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Peace Change - 2008 - Sorensen - Humor As A Serious Strategy of Nonviolent Resistance To Oppression
Peace Change - 2008 - Sorensen - Humor As A Serious Strategy of Nonviolent Resistance To Oppression
XXX
Blackwell
Oxford,
PEACE
PECH
©
0000-0000 ARTICLES
2008 Peace
UK
& Publishing
CHANGE
HistoryLtd
Society and
This article explores how humor can be used as one aspect of a strategy of
nonviolent resistance to oppression and dictatorship. It combines sociological
and philosophical theories about humor’s duality and incongruity with theories
of nonviolent resistance to oppression in order to investigate the links between
topics that have previously been considered unrelated. Experiences from
the Serbian Otpor movement, which used humorous actions as a part of its
strategy to bring down Slobodan Milosevic from power, serve to illustrate
the dynamics of humor as a form of resistance. Empirical examples and
existing theory are combined to make an outline of an innovative theory of
the functions of humor in nonviolent resistance.
When the great lord passes the wise peasant bows deeply and
silently farts
—Ethiopian proverb2
INTRODUCTION
167
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168 PEACE & CHANGE / April 2008
But the political joke will change nothing. It is the relentless enemy
of greed, injustice, cruelty and oppression—but it could never do
without them. It is not a form of active resistance. It reflects no
political programme. It will mobilise no one. Like the Jewish joke
in its time, it is important for keeping society sane and stable. It
cushions the blows of cruel governments and creates sweet illusions
of revenge. It has the virtue of momentarily freeing the lives of
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Humor as a Nonviolent Resistance to Oppression 169
millions from the tensions and frustrations to which even the best
organised political opposition can promise only long-term solutions,
but its impact is as fleeting as the laughter it produces.9
Benton does not offer any documentation for his claim, and in this article
I intend to show why I think Benton is wrong and illustrate how humor,
including jokes, can play an important role in resistance to oppression.
A few other scholars share my optimism about the potential of humor:
Jørgen Johansen writes about using humor as a political force in social
democratic Norway in the early 1980s.10 His examples play a central
role in my development of a theory. Kathleen Stokker’s work on humor
against the Nazi occupation of Norway11 has provided material from a
different time period and she also gives conclusions that have theoretical
implications. Linda D. Henman has written about humor as a coping
mechanism for prisoners of war,12 and Bertil Neuman about humor in Nazi
concentration camps.13 Their examples have also been useful for under-
standing how humor can be a valuable tool for individuals in extremely
stressful situations.
The remainder of this article focuses on the experience of the Serbian
Otpor movement, which helped bring down Slobodan Milosevic in October
2000. I researched Otpor’s use of humor through qualitative interviews
in Belgrade in June 2006. Former Otpor activists were asked how they
used humor, what it meant to them, and what they thought they achieved
by using humor. These interviewees represent a diverse group of former
Otpor activists when it comes to age, gender, and their role within Otpor.
The interviews were conducted from a phenomenological and constructivist
understanding of the importance of people’s personal experiences and
meanings that construct their reality.14
The case of Otpor (which means “resistance” in Serbian) was selected
for this exploratory research on humor and nonviolence because it is a
special and unusual case, both when it comes to the amount of humor, the
importance it played in Otpor’s success and the strategic way it was used.15
This makes the case rich in information and useful for this exploration.
In the terminology of sampling strategies for qualitative research, Otpor
is an extreme or deviant case16 which is selected purposefully because it
is outstanding and special. Looking more closely at the unusual, we can
often get more information about the less unusual.17 To better understand
the dynamic of humor as nonviolent resistance, we need to investigate
where somebody has gathered some experience and learn from them,
and on the topic of humor as resistance, Otpor can provide us with
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170 PEACE & CHANGE / April 2008
indications of which functions humor can serve, and what the special
dynamics of humor are. In most other cases of nonviolent resistance to
oppression, humor is used so little that it becomes invisible and “dis-
appears” among all the other factors that play a role in resistance. Because
Otpor is an unusual single case, it cannot be used to draw conclusions
on the prevalence of humor in nonviolent resistance. What it can do is
provide new data about how humor can be used as part of a strategy
for nonviolent resistance and why this strategy works. This means that
the case study has provided new information, which I have combined
with existing theory on humor, nonviolence, and resistance, to construct
the sketch for a new theory of nonviolent resistance to oppression,
which in the future can be tested on other cases.
