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2015 IEEE International Conference on Space Optical Systems and Applications (ICSOS)

An Overview of NASA’s Latest Efforts in


Optical Communications
Bernard L. Edwards
NASA Goddard Space Flight Center
Greenbelt, MD 20771, USA

Bryan Robinson
MIT Lincoln Laboratory
Lexington, MA 02420 USA

Abhijit Biswas and Jon Hamkins


NASA Jet Propulsion Laboratory, California Institute of Technology
Pasadena, CA 91109 USA

Abstract – This paper provides an overview of communications from geosynchronous orbit to two
NASA’s latest efforts in developing and deploying optical ground stations located in the United States.
optical communications. It focuses on NASA’s
flagship Near Earth effort, the Laser
LCRD’s flight payload will be hosted on a
Communications Relay Demonstration Project
(LCRD), a joint project among NASA’s Goddard commercial communications satellite and consists
Space Flight Center (GSFC), the Jet Propulsion of two optical communications terminals in space
Laboratory, California Institute of Technology (JPL), with a switch between them. A single optical
and the Massachusetts Institute of Technology communications terminal on LCRD consists of an
Lincoln Laboratory (MIT/LL). LCRD will provide at optical module (a telescope or head), a modem, and
least two years of bi-directional optical an optical module controller. The exact orbital slot
communications at user data rates of up to 1.244 of the satellite is unknown at the time of this paper,
Gbps in an operational environment. This paper will but 120 degrees west has been used to support
provide an update on the project. This paper will
various analyses and studies.
also touch on NASA’s efforts for a Low Earth Orbit
(LEO) space optical terminal, developments for
future deep space optical systems, and address Each of the two optical communications terminals
NASA’s latest effort in international standardization. to be flown on the GEO spacecraft will transmit
and receive optical signals. LCRD will support
I. NASA’s Laser Communications Relay differential phase shift keying (DPSK) which can
Demonstration Project be used at extremely high data rates and has
sufficient background noise tolerance to support
In recent years there have been significant communications when the sun is in the field of
advancements in the development of laser based view. LCRD leverages a DPSK modem previously
communication systems for space applications. designed by MIT Lincoln Laboratory as a cost
These optical communication systems hold the effective approach to providing a DPSK signal. It
promise of better than an order of magnitude higher can both transmit and receive, supporting data rates
data rates over RF space communications while from 2 Mbps to 1.24 Gbps. Reduced data rates are
using less power, having lower mass, and achieved efficiently via a “burst mode” format,
occupying less space than comparable RF with data bursts interspersed with “dead times”
communication systems. A few international space where no signal is transmitted. In future relay
agencies have already begun to demonstrate the scenarios, the modem could be replaced by a higher
technology in space and build experimental ground rate DPSK modem that would support data rates
stations. beyond 10 Gbps. The DPSK modem employs
identical signaling for both the uplink and
NASA’s flagship effort in high rate optical downlink directions. The DPSK transmitter
communications for Near Earth applications is the generates a sequence of fixed duration pulses at a
Laser Communications Relay Demonstration 2.88 GHz clock rate. A bit is encoded in the phase
(LCRD). LCRD is a joint project between NASA difference between consecutive pulses. As
Goddard Space Flight Center, NASA Jet demodulation is accomplished with a single Mach-
Propulsion Laboratory, and MIT Lincoln Zehnder optical interferometer regardless of data
Laboratory. The demonstration will provide at rate, the clock rate remains fixed. The DPSK
least two years of high rate space optical transmitter utilizes a Master Oscillator Power
Amplifier (MOPA) architecture; the Erbium Doped
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Fiber Amplifier (EDFA) amplifies the optical support high rate bi-directional communications
signal to a 0.5-W average power level. Data rates between LEO and GEO as well.
below the maximum are accomplished via “burst-
mode” operation, where the transmitter sends The LCRD Ground Segment is comprised of the
pulses only a fraction of the time, sending no LCRD Mission Operations Center (LMOC) and
optical power the remainder of the time. Since the two optical ground stations: Ground Station 1 and
EDFA is average power limited, the peak power Ground Station 2. Each optical ground station
during the bursts is increased; thus the rate must provide three functions when communicating
reduction is accomplished in a power efficient with one of the two space optical communications
manner [1, 2]. terminals on the GEO spacecraft: receive the
communications signal from the GEO space
The DPSK receiver has an optical pre-amplifier terminal, transmit a signal to the GEO space
stage and an optical filter, at which point the light terminal, and transmit an uplink beacon beam so
is split between a clock recovery unit and the that the GEO space terminal points to the correct
communications receiver. The receiver uses a location on the Earth. The uplink beacon,
delay-line interferometer followed by balanced transmitted from each Earth ground station, must
photo-detectors to compare the phases of provide a pointing reference to establish the GEO
consecutive pulses, making a hard decision on each space terminal beam pointing direction.
channel bit.
The LMOC will perform all scheduling, command,
While coding and interleaving will be applied in and control of the LCRD payload and the ground
the ground terminal to mitigate noise and stations. The LMOC is connected with all other
atmospheric fading, the DPSK flight receiver does segments, and communicates with the two optical
not decode nor de-interleave. The modems instead ground stations using high capacity terrestrial
support a relay architecture where up- and down- connections. Connection to the space segment will
link errors are corrected together in a decoder be provided either through one of the ground
located at the destination ground station. stations, or through a lower capacity connection to
the host spacecraft’s Mission Operations Center
In addition to DPSK, LCRD will also support pulse (HMOC) and then to the LCRD flight payload by
position modulation (PPM). The transmitter the spacecraft’s RF link.
modulates the signal with a sequence of 16-ary
PPM symbols (a signal pulse is placed in exactly
one of each 16 temporal slots). The maximum
PPM data rate is 311 Mbps. The transmitter utilizes
the same 2.88 GHz clock rate. When operating in
PPM mode, the receive modem utilizes the same
optical pre-amplification and optical filter as is
used in DPSK. The optical signal is converted to
an electrical signal by means of a photo-detector.
The electrical signal in each slot is compared to a
threshold (which can be varied to account for
atmospheric turbulence) in a simple, yet sensitive
PPM receiver implementation. This method
leverages previous work performed by MIT
Lincoln Laboratory [3].

