the limited to assessing spinal kinematics and kinetics only, we
relationships between spinal, pelvis and lower limb kine- are unable to comment on whether performing high-bar
matics with kinetics during bending and lifting tasks (for back squats with EH and/or WS influences lower limb kine-
recent reviews see Sadler et al., 2017; Zawadka et al., matics and/or kinetics in our participant cohort.
2018). These papers highlight the complex nature of the
interactions between external load, lifting technique, flex-
ibility and lower body and spinal kinematics and kinetics
Conclusions
during tasks like squatting. During high bar squatting the This project adds to the body of knowledge in this field by
maintenance of “normal” spinal curvature while also mini- using contemporary analytical procedures to assess the
mizing the moments surrounding the lower back are influence of elevating the heels on spinal kinematics and
important components for maintaining spinal safety kinetics during the high bar squat. The key finding was that
(Myer et al., 2014; Sato et al., 2012; Whitting et al., using either EH or WS to increase heel height during light to
2016). Although both groups decreased lumbar curvature moderate load high bar squatting has minimal influences on
slightly at the bottom position of the squat, all partici- spinal kinematics and kinetics within both our novice and
pants maintained a lumbar lordosis throughout the squat regular weight trainers. Between group analyses indicate
cycle. The regular weight training group achieved this that our novice weight trainers were able to reduce the
while also performing “deeper” squats than the novice external joint moments about L4/L5 to the same levels as
group. The latter is particularly noteworthy as previous the regular weight trainers during the EH condition.
research links increases in squat depth with increases in Accordingly, from a perspective of spinal safety, there
lumbar flexion (i.e., reductions in lumbar curvature) and appears to be some minor benefits for novice weight trai-
trunk inclination (Hartmann et al., 2013; List et al., 2013; ners to perform back squats with their heels slightly ele-
Lorenzetti et al., 2018). The relative absence of normative vated. However, it would appear that regular weight trainers
lumbar curvature data (using the approach adopted here) can maintain “optimal” spinal curvature throughout the
means that some care should be taken to avoid over- squat cycle without their heels elevated, either via a ramp
interpreting the slightly greater lumber curve adopted at or using WS. This project also emphasizes the importance of
the Start position by the novice weight trainers. analysing time-series data and not simply limiting analyses
Taken collectively, our data suggest that novice weight to discrete temporal or spatial elements.
trainers are more likely to gain from any potential benefits
concerning spinal safety provided by increasing heel
height than their more experienced counterparts. Acknowledgments
Additionally, in terms of spinal safety, there appears to The authors declare no conflicts of interest, with this study being funded
be limited benefit for regular weight trainers to elevate using internal resources. The results of the present study do not constitute
their heels during back squats (either through EH or WS), endorsement of the products used in this study by the authors or the NSCA.
as spinal curvature and the moments around L4/L5 appear
independent of heel lift condition in this group. These
Disclosure statement
findings are consistent with other research in this domain
indicating that the benefits of either EH or WS are limited No potential conflict of interest was reported by the authors.
to lower limb kinematics and/or kinetics, with these heel
lift conditions having limited effects on spinal loads or
ORCID
movements during squat exercises (Charlton et al., 2017;
Legg et al., 2017; Southwell et al., 2016). Mark G. L. Sayers http://orcid.org/0000-0001-6275-8982
8 M. G. L. SAYERS ET AL.

Pascal Schütz http://orcid.org/0000-0003-1711-7881 McKean, M. R., Dunn, P. K., & Burkett, B. J. (2010). The lumbar and sacrum
William R. Taylor http://orcid.org/0000-0003-4060-4098 movement pattern during the back squat exercise. Journal of Strength
Renate List http://orcid.org/0000-0003-3292-1915 and Conditioning Research, 24(10), 2731–2741. https://doi.org/10.1519/
Silvio Lorenzetti http://orcid.org/0000-0002-8339-8960 JSC.0b013e3181e2e166
S. H. Hosseini Nasab http://orcid.org/0000-0002-3518-3316 Myer, G. D., Kushner, A. M., Brent, J. L., Schoenfeld, B. J., Hugentobler, J.,
Lloyd, R. S., Vermeil, A., Chu, D. A., Harbin, J., & McGill, S. M. (2014). The
back squat: A proposed assessment of functional deficits and technical
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