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‘Design of wind blades for the development of low-power wind turbines using
Betz and Schmitz methods.’
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5 authors, including:
Raghavendra Subramanya
Sai Vidya Institute of Technology
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1. Introduction
Renewable energy technologies (RETs) are powered by resource self-producing and self-
preserving, these technologies can substitute and improve the basic end-use of many
energy-requiring uses, resolve the limitations of conventional usage and decrease fuel
dependence.
Since they are environmentally friendly these systems are beneficial. Like conventional
technologies, which have higher operational costs, the technologies have high capital cost
but lower operating costs� [1]. The cost of making RETs decreases due to technical
advances, economies of scale, declining prices and government support, making them
more desirable and more cost-effective�[2].
Now a day’s many researchers around the globe are working in energy sector, due to
high demand for energy. Sources like wind, solar are getting much attention because
�[3]. Lambert et al. investigated on development
these are renewable and easily available
and damage characterisation of wind turbine blade materials, Glass-epoxy materials were
used for detecting voids and fatigue damages [1�,2,3].
Many of the RETs that can help are biogas digesters, micro-hydropower, solar thermal
cookers and heaters, solar photovoltaic (SPV) panels, wind energy etc. as a solution to the
rural energy issue in India SPV and wind energy systems have been marketed on a wide
scale across the globe in the current scenario. In this paper the construction of a wind
energy system is considered for a house to meet the demand. The amount of energy
needed to afford basic Rural populations around the world are comparatively small and
appropriate technologies are available, but the growth of access to modern energy
services is limited by extreme poverty, particularly in the least developed countries.
Living standards can be achieved in rural areas Improved significantly by implementing
this new system of SPV and wing energy [4]
The first aspect of the design of the turbine is the awareness of the power requirements to be
supplied. The design is not only in terms of power, and also in terms of the amount of wind
ADVANCES IN MATERIALS AND PROCESSING TECHNOLOGIES 3
resources available, and this is why the implementation of this type of wind project should
first know the frequency, strength and direction of the wind to know where our wind turbine
will be installed [11].
As a prototype model, it can be assumed that the turbine will be installed at a location where
500 watts of output is needed, i.e. the absolute power produced by the turbine (PMax).
Calculation and construction of wind turbine blades is a complex process when it comes to
industrial equipment, but can be streamlined using approximate methods for utility
applications.
There are two methods used, one is Betz Theory and the other is Schmitz Theory. The
technology is based on the Betz limit theory, which states that “the maximum power that can
be obtained, theoretically, from an airstream with an ideal wind turbine can never exceed
59.26 per cent of the energy carried by the wind.” On the basis of this criterion, it is
necessary to formulate a mathematical model for the rotor’s design. The Betz theory
considers only the axial interference factor to be the loss of wind speed as it reaches the
turbine blade. The Schmitz theory considers the tangential interference factor and raises the
tangential velocity of the blade due to wake.
The design of the blade is based on the ‘Evident Principle,’ while the mechanical design and
system element parameters were used for the design of other components [12]. The “Evident
Theory” would be used to estimate both the power delivered by the turbine and the
optimum design of the turbine. This is based on the convergence of three separate concepts,
such as Axial Moment Theory, Angular Momentum Theory and Blade Component Theory.
considers the blade to be a disk whose surface is a constant pressure change, it is still an
idealisation since factors such as loss of efficiency due to blade turbulence are not
considered.
ADVANCES IN MATERIALS AND PROCESSING TECHNOLOGIES 5
Table 1. Average wind speed in m/s for the past five years.
Monthly average wind speed in m/s
Month\Year 2014 2015 2016 2017 2018
Jan 4.22 3.41 3.09 3.52 2.96
Feb 3.52 3.77 3.81 3.77 3.43
Mar 4.3 3.94 3.35 3.28 3.47
Apr 3.57 3.08 3.49 3.08 3.48
May 3.59 3.68 3.82 3.49 2.7
Jun 5.53 6.06 5.54 5.8 5.78
Jul 7.6 6.48 5.52 6.06 6.68
Aug 5.49 5.29 5.59 4.4 6.60
Sep 4.54 3.61 4.77 3.12 3.28
Oct 2.87 2.91 2.8 2.57 3.08
Nov 3.42 3.74 3.24 3.38 3.21
Dec 3.53 3.48 3.57 3.21 3.81
Average 4.36 4.12 4.05 3.81 4.02
Average of Last Five Years 4.07
6 R. S ET AL.
6
Wind speed in m/s
3
Wind Speed in m/s
2
0
Jan
Feb
Jun
Jul
Sep
Nov
Oct
Apr
Aug
Dec
Mar
May
Months
So the amount of energy depends on the radius of the blade. Substituting above values
into equation (1) and solving for R yields the following equation, i.e.