To be an optical relay demonstration, LCRD will


create a relay connection between two optical
ground stations. A significant objective of LCRD Figure 1 – Ground Station 1, OCTL Site, Table
is to demonstrate advance relay operations on the Mountain, CA
GEO spacecraft. LCRD will enable a wide variety
of relay operations through the Space Switching NASA Jet Propulsion Laboratory will enhance its
Unit that connect the two optical terminals. A Optical Communications Telescope Laboratory
known challenge with optical communication (OCTL) so that it can be used as Ground Station 1
through the atmosphere is the susceptibility to of the demonstration. The OCTL is located on top
cloud cover; link operations will be configurable to of Table Mountain in the San Gabriel Mountains of
allow support for a variety of scenarios. In southern California and houses a 1-m f#75.8 coudé
addition to being able to communicate with two focus telescope; it is shown in Figure 1 above. The
ground stations, the LCRD flight payload on the large aperture readily supports the high data rate
GEO spacecraft has a requirement to be able to DPSK and PPM downlinks from the LCRD space
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terminal with adequate link margin. Required to Figure 3 below, White Sands has much more
operate 24/7, in the presence of winds, and as close variability in performance than the Hawaii sites.
as 5 degrees solar angles, the OCTL telescope
shown in Figure 1 will be enclosed in a temperature
controlled dome with a transparent window to
allow laser beam and radar transmission [4].

NASA is also working with MIT Lincoln


Laboratory to develop a second optical
communications ground station to be deployed in
Hawaii; the LCRD project refers to this as Ground
Station 2.

