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The Breast
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Original article
a r t i c l e i n f o a b s t r a c t
Article history: Objectives: Studies on ER/PR/HER2 in breast cancer from Sub Saharan Africa (SSA) are fraught with in-
Received 25 January 2014 consistencies in the prevalence of hormone receptor status. In Kenya, ER/PR/HER2 for breast cancers is
Received in revised form not part of routine assessment and available in only three to four centers across the country. Variability in
24 May 2014
methodology and interpretation makes comparison between data difficult. Our aim was to accurately
Accepted 5 June 2014
determine the prevalence of ER/PR/HER2 using standardized techniques and double reporting. Prog-
Available online 7 July 2014
nostic tumor parameters were also correlated with clinical features and receptor status.
Materials and methods: Consecutive invasive breast cancers (IBC) accrued between September 2011 and
Keywords:
Breast cancer
December 2012 were analyzed at Aga Khan University Hospital, Nairobi (AKUHN). Tumor blocks were
Sub Saharan Africa stained for ER/PR/HER2 on an automated platform. Double reporting of ER/PR/HER2 was done using the
Hormone receptors Allred system and the ASCO/CAP guidelines respectively.
Results: A total of 301 cases of IBC were analyzed for pathology and ER/PR/HER2. The age range of pa-
tients was 19e94 years with a median of 47.5 years. Invasive ductal carcinoma (NOS) was the most
common histologic type (84.2%). ER positivity was seen in 72.8%, PR in 64.8% and HER2 in 17.6% of all
cases. Triple negative breast cancers (TNBC) constituted 20.2% of the cases. There was a significant as-
sociation between receptor status and histologic grade (p < 0.001) and statistically significant trend of
increasing pathological stage of tumor (pT) associated with TNBC (p ¼ 0.020).
Conclusions: We present a definitive prospective analysis of ER/PR/HER2 from a single center and
demonstrate that prevalence of receptor status from SSA is comparable with that in the West.
© 2014 Elsevier Ltd. All rights reserved.
Introduction
http://dx.doi.org/10.1016/j.breast.2014.06.006
0960-9776/© 2014 Elsevier Ltd. All rights reserved.
592 S. Sayed et al. / The Breast 23 (2014) 591e596
In their thought provoking commentary, Akarolo-Anthony et al. tertiary level health care services and pathology service to forty-
review the evidence for a rising incidence of breast cancer and call five satellite centers located in various parts of Kenya. The pathol-
it the “emerging epidemic” in Africa [5]. Despite this reported in- ogy laboratory attained and adopted the ISO 15189 International
crease and the importance of key prognostic breast cancer markers, laboratory accreditation and subscribes to the UK-NEQAS for its
diagnostic breast pathology and hormone receptor analysis is yet to external QA program for ER/PR and HER2.
be offered as part of routine service in most institutions in SSA. A total of 304 consecutive invasive breast cancers over a 13-
Thus, treatment at most centers remains empiric. month period (September 1, 2011 to September 30, 2012) were
Limited local expertise in IHC and the perceived expense of analyzed for histopathology prognostic parameters that included
testing for hormone receptors are some of the contributing factors. grading, presence/absence of LVI, lymph node metastases and
Scarce local histopathology services mean that specimens are extranodal extension. Grading was limited to mastectomies,
transported to distant central laboratories in ill-fitting containers lumpectomies and a few wedge biopsies (where there was suffi-
with insufficient formalin, resulting in extensive autolytic changes, cient tissue for analysis of the three parameters used for grading). A
and thus precluding accurate histologic and IHC analysis. In addition, total of 301 cases were analyzed for ER/PR/HER2 in-house.
the recommended CAP guidelines for histopathology reporting are Appropriate tumor blocks were selected and sectioned at 4 mm.
not followed in some centers, hence vital prognostic histologic de- Heat induced Epitope retrieval (HIER) was performed for 20 min at
tails are often missing from reports. Multi-disciplinary tumor boards 95 C on the Dako PT Link Pre-treatment System using the high pH
do not exist at many institutions, limiting interaction between the Target retrieval solution; pH9 diluted 1 in 50 as per manufacturer's
clinician and the pathologist, which impacts on optimal patient care. instructions.