Before we turn to the analysis, it will be necessary to clarify how I
define the central concepts in this article: Resistance is a response to
power that challenges oppression and domination. Oppression can take
many forms, and what is considered oppression changes across time and
space. For the purpose of this article it is not necessary to set criteria for
“oppression” as long as those concerned regard themselves as oppressed
and use humor. Humor here means everything that causes amusement,
from a joke, story, play, skit, movie or book, to a way of acting or a slogan
in a demonstration. It can be based on irony, satire, parody, or ridicule.
The humor investigated here is political, directed against oppression,
and encourages critical reflection about how society is and how we
want it to be. However, humor can indeed be oppressive and cruel, for
example when it is used to ridicule ethnic minorities or women. By
strategy I mean a consistent and thought through way of behaving in a
conflict situation. A good strategy includes an accurate estimate of this
conflict, including the strengths and weaknesses of all parties. A strategy
focuses on the long-term goals and how to stir the conflict toward these
desired outcomes, whereas the tactics and methods determine the short-
term reactions to a certain situation.18 Among researchers of non-
violence it is common to separate the practitioners of nonviolence into
two categories: Those who use it as a pragmatic tool and a technique
that can be used effectively against oppression without being pacifists
or finding violence morally wrong, and those who consider nonviolence
to be a way of life and reject violence for principled reasons.19 Although
I write about nonviolent strategies and how humor can be a strategy,
I do not intend to contribute to this debate. Strategies as defined above
are used both by “principled” and “pragmatic” groups to work toward
their objectives.
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Humor as a Nonviolent Resistance to Oppression 171
Figure 1 Boy drawing Otpor fist. From left, Slobodan Miloßeviç, Mira
Markoviç (his wife), and Vojislav Íeßelj (leader of the nationalist radical
party) is coming to get him. Corax cartoon from “Danas” May 5,
2000.28
all over Serbia. The Milosevic regime tried to hit back at Otpor’s grow-
ing popularity with a campaign of terrorist accusations, labeling them
as fascists and drug addicts, and with brutal and systematic police har-
assment.29 The cartoonist Corax catches the irony of the situation with
the cartoon in Figure 1.
This is a play with contrast, because Otpor activists were not that
young, and through their actions they did in fact pose a threat to the
regime. Otpor borrowed the cartoon and used it on its leaflets. On the
leaflet, the drawing of the young boy is contrasted with statements
about Otpor from political parties in power. They refer to Otpor members
in extreme terms—calling them drug addicts, terrorists, and fascists.
Political humor needs some incongruity and absurdity in order to
thrive—if things are as the politicians say they are, then there is little to
joke about and almost nothing on which to build satire, parody, and
irony. In Serbia, there was plenty of this incongruity and absurdity
between what the politicians said and how ordinary people, including
Otpor activists, experienced their lives. This incongruity included
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Humor as a Nonviolent Resistance to Oppression 175
statements about how everything was fine while the real experience was
that Serbia was falling apart, or being called a terrorist because one
paints graffiti. For some, humor became a logical way of dealing with
this absurdity in everyday life.
structure where everybody was deemed important and no one was fighting
for their own position.
Humor became part of the style and the branding which made it “cool”
to be a part of Otpor. In relation to others, humor can make one stand
out, and it may become easier to get attention from the media, something
both the Norwegian total resisters and Otpor experienced. For Otpor,
it was also a way to stand out from other political organizations and to
highlight intelligence and wit as a contrast to the brute force of the regime.