Ground Station 2 will have a 60 cm receive


aperture, a 15 cm transmit aperture, and be located Figure 3 – Mean Monthly Availability
within an approximately 5.5 meter diameter dome
on one of the islands in Hawaii; ideally it will be Northrop Grumman found that the optical
located at a summit of one of the volcanoes there to turbulence is typically much more benign on Maui
get above the clouds and have excellent than White Sands or at Table Mountain (location of
atmospheric seeing conditions. NASA has been Ground Station 1) in California; see Figure 4
specifically studying Haleakala, a dormant volcano below.
on the island of Maui, Mauna Kea and Mauna Loa,
on the Big Island. Figure 4 shows the Cumulative Distribution
Function (CDF) of r0, the atmospheric coherence
length, for Table Mountain, White Sands, and
Haleakala. The CDF was referenced to zenith and
1550 nm. Haleakala has the most benign
turbulence with a median r0 = 43.5 cm. White
Sands and Table Mountain had similar statistics;
median r0 was 22.8 cm for White Sands, and 20.0
cm for Table Mountain.

Figure 2 – Ground Station 2 Site Telescope and


Dome

The laser subsystem consists of a custom photonics


assembly that produces a low power (<10 mW)
fiber-coupled optical signal, followed by a
commercially obtained high-power optical
amplifier. The fiber amplifier can produce up to 10
W of optical power but will be limited by software
to a maximum power of 7.3 W during operation.
After accounting for transmission loss of the
transmit telescope and the window in the dome, the
maximum power emitted into free space outside the
dome is 5.4 W.

Originally, LCRD was going to use a ground Figure 4 – Comparison of Haleakala to White
station deployed at White Sands, New Mexico, Sands and Table Mountain
which was the site of the primary ground station for
the Lunar Laser Communication Demonstration When considering the total availability of a site to a
(LLCD). However, there was some concern with satellite at 120 degrees west, Table Mountain and
the availability of an operational ground station at White Sands resulted in an availability of 83.8%
White Sands during the late summer months. Thus while Table Mountain and Haleakala resulted in an
at NASA’s request, Northrop Grumman performed availability of 88.5%. Furthermore, some of the
a study to look at the suitability of putting Ground experiments proposed for LCRD requires that both
Station 2 at White Sands, on the Island of Hawaii ground stations be available simultaneously. For
(the Big Island), or on Maui. As can be seen from simultaneous cloud-free-line-of-site, Table
Mountain and White Sands have a predicted
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availability of 37.1% while Table Mountain and than the GEO terminal. Additionally, because of
Haleakala have a predicted availability of 48.2%. the relative motions of the LEO spacecraft and the
GEO spacecraft, LEO to GEO links require larger
Similar analysis is being done for both Mauna Kea point-ahead angles (~ +/- 75 microradians) and
and Mauna Loa on the Big Island. Mauna Loa is accommodation of larger Doppler frequency shifts
also being studied by NASA for a future home of a (~5 GHz) [6].
large deep space optical terminal; such a terminal
would be much larger than the near Earth optical NASA originally considered basing such a terminal
terminal being developed for Ground Station 2. on the LCRD Optical Module, the Controller
Electronics, and the LCRD DPSK modem.
The two ground stations and the LCRD flight However, some important and difficult
payload in GEO will allow NASA to [5]: modifications would have to be made in order for
the terminal to provide high rate communications
• Demonstrate high rate 24/7 optical from the LEO to the GEO relay. Specifically, the
communications operations over a 2 year output laser power would have to be increased
period from GEO to Earth from 0.5 Watts to approximately 3 Watts, a beacon
• Demonstrate real-time optical relay from one needs to be added to the terminal, the gimbal range
Ground Station through the GEO flight of motion needs to be increased, and a larger point-
payload to the second Ground Station ahead angle needs to be supported.
• Use both a Near Earth (DPSK) and a Deep
Space (PPM) compatible modulation and Probably the hardest change to accommodate is the
coding addition of a beacon. The LCRD GEO terminal
• Demonstrate 1.244 Gbps (2.880 Gbps expects to see a beacon to aide acquisition from
uncoded) uplink and downlink using one of the ground stations. That beacon will have
Differential Phase Shift Keying (DPSK) to be provided by the LEO terminal. In the future,
it is expected that the beacon wavelength will be
• Demonstrate 311 Mbps uplink and downlink
provided by the terminal flying on the future GEO
using Pulse Position Modulation (PPM)
relay; another option would be to use a beaconless
• Demonstrate the Next Generation TDRS
approach to pointing and acquisition, which has
compatible optical terminal capable of
been studied by NASA in the past.
supporting both Direct to Earth and GEO to
LEO (ISS Terminal) communications
• Demonstrate operational concepts for
reliable, high-rate data delivery in face of
terrestrial weather variations typically
encountered by real NASA missions
• Demonstrate control of handover among
ground sites
• Performance testing and demonstrations of
coding and link layer protocols over optical
links with an orbiting testbed

