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Contents
Preface
Appendis.: 294
I. Symbols used in Respiratory Physiology I 294
II. The Laws Governing the Behavior of Gases I 294
III. Frequently used Equations I 295
IY. Table of Normal Respiratory and Circulatory Values I 296
Inda. 297
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Preface
The ninth edition of Pulmonary Physiology has been thoroughly updated. New
figures and tables have been added and others revised to help students visualize
concepts more clearly and learn the material more effectively. New references and
clinical correlations have been added to the end of each chapter. It has been more
than 3 5 years since Pulmonary Physiology was first published. The book is now older
than most of its readers!
Perhaps the greatest pleasure associated with the first eight editions has been
receiving the many favorable comments and helpful suggestions from students,
readers, and colleagues, and I have used many of these suggestions in the prepara-
tion of this new edition.
This book is intended to be used both as an introductory text for beginning
students and as a review for residents and fellows in such fields as iaternal medicine,
anesthesiology, pediatrics, and pulmonary medicine. Students who have studied the
text should be able to review for licensure and certification examinations by con-
centrating on the figures, key concepts, tables, a cl appendices, which summarize
nearly all of the material in the book.
My goal in writing this book is to provide first-year medical students (as well
as respiratory therapy, nursing, nurse-anesthesia, and other students) with a solid
background on the aspects of pulmonary physiology essential for an understanding
of clinical medicine. My approach is to enrn rage self-sufficiency not only in study-
ing pulmonary physiology fo n die first time but also in understanding the basic
concepts of pulmonary phxsiology wdl enough to apply them with confidence to
future patients.
I believe that the ways o aacomplish this are to inform the reader of the goals
of each chapter wi clearly stated learning objectives, to give detailed and com-
plete explanations 0f physiologic mechanisms and demonstrate how they apply to
pathologic states, a d to give the reader a means of self-testing by providing clinical
correlations, problems, and pulmonary function test data to interpret.
The challenge is to write a book that students can read without difficulty in
the limited amount of time allocated to pulmonary physiology in the typical cur-
riculum. The material must be presented in a way that discourages memorization
without real comprehension, because only those students who understand the basic
mechanisms are able to apply them to new situations. The result of this approach
should be a book that covers the essentials of the respiratory system as concisely as
possible yet raises no questions in students' minds without answering them. I hope
that I have achieved these goals in writing this book.
I would like to thank the many people whose comments have helped me revise
the various editions of the book, including my colleagues in respiratory physiol-
ogy and pulmonary medicine, my colleagues at LSU Health Sciences Center and
vii
viii I PREFACE
Tulane University School of Medicine, and my students and readers. I give spe-
cial thanks to Drs. Andy Pellett and Usa Harrison-Bernard of Louisiana State
University Health Sciences Center and Hershel R.aff of the Medical College of
Wisconsin. I would also like to thank everyone who has helped me prepare the
manuscripts, illustrations, and proofs, including my many editors at McGraw-Hill,
Betsy Giaimo, and my wife Elizabeth. This book is dedicated in memory ofRoben
S. Alexander and Jim Miller.
Mich~J G. Levitzky
Function and Structure
of the Respiratory System
OBJECTIVES
The reader states the functions of the respiratory system and relates t e stwctural
organization of the system to its functions.
► Describes the exchange of oxygen and carbon dioxide with the atmosphere and
relates gas exchange to the metabolism of the tissues of '/;je body_.
► Defines the role of the respiratory system in acid-base balance.
► Lists the non respiratory functions of the lungs.
► Defines and describes the alveolar-capillary umi, tbe site of gas exchange in the
lungs.
► Describes the transport of gas through the conducting airways to and from the
alveoli.
► Describes the structural characteris ics olthe airways.
► Lists the components of the ches wall an relates the functions of the muscles of
respiration to the movement of air into and out of the alveoli.
► Describes the central nervous system initiation of breathing and the innervation of
the respiratory muscles.
The main functions of the respiratory system are to obtain oxygen from
th'.e external environment and supply it to the cells and to remove from the
boay; the carbon dioxide produced by cellular metabolism.
