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ISO 27001 Checklist
ISO 27001 Checklist
Overview: Fill out the following checklist as you complete your ISO 27001 certification journey to help track your prog
These steps will help you prepare for ISO 27001 implementation and certification, but this checklist is not meant to se
cure-all solution - every company has unique security needs which should be evaluated by an expert before pursuing
ISO 27001 Mandatory requirement for the ISMS
clause
7.2 Competence
7.2 The organization shall:
determine the necessary competence of person(s) doing
7.2 (a) work under its control that affects its information security
performance;
ensure that these persons are competent on the basis of
7.2 (b)
appropriate education, training, or experience;
8 Operation
8.1 Operational planning and control
9 Performance evaluation
9.1 Monitoring, measurement, analysis and evaluation
The organization shall evaluate the information security
performance and the effectiveness of the information
9.1
security management system. The organization shall
determine:
what needs to be monitored and measured, including
9.1 (a)
information security processes and controls;
the methods for monitoring, measurement, analysis and
9.1 (b)
evaluation, as applicable, to ensure valid results;
9.1 (c) when the monitoring and measuring shall be performed;
9.1 (d) who shall monitor and measure;
when the results from monitoring and measurement shall be
9.1 (e)
analyzed and evaluated; and
9.1 (f) who shall analyze and evaluate these results.
9.2 Internal audit
The organization shall conduct internal audits at planned
9.2 intervals to provide information on whether the information
security management system:
conforms to
1) the organization’s own requirements for its information
9.2 (a)
security management system; and
2) the requirements of this International Standard;
9.2 (b) is effectively implemented and maintained.
9.2 The organization shall:
plan, establish, implement and maintain an audit
programme(s), including the frequency, methods,
responsibilities, planning requirements and reporting. The
9.2 (c)
audit programme(s) shall take into consideration the
importance of the processes concerned and the results of
previous audits;
9.2 (d) define the audit criteria and scope for each audit;
select auditors and conduct audits that ensure objectivity
9.2 (e)
and the impartiality of the audit process;
ensure that the results of the audits are reported to relevant
9.2 (f)
management; and
retain documented information as evidence of the audit
9.2 (g)
programme(s) and the audit results.
9.3 Management review
Legend
Count Status Code - Meaning
Process is defined / documented and practiced /
0
implemented
Process is practiced / implemented without adequate
0 documentation; Process must be defined / documented to
ensure repeatability of process and mitigate the risks.
100 Process is defined and not practiced
Process is not applicable for the company as per the scope
0
100
tial & On-Going Status of ISO 27001 Implementation
xt
Not Implemented
interested parties
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
orities
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
chieve them
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
ation
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Not Implemented
Status Code
Fully Implemented
Partially Implemented
Not Implemented
NA (Not Applicable)
Do You Have Documents / Records to Reference to Notes on Your Findings
Prove Compliance?
Notes on Your Recommendations & Next
Steps