II. Low Earth Orbit to Geosynchronous


Earth Orbit Relay Terminal Development
Figure 5 – Next Generation LEO Terminal
NASA would like to fly a terminal on a Low Earth Modules
Orbit (LEO) spacecraft that can communicate with
the Laser Communications Relay Demonstration After a feasibility study was performed by MIT
flying in GEO. Lincoln Laboratory, it was decided to pursue a new
terminal concept for use on LEO missions. This
NASA is working with MIT Lincoln Laboratory to next-generation terminal includes an off-axis 10-
develop optical communications technologies for cm telescope mounted on gimbals with greater than
LEO spacecraft. Communication links between a a hemispherical field of regard. The telescope is
LEO and a geosynchronous spacecraft, like LCRD, coupled via a Coudé path to fixed back-end optics
differ from GEO to Ground links in a number of which separate transmit, receive, and acquisition
ways. Most significantly, depending on the signals, compensate for line-of-sight jitter from
particulars of the LEO platform attitude and orbit, spacecraft motion or other sources, and implement
the LEO terminal will generally require a much the point-ahead functionality. The terminal also
larger field of regard (typically ~hemispherical, or includes a wide-angle beacon that can be used for
larger) and much higher slew rates (>2 mrad / sec) initial acquisition in a cooperative pointing system
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with the GEO terminal. Figure 5 is a conceptual A Ground Laser Transmitter (GLT) and Ground
diagram of the new terminal. Laser Receiver (GLR) located in the Southern
California utilizing the existing Optical
A laboratory prototype of this new LEO terminal Communication Telescope Laboratory (OCTL) and
with industry-provided subsystems is in the Hale telescope are planned. The GLT will
development. NASA plans to deploy the new transmit a 1064 nm high power beacon laser that
terminal on the International Space Station, shortly can deliver an irradiance of a few picowatts per
after the launch of the LCRD space relay segment. square meter to a deep-space optical
The terminal will then be used to demonstrate a communication Flight Laser Transceiver (FLT).
1.25 Gbit/s data relay from the ISS in low-Earth The FLT will use the beacon signal to actively
orbit to the ground via the LCRD space segment in point a 1550 nm downlink beam back to the GLR.
geosynchronous orbit.
Key technologies listed below will be required to
III. Deep Space Optical Communications demonstrate the capability described:
Developments
• Isolation and Pointing Assembly (IPA) for
operating in the presence of spacecraft
NASA’s future deep space human and robotic
vibrational disturbance
missions will require enhanced
telecommunications. NASA Technology • Photon-counting camera for the FLT to
Roadmaps call out 10 to 100 times enhanced enable acquisition/tracking and uplink with
capacity without an increase in mission burden in a dim laser beacon
mass, volume, power and/or spectrum. Optical • High peak-to-average power laser
communications is a relatively new technology that transmitter for photon-efficient
can help augment NASA’s telecommunication communications
“tool-box”. Recent and planned near-Earth • Photon-counting ground detectors that can
demonstrations lie the Lunar Laser Communication be integrated with large aperture diameter
Demonstration (LLCD) and the Laser ground collecting apertures (telescopes) for
Communication Relay Demonstration (LCRD) are detecting the faint downlink signal from
addressing the near-Earth needs, however, deep- deep-space.
space still remains a challenge where the increase
in link difficulty (data-rate × squared range, Mb/s- These technologies are currently being matured and
AU2) is 30-40 dB. integrated at JPL in order to perform and advanced
demonstration on the ground. This will prove
NASA is actively seeking opportunities to perform readiness for developing a FLT that can be hosted
technology demonstrations from deep-space early by a future NASA mission. At the time of writing
next decade so that the risk of implementing deep- this report NASA’s next Discovery mission
space optical communications is retired. Figure 6 selected from the 2014 Announcement of
shows a conceptual architecture for a planned deep- Opportunity is a strong candidate for hosting a
space optical communications demonstration. The deep-space optical communication demonstration.
concept relies on the use of existing ground assets
for an initial demonstration. IV. Optical Communications Interoperability
Standards for Near Earth and Deep Space

NASA is interested in the development of


worldwide optical communications standards to
support interoperability between optical systems.
With that in mind, NASA has been working within
the International Operations Advisory Group
(IOAG) and the Consultative Committee for Space
Data Systems (CCSDS).

