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Temporary anchorage devices (TADs) in orthodontics: review of the factors


that influences the clinical success rate of the mini-implants

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e70 M. Leo et al.

Review Clin Ter 2016; 167 (3):e70-77. doi: 10.7417/CT.2016.1936

Temporary anchorage devices (TADs) in orthodontics:


review of the factors that influence the clinical success
rate of the mini-implants
M. Leo1, L. Cerroni2, G. Pasquantonio3, S.G. Condò4, R. Condò2
1
PhD in Materials for Health, Environment and Energy, Department of Clinical Sciences and Translational Medicine, Tor Vergata
University of Rome; 2Researcher, Department of Clinical Sciences and Translational Medicine, Tor Vergata University of Rome; 3As-
sociate Professor, Department of Clinical Sciences and Traslational Medicine; 4Full Professor Department of Clinical Sciences and
Translational Medicine, School of Dentistry, Faculty of Medicine and Surgery, Tor Vergata University of Rome,Italy

Abstract Introduction

The mini-implant, temporary anchorage devices (TADS), are The use of the temporary anchorage devices (TADS) or
now a common method of treatment in Orthodontics with versatility, mini-implants as means of absolute anchorage in orthodon-
minimal invasiveness and the relationship between costs and benefits tics, is probably the most important revolution of the last
that they offer even today. Skeletal anchorage has, to a large degree, years, prompting research to design devices always most
replaced conventional anchorage in situations where anchorage is versatile, effective and easy to use. Over the last years the
considered either critical, insufficient, or likely to result in undesirable anchorage control with mini-implants has acquired more and
side effects such as vertical displacements generated by inter-maxillary more importance in the clinical management of orthodon-
force systems. tic patients. Different systems of mini-implants have been
Objective. The objective of this study is to carry out a review about developed in order to obtain a skeletal anchorage and avoid
the factors that seem affect the success or failure rate of orthodontic the use of the most common intra and extraoral orthodon-
mini-implants. A computerized literature review was performed by tic appliances, usually unwelcome to the patients. Today
searching the MEDLINE database (Entrez PubMed, www.ncbi.nlm. mini-implants are a safe, reliable and efficient method with
nih.gov), Google Scholar, Scopus, Cochrane Central Register of Con- respect to other more invasive osseo-integrated systems for
trolled Trials, Isi Web of Knowledge until March 2016 . The main skeletal anchorage. The development of mini-implants with
subject heading “orthodontics” was combined with these keywords high resistance and with different shapes proves that research
mini-implant, mini-screw, micro-implants, mini-implant success rate, on materials and the processes of miniaturization are well
mini-implant failure rate, skeletal anchorage, temporary anchorage directed and made great advances, enhancing implantology
device (TADS). In the selection process, abstracts were initially read in the orthodontic field.
independently by two researchers to identify potentially eligible full
text papers which were then retrieved and assessed in order to decide
on the final inclusion. Background
Conclusions. The clinical success of orthodontic anchorage by
mini-implants depends on the stability of the miniscrews used for Mini-implant, temporary anchorage devices (TADS),
fixation. For good stability, the application site must provide bone of are now a common method of treatment in orthodontics
good quantity and quality. We can reasonably assume that the stability with versatility, minimal invasiveness and the relationship
of the anchorage of the mini-implants could be optimized by selecting between costs and benefits that they offer even today. The
a position with particular characteristics of quality and quantity of bone, simplification of procedures for insertion and the versatil-
in relation to cortical and total mandibular and jaw bone thickness. ity of the mechanics have made the use of mini- implants a
These expected informations are important because they indicates routine in clinical practice and have eliminated the need for
that the bone quality and quantity are significant when considering complex laboratory procedures. When maximum anchorage
an implant placement site, but also that there are other confounding is necessary, the mini-implants appear to be a new alternative
factors influencing the success rate. Clin Ter 2016; 167(3):e70-77. doi: in orthodontic treatment, since these devices are inserted in
10.7417/CT.2016.1936 the bone providing effective anchorage (skeletal anchor-
age). Skeletal anchorage has, to a large degree, replaced
conventional anchorage in situations where anchorage is
Key words: mini-implants success-rate, mini-implants failure-rate, considered either critical, insufficient, or likely to result
orthodontic, skeletal-anchorage,TADs in undesirable side effects such as vertical displacements

