Professional Documents
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DOI 10.1515/kant-2014-0017
Matthew McAndrew KANT-STUDIEN 2014; 105(3): 394–405
Matthew McAndrew
Healthy Understanding and Urtheilskraft:
The development of the power of judgment in
Kant’s early faculty psychology
Abstract: In the Critique of Pure Reason, Kant posits a special mental faculty that
he calls the ‘power of judgment’ [Urtheilskraft]. He describes it as our capacity to
apply rules. This faculty is not found in the psychology of any of Kant’s prede-
cessors, nor is it found in his own early philosophy. This raises the question:
when did Kant first introduce the power of judgment? In this paper, I demonstrate
that Kant introduced this faculty during the mid-1770s, most likely between the
winter semester of 1772–1773 and the winter semester of 1775–1776. I also show that
prior to this time, he attributed our capacity to apply rules, i.e. the function of
the power of judgment, to what he terms ‘healthy understanding’ [gesunder Ver-
stand]. This expression is often equated with common sense. Thus, ‘healthy
understanding’ originally performed the same function that Kant would later
assign to the power of judgment.
one. The higher faculty of cognition consists of two main capacities: the under-
standing and reason. Neither philosopher posits a power of judgment. Baum-
garten has a faculty of judgment [iudicium], but it is strictly an evaluative capac-
ity. It is the capacity to represent “the perfections and imperfections of things.”1
This is different from what Kant will call the power of judgment. The power of
judgment concerns far more than just perfection. It is the general capacity to
apply rules and concepts to particular cases.
Like Wolff and Baumgarten, Kant also divides the faculty of cognition into a
higher and a lower faculty. This division is familiar to most scholars as Kant’s dis-
tinction between sensibility and understanding. He often refers to the lower fac-
ulty of cognition as ‘sensibility’ [Sinnlichkeit] and to the higher faculty as the
‘understanding’ [Verstand].2 These two general faculties each consist of a number
of more specific capacities, or sub-faculties. For example, the lower faculty of
1 Baumgarten, Alexander Gottlieb: Metaphysik. Trans. by Georg Friedrich Meier. Jena 2004, 139,
§ 451. Baumgarten makes conceptual distinctness the basis for his distinction between the higher
and lower faculties of cognition. He defines the lower faculty of cognition as the soul’s capacity
for confused, or sensitive, cognition. See ibid., 115f, § 383. He defines the higher faculty of cogni-
tion as the soul’s capacity for distinct cognition. See ibid., 143, § 462. Baumgarten’s faculty of
judgment [iudicium] is one of several faculties that do not belong exclusively to either the higher
or the lower faculty of cognition. It is the capacity to cognize perfection and imperfection. We
are capable of representing this perfection in a way that is either confused, e.g., if we perceive it
through the senses or the imagination, or conceptually distinct. Hence, unlike the senses or the
understanding, the faculty of judgment belongs to both parts of the faculty of cognition. The
intellectual faculty of judgment is the capacity to distinctly cognize perfection and imperfection.
The sensitive faculty of judgment is the capacity to represent perfection and imperfection without
distinctness, i.e. confusedly. Baumgarten equates the latter with taste. Thus, according to Baum-
garten, taste is the capacity to perceive perfection and imperfection, but only in a confused way.
See ibid., 140, § 453. This means that we can recognize perfection, but we cannot articulate any of
the reasons for why it is so.
2 The term ‘understanding’ [Verstand] is not univocal in Kant’s philosophy. It actually has two
distinct meanings. First, it can denote the higher faculty of cognition in general. This is the sense
that Kant contrasts with sensibility. Second, it can to refer to one of the three sub-faculties that
make up the higher faculty of cognition. When Kant compares the understanding with the power
of judgment and reason, he intends it in this narrower sense. Kant acknowledges the dual mean-
ing of the term ‘understanding’ in Anthropology from a Pragmatic Point of View. He writes, “Ver-
stand, als das Vermögen zu denken (durch Begriffe sich etwas vorzustellen), wird auch das obere
Erkenntnißvermögen (zum Unterschiede von der Sinnlichkeit, als dem unteren) genannt […]. Es
wird aber das Wort Verstand auch in besonderer Bedeutung genommen: da er nämlich als ein
Glied der Eintheilung mit zwei anderen dem Verstande in allgemeiner Bedeutung untergeordnet
wird, und da besteht das obere Erkenntnißvermögen (materialiter, d.i. nicht für sich allein, son-
dern in Beziehung aufs Erkenntniß der Gegenstände betrachtet) aus Verstand, Urtheilskraft, und
Vernunft.” (Anth, AA 07: 196.17–197.03.) See also KrV, A 130f./B 169.