The respiratory system is composed of the lungs, the conducting airways, the
parts of the central nervous system concerned with the control of the muscles of res-
piration, and the chest wall. The chest wall consists of the muscles of respiration-
such as the diaphragm, the intercostal muscles, and the abdominal muscles-and
the rib cage.
1
2 I CHAPTER 1
Gas Exchange
Oxygen from the ambient air is exchanged for carbon dioxide produced by the cells
of the body in the alveoli of the lungs. Fresh air, containing oxygen, is inspired into
the lungs through the conducting airways. The forces causing the air to flow are
generated by the respiratory muscles, acting on commands initiated by the central
nervous system. At the same time, venous blood returning from the various body
tissues is pumped into the lungs by the right ventricle of the heart. This mixed
venous blood has a high carbon dioxide content and a low oxygen content. In the
pulmonary capillaries, carbon dioxide is exchanged for oxygen from the alveoli.
The blood leaving the lungs, which now has a high oxygen content and a relatively
low carbon dioxide content, is distributed to the tissues of the body by the left side
of the heart. During expiration, gas with a high concentration of carbon dioxide is
expelled from the body. A schematic diagram of the gas exchange function of the
respiratory system is shown in Figure 1-1.
Other Functions
ACID-BASE BALANCE
In the body, increases in carbon dioxide lead to increases in hydrogen ion concen-
tration (and vice versa) because of the following reaction:
PHONATION
Phonation is the production of sounds by the movement of air through the vocal
cords. Speech, singing, and other sounds are produced by the actions of the cen-
tral nervous system controllers on the muscles of respiration, causing air to flow
through the vocal cords and the mouth. Phonation will not be discussed in detail
in this book.
Each breath brings into the lungs a small sample of the local atmospheric environ-
ment. This may include microorganisms such as bacteria, dust, particles of silica
or asbestos, toxic gases, smoke (cigarette and other types), and other pollutants.
In addition, the temperature and humidity of the local atmosphere vary tremen-
dously. The mechanisms by which the lungs are protected from these environmen-
tal assaults are discussed in Chapter 10.
FUNCTION AND STRUCTURE OF THE RESPIRATORY SYSTEM I 3
Exttlrnal environment
High 0 2, low C02
'------ .-----
02
1: 1:
0
conductlng airways
! c.
:w
t!!
'ii
as -="'
.----- C02 ~
Alveoli
•
C02
Pulmonary
-
02
.....
Pulmonary
artery
I
Low~
capillaries
+ High 0 2
Pul monary
veins
h eft
+ Right atrium
ventricle
+Right
t Lett
vent ride
atrium
Low02 High~
High C02 Low C02
Veins A orta
L_ Systemic )
capillaries "
•
C02
...
02
.....
Metabolizing tissues
Figure 7-J. Schematic representation of gas exchange between the tissues of the
body and the environment.
The cells of the lung must metabolize substrates to supply energy and nutrients for
their own maintenance. Some specialized pulmonary cells also produce substances
necessary for normal pulmonary function. In addition, the pulmonary capillary
endothdium contains a great number of enzymes that can produce, metabolize, or
4 I CHAPTER 1
Total cross-
Diameter, Length,
Generation Number sectional
©
em em area,cm2
Trachea
II 0 1.80 12.0 1 2.54
·~<h;
Ill
i"
c:
ra 1 1.22 4.8 2 233
C'l
c:
-------=:}~
ti::::J
"t;l
c:
0
rA'\F 2
3
0.83
056
1.9
0.8
4
8
2.13
2.00
u
Bronc loles ~ I 4 0.45 1.3 16 2.48
t N. 5 035 1.07 32 3.11
Terminal
bronchioles
/
I '1
t t
16 0.06
t
0.17
t
6 X 104
t
180.0
~'
17
~ ~ ~ ~
Respiratory
~~
"t:S:!l bronchioles 18
c: c: 5 X lOs 10 3
~·f\3
RIO 19 0.05 0.10
-N
~~ 20
! ! ! !
Alveolar
~.s
·;;; 1.'!!
C:iS..
ducts
- '1
'f<-">, T2
T
21
22
$f!