Correspondence: Dr.ssa M. Leo, Department of Clinical Sciences and Translational Medicine, Tor Vergata University of Rome, Via Montpellier,1,
00133 Rome, Italy. Tel. +39 3935661370. E-mail: m.leo@email.it, m.leo@med.uniroma2.it

Copyright © Società Editrice Universo (SEU)


ISSN 1972-6007
Temporary Anchorage Devices (TADs) in Orthodontics: review e71

generated by inter-maxillary force systems (1). In general


then, it can be stated that skeletal anchorage is indicated
where the forces acting on the reactive units are undesirable
and cannot be neutralized by occlusal forces. Factors such
as inadequate patient compliance may contribute to loss of
anchorage, which can be defined as unwanted movement of
the anchor teeth and usually occurs when the posterior teeth
move forward relative to the anterior teeth. Anchorage can be
classified as: Type A or absolute anchorage, i.e. no movement
of the anchor teeth occurs; Type B anchorage, i.e. movement
of the anterior and posterior units toward each other; Type
C or total loss of anchorage, i.e. the anchor teeth are free to
move, usually anteriorly (2). While many so called “com-
pliance free” anchorage systems have been introduced for
orthodontic treatment, none of these have proven to deliver
the absolute anchorage generated by skeletal anchorage sys-
tems. Finally, skeletal anchorage has widened the spectrum
of orthodontics allowing the orthodontist to perform treat-
ments that could not, or, only with great difficulty, otherwise
be done with conventional mechanics.

Materials and Methods

Objective

The aims of this article were to review and critically


analyze the available literature about mini-implants (TADS)
*General selection criteria
and to discuss, based on scientific evidence, factors that **Specific selection criteria
might influence the success or failure rate of orthodontic
mini-implants. Fig.1 QUOROM flow diagram

Study selection

In the initial phase of the review, a computerized literature


review was performed by searching the MEDLINE database Methods of the review
(Entrez PubMed, www.ncbi.nlm.nih.gov), Google Scholar,
Scopus, Cochrane Central Register of Controlled Trials, Isi In the selection process, abstracts were initially read
Web of Knowlwdge until March 2016 . The main subject independently by two researchers to identify potentially
heading “orthodontics” was combined with these keywords eligible full text papers which were then retrieved and as-
mini-implant, mini-screw, micro-implants, mini-implant sessed in order to decide on the final inclusion. Ambiguous
success rate, mini-implant failure rate, skeletal anchorage, articles were also read to avoid inappropriate exclusion.
temporary anchorage device (TADS). Additionally, after the Differences were resolved by rereading and discussion
electronic literature search, a hand search of key orthodontic until consensus was reached. Articles were examined and
journals was undertaken to identify recent unindexed articles. excluded if: 1) studies were not pertaining to orthodontic
Two categories of selection criteria were estabilished (3). mini-implants anchorage, success or failure rate; 2) the full
General selection criteria were applied to find studies on mini- text was not available.
implants and specific selection criteria to improve the quality Were evaluated scientific articles and reviews on experi-
of the articles. Exclusion criteria included articles on standard mental work carried out in vivo . This decision was taken in
dental implants, onplants, palatal implants, miniplates used as line with the objectives of this research, aimed to the study
orthodontic anchorage, miniscrews or microscrews for dental and understanding of the factors that seem affect the success
surgery, and implant materials research; animal studies; in- rate of the orthodontic mini-implants in clinical therapies.
vitro studies; case reports and case series; technique presenta- A decision to perform a meta-analysis was made if there
tions of mini-implant and microimplant; review articles and were sufficient similarities between studies in the type of
letters; articles that did not follow the objective of this review; participants, interventions and outcomes. The significant
and articles in a language other than Italian and English. Spe- heterogeneity within and between studies did not allow for
cific selection criteria for studies on mini-implants included pooling of data and carrying out a meta-analysis.
only studies that defined success or failure; only studies that The selection procedure is explained in QUOROM flow
defined the duration of the application of force. Patients of diagram (Fig.1). A total of 3890 abstract were found by the
both sexes without age restriction and with a need of absolute search methods. Only 95 abstracts met the inclusion criteria
anchorage for orthodontic purposes were included. or were retrieved because the abstract did not provide enough
e72 M. Leo et al.