The IOAG is an organization made up of


international space agencies that provides a forum
for identifying common needs, coordinating space
communications policy, high-level procedures,
Figure 6 Conceptual architecture for a deep-space technical interfaces, and other matters related to
optical communications demonstration. interoperability and space communications. The
IOAG considers the future requirements and trends
in spacecraft communications needs and assigns

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priorities for the development of cross support NASA is specifically interested in developing
standards. The IOAG commissioned a study in recommended standards for:
2010 on the business case for establishing cross • High Data Rate Near Earth applications
support standards for optical communications. The • High Photon Efficiency Deep Space
study group was named the Optical Link Study applications
Group (OLSG) and it was co-chaired by NASA • Low Complexity (and thus low cost) Near
and ESA [8]. Earth applications
• Real-Time Weather and Atmospheric
The OLSG had six member agencies and assessed Characterization
the business case by defining mission scenarios,
developing a credible operational concept for each Specifically, NASA is interested in interoperable
scenario, and examining the corresponding space optical communications standards to support Earth
communication system designs, estimated costs, relay and deep space communications.
and their expected performance. Some of the
scenarios that the OLSG looked at were Earth relay Earth relay satellites are expensive to develop,
satellites, Low Earth Orbit (LEO) direct-to-ground, build, and operate. Sharing of an Earth relay
lunar direct-to-Earth, and deep space optical direct satellite will reduce the cost of providing
to Earth communications. The OLSG reached the worldwide coverage for optical inter-satellite
conclusion that there was indeed a business case communication links. Sharing of Earth relay
for establishing optical communications standards. satellites should also provide higher availability by
The development of such standards was then tasked making more resources available to a specific
to be accomplished by the CCSDS [9]. spacecraft.

The CCSDS has been a huge success in the radio Optical ground stations to support deep space
frequency (RF) environment and today it is a multi- direct-to-Earth links are expected to be large,
national forum for the development of relatively expensive ground stations. This is
communications and data systems standards for especially true for stations supporting very high
spaceflight comprised of the world’s major space data rates from Mars and beyond. The effective
agencies and observer agencies. The stated goal of aperture size will be on the order of 5 to 10 meters
the CCSDS is to enhance governmental and to support high rate optical signals from Mars and
commercial interoperability and cross-support, even larger for signals from farther out in the solar
while also reducing risk, development time and system. Just as in the Near Earth application case,
project costs. Consensus has to be reached by the the sharing of deep space optical ground stations
member agencies before a CCSDS standard can be will save cost and increase availability. This will
published. help to make future deep space optical
communications a reality as the sharing of
Since its founding CCSDS has developed standards infrastructure will lower the cost for any single
recommendations, which have become ISO space agency.
standards, for space link communications and for
associated ground data systems. These standards Optical communications through the Earth
enable interoperability and cross support among the atmosphere from either an Earth relay satellite or
international space agencies. There are over 130 directly from a user spacecraft is nearly impossible
active CCSDS publications to date. in the presence of most types of clouds. Therefore,
the optical communication system solution for a
Agency A Agency B particular mission has to utilize optical ground
Spacecraft Spacecraft stations that are geographically diverse, such that
there is a high probability of a cloud-free line of
site (CFLOS) to a ground station from a spacecraft
at any given point in time. Sharing ground stations
around the world help to increase the probability of
getting the data to the ground within the time
period required [10]

NASA is working within the official CCSDS


Optical Communications Working Group to
develop world-wide recommended standards for
Agency A Antenna Agency B Antenna space optical communications.