396 Matthew McAndrew
cognition, or sensibility, includes the senses and the imagination. In his early
philosophy of the 1750s and 1760s, Kant follows the example of his predecessors
and posits just two higher cognitive faculties: the understanding and reason. For
example, in the concluding section of The False Subtlety of the Four Syllogistic Fig-
ures (1762), Kant describes the higher faculty of cognition and its capacities.3 Here
he mentions just two sub-faculties: the understanding and reason. The power of
judgment is absent from these early writings.
In this essay, I will advance two principal claims. First, the power of judgment
is an innovation that Kant introduces during the mid-1770s. Second, the precursor
to the power of judgment is a capacity that Kant terms ‘healthy understanding’
[gesunder Verstand]. I will begin by arguing for the first claim. The remainder of
my paper will be devoted to the second.
Vermögen zu schlüßen.”5 The next earliest set of anthropology notes that we pos-
sess is Anthropologie Friedländer, which is thought to date from the winter sem-
ester of 1775–1776. It contains the threefold view of the higher faculty of cognition
that Kant later advances in the Critique of Pure Reason. Anthropologie Friedländer
states,
These passages show that, between the winter semesters of 1772 and 1775, Kant
expanded the higher faculty of cognition to include the power of judgment. He
moved from two higher cognitive faculties to three. Thus, we can conclude that he
introduced the power of judgment sometime during this period.
der Regeln in abstracto ist.” (Prol, AA 04: 369.30–33) In the Critique of Pure Reason, Kant defines
the understanding as the “faculty of rules” [Vermögen der Regeln]. See KrV, A 126; A 132/B 171;
A 158f./B 197f. According to the Prolegomena, we can exercise this faculty in either a common or
a speculative way depending on whether we represent rules concretely or abstractly.
Consequently, the common understanding can only grasp rules and principles through examples.
This is what it means to cognize a rule concretely: we represent the rule through a particular case
or instance. Kant provides an example of this concrete cognition. He claims that the common
understanding is incapable of conceiving of causality as a universal principle or rule. It only
understands this concept through examples. These examples are instances in which one event
clearly followed from another, e.g., a window breaking. The common understanding cannot
think about causality more generally, as a necessary rule that governs all appearances. This
requires the speculative use of the understanding. Thus, the common understanding can only
represent rules concretely, or through examples. See Prol, AA 04: 369.33–370.07.
The Prolegomena defines the common understanding as the capacity to cognize rules concretely.
The speculative understanding is the capacity to cognize these same rules abstractly. Kant repeats
this position in a number of his lectures from this period, including Logik Pölitz, Logik Busolt, and
the Wiener Logik. See e.g., V-Lo/Pölitz, AA 24: 503.29–504.01; V-Lo/Busolt, AA 24: 612.04–21;
V-Lo/Wiener, AA 24: 795.16–31.
13 In the Groundwork, Kant begins by examining the common use of the understanding. It is the
manner in which most people exercise this faculty. Part one of the Groundwork is devoted to the
common understanding, specifically insofar as it employed in moral reasoning. Kant concludes
at the end of this section that the common understanding is more than adequate for this purpose.
In the remainder of the work, he endeavors to articulate the principles that implicitly guide the
moral judgments of the common understanding. See GMS, AA 04: 403.34–404.36.
14 KU, AA 05: 293.20–29.
15 Anth, AA 07: 139.17–140.14.
16 In Logik Philippi, Kant teaches that the common understanding is the inductive use of the
understanding. It infers general rules from experience. The scholarly understanding is the de-
ductive use of this faculty. It applies general rules to particular cases. See V-Log/Philippi, AA 24:
312.29–34. See also R 1578, Refl, AA 16: 16.14–19; R 1579, Refl, AA 16: 18.02–15. However, in Anthro-
pologie Collins and Anthropologie Parow, Kant teaches that the understanding in general is a ca-
pacity to judge. The difference between the common use of this faculty and its scholarly employ-
ment concerns whether our judgments are abstract or concrete. The scholarly understanding is
400 Matthew McAndrew
Parow is fairly straightforward. Both sets of notes define the understanding in the
same way. It is the “Vermögen zu urtheilen,” or the “capacity to judge.”17 We em-
the capacity to think and judge abstractly. The common understanding, on the other hand, is the
capacity to render concrete judgments about particular cases. The scholarly understanding is able
to formulate general rules because these rules are abstract judgments. However, it cannot apply
these rules because in order to apply a rule we must make a concrete judgment about an individ-
ual. Thus, the formal application of a rule requires a combination of both scholarly and common
understanding. The scholarly understanding formulates a rule and the common understanding
applies it. See V-Anth/Collins, AA 25: 157.10–18; V-Anth/Parow, AA 25: 359.19–29; 361.07–11.