Most studies published from SSA are small and predominantly The sections were stained for ER (FLEX RTU Monoclonal
retrospective. Furthermore, appreciation of the importance of Rabbit Anti-Human ER a, Clone EP1) PR, (FLEX RTU Monoclonal
prognostic features and hormone receptor status appears to have Rabbit Anti-Human PgR 636 Antibody clone) and HER2/neu
been grossly overlooked. For example, the Uganda revised 2008 (Polyclonal Rabbit Anti-Human c-erbB-2 Oncoprotein diluted
Breast cancer guideline is designed to be a reference document for 1:200 with the EnVision™ FLEX antibody diluent) on the Dako
health workers involved in breast cancer care, yet only provides an Autostainer Link 48 platforms using the EnVision™ FLEX Kit
abbreviated outline of pathology reporting and makes only a detection kits. Diaminobenzidine (DAB) was used as the
cursory mention of hormone receptors [2]. chromogen.
In the most recent, retrospective review from South Africa [6], Interpretation of ER/PR was done according to the Allred
electronic data of 1216 patients with IBC from 1st Oct 2006 to 4th scoring system [15]. A composite score of 3 and above for in-
July 2012 was retrieved and reviewed for age, sex, race, tumor size, tensity and proportion of cells staining was considered to be
tumor stage, LN status, receptor status, tumor grade and HIV status. positive. HER2 scoring was done according to the ASCO/CAP
Data for ER was available in 1072 cases of which 64.9% were re- guidelines [16]. HER2 was scored positive if 30% or more of the
ported as ER positive. Data for HER2 status was available in 1029 tumor cells showed complete and strong membrane positivity. A
cases of which 26% were HER2 positive. Contrary to conventional score of 0 or 1þ were considered HER2 negative. Cases which
guidelines, all equivocal HER2 results (HER2 2þ score) were were scored as HER2 2þ (equivocal) were subjected to FISH to
considered to be HER2 negative. assess gene amplification, at our reference laboratory. A FISH test
Data from West Africa have shown conflicting ER/PR receptor result was considered positive if ratio of the LSI HER2/neu/CEP17
status with ER positive tumor rates ranging between 25% and 70% signals was >2.2.
[7e9]. The few published studies from East Africa that have Normal breast tissue was used as an inbuilt positive control
analyzed receptor status did not utilize standard methodology and for ER/PR. Additionally, a section of uterine cervix was used as an
interpretation according to ASCO/CAP guidelines. For example, in on slide positive control: All the stromal, columnar epithelial
the largest series to date from Kenya, Nyagol et al. [10] describe a and squamous epithelial cells showed a moderate to strong
10% cut off point for ER and PR and a 10% cut off for HER2 with a nuclear staining reaction. For HER2, an on slide control section
FISH ratio of >2 considered to be positive for HER2. In this partic- from a composite tissue block of HER2 score of 1þ, 2þ and 3þ
ular series, in which 120 consecutive breast cancers were analyzed was used.
for receptors, ER positive tumors comprised 37.3% and HER2 status We ensured that only morphologically well-fixed tumor blocks
was reportedly positive in only 12.66% of the cases. were selected for receptor analysis. In addition, our major outreach
A retrospective study of 101 consecutive mastectomy cases from centers are supplied with 10%Neutral Buffered Formalin (NBF) so
our centre [11] reported an ER positive rate of 46% and a HER2 that specimens coming from distant health facilities are immedi-
positive rate of 23%. Once again a 10% cut off point was used for both ately immersed in sufficient amounts of fixative.
ER and HER2. Other studies from Kenya and Nigeria report To minimize errors in interpretation, double reporting of all
comparatively lower rates of ER positive tumors at approximately histologic parameters that included grading, presence/absence
25% [12,13]. Smaller data series from Uganda [14] show a positive ER of LVI, lymph node metastases and extranodal extension and the
rate of 51% (18/35 cases) and HER2 positive rate of 11% (5/35 cases). interpretation of ER/PR/HER2 was undertaken by SS and ZM.
All HER2 equivocal were considered negative for the receptor. As Discrepant results were discussed to arrive at a consensus. It
such, most publications have not used standard reporting criteria, was noted that ER/PR results tended to have a bimodal staining
thus contributing to the highly variable results noted in the literature. pattern (strong positive or negative) and hence there was 100%
We thus embarked on a study to determine, as accurately as concordance between the two pathologists. For HER2, wherever
possible, the prevalence of ER/PR/HER2 at AKUHN, using stan- there was a discrepancy between a HER2 equivocal result and a
dardized methodology and where possible to correlate the receptor positive score, caution was exercised and the HER2 result re-
status with clinical and pathologic features. ported as equivocal and subjected to FISH for confirmation.