The literature has little to say about this function of humor, but I consider
it to be straightforward and unproblematic. What has been mentioned
here are all important aspects of mobilizing for a nonviolent social movement,
but mobilization can be achieved without any use of humor. Many social
movements manage to attract new activists and to get attention, and
most of them do not consider using humor to accomplish this.31
But there is something else about the function of humor that Benton
fails to notice. Even a joke that is not showing solidarity in its punch line
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178 PEACE & CHANGE / April 2008
still shows who is in with the resistance and who is not. One would only
share this kind of joke with people one trusts or wants to know if one can trust.
The space for resistance can be more or less limited and it consists
of many possible actions along a continuum, and should not be under-
stood only as either open rebellion or absolute submission. A hidden
transcript as opposed to the public transcript is the way subordinate
groups act and talk about their oppressor behind his back. In the public
transcript, the oppressed under a dictatorship say “Yes sir!” and show
obedience and compliance, but when she can get away with it during
the dark or together with a small group of trusted friends, the worker
will work more slowly, the slave will steal his master’s food, and the
oppressed citizen will mock and ridicule the dictator.41 According to
James Scott, who invented these terms, the hidden transcript has an
important role in itself in giving people dignity in the eyes of themselves
and their group, but it also serves as preparation for the day when the
hidden transcript is declared in public and resistance is made open, if
that day ever comes.42 Scott’s nuanced understanding of resistance to
domination, as opposed to traditional understandings of resistance as
open rebellion, provides us with concepts for looking at all the space
between complete compliance and openly declared rebellion, the space
where things are not as they seem on the surface. This understanding of
resistance and domination also means that “power” is not something
one has or does not have, but is a relational concept that involves a
dynamic interaction between opposing forces. This way of analyzing
power differs from the traditional understanding of it as a constant
where the person/group with “most power” is the group with most
weapons at its disposal. Gene Sharp nuances this understanding of
power by emphasizing that even the most brutal dictator is completely
dependent on the cooperation of a large number of people, and with-
drawal of cooperation from people in important positions will make the
dictator’s power crumble.43 Scott takes it one step further when he says
that challenges the oppressor does not know about do still have an
effect because they change the mind of the oppressed.
Jokes, satire, and ridicule are only one part of the hidden transcript,
and Scott does not give humor particular attention. But humor, as part
of the hidden transcript, becomes one way of developing the culture for
further and openly declared resistance and thereby empowers the resistance
movement.
This is a strong contrast to Benton, but links well with Stokker’s
understanding of how jokes can contribute to a resistance mentality. It
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Humor as a Nonviolent Resistance to Oppression 179
We wanted to show that however silly it can be, you can do some-
thing, although it may look silly, at least you do something, and
that was the idea of Otpor. You don’t support Otpor, you have to
join Otpor, to live Otpor. And you have to take part in this kind
of action, to do your own actions. Bite the system, live resistance
[an early Otpor slogan].47
He thinks that political humor will only appeal to the already convinced,
and does not change political opinions.50 Is this really true? In the sense
of the us/them divide, Mulkay is right when he says that political humor
underlines established political divisions, but it is not correct, at least
not in oppressive situations, that it is conservative and reinforces the
status quo. In the case of Otpor it helped create the feeling that some-
thing can and must be done about the status quo, and in order for this
to happen, the difference between oppression and resistance has to be
clear. Humor’s play with duality and contradictions becomes one way
of making this distinction obvious.
The thing is, that [humor] was something like the main thing that
brought him [Milosevic] down, because people were afraid, there
was fear everywhere around and if we are going to change some-
thing, the main idea was to make fun of the things that make them
afraid ... to make people less afraid by using humor.52
CONCLUSION
do not use much or any humor, and it would be easy to find examples
of cases where the questions asked here would be irrelevant. However,
through the case study of Otpor and examples from the literature, I
have documented that humor has been used successfully to resist
oppression. Because humor works in more than one dimension at the
same time it can combine innocence with seriousness in a way that can
alter relationships and transcend rationality.