Kant’s explanation of the difference between the common and the scholarly use of the under-
standing in Logik Philippi is not compatible with his explanation of this distinction in his anthro-
pology lectures. In Logik Philippi, he defines the scholarly understanding as the deductive use of
this faculty. This means that it starts with general rules and applies them to particular cases.
However, in his anthropology lectures, Kant insists that the application of rules requires a com-
bination of both scholarly and common understanding. Likewise, Logik Philippi defines the com-
mon understanding as the inductive use of this faculty. Induction also requires the ability to
make both abstract and concrete judgments. We start with a series of concrete judgments about
experience. On the basis of these initial judgments, we then infer a general rule that describes
them all. This rule is an abstract judgment. Thus, according to Logik Philippi, the common under-
standing is capable of making at least some abstract judgments because it infers rules from ex-
perience. Yet according to Anthropologie Collins and Parow, abstract judgments are the exclusive
province of the scholarly understanding. The common understanding only judges concretely.
Everything that we know about these texts indicates that they are roughly contemporaneous.
They all date from the beginning of the 1770s. Yet Kant’s definition of the common understanding
in Logik Philippi is incompatible with the ones found in Anthropologie Collins and Parow. There is
a potential explanation for this discrepancy. In Logik Philippi, the term ‘understanding’ is con-
strued broadly; it denotes the entire higher faculty of cognition. See n. 2. According to Kant, logic
is concerned with the laws that govern the correct use of the understanding. The term ‘under-
standing’ in this context is a synonym for the higher faculty of cognition. We can be certain of this
because Kant’s logic includes syllogistics. Wolffian faculty psychology regards reason as the
basis for syllogistic inferences and Kant accepts this view as well. See DfS, AA 02: 59.14–16. See
also KrV, A 299/B 355. Syllogisms are formed through the faculty of reason. Consequently, when
Kant refers to the ‘laws of the understanding’ he cannot mean the understanding in the narrow
sense. Otherwise, logic, which studies these laws, would exclude syllogistics. Logic is not only
concerned with the understanding in the narrow sense; it is also clearly interested in the proper
use of reason. Hence, it is concerned with the higher faculty of cognition in general. Conversely,
in Anthropologie Collins and Parow, Kant refers to the understanding in the narrow sense. He ac-
tually distinguishes between the common use of the understanding and the common use of rea-
son. Both of these faculties belong to the higher faculty of cognition. Thus, in his logic lectures,
Kant refers to the understanding in the broad sense, but in his anthropology this term is intended
narrowly. In Logik Philippi, the common understanding refers to how we use the entire higher
faculty of cognition, but in Anthropologie Collins and Parow, it only describes how we use one of
the sub-faculties that compose the higher faculty of cognition.
17 V-Anth/Collins, AA 25: 147.03f. See also V-Anth/Parow, AA 25: 351.05.
Healthy Understanding and Urtheilskraft 401
18 “Eine Rechtsfrage kann einem Juristen und auch dem gesunden Versande vorgelegt werden.
Z.B. bin ich verbunden den Schaden zu reparieren, den mein Eigenthum dem Eigenthum eines
andern ohne mein Verschulden gemacht hat? Der gesunde Verstand braucht dabey ein wenig
Bedenckzeit, um sich einen Fall in concreto vorzustellen. e.g. Wenn das Eigenthum mein Ochs
wäre pp Er urtheilt gar nicht in abstracto, sondern in einem gegebenen Fall. Dies ist der gemeine
Verstand, und in so ferne er richtig ist, der gesunde.” (V-Anth/Collins, AA 25: 155.19–27) See also
V-Anth/Parow, AA 25: 359.05–12.
402 Matthew McAndrew
judgment about a particular case. The jurist, on the other hand, uses his under-
standing in a scholarly way. He makes an abstract judgment about the law in gen-
eral.
According to both Collins and Parow, the understanding is the capacity
to judge. The common understanding is the capacity to judge concretely. The
scholarly understanding is the capacity to judge abstractly. Finally, the healthy
understanding is the correct use of the common understanding. It is the ability to
make correct concrete judgments. Anthropologie Parow states, “Das Vermögen in
Concreto zu urtheilen ist also der gemeine Verstand, insofern nun dieser richtig
ist, nennt man ihn gesunden Verstand.”19
rules that determined how the power of judgment should apply a rule would
themselves need their own rules to prescribe their application. Hence, there
are no rules that govern the correct use of the power of judgment. General Logic
prescribes rules for the correct or valid use of the understanding, but there are
no such principles that govern how these rules are to be applied by the power
of judgment. Kant concludes that “Urtheilskraft aber ein besonderes Talent sei,
welches gar nicht belehrt, sondern nur geübt sein will”21. It is possible to learn a
rule or concept, but not how to apply it correctly. The ability to correctly apply
rules, which Kant identifies with the power of judgment, can only be a talent.