Available wind power,PWIND ¼ PMax ¼ 12 ρπR2 V3 inW(2)
Based calculation using equation (2), the rotor radius will be 1.2 metres.
4.2. Calculation of the blade section and selection of the profile and angle of
attack
The profiles of the NACA are chosen and these profiles are of the aerodynamic form of the
blades of the aircraft developed by the National Advisory Committee on Aeronautics
(NACA) and are specified by a type of variable that describe its geometry�(figure 4). The
NACA 4412 airfoil has a maximum camber of 4%–40% of the leading edge with
a thickness up to 12% of the trailing edge. The profile of the blade should be those with
the highest aerodynamic efficiency (CL/CD) [14]. Those with the following conditions
should be looked at.
Firstly, the increase of CL to its maximum value with increasing angle of attack must
be gradual and not break abruptly.
4.3. General procedures for the design of the wind turbine blades
Figure 5 shows the velocities and angles in a given distance r, from the rotor axis. The
rotor shown in the Figureure is with two blades, i.e. B = 2. To design the rotor it is to
define the pitch angle β and the chord length c. Both of them depend on the given
radius, r [12].
The following procedure is uses to calculate the axial force and power of one ring
element in the rotor. Figure 6 shows a flow chart outlining the process of calculating the
axial interference factor ‘a’ and the tangential interference factor ‘aˈ’ for a single ring
element. In order for the relative wind speed angle Ψ to be calculated in the third step the
following equation must be used.
Step 1- Input values
V1 -Velocity of wind in m/s, this data is obtained from measured value of the wind
ρ -Density of air in kg/m3, this data is obtained from the selected site
B -Number of blades, take B = 3 for optimum design value, because for both dynamic
structural stability and efficiency.
R -Length of the blade in m, it is calculated from the power equation by taking P = PMAX =
500W
Vtip Rw
X¼ ¼ (3)
V1 V1
ADVANCES IN MATERIALS AND PROCESSING TECHNOLOGIES 9
Figure 6. Flow chart of the iteration process used to solve for ‘a’ and ‘aˈ’.
Vtip Rω
X¼ ¼
V1 V1
XV1 2�n
ω¼ ¼ in rad=s
R 60
a – Axial interference factor
aˈ- Tangential interference factor
10 R. S ET AL.
αD -Designed angle of attack in deg, this value is taken from the graph CL v/s α, CD v/s α
and GR ¼ CCDL v=sαof the airfoil, choose α value having maximum GR.
Ψ(r) -Angle between relative wind speed and rotor plane, this can be calculated by using
Betz method or Schmitz method.
� � ��
2 R
ΨðrÞ ¼ arctan in°from Betz method (4)
3 rX
�� ��
2 R
ΨðrÞ ¼ arctan in°from Schmitz method
3 rX
β(r) -Angle between chord line or reference line of the blade to rotor plane or pitch angle,
this can be calculated by using Betz method or Schmitz method.
βðrÞ ¼ Ψ ðrÞ αD
ADVANCES IN MATERIALS AND PROCESSING TECHNOLOGIES 11
� � ��
2 R
βðrÞ ¼ arctan αD from Betz method (5)
3 rX
�� ��
2 R
βðrÞ ¼ arctan αD from Schmitz method
3 rX
C(r) -Chord length of blade in m, this can be calculated by using Betz method or Schmitz
method.
16�R 1
CðrÞ ¼ qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi inmfrom Betz method (6)
9BCL;D X X 2 ð r Þ2 þ 4
R 9
� � ��
16�R 2 1 R
CðrÞ ¼ sin arctan inmfrom Shmitz method
BCL 3 rX
Step 2 – Choose guess values for a and aˈ, i.e. a = aˈ = 0
Step 3 – Calculate angle between relative wind speed and rotor plane that depends
on ‘a’ and ‘aˈ’ i.e.
12 R. S ET AL.
� � � �
V ð1 aÞV1
Ψ ¼ arctan ¼ arctan indeg (7)
u ð1 þ a0 Þrω
Step 4 – a) Calculate angle of attack (α)
α ðrÞ ¼ Ψ ðrÞ βðrÞ (8)
b) Find CL and CD from the airfoil data corresponding to α
For the given aerofoil cross section CL and CD is obtained from ‘Theory of wing
sections’ by Abbot and Von Doenhoff [15]. That is for the given aerofoil selection and
Experimental data from wind tunnel or from the blade profile data sheet or the poly-
nomial approximation, find CL and CD [10]�(table 2).