Table 1. Description of the outcomes of studies on mini-implants.

Number of Success rate Design of


Authors Year Artt Variables associated
miniimplants % study

1.Baek SH et al. 2008 109 10 months 0,752 type, shape and diameter P

2.Chaddad K. et al 2008 17 5 months 0,824 surface characteristic P

3.Chen CH et al. 2006 59 6 months 0,847 length of miniscrew R

younger patients TADs placed on the


4.Chen YJ et al. 2007 359 ND ND R
mandibular arch

Inflammation of soft tissue surrounding


5.Chen YJ et al. 2008 492 ND ND R
a TAD and early loading

6.Cheng SJ et al. 2004 140 ND 0,89 insertion technique P


clinical learning curve associated
7.Garfinkle JS et al. 2008 82 ND 0,7073 P
surgery

8.Gupta N et al. 2012 40 6 months 0,775 self-tapping and drill free screw R

9.Park et al. 2006 227 15 months 0,916

10.Jeong JW et al. 2015 331 16 weeks Different % Loading time R

11. Antoszewska J. deep bites, placement in the attached


et al 2009 350 19,2 months 0,9343 gingiva of the maxilla, and en-masse R
distalization of teeth.

0,64
12.Justens E et al 2008 50 2 months patient’s compliance R

13.Lee MY et al. 2016 127 ND 0,85 Bone density R

14. Lee SJ. Et al. 2010 260 ND 0,84 Age SA

15.Manni A. et al 2010 300 3 years 0,81 diameter miniscrew and loading R

Flap surgery ,the diameter of a screw


of 1.0 mm or less, inflammation of the
16.Miyawaki .S et al 2003 134 12 months 0,761 R
peri-implant tissue, and a high mandibu-
lar plane angle (ie, thin cortical bone)

sex, age, soft-tissue management,


placement position, sagittal skeletal
17.Moon CH et al 2010 778 ND 0,79 R
classification, arch-length discrepancy,
and side

The placement and removal torques


18.Motoyoshi M et al 2010 134 ND ND of mini-implants were evaluated as an R
index of implant stability

cortical bone thickness,placement tor-


19.Motoyoshi M et al 2007 87 ND 0,874 P
que, location, and patient gender

20.Nienkemper M et al 20 6 weeks ND length of miniscrew CCT

21.Sarul M et al. 2015 54 ND 0,74 length of miniscrew P

22.Tseng YC et al 2006 45 16 months 0,911 length of miniscrew R

23.Türköz C et al 2011 43 1 month 0,777 drill-free and drilling methods P

carachteristic of patient such as age ,


24.Uribe F et al 2015 55 13.67 ± 6.79 0,882 R
gender, oral hygiene

25.Wiechmann D et al 2007 133 ND 0,868 insertion site P


Cohort
26.Wu TY et al . 2009 414 more 2 months 0,899 diameter, hygiene
study
0,98 if length
27.Yi Lin S et al 2015 285 12 months of miniscrew s length of miniscrew R
is 10-12mm
28.Ziebura T et al 2012 66 ND ND insertion site and type of mechanics R

Legenda: ND not-described; ARTT anchorage for required treatment time; Design of study: P, prospective. R, retrospective
Temporary Anchorage Devices (TADs) in Orthodontics: review e73