Alveolar sacs T 23 0.04 0.05 8 X 106 104
Figure 1-2. Schematic representation of airway branching in the human lung with
approximate dimensions. (Reproduced with permission from Weibel ER: Morphometry
of the Human Lung. Berlin: Springer-Verlag; 1963. Data from Bouhuys A: The Physiology of
Breathing. New York: Grune & Stratton; 1977.)
FUNCTION AND STRUCTURE OF THE RESPIRATORY SYSTEM I 5
The first 16 generations of airways, the conducting zone, contain no alveoli and
thus are anatomically incapable of gas exchange with the venous blood. They con-
stitute the anatomic tkad space, which is discussed in Chapter 3. Alveoli start to
appear at the 17th through the 19th generations, in the respiratory bronchioles,
which constitute the transitional zone. The 20th to 22nd generations are lined with
alveoli. These alveolar ducts and the alveolar sacs, which terminate the tracheobron-
chial tree, are referred to as the respiratory zone.
Respiratory bronchioles have some alveoli, as shown in Figure 1-2. Each respi-
ratory bronchiole branches into about 100 alveolar ducts and 2000 alveoli in the
adult human lung. An acinus contains 10 to 12 of these respiratory bronchioles and
their branches; they are called terminal respiratory units. All of the airways of an aci-
nus participate in gas exchange. The numerous branchings of the airways result in a
tremendous total cross-sectional area of the distal portions of the tracheobronchial
tree, even though the diameters of the individual airways are quite small. This can
be seen in the table within Figure 1-2.
also knmvn as bronchiolar exocrine cells, were called ClaJ:a cells until recendy, when
the name was changed because Max Clara, who first characteriz.ed them in 1937,
was a member of the Naz.i Party and used tissue from c:n:cuted people in his studies.
Oub cdis secrete proteins (including surfactant apoproteins SpA, SpB, and SpD-
see Chapter 2), lipids, glycoproteins, and modulators of inflammation. They also
FUNCTION AND STRUCTURE OF THE RESPIRATORY SYSTEM I 7
act as progenitor cells for Club cells and for ciliated epithelial cells, metabolize some
foreign material, and participate in airway fluid balance. The ciliated epithelium,
along with mucus secreted by glands along the airways and the goblet cdls and the
secretory products of the dub cells, constitutes an important mechanism for the
protection of the lung. This mechanism is discussed in detail in Chapter 10.
Mast celis are also found in the airways. They contain membrane-bound secre-
tory granules that consist of many inflanunatory mediators, including histamine,
proteoglycans, lysosomal enzymes, and metabolites of arachidonic acid that can
induce bronchoconstriction, stimulate mucus secretion, and induce mucosal edema
by increasing permeability of bronchial vessels.
The alveolar surface is mainly composed of a thin layer of squamous epithelial cells,
the type I alveolar cells. Interspersed among these are the cuboidal type II alveolar
cells, which produce the fluid layer that lines the alveoli. Although there are about
twice as many type II cells as there are type I cdls in the human lung, type I cells
cover 90% to 95% of the alveolar surface because the average type I cell has a much
larger surface area than the average type II cell does. The thin-walled type I cdls
allow most of the gas exchange between the alveolar air and the pulmonary capillary
blood; type I alveolar epithelial cells may also help remove liquid from the alveolar
surface by actively pumping sodium and water from the alveolar surface into the
interstitium.
The alveolar surface fluid layer is discussed in detail in Chapter 2. A third cell
type, the free-ranging phagocytic alveolar macrophage, is found in varying numbers
in the extracellular lining of the alveolar surface. These cells patrol the alveolar sur-
face and phagocytize inspired particles such as bacteria. Their function is discussed
in Chapter 10.
8 I CHAPTER 1
Rgure 7-4. Scanning electron micrograph of the surface and cross section of an
alveolar septum. Capillaries (Q are s~n sectioned In the foreground, with erythrocytes
(EQ within them. A= alveolus; D =alveolar duct; PK = pore ofKohn; AR =alveolar
=
entrance to duct; • connective Ussue fibers. The encTrcled asterisk Is at aJunction of
3 septa. The arrows Indicate the edges of a type I alveolar epithelial cell. (Reproduced
with permission from Fishman AP, Kaiser LR, Fishman JA,et al: Pulmonary Diseases and
Disorders, 3rd ed. New York: McGraw-Hill; 1998.)