For 0° ˂ α ˂ αst
CL;D ¼ K0 þ K1 α þ K2 α2 þ K3 α3 þ K4 α4 (9)
Where K0, K1, K2, K3 and K4 are polynomial constants for CL and CD
For αst ˂ α ˂ 90°
cos2 α
CL ¼ A1Sinð2αÞ þ A2 (10)
sinα
Whereαst – Stall angle of attack, it is the angle of attack where the lift coefficient is
B1 ¼ CD;max
1 � �
B2 ¼ CDS CD;max sin2 αst
COS αst
B1
A1 ¼
2
� � sinαst
A2 ¼ CLS CD;max sinαst cosαst
cos2 αst
Where CLS = Co-efficient of lift at the beginning of stall ‘αst’
Step 5 – Calculate Cx and Cy
Cx ¼ CL sin Ψ CD cos Ψ (11)
1
a0 ¼ 4FsinΨ cos Ψ
σCy 1
2 �
F¼ arccos e f
�
B ðR r Þ
f ¼
2 rsinΨ
CB
σ¼
2 r
For a ≥ 0.2
� qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi�
1
a¼ 2 þ K ð1 2aC Þ ½K ð1 2ac Þ þ 2�2 þ 4ðKac 2 1Þ (14)
2
Where ac = 0.2
4Fsin2 Ψ
K¼
σCy
Step 7 – Does new a and aˈ differ by more than the target percentage (1%) from
previous a and aˈ
If No- Finished
If Yes- Substitute previous a and aˈ from new values in the step 3 and continue.
Step 8 – a) Axial force and tangential force per metre of blade for any radius
When the iterative process is ended for all blade elements, then the axial force and
tangential force per metre of blade for any radius can be calculated as
Axial force, Fy ¼ 12 ρw2 CCy inN=m(15)
Tangential force, Fx ¼ 12 ρw2 CCx inN=m(16)
Where w- relative wind speed in m/s
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
w ¼ V 2 þ u2 ¼ ðV1ð1 aÞ2 þ ðrωÞ2 inm=s
R
B 2
Th ¼ B ò Th ðrÞdr ¼ ρw CCy RinN (22)
0 2
Total Power
R R
B 2
P ¼ B ò T ðrÞωdr ¼ Bω ò T ðrÞdr ¼ ρw CCx R2 inW (23)
0 0 4
Step 11 – Efficiency of the wind turbine rotor
(a) According to Betz method
1
Pmax ¼ ρAV1 3 inW
2
(a) According to Schmitz method
Table 4. BEM calculation spread sheet for NACA 4412 by Betz method.
Main BEM calculation spread sheet for NACA 4412 by Schmitz method
Ring. No. N_r 1 2 3 4 5 6 7 8 9
Rel. Radius r/R 0.15 0.25 0.35 0.45 0.55 0.65 0.75 0.85 0.95
Radius r m 0.18 0.3 0.42 0.54 0.66 0.78 0.9 1.02 1.14
speed ratio X’ 1.05 1.75 2.45 3.15 3.85 4.55 5.25 5.95 6.65
Angle Optimal phi deg 29.07 19.83 14.80 11.74 9.71 8.26 7.19 6.36 5.70
Pitch beta deg 23.07 13.83 8.80 5.74 3.71 2.26 1.19 0.36 −0.30
Rel. Chord Length c/R 0.151 0.118 0.093 0.075 0.063 0.054 0.047 0.042 0.037
Rel. Speed W m/s 8.19 11.55 15.25 19.09 23.01 26.95 30.95 34.94 38.95
Tang. Force F_x N/m 3.87 4.26 4.36 4.39 4.38 4.4 4.3 4.136 3.36
Axial Force F_y N/m 7 11.82 16.55 21.26 25.9 30.05 35.05 39.15 40.83
Power P_r W 8.49 15.55 22.28 28.88 35.2 41.48 47.17 51.38 46.6
Swept Area A_i m2 0.14 0.23 0.32 0.41 0.5 0.68 0.68 0.78 0.86
Tang. Force F_xi N 0.84 1.42 1.99 2.55 3.11 3.66 4.21 4.7 4.9
Axial Force F_yi N 0.47 0.51 0.52 0.53 0.53 0.53 0.52 0.5 0.4
Tables 4 and 5 contain the pitch angle and relative chord length for each of the 10
blade segment. The values is the table up to seventh row are dimensionless so that the
distribution of pitch and chord length can be applied to a blade of any size. Each segment
is assumed to have constant aerodynamic properties, pitch and chord length, so having
more blade segments creates a more accurate analysis.