Let us now compare the power of judgment to what is said in Anthropologie
Collins and Parow about the healthy understanding. Both sets of notes agree that
the healthy understanding is responsible for applying rules to particular cases. As
I explained earlier, according to Collins and Parow, we use the understanding in
either a common or scholarly way depending on whether our judgments are con-
crete or abstract. The scholarly understanding is the capacity for abstract judg-
ment. These notes also state that abstract judgments are rules. To judge abstractly
is equivalent to thinking of a rule or principle. For example, the proposition, ‘All
events are caused,’ is an abstract judgment. It is also a general rule. Thus, the
scholarly understanding is not only the capacity for abstract judgment, it is also
the capacity to form and conceive of rules. However, the scholarly understanding
cannot apply these rules. It can only make abstract judgments. In order to cor-
rectly apply rules to particular cases, one must also possess healthy understand-
ing. For example, Anthropologie Collins states,
Der subtile oder abstrahirende [Verstand] ist der, der eine allgemeine Regel erkennet, nach
welcher in besonderen Fällen soll gehandelt werden. Jedes Urtheil in abstracto ist bloß als
eine Regel anzusehen, nur durch den gesunden Verstand, können wir einen Fall unter einer
allgemeinen Regel subsumiren; kein geschickter, kein gelehrter Verstand, kann das thun,
wenn ihm der gesunde fehlt.22
The healthy understanding subsumes particular cases under universal rules. This
is the same cognitive function that Kant later assigns to the power of judgment in
the Critique of Pure Reason.
Like the power of judgment, the healthy understanding is a talent, one
that can be neither learned nor taught to others. It can only be acquired through
practice. Anthropologie Collins states, “Der gesunde Verstand ist also bloß das
Vermögen in concreto zu urtheilen. Dies Vermögen kann allein nicht entbehrt
werden, es ist aber unmöglich daßelbe Jemand bey zu bringen.”23 We find the
same thing said in Parow: “Man kann keinen Menschen lehren einen Fall unter
einer Regel zu subsumiren”24. Thus, Kant’s early anthropology lectures describe
the healthy understanding in much the same way that Kant later explains the
power of judgment in the Critique of Pure Reason. Both faculties are responsible
for the application of rules; they subsume particular cases under general rules.
They are also both talents that cannot be learned or taught to others. The healthy
understanding is the precursor to the power of judgment. It performs the same
cognitive function as the power of judgment in essentially the same way.
If one requires further evidence for this claim, consider that in the Critique
of Pure Reason, Kant claims that all three higher cognitive faculties – the under-
standing, the power of judgment, and reason – are involved in an inference of
reason or syllogism [Vernunftschluß]. The understanding, which Kant defines as
the faculty of rules, provides a rule that serves as the major premise. In the minor
premise, the power of judgment applies this rule to a particular case. Finally,
reason draws a conclusion about this particular case on the basis of the rule.25
Compare this to the account of such inferences found in Anthropologie Collins and
Parow. In both lectures, reason is given responsibility for a syllogism’s major
premise. The understanding applies this rule to a particular case in the minor
premise. Both faculties then join together to yield the conclusion. For example,
Parow states,
The anthropology lectures both assert that the understanding is responsible for
the minor premise of a syllogism. It applies the rule to a particular case by sub-
suming it under the rule. However, this act of subsumption is not simply per-
formed by the understanding; it is specifically an act of the healthy understand-
ing. Collins states, “Der gesunde verstand dient zur Application der Vernumft
(sic), Regeln ad casum datum.”27 Thus, the healthy understanding performs the
same subsuming role in a syllogism that Kant will later assign to the power of
*****
What I hope to have shown in this essay is that the power of judgment is an inno-
vation that Kant introduced sometime during the mid-1770s. There is no preced-
ent for this faculty in the philosophy of Wolff or Baumgarten, and it is not part
of Kant’s own early faculty psychology. It develops out of the notion of healthy
understanding. The healthy understanding is the correct use of the common
understanding. The common understanding judges concretely, and Kant initially
assigned it the function of applying rules to particular cases. It was responsible
for taking the otherwise abstract judgments of the scholarly understanding and
subsuming the appropriate representations under them. This is the same cogni-
tive function that is later performed by the power of judgment. The healthy under-
standing is the precursor to this faculty.