Rgure 7-5. Transmission electron micrograph ofa cross section ofa pulmonary capillary.
An eryttlrocyte (EC} is seen within the capillary. C =capillary; EN = capillary endothelial cell
(note its large nudeus); EP =alveolar epithelial eel~ IN =interstitial space; BM =basement
membrane; FB =fibroblast processesi 2, 3,4 =diffusion pathway through the alveolar-
capillary banier, the plasma, and the erythrocyte. respectively. Note that the alveolar-capillary
barrier appears to have a thin side and a thick side that has a greater interstitial space and
more connective tiSji;Ue. (Reproduced with permission from Weibel ER. Morphometric estimation
of pulmonary diffusion capadty, I. Model and method. Resplr Physlol. 1970;11 :54-75J
Apex
Parietal pleura
\\+---VIsceral pleura
Diaphragm
Costodiaphragmatic recess
Figure J-6. The primary components ofthe chest wall. (Reproduced with permission
from Fishman AP, Kaiser LR, Fishman JA,et al: Pulmonary Diseases and Disorders, 3rd ed. New
York: McGraw-Hill; 1998.)
The primary components ofthe chest wall are shown schematically in Figure 1-6.
These include the rib cage; the external and internal intercostal muscles and the dia-
phragm, which are the main muscles of respiration; and the lining of the chest wall,
the visceral and parietal pleura. Other muscles of respiration include the abdominal
muscles, including the rectus abdominis; the parasternal intercartilaginous muscles;
and the sternocleidomastoid and scalene muscles.
KEY CONCEPTS
The main function of the respiratory system is the exchange of oxygen from the
atmosphere for carbon dioxide produced by the cells ofthe body.
Other functions ofthe respiratory system include participation in the acid-base bal-
ance ofthe body, phonation, pulmonary defense, and metabolism.
SUGGESTED READINGS
Albertine KH. Anatomy of the lungs. In: Mason RJ, Broaddus VC, Martin TR, et al., eds. Murray & Nwl's
Tatboolt ofRlspirrztory Medu:ine. 5th ed. Philadelphia, PA: WB Saunders and Company; 2010:3--25.
Bouhuys A TIH Physiology ofBmnhing. New York. NY: Grone & Stratton; 1977:26--42.
Netter FH. The Ciba Coll«#on of MediCid Illustrations, WI/ 7: &spiratory System. Summit, NJ: Ciba;
1979:3--43.
Ocbs M, Nyengaani JR, Jung A, er al. The number of alveoli in the human lung. Am] &spir Crit Ca~r Med..
2004;169:120--124.
Ocbs M, Weibel ER. Functional design of the human lung for gas exchange. In: Fishman AP, Flias JA.,
Fishman JA., Grippi MA. Senior RM, Pack AI, eds. Fislmum} Pulmonary Diseases anti Disorrl=. 4th ed.
New York, NY: McGraw-Hill; 2008:23--69.
Ocbs M, Weibel ER. Functional design of the human lung for gas exchange. In: Grippi MA. Elias JA.,
Fishman JA, Kotloff RM, Pack AI, Senior RM, Siegel MD, eds. Fislmum's Pulmonary Diseaser anti
Duordm. 5th ed. New York, NY: McGraw-Hill; 2015:20--62.
Weibel ER. Morphometry ofthe Human Lung. Berlin, Germany: Springer-Verlag; 1963.
Weibel ER. Morphomettic estimation of pulmonary diffusion capacity, I. Model and method. &spir PhyswL
1970;11:54--75.
Weibel ER. lr t:al= more than cells to make a good lung. Am] &spir Grit Qm Med.. 2013;187:342-346.
Weibel ER, Taylor CR. Functional design of the human lung for gas achange. In Fishman AP, Kaiser I.R,
Fishman JA, Grippi MA, Senior RM, eds. Pulmonary Diseaser and Disorrl=. 3rd ed. New York, NY:
McGraw-Hill; 1998:21--61.