Figure 6: Cross Support NASA plans on developing a CCSDS Orange Book


on High Data Rate optical communications based
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on its Laser Communications Relay Demonstration caculations. The book will include material
work. CCSDS Orange Books document showing how to produce and use long term weather
experimental work; they are normative, but and atmospheric statistics and how to take real-time
generally cover very new technology that does not measurements. The book will also touch on
yet have consensus of enough member agencies to performing predictive weather in support of optical
standardize. The proposed High Data Rate communications handovers.
recommendation currently being developed by
NASA aims to define signaling for future optical
relay systems, allowing users to make use of LCRD V. Conclusion
and future optical relays for high-data-rate, Optical Communications is an important
continuously-available data relay services. The communications technology for future space
proposed recommendation incorporates many of missions. It has the potential of providing user data
the features of the LCRD waveform, including: rates well in excess of what is possible with today’s
multi-rate differential phase shift keying RF technology; furthermore, the user burden in
modulation; high-efficiency, capacity-approaching, terms of mass, power, and volume should be less
edge-to-edge forward error correction coding [2]; even for data rates comparable to today’s RF
and in-band physical-layer communications for systems. While the capacity of current and near-
functions such as switching, channel state term RF communications technology is still
monitoring, and physical-layer performance increasing, it is eventually limited by bandwidth
optimization. allocation restrictions, power requirements, flight
terminal antenna size, and weight limitations.
NASA has proposed two draft recommended
standards relating to high-photon-efficiency optical NASA believes that a future space communications
communications suitable for deep space network should offer both RF and optical
applications. NASA would like to see the material communication services. RF can be reserved for
accepted and published as CCSDS Blue Books. those cases where high availability and thus low
CCSDS Blue Books are completed recommended latency is absolutely required, since optical
standards that become International Standards communications through the atmosphere for space-
Organization (ISO) standards. They are normative, to-Earth links will always be impacted by clouds.
sufficiently detailed, and pre-tested so they can be For space-to-Earth links, optical communications
used to directly and independently implement can be reserved for scenarios in which a potential
interoperable systems delay in reception is not a problem; in space-to-
space links, optical communications can provide
The first draft recommended standard provides the both high data rates and high availability. NASA is
optical synchronization, coding, and modulation developing the needed technologies for both near
specification for the downlink and uplink signals. Earth and deep space optical communications.
The proposed downlink waveform uses serially-
concatenated convolutionally-coded pulse position To facilitate the ability to interoperate, especially
modulation (SCPPM), with options for 4-ary with organizations external to NASA, a set of
through 256-ary PPM. The proposed uplink uses standards for space optical communications needs
low-density parity-check (LDPC) coded 2-PPM. to be developed. An international standard will
The physical layer is described in a second draft allow optical communications terminals built by
recommended standard, which specifies a 1550 nm one agency to use the infrastructure of another
wavelength for the downlink and 1060-1080 nm for country’s space agency. This is the evolutionary
the uplink. next step to today’s international RF cross support.
NASA is also working closely with the It is definitely an exciting time to be working in
international community to develop a CCSDS this critical technology area.
Green Book for Real-Time Weather and
Atmospheric Characterization Data. CCSDS
Green Books are informational reports; these are
Acknowledgments
not normative and provide foundational
information for BlueBooks, describing their The work described in this paper was carried out at
applicability, overall architecture, concept of NASA Headquarters in Washington, DC; NASA’s
operations, etc. A CCSDS Green Book for Real- Goddard Space Flight Center in Greenbelt,
Time Weather and Atmospheric Characterization Maryland; Massachusetts Institute of Technology’s
Data will define the physical quantities to be Lincoln Laboratory in Lexington, Massachusetts;
measured at existing and potential optical ground and at the California Institute of Technology’s Jet
station sites in support of space-to-Earth links Propulsion Laboratory in Pasadena, California,
CFLOS (Cloud Free Line of Sight) and link budget under contract with NASA. Funding was provided

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by the Space Technology Mission Directorate and Jean-Marc Soula CNES ; Philip Liebrecht
the Space Communications and Navigation NASA; Martin Pilgram DLR ; Jon Walker
Program within the Human Exploration and NASA; James Costrell NASA (Retired) ;
Operations Directorate at NASA. Gian-Paolo Calzolari ESA ; Wolfgang Hell
ESA
9. Interagency Operations Advisory Group,
“Optical Link Study Group Final Report,”
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