The Research and Ethics Committee of AKUHN approved the Continuous numeric data were examined for normality using
study. AKUHN is a 300-bed university hospital that provides histograms and the Shapiro Wilk test, if found to be skewed the
S. Sayed et al. / The Breast 23 (2014) 591e596 593
medians and ranges were presented. Categorical data were sum- Table 1
marized as proportions. Chi-squared or Fisher's exact test, as Clinical characteristics of study population.
Table 2 Table 4
Pathologic characteristics of study population. Prognostic factors for triple negative versus ER and/or PRþ tumors.
n % N % TNBC PR (95%CI)
Age category (in years)
Morphologic type (N ¼ 304)
<50 116 20.7 1.0 (Referent)
Invasive ductal carcinoma, nos 255 84.2
50þ 117 29.1 1.4 (0.9e2.2)
Invasive lobular carcinoma 8 2.6
Size category (cm)
Invasive micropapillary carcinoma 7 2.3
<2 20 30.0 1.0 (referent)
Invasive mucinous carcinoma 8 2.6
2e5 105 18.1 0.6 (0.3e1.3)
Invasive papillary carcinoma 5 1.6
>5 54 37.0 1.2 (0.6e2.6)
Metaplastic carcinoma 8 2.6
Grade
Other (adenoid cystic, apocrine, 13 4.3
1 15 20.0 1.0 (referent)
lymphoepithelioma-like, microinvasive)
2 78 5.1 0.3 (0.1e1.03)
Grade (N ¼ 229)
3 86 44.0 2.2 (0.8e6.3)
I 16 7.0
LVI
II 90 39.3
Absent 71 32.4 1.0 (referent)
III 123 53.7
Present 154 20.8 0.6 (0.4e1.01)
Tumor size in cm (median, range) 224 4.0 (0.1e18.0)
Extranodal extension
<2 24 10.7
No 4 0.0 1.0 (referent)
2e5 135 60.3
Yes 54 25.9 ∞
>5 65 29.0
pT
LVI (N ¼ 294)
1 21 23.8 1.0 (referent)
Present 207 70.4
2 91 18.7 0.8 (0.3e1.9) Trend p ¼ 0.02
Extranodal extension (N ¼ 85)
3 40 32.5 1.4 (0.6e3.3)
Present 81 95.3
4 22 45.4 1.9 (0.8e4.7)
ER (N ¼ 301)
Positive 219 72.8
PR (N ¼ 301)
Positive 195 64.8 studies. It is well established that about 20% of HER2 equivocal
HER2 (N ¼ 301)
Negative (0 and 1þ) 233 77.4
results are gene amplified and thus eligible for Trastuzumab ther-
Positive (3þ) 53 17.6 apy [18]. We should note that of the 28 samples that were HER2
Equivocal (2þ) 15 5.0 equivocal by IHC (2þ) in our study, only 13 had sufficient tissue for
Receptor combinations (N ¼ 286) FISH analysis and 6/13 (46%) were deemed FISH amplified e a
ERþ and/or PRþ and HER2 negative 175 61.2
higher conversion rate than described in the literature [18]. How-
Triple negative 58 20.2
ERþ and/or PRþ and HER2 positive 31 10.8 ever, given the small number of residual HER2 equivocal tumors in
HER2þ 22 7.7 our overall sample size (5%), this would not significantly alter our
pT stage (N ¼ 224) HER2 receptor prevalence results.
1 26 11.6 Although our subset analysis based on receptor status only
2 112 50.0
3 50 22.3
showed a statistically significant trend in pathologic tumor stage
4 36 16.1 and TNBC, it is clinically significant that TNBC tumors tended to be
larger, of higher grade and less likely to demonstrate LVI and lymph
Interestingly, in both the Nigerian study [9], and the electronic node metastases when compared with ER and/or PR positive tu-
data review from South Africa [6], all HER2 equivocal scores were mors. The small size of the subset could account for the lack of
considered to be negative which is contrary to guideline recom- statistical significance.
mendations, thus affecting the TNBC rate reported from the two As suggested in our earlier publication, the previously reported
higher proportion of observed TNBC and basal-like disease from
Table 3 SSA could be explained by a lower life expectancy and selection
Association of receptor classification with clinicopathologic features. bias. Those women with rapidly progressive tumors may be seeking
ERþ and/or PRþ ERþ and/or PRþ TNBC HER2 þve p-Value medical attention and thus undergo biopsy and pathologic analysis,
HER2 ve and HER2þ compared to women with hormone receptor positive tumors
n % n % n % n % whose tumors tend to be less aggressive [19]. We suggest that this
paradigm is likely to shift as access to health services in SSA im-
Age category (N ¼ 263)
<50 92 52.6 6 75.0 24 41.4 12 54.6 proves and Ministries of Health like those in Kenya have established
50þ 83 47.4 2 25.0 34 58.6 10 45.4 0.2 departments of Non Communicable diseases that emphasize the
Size category (N ¼ 199) role of screening and early diagnosis in cancer.