information to justify exclusion. 49 articles were excluded mini-implants provide high stability when inserted in the
according to the general selection criteria, and the specific midpalatal region (18).
selection criteria eliminated another 18 articles, leaving 28
studies. The description of the 28 selected studies is given Patient-related failure: the anatomical site should be
in Table 1. chosen so that the risk of root contact is minimized and the
clinician should avoid inserting screws in areas where nerves
or vessels are located, e.g. the posterior lateral part of the
palate. Prior to considering the use of skeletal anchorage,
Results
it is important to assess its possibilities carefully.
Mini-screws, although generally well accepted, require
The outcomes, defining success and failure rate of mini-
that the unique biological environment of the individual
implants are presented in Table 1. The factors that seem to
patient has to be thoroughly evaluated and understood. The
play an important role in the success use of mini-implants
bone turn-over of the patient may be influenced by factors
are: the quality of the devices, the protocol of insertion, the
that will interfere with the normal tissue reaction surroun-
anatomical features of the insertion site (bone quality, cha-
ding the screw. Relatively more failure in patients below 15
racteristics of the soft tissues), implant placement technique,
years of age is stated by Lee SJ et al. (19). This seems to
length of miniscrew, type, shape and diameter of the mini-
be because of the poor bone quality and quantity and high
implant, clinical management and home hygiene, maxillary
bone turnover rates in growing patients. Among the patient-
or mandibular location, cortical bone thickness, insertion
related failures, general and local turnover seem to have the
torque, location, and patient gender, sex, age, soft-tissue
greatest impact and the influence of a healthy environment
management, , sagittal skeletal classification (4,5,6), arch-
around the screw is repeatedly emphasized. An elevated
length discrepancy, and side (7) . Therefore clinical variables
bone turnover may lead to a loosening of a screw. This may
possibly influencing the success rates of mini-implants
be caused by a tooth approaching a screw or root resorption
will be categorized in relation to mini-implant type, to the
of a deciduous tooth. Moreover, high bone turnover is seen
patients, and to the clinician who insert the mini-implant,
in patients with endocrinological alterations such as hyper-
since there is a learning curve associated with the successful
thyroidism. Patients undergoing systemic pharmacological
mini-implant placement (22).
treatment reducing the bone turn-over and thereby also the
Mini-implant related failure: several studies in relation
bone adaptation occurring in relation to the screw (e.g.bis
to mini-implants have been conducted and concluded that
phosphonates,immunosoppressors, etc.) are at high risk; in
the type of mini-implant contributes moderately to failure
such cases, the use of TADs is not recommended. A thorough
(8, 9). The quality of the device is of certain importance. It
exam and medical history is required to rule out any contra-
is usually of the Titanium alloys generally contain elements
indications to treatment. If no contraindications are found,
such as aluminum, vanadium, iron and manganese. The use
the patient must be informed about the advantages, oral
of these additional element indispensable is to improve the
hygiene requirements, and the possible risk-factors before
characteristics of resistance to bending and to prevent the
the start of treatment. The importance of proper oral hygiene
fracture risk (10).
and plaque control was noted by Wu TY (20), who pointed
Some studies have focused on the fracture of the screw
out that brushing habits may lead to a greater risk of losing a
and have unanimously agreed on the fact that very thin screw
mini-implant on one side than on the other. Excellent patient
may have the advantage of requiring less space but also the
compliance, particularly avoidance of inflammation around
pronounced disadvantage of a high fracture risk (11). Mi-
the implant, is an important consideration for successful use
yawaki (12) demonstrated a failure of 100% due to fracture
of TADs (21).
during insertion / removal operations using diameters of 1
mm. It is therefore important to use devices with diameters
Clinician related failure: the failures were mostly seen
equal to or greater than 1.3 mm that can withstand higher
with screws placed earlier in the study, thus it can been sta-
torsional loads and bending, and will provide greater safety
ted that there is a learning curve in successful mini-implant
in the insertion removal maneuvers. Considering the clini-
insertion and with experience the failure rate decreases (22).
cally controllable parameters, 1.3 mm diameter miniscrews
The self-drilling method, a new technique, was analyzed in
inserted in attached gingiva and immediately loaded had the
two studies (23-24). The placement procedure is simplified,
most favourable prognosis (8).
without pilot drilling and incision. Even though success
Melsen and Dalstra explained the relationship between
rates were similar, it was believed that failure rates might
the internal stress and diameter. They demonstrated that the
be further reduced with increasing clinical experience and
benefit of screws thinner than 1.3mm was minimal compared
perfecting of the placement technique.
to the increased fracture risk (16).
Therefore mini-implant loss might be associated with
According to the available data, the impact of the or-
the implant placement technique (25-27).
thodontic mini-screw implants’ length on their stability
It is worth highlighting that: In some cases, the site of
was tested in vivo in only a few multivariate analyses. A
professional choice is not the most appropriate for mini-
statistically significant relationship was not shown (12,17).
implant placement. Alveolar bone of questionable quality
In turn, Chen et al. (13-14) conducted a thorough analysis
and reduced space between roots should be avoided; mini-
of various articles, studying the factors responsible for the
implant length is determined by the buccolingual thickness
success rate of TADS. The authors concluded that the mi-
of the alveolar bone. Large diameters weaken the alveolar
nimum length of the TADS should be at least 6 mm. Long
bone. On the other hand, bicortical mini-implant anchorage
e74 M. Leo et al.