The importance of humor as a way of resisting oppression should
not be exaggerated, but humor does have a powerful potential in
facilitating outreach and mobilization, a culture of resistance and turning
oppression upside down. How this power is exercised depends on the
situation, but humor’s main source of power is its ability to turn things
upside down and present them in a new frame. Examples of the unex-
pected are to jump into the prison or not to accept arrest as defeat.
Because of its irrationality, humor has an ability to affect relationships
in surprising and unpredictable ways and undermine traditional sources
of power, such as the police and the military, which are firmly based in
rationality. Because the serious mode is the common mode of inter-
action and communication, dictators generally expect to be taken seriously.
When a group like Otpor ignores this general rule by presenting things
in a humorous frame instead, they are suddenly the ones in charge
because here they are much more familiar with “the rules of the game”
than the dictatorship that still thinks in the serious mode.
Symbolic actions, including the use of humor, can have a profound
influence if they manage to change people’s perception of a situation. A
demonstration, a street theatre, or hanging up of a poster has a very
different impact in a dictatorial society, where fear dominates, than in
a democratic society. Fear is not something one can touch and feel, but
it still has a dramatic impact. When someone ceases being afraid or is
less afraid than before, the situation has changed as long as he or she
starts to act differently based on the changed perception of the situation.
In Serbia, the actions of Otpor made people far outside of Otpor’s own
circles think that maybe things could become different. In spite of their
experiences with years of deterioration and expectations of election
fraud, people did go out to vote in the hope that maybe it would be
different this time. And when the election fraud did happen, fear and
apathy instead turned into anger and persistence. Otpor was not success-
ful and powerful in the sense that they physically removed Milosevic,
but they played a crucial role in setting a different agenda and challeng-
ing fear and apathy.
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186 PEACE & CHANGE / April 2008
NOTES
I would like to thank Brian Martin, Carol Rank, Howard Clark, Jørgen
Johansen, Stellan Vinthagen, the editor of Peace & Change, and the two anony-
mous referees for useful comments at different stages in the process of writing
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Humor as a Nonviolent Resistance to Oppression 187
this article and the background study to it. My greatest gratitude goes to the
Otpor movement that dared to experiment with humor while they were facing
both oppression and repression, and especially the thirteen informants who took
the time to answer all my questions. Without them, this study would never have
been possible.
1. CIRCA is a UK-based network of clowns that operate through nonviolent
action against capitalism and militarism, for example, at military recruitment
offices and G8 meetings. CIRCA, Clandestine Insurgent Rebel Clown Army,
available from http://www.clownarmy.org/.
2. Quoted before preface in James C. Scott, Domination and the Arts of
Resistance: Hidden Transcripts (New Haven, CT: Yale University Press, 1990).
3. M. J. Mulkay, On Humor: Its Nature and Its Place in Modern Society
(Cambridge, UK: Polity Press, 1988).
4. Stephen Brigham, “Limitations of Reason and Liberation of Absurdity:
Reason and Absurdity as Means of Personal and Social Change. Case Study:
Psychotherapy” (Wollongong, NSW: University of Wollongong, 2005).
5. Two other works that I have found useful are Peter L. Berger, Redeeming
Laughter: The Comic Dimension of Human Experience (New York: Walter de
Gruyter, 1997), and Simon Critchley, On Humor, Thinking in Action (London:
Routledge, 2002).
6. Gene Sharp, The Politics of Nonviolent Action (Boston: P. Sargent
Publisher, 1973).
7. In his 198 methods of nonviolent resistance, Sharp also includes one
which is called “Humorous skits and pranks.” Sharp, The Politics of Nonviolent
Action, 148–149, where he uses examples from Eastern Europe. Although Sharp
is concerned with strategic nonviolent resistance, he does not have any comments
on the particularities of humor as a form of nonviolent resistance.