<2 cm 14 10.4 0 0.0 6 13.3 3 23.1
Citing two systematic studies [9,20] from West Africa, Akarolo-
2e5 cm 86 64.2 3 60.0 19 42.2 8 53.8
>5 cm 34 25.4 2 40.0 20 44.4 4 23.1 0.3
Anthony et al. in their review, also provide evidence against per-
Grade (N ¼ 202) ceptions that breast cancer in women of African descent is indeed
1 12 9.0 1 20.0 3 6.7 0 0.0 hormone receptor poor. The authors stress the importance of
2 74 52.2 0 0.0 4 8.9 3 16.7 <0.001 educating clinicians, and technologists in pre-analytic aspects of
3 48 35.8 4 80.0 38 84.4 15 83.3
specimen handling [5].
LVI (N ¼ 255)
Absent 48 28.271.8 1 12.5 23 41.8 6 27.3 Another important consideration accounting for the difference
Present 122 7 87.5 32 58.2 16 72.7 0.2 in receptor results from SSA is the level of IHC standardization and
Extranodal extension (N ¼ 68) whether instrumentation as opposed to the manual method of
Absent 4 9.1 0 0.0 0 0.0 0 0.0 analysis was used. It is noteworthy that in the recently published
Present 40 90.9 4 100.0 14 100.0 6 100.0 0.8
pT (N ¼ 196)
data from South Africa [6], an automated platform was used for ER/
1 16 12.3 0 0.0 5 11.1 3 18.8 PR/HER2 analysis, as was the case in our study. In those centers that
2 74 56.9 2 40.0 17 37.8 5 31.2 use the manual method of IHC, the rigor with which attention is
3 27 20.8 1 20.0 13 28.9 3 18.8 paid to the calibration of pipettes and pH meters, quality of water
4 12 9.2 2 40.0 10 22.2 5 31.2 0.08
used for buffer preparation, accurate dilution of concentrated
S. Sayed et al. / The Breast 23 (2014) 591e596 595
antibodies, and proficiency testing of technical staff performing the Conflict of interest statement
test could account for the variable ER/PR/HER2 rates from SSA.
Given this unreliability of hormone receptor rates in breast All authors declare that the answer to the questions on your
cancer from Africa, one may question the need for testing for the conflict of interest statement are all No and therefore have nothing
same, and propose that the practice of empiric therapy with to declare.
tamoxifen or aromatase inhibitors continue. However, as Bird et al.
argue [12], the economic savings from screening for ER receptor in
breast cancer is worth the initial expense in view of the fact that the Acknowledgments
majority of the Kenyan rural population lives on less than 30 USD a
month. The initial testing would also identify patients who are The authors would like to acknowledge the contribution of the
likely to respond to tamoxifen, avoiding toxicity and ineffective following,
hormone therapy for those who are receptor negative. To ensure Funding of this study was enabled through the University
quality, the adoption of a hub and spoke model for ER/PR/HER2 Research Council Grant of the Aga Khan University (111004EA). The
testing would be the appropriate model in low resource settings. study sponsor had no role in the design, collection, analysis and
While we are able to provide accurate pathologic and IHC interpretation of data, writing of the manuscript or submission of
analysis, we lacked clinical information for a number of cases, thus the manuscript for publication. This work was supported in part by
precluding multivariate analysis for some of the relevant variables. the 2011 GSK-ERI grant award to Dr. Shahin Sayed (PI).
The incomplete clinical data set for a number of the variables meant Nasra Gathoni, librarian at AKUHN for her support in retrieving
less precise estimates for some of the subset analysis. This aspect articles for the literature review.
points to the vital importance of collecting both pathologic as well Innocent Abayo, Research Assistant, Department of Pathology,
as clinical data as part of a tumor registry. AKUHN, for his assistance with the formatting of this manuscript.
The wide variation in reported rates of ER/PR/HER2 positivity Prof Zul Premji, Chief of Pathology, AKUHN for kindly reviewing
from SSA is clearly multifactorial. We suggest that large regional the manuscript. AKU, Karachi, for providing the FISH testing for
and multicenter collaborative studies, emphasis on adoption of HER2 analysis.
standardization of test performance and interpretation and sub-
scription to quality assurance schemes would be a priority. When
following established tissue handling methodology and standard- References
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