From the Figure 9 it is recommended the NACA 4412 airfoil, having an angle of attack
of α = 7.1°, this with a value of CL = 0.8886 and CD = 0.0078 with an aerodynamic
efficiency of GR = 113.545.
From Figures 10 and 11 one can compare the optimised pitch angle and chord length
distributions calculated by both Betz and Schmitz method respectively. The difference in
pitch angle is small at the hub of the turbine blade; with a difference of about 3.34° here
the power produced is small because of the relatively small swept area. The difference
decreases until after 50% of the blade length when the two lines are within a degree of one
another. At the tip r/R = 1, the difference in optimal pitch angle is approximately 0.02°. In
the Figure 11 it is observed that at the hub two theories differ less of c/R is 0.053 and note
that near the tip there is no difference between theories.
Figure 9. Variation of CL, CD and GR with Angle of attack (α) for NACA 4412 airfoil.
16 R. S ET AL.
20
15
Betz
10 Shmitz
0
0.15 0.25 0.35 0.45 0.55 0.65 0.75 0.85 0.95
-5
Relative Radius (r/R)
Figure 10. Variation of pitch angle with relative radius of NACA 441.
0.20
0.15
Betz
0.10
Shmitz
0.05
0.00
0.15 0.25 0.35 0.45 0.55 0.65 0.75 0.85 0.95
Relative Radius (r/R)
Figure 11. Variation of relative chord length with relative radius for NACA 4412.
From Figures 12 to 16 it can be seen that, there is no difference in the tangential force,
axial force and Power on the blade at the root and the tip by using Betz and Schmitz
method.
From the Table 6 it shows that there are small differences between Betz and Schmitz
method in power production, efficiency and coefficient of power of the turbine blade
which are negligible.
Through using the Betz and Schmitz method in the wind turbine blade design,
the efficiency of the wind turbine can be enhanced. However, there are several wind
ADVANCES IN MATERIALS AND PROCESSING TECHNOLOGIES 17
Figure 12. Variation of tangential force on the blade with relative radius.
35
30
25
20 Betz
15 Shmitz
10
5
0
0.15 0.25 0.35 0.45 0.55 0.65 0.75 0.85 0.95
Relative Radius (r/R)
Figure 13. Variation of axial force on the blade with relative radius.
blade profile optimisation tools available, Betz and Schmitz method both of which
are analytical methods that provide fundamental expertise in the design of wind
blades.
5. Conclusion
All in, it is suggested from the literature review that glass fibre, carbon fibre reinforced plastic
materials are ideal for wind blades because they have a good structural capacity to withstand
18 R. S ET AL.
12
10
8
Betz
6
Shmitz
4
2
0
0.15 0.25 0.35 0.45 0.55 0.65 0.75 0.85 0.95
Relative Radius (r/R)
Figure 15. Variation of axial force on the blade with relative radius.
fatigue load, erosion resistance and other environmental factors. By comparing Betz and
Schmitz formulas for the design of the optimum pitch angle, it is observed that the two
theories differ only in the case of small r/R, and here the power produced is small due to the
relatively small swept area. At tip r/R = 1, the optimal pitch angle for each is approximately
0.02°. For optimum chord length, it is found that at small r/R the two theories vary from c/R
by 0.053 and note that near the tip there is no difference between theories and there is also no
difference in tangential force, axial force and blade strength at the root and tip using the Betz
and Schmitz theory There are minor variations in the power output, performance and power
ADVANCES IN MATERIALS AND PROCESSING TECHNOLOGIES 19
Power P_r in W 50
40
30
Betz
20 Shmitz
10
0
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
Area A_i in m2
Figure 16. Power produced from the blade with area of the blade.
Table 6. Comparison between Betz and Schmitz method for NACA 4412 aerofoil blade.
Results of power calculation Betz method Schmitz method
Pitch control wind speed Design β deg 0 0
Design Wind speed V1 m/s 5.8 5.8
Rotational speed n rpm 323.085 323.085
Power P W 297.515 297.039
Efficiency η % 93.802 93.653
Torque M N-m 8.794 8.779
Axial Force T N 82.749 82.114
Tip speed ratio X_act 7 7
Mean angle of attack αm deg 5.558 6.153
Coefficient of Power Cp 0.556 0.555
Acknowledgements
The support of the Sai vidya institute of Technology, Bengaluru, SJC institute of Technology,
Chickaballpura and Visvesvaraya Technological University, Belagavi is gratefully acknowledged.
Disclosure statement
No potential conflict of interest by the authors.
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