8. Scott, Domination and the Arts of Resistance: Hidden Transcripts.
9. Gregor Benton, “The Origins of the Political Joke,” in Humor in Society:
Resistance and Control, ed. Chris Powell and George E. C. Paton (New York:
St. Martin’s Press, 1988), 54.
10. Jörgen Johansen, “Humor as a Political Force, or How to Open the
Eyes of Ordinary People in Social Democratic Countries,” Philosophy and
Social Action 17, no. 3 – 4 (1991).
11. Kathleen Stokker, Folklore Fights the Nazis: Humor in Occupied Norway,
1940–1945 (Madison, NJ: Associated University Presses, 1995); Kathleen Stokker,
“Quisling Humor in Hitler’s Norway: Its Wartime Function and Postwar
Legacy,” Humor 14/4 (2001).
12. Linda D. Henman, “Humor as a Coping Mechanism: Lessons from
POWs,” Humor 14/1 (2001).
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188 PEACE & CHANGE / April 2008
27. An easy introduction to the work and style of Otpor is the film Steve
York, Bringing Down a Dictator, DVD film, York Zimmerman Inc., 2001. For more
information about October 5th 2000 see Dragan Bujosevic and Ivan Radovanovic,
October 5: A 24-Hour Coup (Belgrade, Serbia: Media Center Belgrade, 2000).
28. Predrag (Corax) Koraksic, On/He/Lui (Belgrade, Serbia: Plato, 2001),
158. Reprinted with permission.
29. Natasa Kandic and Humanitarian Law Center, Police Crackdown on
Otpor (Belgrade, Serbia: Humanitarian Law Center, 2001).
30. Author interview with former Otpor activist, Belgrade, June 22, 2006.
31. For many different examples of nonviolent social movements see for
example Peter Ackerman and Jack DuVall, A Force More Powerful: A Century
of Nonviolent Conflict, 1st edn. (New York: St. Martin’s Press, 2000), or Stephen
Zunes, Lester R. Kurtz, and Sarah Beth Asher, Nonviolent Social Movements: A
Geographical Perspective (Malden, MA: Blackwell, 1999).
32. This is an area that can be explored much more when more examples
of humor as resistance are collected.
33. Author interview with former Otpor activist, Belgrade, June 11, 2006.
34. Stokker, “Quisling Humor in Hitler’s Norway: Its Wartime Function
and Postwar Legacy,” 351.
35. Stokker, “Quisling Humor in Hitler’s Norway: Its Wartime Function
and Postwar Legacy,” 339.
36. Stokker, “Quisling Humor in Hitler’s Norway: Its Wartime Function
and Postwar Legacy,” 349. In the postwar time, the jokes have served a different
purpose. They helped create the myth that everybody participated in the resistance,
and that nobody supported the occupation, which is contradicted by the fact
that 60,000 Norwegians joined the Nazi party.
37. Stokker, “Quisling Humor in Hitler’s Norway: Its Wartime Function
and Postwar Legacy,” 339.
38. Stokker, Folklore Fights the Nazis: Humor in Occupied Norway,
1940–1945, 154.
39. Stokker, Folklore Fights the Nazis: Humor in Occupied Norway,
1940–1945, 102–103.
40. Stokker, Folklore Fights the Nazis: Humor in Occupied Norway,
1940–1945, 103. Stokker refers here to Banc and Dundes.
41. Scott, Domination and the Arts of Resistance: Hidden Transcripts, xii,
4–6, 17–19.
42. Scott, Domination and the Arts of Resistance: Hidden Transcripts, 202.
43. Sharp, The Politics of Nonviolent Action, 8–32.
44. Neuman, Skratta Eller Gråta: Humor I Koncentrationsläger [Laugh or
Cry: Humor in Concentration Camps].
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190 PEACE & CHANGE / April 2008