increases stability (28); clinical examination, assessment of preparation of the site and for the insertion of the screw.
root contour and CT scans decrease the risk of flaws. Precise According to Holm et al. (40) long miniscrews should not
lancing procedures and pressure firm enough to perforate be inserted in the median sagittal plane, because less bone
the alveolar bone provide ease for mini-implant threading; thickness is available in this region. It is recommended that
a mini-implant should be placed with the thread inside the placement of orthodontic miniscrews should be made in
alveolar bone, the transmucosal profile covered by gingival different region according to patient’s age. The thickness
tissue and the head supported by the gingiva; mini-implant of the soft tissue will also influence the failure rate, since a
placement should be performed after careful planning and gingival thickness of more than 3 mm will move the point
by means of a judicious technique (29). of force application too far from the center of resistance of
The failures related to the clinician (30) lacing the mini- the mini-implant, thus generating a large moment that will
implant include one or more of the following: adversely affect the stability of mini-implant.
Selection of the insertion site: the insertion of mini- Insertion technique : ������������������������������������
to achieve the best primary stabili-
implants in the mandible and upper jaw for orthodontic ty, an insertion angle ranging from 60 degrees to 70 degrees
purposes requires a careful analysis of the receiving site: is advisable. If the available space between two adjacent
this must have a suitable bone thickness proportional to the roots is small, a more oblique direction of insertion seems
screw length, and be at least 2.5 mm wide to avoid damages to be favorable to minimize the risk of root contact (41).
to dental roots or other adjacent structures (31-33). Maintaining a steady hand is important, as wiggling
In order to obtain anatomical data useful for the placement will lead to micro-fractures of the cortical bone. The pres-
of mini-implants, studies were conducted with computer- sure should be applied by the palm of the hand, turning
ized tomography (34-35). To choose the maximal miniscrew the screw driver by the fingers, and without moving the
length, it is necessary to analyse the bone thickness (36-37). wrist. It is important not to overturn the screw driver once
The optimal information can be obtained from Cone Beam the collar has reached the periosteum, since ischemia and
Computed tomography (CBCT) slices though the region of micro-damages may occur, thus increasing the risk of los-
interest in superior and lower arch. Lekholm and Zarb (38) ing primary stability. It is therefore important to choose a
explain the classification system of bone as follows, based mini-implant with larger collar than the thread, in order to
on its radiographic appearance and the resistance at drilling, have a positive stop during the insertion. A change in direc-
bone quality has been classified in four categories: tion while inserting has also been described as leading to
Type 1 bone in which almost the entire bone is composed fractures; it is therefore important to choose a screwdriver
of homogenous compact bone; that provide a stable grip. Another consideration regarding
Type 2 bone in which a thick layer of compact bone the insertion is the inclination of the screw: the higher the
surrounds a core of dense trabecular bone; insertion site, the higher the horizontal inclination of the
Type 3 bone in which a thin layer of cortical bone sur- axis (perpendicular to the bone surface) (26).
rounds a core of dense trabecular bone; Loading: recent studies have shown that increasing the
Type 4 bone characterized as a thin layer of cortical torque will,in the long run, decrease the primary stability(33,
bone surrounding a core of low density trabecular bone of 34). When evaluating the influence of loading, not only the
poor strength. magnitude of the force should be considered, but first and
These differences in bone quality can be associated foremost, the type of loading. There is general agreement
with different areas of anatomy in the upper and lower that applying a moment to the mini-implant will lead to
jaw. Mandibles generally are more densely corticated than loosening due to the shearing forces applied on the bone
maxillas and both jaws tend to decrease in their cortical surface. The resistance to the pull out test is influenced by
thickness and increase in their trabecular porosity as they the design of the threaded shaft and an asymmetrical cut is
move posteriorly. advantageous. Mini-implant stability is typically acquired
The cortical thickness should guarantee the primary 12 to 16 weeks after insertion, and immediate loading can
stability. The failure related to poor cortical thickness or cause failure of the mini-implant. Failure after loading was
bone quality will take place immediately after insertion. observed during the first 12 weeks (34).
Studies (19, 37) suggest that the thickness of the cortical
bone increases, while proceeding in a mesio-distal direction,
in the posterior teeth area. The buccal area of the posterior Discussion
mandibular teeth shows increased thicknesses in comparison
to the correspondent maxillary area; whereas the situation Skeletal anchorage was introduced as a solution to treat
is opposite on the palatal side. The site with greater bone adult patients with reduced dentition, where conventional
thickness in the jaw is the buccal inter-radicular area between anchorage was not possible. Even in cases with lack of
the first and second molar and in the maxillary bone it is compliance skeletal������������������������������������
anchorage
�����������������������������������
was preferred over remov-
between the canine and the lateral incisor. In the maxil- able appliances or elastics. At last, it will be described that
lary bone other suitable areas are the interradicular spaces simply the presence of the skeletal anchorage can lead to
between the first molar and the second premolar both in the improved quality of bone as well consequently an improved
buccal and in the palatal side. Although there is enough bone prognosis for a later dental implant insertion. Anchorage
thickness also in the inter-radicular areas between first and control is a key factor for successful treatment in orthodon-
second maxillary molars, according to Carano et al. (39), tics. Skeletal anchorage can be very helpful especially in
these sites should not be considered ideal, because it is quite critical anchorage situations. TADS are used for this purpose.
difficult for the clinician to reach them both for the correct Mini-implants have become increasingly widespread in the
Temporary Anchorage Devices (TADs) in Orthodontics: review e75