Mechanics of Breathing
OBJECTIVES
The reader understands the mechanical properties of the lung and the chest wall
during breathing.
IJJ. Describes the generation ofa pressure gradient between the atmosphere and
the alveoli.
IJJ. Describes the passive expansion and recoil ofthe alveoli.
IJJ. Defines the mechanical interaction of the lung and the chest wall, and relates this
concept to the negative intrapleural pressure.
IJJ. Describes the pressure-volume characteristics of the lung and the chest wall, and
predicts changes in the compliance of the lung and the chest wall in different
physiologic and pathologic conditions.
IJJ. States the roles ofpulmonary surfactant and alveolar interdependence in the recoil
and expansion of the lung.
IJJ. Defines the functional residual capacity (FRO, and uses his or her understanding
oflung-chest wall interactions to predict changes in FRC in different physiologic
and pathologic conditions.
IJJ. Defines airways resistance and lists the factors that contribute to or alter the
resistance to airflow.
IJJ. Describes the dynamic compression ofairways during a forced expiration.
IJJ. Relates changes in the dynamic compliance of the lung to alterations in airways
resistance.
IJJ. Lists the factors that contribute to the work of breathing.
IJJ. Predicts alterations in the work of breathing in different physiologic and
pathologic states.
Air, like other fluids, moves rr~m a region of _higher pressure to one of
lower pressure. Therefore, for arr to be moved mto or out of the lungs, a
pressure difference between the atmosphere and the alveoli must be estab-
lished. If there is no pressure difference, no airflow will occur.
Under normal circumstances, inspiration is accomplished by causing alveolar
pressure to fall bdow atmospheric pressure. When the mechanics of breathing are
being discussed, atmospheric pressure is conventionally referred to as 0 em H 20, so
lowering alveolar pressure bdow atmospheric pressure is known as negative-pressure
breathing. As soon as a pressure difference sufficient to overcome the resistance to
12
MECHANICS OF BREATHING I 13
Alveolar pressure:
Ocm H2 0 Alveolar pressure:
-1 em H2 0
Transmural pressure =
Ocm H20-(-5 em H20) = +5 em H20
Transmural pressure=
=
-1 em H20-{-8 em H20) + 7 em H2 0
Figure 2-1. Representation of the interaction of the lung and chest wall. Left: At end expiration, the muscles of respiration are relaxed. The
inward elastic recoil of the lung is balanced by the outward elastic recoil of the chest wall. Intrapleural pressure is -5 em Hp; alveolar pressure
is 0. The transmural pressure difference across the alveolus is therefore 0 em Hp -{-5 em Hp}, or 5 em Hp. Since alveolar pressure is equal
to atmospheric pressure, no airflow occurs. Right: During inspiration, contraction of the muscles of inspiration causes intrapleural pressure
to become more negative. The transmural pressure difference increases and the alveoli are distended, decreasing alveolar pressure below
atmospheric pressure, which causes air to flow into the alveoli.
MECHANICS OF BREATHING I 15
Initially, before any airflow occu.rs, the pressure inside the alveoli is the same as
atmospheric pressure-by convention 0 em H 2 0. Alveolar pressure is greater than
intrapleural pressure because it represents the sum of the intrapleural pressure plus
the alveolar elastic recoil pressure:
(B)
to the pericardium on its upper surface (Figure ~3). During nonnal quiet breathing,
contraction ofthe d.iaplu:agm causes its dome to descend 1 to 2 c.m into the abdom-
inal avity, with little change in its shape. This elongates the thotax: and increases its
volume. These small downward movements of the diaphragm are possible beause
the abdominal viscera can push out against the relatively compliant abdominal
wall. During a deep inspiration, the diaphragm an descend as much as 10 em.
With such a deep inspiration, the limit of the compliance of the abdominal wall
is reached, abdominal pressure increases, and the indisten.sible central tendon
becomes 6.ud against the abdominal contents. After this point, contraction of the
d.iaplu:agm against the fixed central tendon elevates the lower ribs (Figure 2-3).
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DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.