recent past because of their low invasiveness during insertion Conclusions


and removal, their versatility and low costs (31). However,
relatively high failure rates ranging from 10% up to 30% Anchorage control is one of the key issues to be taken
remain the major problem using this type of temporary into account when planning orthodontic treatment. Expec-
anchorage devices (32). tations are not always met, despite the applied different
A systematic review with a strict protocol and a thorough anchorage reinforcement protocols. Most of conventional
search strategy was performed to analyze the effectiveness anchorage devices require either the patients’ compliance or
of mini-implants as orthodontic anchorage, and understand- they load patients’ teeth, thus leading to their uncontrolled,
ing of the factors that seem affect the success rate of the mostly undesired movement. Temporary anchorage devices
orthodontic mini-implants. To ensure that the most valid (TADS) have many advantages, such as low price, ease
and reliable results were obtained, the articles were selected of insertion and removal, and rare complications related
according to inclusion and exclusion criteria. Some well- to their application, but most of all they ensure excellent
known articles might have been excluded. After reviewing biomechanics of tooth movement and anchorage control,
all published articles on mini-implants, only 28 satisfied even in uncooperative patients (42). The premature loss of a
the inclusion criteria for mini-implants as orthodontic mini-screw implant is considered a failure that prevents the
anchorage. achievement of treatment goals. Thus, it is fully justified that
TADS were one of the most discussed topics of the numerous studies focus on the analysis of factors influencing
last decade. It started in the 90th and experienced in the TADS stability during orthodontic treatment. The analysis
last 15 years an extreme hype. Clinicians were enthusiastic of the reported results has revealed that those factors may
about the possibility to counteract Newton’s third law. Now, be the patient’s oral hygiene, coexisting diseases, smoking,
more than 15 years later quite a lot of clinicians a frustrated the condition of mucosal membranes, the surgical protocol
about high loss rates and non-working biomechanics (30). (including mini-screw implant location), the method of load-
Different studies have evaluated the clinical success of the ing (time, force, and its direction), and the type of TADS.
mini-implants. The majority of them addresses the external Unfortunately, it is quite likely that multifactorial analysis
structure of the mini-implants as well as its diameter and of TADS stability may lead to bias; therefore, forming a
length (12,17,20), the type and the mechanical resistance homogenous group of patients is mandatory for reliable
(10,42) the bone density (43); other studies in literature results and conclusions. Mini-implant failure can involve
commonly discussed the surgical procedure, mini-implants factors related to the clinician, the patient, and the screw
direction of placement, force applied to the mini-implants, itself. Large, multicenter studies are needed to shed addi-
osseo-integration, site of insertion, loading, the characteristic tional light on the processes involved in skeletal anchorage
of the patients (4,7,8,12,13,14,15,18,19,20,22,23,24,25,26, so that failure rates can be reduced even further.
27,28,29,30,32,33,37), and the experience of the clinicians
(31).
Wilmes and Drescher (41) stated that primary stability References
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